Market Value357,714,000
Total Holdings393
File Date2013-08-06
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ABB / ABB Ltd. - ADR
AMLP / ALPS ETF Trust - Alerian MLP ETF
T / AT&T Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
ARNC / Arconic Corporation
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
NCZ / Virtus Convertible & Income Fund II
ALL / The Allstate Corporation
ANRZQ / Alpha Natural Resources, Inc.
AGD / Abrdn Global Dynamic Dividend Fund
MO / Altria Group, Inc.
AMZN / Amazon.com, Inc.
AGNC / AGNC Investment Corp.
AEP / American Electric Power Company, Inc.
AXP / American Express Company
AMGN / Amgen Inc.
NLY / Annaly Capital Management, Inc.
APA / APA Corporation
ARI / Apollo Commercial Real Estate Finance, Inc.
AAPL / Apple Inc.
AMAT / Applied Materials, Inc.
ARCH / Arch Resources, Inc.
ADM / Archer-Daniels-Midland Company
ARCC / Ares Capital Corporation
ARR / ARMOUR Residential REIT, Inc.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
AUQ / AuRico Gold Inc.
ADP / Automatic Data Processing, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
BAC / Bank of America Corporation
BOCH / Bank of Commerce Holdings
BCS.PRA / Barclays Bank plc, 7.10% Non-cum Callable Dollar Preference Shares Series 3 ADR
BRK.A / Berkshire Hathaway Inc.
BRK.B / Berkshire Hathaway Inc.
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
BKH / Black Hills Corporation
BLACKROCK SR HIGH INCOME FD / (09255T109)
BWP / Boardwalk Pipeline Partners L.P
BA / The Boeing Company
BBEP / Breitburn Energy Partners LP
BMY / Bristol-Myers Squibb Company
BF.B / Brown-Forman Corporation
US1182301010 / Buckeye Partners, L.P.
IGR / CBRE Global Real Estate Income Fund
UAN / CVR Partners, LP - Limited Partnership
CYS / CYS Investments, Inc.
CAB / Cabela's Incorporated
CLMT / Calumet, Inc.
CCJ / Cameco Corporation
CPB / The Campbell's Company
CNI / Canadian National Railway Company
CMO / Capstead Mortgage Corp.
CAT / Caterpillar Inc.
153501101 / Central Fund of Canada Ltd.
GTU / Central Gold Trust
LUMN / Lumen Technologies, Inc.
CERN / Cerner Corp.
CHK / Chesapeake Energy Corporation
CVX / Chevron Corporation
CIM / Chimera Investment Corporation
CSCO / Cisco Systems, Inc.
C / Citigroup Inc.
CLX / The Clorox Company
KO / The Coca-Cola Company
CL / Colgate-Palmolive Company
COLB / Columbia Banking System, Inc.
CMCSA / Comcast Corporation
CAG / Conagra Brands, Inc.
COP / ConocoPhillips
CNX / CNX Resources Corporation
CNSL / Consolidated Communications Holdings, Inc.
ED / Consolidated Edison, Inc.
CLR / Continental Resources Inc (OKLA)
GLW / Corning Incorporated
COST / Costco Wholesale Corporation
XIV / VelocityShares Daily Inverse VIX Short Term ETN S&P 500 VIX STF Index 12/4/2030
FXA / Invesco CurrencyShares Australian Dollar Trust
SRV / NXG Cushing Midstream Energy Fund
DNP / DNP Select Income Fund Inc.
DML / Denison Mines Corp.
XRAY / DENTSPLY SIRONA Inc.
SBND / Columbia ETF Trust I - Columbia Short Duration Bond ETF
DEO / Diageo plc - Depositary Receipt (Common Stock)
DRH / DiamondRock Hospitality Company
DIS / The Walt Disney Company
D / Dominion Energy, Inc.
DBL / DoubleLine Opportunistic Credit Fund
DOW / Dow Inc.
US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc.
DPG / Duff & Phelps Utility and Infrastructure Fund Inc.
DUK / Duke Energy Corporation
DX / Dynex Capital, Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
EBAY / eBay Inc.
EMR / Emerson Electric Co.
EXK / Endeavour Silver Corp.
SXL / Sunoco Logistics Partners L.P.
ETR / Entergy Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
EQU / Equal Energy Ltd.
EXC / Exelon Corporation
XOM / Exxon Mobil Corporation
META / Meta Platforms, Inc.
FSTR / L.B. Foster Company
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
F / Ford Motor Company
EGAS / Gas Natural Inc.
FNV / Franco-Nevada Corporation
FTF / Franklin Limited Duration Income Trust
FCX / Freeport-McMoRan Inc.
FTR / Frontier Communications Corp.
SLS / SELLAS Life Sciences Group, Inc.
GGN / GAMCO Global Gold, Natural Resources & Income Trust
GE / General Electric Company
GIS / General Mills, Inc.
GPC / Genuine Parts Company
GILD / Gilead Sciences, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
GOOGL / Alphabet Inc.
GLDD / Great Lakes Dredge & Dock Corporation
GBX / The Greenbrier Companies, Inc.
PEAK / Healthpeak Properties, Inc.
PDT / John Hancock Premium Dividend Fund
HBI / Hanesbrands Inc.
HCSG / Healthcare Services Group, Inc.
HCN / Welltower Inc.
HL / Hecla Mining Company
HSY / The Hershey Company
HES / Hess Corporation
HPQ / HP Inc.
HD / The Home Depot, Inc.
HME / Home Properties, Inc.
XPPRX / Voya Prime Rate Trust
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
INTC / Intel Corporation
TEG / Integrys Energy Group, Inc.
IBM / International Business Machines Corporation
VVR / Invesco Senior Income Trust
IAU / iShares Gold Trust
EWC / iShares, Inc. - iShares MSCI Canada ETF
THD / iShares, Inc. - iShares MSCI Thailand ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
OEF / iShares Trust - iShares S&P 100 ETF
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
DVY / iShares Trust - iShares Select Dividend ETF
TIP / iShares Trust - iShares TIPS Bond ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IXC / iShares Trust - iShares Global Energy ETF
ILF / iShares Trust - iShares Latin America 40 ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IBB / iShares Trust - iShares Biotechnology ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IWV / iShares Trust - iShares Russell 3000 ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
IYE / iShares Trust - iShares U.S. Energy ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
PALI / Palisade Bio, Inc.
WOOD / iShares Trust - iShares Global Timber & Forestry ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
GLJ / iShares Trust
REZ / iShares Trust - iShares Residential and Multisector Real Estate ETF
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
MBB / iShares Trust - iShares MBS ETF
GVI / iShares Trust - iShares Intermediate Government/Credit Bond ETF
USIG / iShares Trust - iShares Broad USD Investment Grade Corporate Bond ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
IEZ / iShares Trust - iShares U.S. Oil Equipment & Services ETF
EFV / iShares Trust - iShares MSCI EAFE Value ETF
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
SLV / iShares Silver Trust
JPM / JPMorgan Chase & Co.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
JNJ / Johnson & Johnson
JCI / Johnson Controls International plc
KFH / KKR Financial Holdings LLC
KEY / KeyCorp
KMB / Kimberly-Clark Corporation
KMP /
KMI / Kinder Morgan, Inc.
KOG /
KOP / Koppers Holdings Inc.
KRFT /
LAKE / Lakeland Industries, Inc.
LNCO / Linn Co, LLC
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
MDU / MDU Resources Group, Inc.
MFA / MFA Financial, Inc.
MTG / MGIC Investment Corporation
MARKET VECTORS ETF TR / GOLD MINER ETF (57060U100)
MARKET VECTORS ETF TR / EM LC CURR DBT (57060U522)
MARKET VECTORS ETF TR / AGRIBUS ETF (57060U605)
MARKET VECTORS ETF TR / AFRICA ETF (57060U787)
MARKET VECTORS ETF TR / MKTVEC INTMUETF (57060U845)
MARKET VECTORS ETF TR / PFD SEC EXFINL (57061R791)
MKC / McCormick & Company, Incorporated
MCD / McDonald's Corporation
MDT / Medtronic plc
MRK / Merck & Co., Inc.
MSFT / Microsoft Corporation
MILPQ / Miller Energy Resources, Inc.
MCP /
MDLZ / Mondelez International, Inc.
ATP / Atlantic Power Corp.
NGP CAP RES CO / (62912R107)
NRP / Natural Resource Partners L.P. - Limited Partnership
NEE / NextEra Energy, Inc.
NKE / NIKE, Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
JWN / Nordstrom, Inc.
NSC / Norfolk Southern Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
670984103 / Nuveen Municipal Opportunity Fund, Inc.
OXY / Occidental Petroleum Corporation
OLN / Olin Corporation
OHI / Omega Healthcare Investors, Inc.
ORCL / Oracle Corporation
PPL / PPL Corporation
PCAR / PACCAR Inc
PKE / Park Aerospace Corp.
EAPS / Pax FTSE Environmental Technologies (ET50) Index ETF
PAYX / Paychex, Inc.
PPL / Pembina Pipeline Corporation
OWE / Obsidian Energy Ltd.
PMT / PennyMac Mortgage Investment Trust
PEP / PepsiCo, Inc.
PFE / Pfizer Inc.
PM / Philip Morris International Inc.
PSX / Phillips 66
RCS / PIMCO Strategic Income Fund, Inc.
XPFLX / PIMCO Income Strategy Fund
XPFNX / PIMCO Income Strategy Fund II
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
XPDIX / PIMCO Dynamic Income Fund
PKO / Pimco Income Opportunity Fund
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
PW / Power REIT
POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
DBC / Invesco DB Commodity Index Tracking Fund
POWERSHARES ETF TRUST / DWA TECH LDRS (73935X153)
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
POWERSHARES ETF TRUST / WNDRHLL CLN EN (73935X500)
POWERSHARES ETF TRUST / WATER RESOURCE (73935X575)
POWERSHARES ETF TRUST / DYN BLDG CNSTR (73935X666)
POWERSHARES ETF TRUST / INTL DIV ACHV (73935X716)
POWERSHARES ETF TRUST / DYN LSR & ENT (73935X757)
POWERSHARES ETF TRUST / DYN PHRMA PORT (73935X799)
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
KBWP / Invesco Exchange-Traded Fund Trust II - Invesco KBW Property & Casualty Insurance ETF
POWERSHARES GLOBAL ETF TRUST / SOVEREIGN DEBT (73936T573)
POWERSHARES ETF TR II / S&P SMCP HC PO (73937B886)
74005P104 / Praxair, Inc.
PCP / Precision Castparts Corporation
PG / The Procter & Gamble Company
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
UCC / ProShares Trust - ProShares Ultra Consumer Discretionary
PSEC / Prospect Capital Corporation
PSA / Public Storage
PHM / PulteGroup, Inc.
QCOM / QUALCOMM Incorporated
QRMLF / Quest Rare Minerals Ltd
UAN / CVR Partners, LP - Limited Partnership
US30068N1054 / Exantas Capital Corp.
ROIC / Retail Opportunity Investments Corp.
RVSB / Riverview Bancorp, Inc.
RDS.B / Shell Plc - ADR
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
RMS / Rydex ETF Trust
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
RTM / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Materials ETF
SPY / SPDR S&P 500 ETF
GLD / SPDR Gold Trust
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
SPDR SERIES TRUST / NUVN BR SHT MUNI (78464A425)
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
IPE / SPDR Barclays TIPS ETF
XPH / SPDR Series Trust - SPDR S&P Pharmaceuticals ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
MDY / SPDR S&P MidCap 400 ETF Trust
SNXZF / Sandstorm Gold Ltd.
SLB / Schlumberger Limited
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
SRE / Sempra
SNH / Senior Housing Properties Trust
SIGA / SIGA Technologies, Inc.
WPM / Wheaton Precious Metals Corp.
SSD / Simpson Manufacturing Co., Inc.
SIRI / Sirius XM Holdings Inc.
SLTM / Solta Medical Inc
SO / The Southern Company
SPE / Special Opportunities Fund, Inc.
847560109 / Spectra Energy Corp.
PHYS / Sprott Physical Gold Trust
SBUX / Starbucks Corporation
OXSQ / Oxford Square Capital Corp.
TGT / Target Corporation
GIM / Templeton Global Income Fund
TNH / Terra Nitrogen Co., L.P.
MMM / 3M Company
TKR / The Timken Company
/ Total S.A.
TRQ / Turquoise Hill Resources Ltd
USB / U.S. Bancorp
UNP / Union Pacific Corporation
UPS / United Parcel Service, Inc.
RTX / RTX Corporation
UNH / UnitedHealth Group Incorporated
UTL / Unitil Corporation
VALE / Vale S.A. - Depositary Receipt (Common Stock)
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
MGV / Vanguard World Fund - Vanguard Mega Cap Value ETF
IVOO / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
VNR / Vanguard Natural Resources, LLC
VSBIX / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury Index Fund Institutional Shares
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
VANGUARD INDEX FDS / S&P 500 ETF SH (922908413)
VMGMX / Vanguard Index Funds - Vanguard Mid-Cap Growth Index Fund Admiral
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VSGIX / Vanguard Index Funds - Vanguard Small-Cap Growth Index Fund Institutional
VSIIX / Vanguard Index Funds - Vanguard Small-Cap Value Index Fund Institutional
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VZ / Verizon Communications Inc.
V / Visa Inc.
VODPF / Vodafone Group Public Limited Company
XWEL / XWELL, Inc.
WAB / Westinghouse Air Brake Technologies Corporation
WMT / Walmart Inc.
WRES / Warren Resources, Inc.
WM / Waste Management, Inc.
WFC / Wells Fargo & Company
WAIR / Wesco Aircraft Holdings Inc.
XEMDX / Western Assets Emerging Markets
WIA / Western Asset Inflation-Linked Income Fund
PAI / Western Asset Investment Grade Income Fund Inc.
WFM / Whole Foods Market, Inc.
/ Windstream Holdings, Inc
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
AXJL / WisdomTree Asia Pacific ex-Japan Fund
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
YRI / Yamana Gold Inc
ZIXI / Zix Corp.
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
BEP / Brookfield Renewable Partners L.P. - Limited Partnership
SDRL / Seadrill Limited
DRYS / DryShips, Inc.
NMM / Navios Maritime Partners L.P. - Limited Partnership