Market Value197,386,000
Total Holdings436
File Date2014-03-03
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ADBE / Adobe Inc.
CMCSA / Comcast Corporation
AMZN / Amazon.com, Inc.
WMT / Walmart Inc.
KO / The Coca-Cola Company
JPM / JPMorgan Chase & Co.
MSFT / Microsoft Corporation
CVX / Chevron Corporation
NFLX / Netflix, Inc.
LOW / Lowe's Companies, Inc.
BA / The Boeing Company
BMY / Bristol-Myers Squibb Company
ISRG / Intuitive Surgical, Inc.
GOOGL / Alphabet Inc.
AMT / American Tower Corporation
JNJ / Johnson & Johnson
PVH / PVH Corp.
MS / Morgan Stanley
WTW / Willis Towers Watson Public Limited Company
MCD / McDonald's Corporation
CL / Colgate-Palmolive Company
SBUX / Starbucks Corporation
PEP / PepsiCo, Inc.
SCHW / The Charles Schwab Corporation
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
QCOM / QUALCOMM Incorporated
GIS / General Mills, Inc.
PCP / Precision Castparts Corporation
MKC / McCormick & Company, Incorporated
PFE / Pfizer Inc.
ACN / Accenture plc
ORCL / Oracle Corporation
AIG / American International Group, Inc.
CSCO / Cisco Systems, Inc.
WM / Waste Management, Inc.
AGNC / AGNC Investment Corp.
RTX / RTX Corporation
MMM / 3M Company
Y / Alleghany Corp.
APU / AmeriGas Partners, L.P.
AVA / Avista Corporation
CAJ / Canon Inc. - ADR
DASTY / Dassault Systèmes SE - Depositary Receipt (Common Stock)
SIVR / abrdn Silver ETF Trust - abrdn Physical Silver Shares ETF
ETR / Entergy Corporation
GGT / The Gabelli Multimedia Trust Inc.
ITT / ITT Inc.
ISHARES MSCI UTD KINGDM UNITED KINGDOM INDX FD / UIE (464286699)
IYZ / iShares Trust - iShares U.S. Telecommunications ETF
MARKET VECTORS ETF TRUSTCOAL ETF / UIE (57060U837)
NUAN / Nuance Communications Inc
POSC / Positron Corporation
SRPT / Sarepta Therapeutics, Inc.
SJI / South Jersey Industries Inc.
WESTRN ASSET INFLTN MGMTTENDER OFFER EXP: 01/17/2 / CEM (95766U107)
WILC / G. Willi-Food International Ltd.
HNZ / Heinz H J Co
OUTR / Outerwall Inc.
AOL /
ARCH / Arch Resources, Inc.
370023103 / GGP, Inc.
CHY / Calamos Convertible and High Income Fund
SLM / SLM Corporation
M / Macy's, Inc.
ULBI / Ultralife Corporation
MDVN / Medivation, Inc.
PALL / abrdn Palladium ETF Trust - abrdn Physical Palladium Shares ETF
PALL / abrdn Palladium ETF Trust - abrdn Physical Palladium Shares ETF
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
RAI / Reynolds American, Inc.
JPS / Nuveen Preferred & Income Securities Fund
US1182301010 / Buckeye Partners, L.P.
P / Pandora Media, Inc.
XLNX / Xilinx, Inc.
HSII / Heidrick & Struggles International, Inc.
HE / Hawaiian Electric Industries, Inc.
AVP / Avon Products, Inc.
HPF / John Hancock Preferred Income Fund II
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
SIEGY / Siemens Aktiengesellschaft - Depositary Receipt (Common Stock)
JJSF / J&J Snack Foods Corp.
ACTG / Acacia Research Corporation
NGLS / Targa Resources Partners LP
MACK / Merrimack Pharmaceuticals, Inc.
TSI / TCW Strategic Income Fund, Inc.
NTG / Tortoise Midstream Energy Fund, Inc.
FCEL / FuelCell Energy, Inc.
GLD / SPDR Gold Trust
BBI / Brickell Biotech Inc
ADSK / Autodesk, Inc.
BAC / Bank of America Corporation
LUMN / Lumen Technologies, Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
MET / MetLife, Inc.
ED / Consolidated Edison, Inc.
AMGN / Amgen Inc.
AEP / American Electric Power Company, Inc.
TXN / Texas Instruments Incorporated
MO / Altria Group, Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
VZ / Verizon Communications Inc.
IAC / IAC Inc.
ROST / Ross Stores, Inc.
AMP / Ameriprise Financial, Inc.
MMC / Marsh & McLennan Companies, Inc.
SO / The Southern Company
ABT / Abbott Laboratories
COF / Capital One Financial Corporation
CI / The Cigna Group
YUM / Yum! Brands, Inc.
SAP / SAP SE - Depositary Receipt (Common Stock)
DFS / Discover Financial Services
RRC / Range Resources Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
TRV / The Travelers Companies, Inc.
EMR / Emerson Electric Co.
BXP / Boston Properties, Inc.
AEE / Ameren Corporation
US0549371070 / BB&T Corp.
NAN / Nuveen New York Quality Municipal Income Fund
RPM / RPM International Inc.
IWN / iShares Trust - iShares Russell 2000 Value ETF
CVS / CVS Health Corporation
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
BNY / BlackRock New York Municipal Income Trust
US0153511094 / Alexion Pharmaceuticals, Inc.
DOV / Dover Corporation
OMC / Omnicom Group Inc.
AMAT / Applied Materials, Inc.
BBWI / Bath & Body Works, Inc.
CMG / Chipotle Mexican Grill, Inc.
TSS / Total System Services, Inc.
WY / Weyerhaeuser Company
VNO / Vornado Realty Trust
BR / Broadridge Financial Solutions, Inc.
WTRG / Essential Utilities, Inc.
NWSA / News Corporation
SLB / Schlumberger Limited
WYNN / Wynn Resorts, Limited
MDT / Medtronic plc
K / Kellanova
GE / General Electric Company
61166W101 / Monsanto Co.
CLX / The Clorox Company
POWERSHS QQQ TRUST SER 1 / UIE (73935A104)
IYG / iShares Trust - iShares U.S. Financial Services ETF
PZA / Invesco Exchange-Traded Fund Trust II - Invesco National AMT-Free Municipal Bond ETF
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
DNL / WisdomTree Trust - WisdomTree Global ex-U.S. Quality Dividend Growth Fund
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
NEM / Newmont Corporation
CHK / Chesapeake Energy Corporation
DE / Deere & Company
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
SIG / Signet Jewelers Limited
018490100 / Allergan plc
DD / DuPont de Nemours, Inc.
DBL / DoubleLine Opportunistic Credit Fund
FTR / Frontier Communications Corp.
US0325111070 / Anadarko Petroleum Corp.
/ FERRELLGAS PARTNERS LP Unit
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
WFC / Wells Fargo & Company
BRO / Brown & Brown, Inc.
JCI / Johnson Controls International plc
OFC / Corporate Office Properties Trust
INFY / Infosys Limited - Depositary Receipt (Common Stock)
JBLU / JetBlue Airways Corporation
AVB / AvalonBay Communities, Inc.
US5535731062 / MSG Networks Inc
N S R RESOURCES INC XXXNO LONGER TRADES EFF 08/26/11 / FGC (629906108)
NSRGY / Nestlé S.A. - Depositary Receipt (Common Stock)
NCT.PRD / Newcastle Investment Corp.
NUVEEN N Y PERFORMANCE PLUS MUNI FD INC / CEM (67062R104)
XNPMX / Nuveen Premium Income Municipal
NUVEEN PREM INC MUN FD 4 / CEM (6706K4105)
PAA / Plains All American Pipeline, L.P. - Limited Partnership
SNDK / Sandisk Corporation
TLAB / Tellabs Inc
VELTF / Velti Plc.
GNW / Genworth Financial, Inc.
HLX / Helix Energy Solutions Group, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
KBE / SPDR Series Trust - SPDR S&P Bank ETF
HAIN / The Hain Celestial Group, Inc.
LINE / Lineage, Inc.
LXP / LXP Industrial Trust
BWLD / Buffalo Wild Wings, Inc.
EGL / Engility Holdings, Inc.
DCTH / Delcath Systems, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
AMOV / America Movil S.A.B.DE C.V. - ADR - Class A
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
74005P104 / Praxair, Inc.
JASO / JA Solar Holdings Co., Ltd.
DBB / Invesco DB Multi-Sector Commodity Trust - Invesco DB Base Metals Fund
KMP /
MBB / iShares Trust - iShares MBS ETF
CNI / Canadian National Railway Company
FWLT / Foster Wheeler Ag
MTW / The Manitowoc Company, Inc.
PIO / Invesco Exchange-Traded Fund Trust II - Invesco Global Water ETF
TIVO / TiVo Inc.
OPK / OPKO Health, Inc.
YRI / Yamana Gold Inc
VITC / Vitacost.com, Inc.
451055107 / Iconix Brand Group Inc
CIT / CIT Group Inc
TRI / Thomson Reuters Corporation
IR / Ingersoll Rand Inc.
ELN / Elan Corp. Plc
IRWD / Ironwood Pharmaceuticals, Inc.
ELNK / EarthLink Holdings Corp.
HHC / Howard Hughes Corporation
MNTX / Manitex International, Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
CGW / Invesco Exchange-Traded Fund Trust II - Invesco S&P Global Water Index ETF
ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund
KED / Kayne Anderson Energy Development Company
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
LIFE / aTyr Pharma, Inc.
LYV / Live Nation Entertainment, Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
ADT / ADT Inc.
BRCM / Broadcom Corporation
LLTC / Linear Technology Corp.
LPT / Liberty Property Trust
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
CNK / Cinemark Holdings, Inc.
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
WEC / WEC Energy Group, Inc.
NYX / Nyiax Inc
KMT / Kennametal Inc.
DGIT / Digital Generation, Inc.
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
REFR / Research Frontiers Incorporated
WBMD / WebMD Health Corp.
WTM / White Mountains Insurance Group, Ltd.
GLRE / Greenlight Capital Re, Ltd.
BPT / BP Prudhoe Bay Royalty Trust
CPNO / Copano Energy, L.l.c.
PNR / Pentair plc
XS0541453147 / FRANCE TELECOM
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
MARKET VECTORS ETF TRUSTGOLD MINERS FUND / UIE (57060U100)
MARKET VECTORS ETF TRUSTGLOBAL ALTERNATIVE ENGY ETF / UIE (57060U407)
MARKET VECTORS ETF JUNIOR GOLD MINERS / UIE (57060U589)
US6550441058 / Noble Energy, Inc.
NUVEEN NY SELCT QLTY MUNNY SELECT QUALITY MUN FD / CEM (670976109)
NUVEEN NY QLTY INCM MUN / CEM (670986108)
OKS / ONEOK Partners, L.P.
ORIENTAL FINANCIAL GRP F / FGO (68618W100)
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
FIS / Fidelity National Information Services, Inc.
WPPGF / WPP plc
WRC / Warnaco Group, Inc. (The)
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
ASA / ASA Gold and Precious Metals Limited
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
IDV / iShares Trust - iShares International Select Dividend ETF
Y / Alleghany Corp.
IEZ / iShares Trust - iShares U.S. Oil Equipment & Services ETF
EXAM / ExamWorks Group, Inc.
BAX / Baxter International Inc.
TPL / Texas Pacific Land Corporation
ZLC / Zale Corp
TWO / Two Harbors Investment Corp.
SXL / Sunoco Logistics Partners L.P.
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
VODPF / Vodafone Group Public Limited Company
153501101 / Central Fund of Canada Ltd.
RSE / Rouse Properties, Inc.
KDN / Kaydon Corp
RMBS / Rambus Inc.
SD / SandRidge Energy, Inc.
PHYS / Sprott Physical Gold Trust
HSH /
GIM / Templeton Global Income Fund
LVLT / Level 3 Financing Inc. - Corporate Bond/Note
ARNC / Arconic Corporation
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
904784709 / Unilever N.V.
GG / Goldcorp, Inc.
XNBBX / Nuveen Build America Bond Fund
STT / State Street Corporation
ORI / Old Republic International Corporation
EPB /
WAG /
SPH / Suburban Propane Partners, L.P. - Limited Partnership
CHS / Chico's FAS, Inc.
SIRO / Sirona Dental Systems, Inc.
EWC / iShares, Inc. - iShares MSCI Canada ETF
VSI / Vitamin Shoppe, Inc.
HCBK / Hudson City Bancorp, Inc.
AGO / Assured Guaranty Ltd.
OXY / Occidental Petroleum Corporation
ENB / Enbridge Inc.
FE / FirstEnergy Corp.
PNC / The PNC Financial Services Group, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
CPT / Camden Property Trust
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
IBM / International Business Machines Corporation
ADVS / Advent Software, Inc.
BDX / Becton, Dickinson and Company
CAE / CAE Inc.
DUK / Duke Energy Corporation
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
ALL / The Allstate Corporation
DVY / iShares Trust - iShares Select Dividend ETF
PM / Philip Morris International Inc.
UNP / Union Pacific Corporation
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
INTC / Intel Corporation
BK / The Bank of New York Mellon Corporation
DIS / The Walt Disney Company
BX / Blackstone Inc.
CAT / Caterpillar Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
MDLZ / Mondelez International, Inc.
CB / Chubb Limited
CB / Chubb Limited
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
JEF / Jefferies Financial Group Inc.
T / AT&T Inc.
ETO / Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
AON / Aon plc
NEE / NextEra Energy, Inc.
V / Visa Inc.
COP / ConocoPhillips
SGU / Star Group, L.P. - Limited Partnership
HON / Honeywell International Inc.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
FDX / FedEx Corporation
LLY / Eli Lilly and Company
ADP / Automatic Data Processing, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
TGT / Target Corporation
CSX / CSX Corporation
HD / The Home Depot, Inc.
30064K105 / Exacttarget, Inc.
MRK / Merck & Co., Inc.
EMD / Western Asset Emerging Markets Debt Fund Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
AAPL / Apple Inc.
F / Ford Motor Company
IVW / iShares Trust - iShares S&P 500 Growth ETF
NUE / Nucor Corporation
CMPR / Cimpress plc
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
COST / Costco Wholesale Corporation
BRK.B / Berkshire Hathaway Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
USB / U.S. Bancorp
TJX / The TJX Companies, Inc.
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
SPG / Simon Property Group, Inc.
IVE / iShares Trust - iShares S&P 500 Value ETF
PG / The Procter & Gamble Company
EW / Edwards Lifesciences Corporation
GS / The Goldman Sachs Group, Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
HSY / The Hershey Company
TER / Teradyne, Inc.
ISCV / iShares Trust - iShares Morningstar Small-Cap Value ETF
UNH / UnitedHealth Group Incorporated
C / Citigroup Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
PSX / Phillips 66
IWB / iShares Trust - iShares Russell 1000 ETF
LMT / Lockheed Martin Corporation
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
DOW / Dow Inc.
GNC / GNC Holdings, Inc.
MIDD / The Middleby Corporation
CPB / The Campbell's Company
AXP / American Express Company
GD / General Dynamics Corporation
WU / The Western Union Company
CAH / Cardinal Health, Inc.
DELL / Dell Technologies Inc.
HES / Hess Corporation
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
HIG / The Hartford Insurance Group, Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
GOLD / Barrick Mining Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
EOG / EOG Resources, Inc.
APD / Air Products and Chemicals, Inc.
ANTM / Anthem Inc
SEE / Sealed Air Corporation
MAT / Mattel, Inc.
SRE / Sempra
ATI / ATI Inc.
CCL / Carnival Corporation & plc
KMB / Kimberly-Clark Corporation
CMCSA / Comcast Corporation
ROK / Rockwell Automation, Inc.
19041P105 / CBS Corp.
FLR / Fluor Corporation
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
VFC / V.F. Corporation
HPQ / HP Inc.
AJG / Arthur J. Gallagher & Co.
SON / Sonoco Products Company
GILD / Gilead Sciences, Inc.
CNP / CenterPoint Energy, Inc.
TD / The Toronto-Dominion Bank
BBBY / Bed Bath & Beyond, Inc.
SYY / Sysco Corporation
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
ESRX / Express Scripts Holding Co.
EQR / Equity Residential
JNPR / Juniper Networks, Inc.
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
PAYX / Paychex, Inc.
US8865471085 / Tiffany & Co.
NI / NiSource Inc.
XWEL / XWELL, Inc.
ZBH / Zimmer Biomet Holdings, Inc.
JCI / Johnson Controls International plc
FITB / Fifth Third Bancorp
AMLP / ALPS ETF Trust - Alerian MLP ETF
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
AAP / Advance Auto Parts, Inc.
SIRI / Sirius XM Holdings Inc.
EXC / Exelon Corporation
CE / Celanese Corporation
VIAB / Viacom, Inc.
CAG / Conagra Brands, Inc.
LLL / JX Luxventure Limited
PPL / PPL Corporation
IWR / iShares Trust - iShares Russell Mid-Cap ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
HOT / Starwood Hotels & Resorts Worldwide, Inc.
SHEL / Shell plc - Depositary Receipt (Common Stock)
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
MPC / Marathon Petroleum Corporation
EVG / Eaton Vance Short Duration Diversified Income Fund
NOC / Northrop Grumman Corporation
BAM / Brookfield Asset Management Ltd.
HAL / Halliburton Company
CELG / Celgene Corp.
NKE / NIKE, Inc.
NLY / Annaly Capital Management, Inc.
PSLV / Sprott Physical Silver Trust
AES / The AES Corporation
DVN / Devon Energy Corporation
MMP / Magellan Midstream Partners L.P.
KMI / Kinder Morgan, Inc.
BCRX / BioCryst Pharmaceuticals, Inc.
MSI / Motorola Solutions, Inc.
AIM / AIM ImmunoTech Inc.
SPY / SPDR S&P 500 ETF
ATVI / Activision Blizzard Inc
RF / Regions Financial Corporation
META / Meta Platforms, Inc.
AFL / Aflac Incorporated
XOM / Exxon Mobil Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
FRT / Federal Realty Investment Trust
NSC / Norfolk Southern Corporation
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund