Market Value274,232,000
Total Holdings342
File Date2018-01-17
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

Click the link icon to see the full transaction history.

Upgrade to unlock premium data and export to Excel .

Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
CVX / Chevron Corporation
OXY / Occidental Petroleum Corporation
PANW / Palo Alto Networks, Inc.
AMZA / ETFis Series Trust I - InfraCap MLP ETF
64126X201 / NeuStar, Inc.
US00401C1080 / Acacia Communications, Inc.
NOV / NOV Inc.
FDX / FedEx Corporation
IDU / iShares Trust - iShares U.S. Utilities ETF
CVS / CVS Health Corporation
CIF / MFS Intermediate High Income Fund
SPHB / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Beta ETF
FEU / SPDR STOXX Europe 50 ETF
GROW / U.S. Global Investors, Inc.
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
OZRK / Bank of the Ozarks, Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
ROCK / Gibraltar Industries, Inc.
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
RDIV / Invesco Exchange-Traded Fund Trust II - Invesco S&P Ultra Dividend Revenue ETF
ETN / Eaton Corporation plc
VTHR / Vanguard Scottsdale Funds - Vanguard Russell 3000 ETF
NXP / Nuveen Select Tax-Free Income Portfolio
RFEU / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Europe ETF
TSLX / Sixth Street Specialty Lending, Inc.
VRP / Invesco Exchange-Traded Fund Trust II - Invesco Variable Rate Preferred ETF
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
UAN / CVR Partners, LP - Limited Partnership
BX / Blackstone Inc.
APO / Apollo Global Management, Inc.
US0549371070 / BB&T Corp.
018490100 / Allergan plc
LEN / Lennar Corporation
COP / ConocoPhillips
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
FDD / First Trust Exchange-Traded Fund II - First Trust STOXX European Select Dividend Index Fund
OUSA / ALPS ETF Trust - ALPS | O'Shares U.S. Quality Dividend ETF
NTRI / NutriSystem, Inc.
JBLU / JetBlue Airways Corporation
US33739P5098 / First Trust RiverFront Dynamic Asia Pacific ETF
PFM / Invesco Exchange-Traded Fund Trust - Invesco Dividend Achievers ETF
KBWB / Invesco Exchange-Traded Fund Trust II - Invesco KBW Bank ETF
IPAY / Amplify ETF Trust - Amplify Digital Payments ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
O / Realty Income Corporation
PCYO / Pure Cycle Corporation
FCX / Freeport-McMoRan Inc.
HYHG / ProShares Trust - ProShares High Yield - Interest Rate Hedged
GLAD / Gladstone Capital Corporation
LXJ0 / LME Zinc Base Metal
NIM / Nuveen Select Maturities Municipal Fund
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
RFUN / ALPS Advisors Inc - RiverFront Dynamic Unconstrained Income ETF
NXQ / Nuveen Select Tax-Free Income Portfolio 2
RPAI / Retail Properties of America Inc - Class A
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
WETF / Wisdomtree Investments Inc
AET / Aetna, Inc.
MDLZ / Mondelez International, Inc.
KBWD / Invesco Exchange-Traded Fund Trust II - Invesco KBW High Dividend Yield Financial ETF
ISCG / iShares Trust - iShares Morningstar Small-Cap Growth ETF
BIB / ProShares Trust - ProShares Ultra Nasdaq Biotechnology
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
APTS / Preferred Apartment Communities Inc - Class A
IFV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright International Focus 5 ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
NTES / NetEase, Inc. - Depositary Receipt (Common Stock)
LEG / Leggett & Platt, Incorporated
FOX / Fox Corporation
QQQ / Invesco QQQ Trust, Series 1
SMG / The Scotts Miracle-Gro Company
ACN / Accenture plc
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
XNTK / SPDR Series Trust - SPDR NYSE Technology ETF
AMT / American Tower Corporation
CBI / Chicago Bridge & Iron Co., N.V.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
CTSH / Cognizant Technology Solutions Corporation
RFEM / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Emerging Markets ETF
IAU / iShares Gold Trust
SDIV / Global X Funds - Global X SuperDividend ETF
LAZ / Lazard, Inc.
MATH / Metalpha Technology Holding Limited
RTN / Raytheon Co.
MRK / Merck & Co., Inc.
DUK / Duke Energy Corporation
RFDI / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Developed International ETF
SLB / Schlumberger Limited
MPLX / MPLX LP - Limited Partnership
SCHC / Schwab Strategic Trust - Schwab International Small-Cap Equity ETF
KWEB / KraneShares Trust - KraneShares CSI China Internet ETF
NYRT / New York REIT, Inc.
OPI / Office Properties Income Trust
IQDF / FlexShares Trust - FlexShares International Quality Dividend Index Fund
THFF / First Financial Corporation
TEI / Templeton Emerging Markets Income Fund
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
CORP / PIMCO ETF Trust - PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
IBB / iShares Trust - iShares Biotechnology ETF
GDO / Western Asset Global Corporate Defined Opportunity Fund Inc.
VER / VEREIT Inc
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
WBA / Walgreens Boots Alliance, Inc.
DOW / Dow Inc.
26433F207 / Duff & Phelps Select MLP and M Common Stock
BRK.B / Berkshire Hathaway Inc.
SWK / Stanley Black & Decker, Inc.
IWC / iShares Trust - iShares Micro-Cap ETF
KMI / Kinder Morgan, Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
TWX / Warner Media LLC
TIER / T. Rowe Price Exchange-Traded Funds, Inc. - T. Rowe Price International Equity Research ETF
UNP / Union Pacific Corporation
WEA / Western Asset Premier Bond Fund
MMP / Magellan Midstream Partners L.P.
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
RFDA / ALPS ETF Trust - RiverFront Dynamic US Dividend Advantage ETF
95768A109 / Western Asset Municipal Define Common Stock, $0.001 par value
MMM / 3M Company
CRM / Salesforce, Inc.
INTC / Intel Corporation
UPS / United Parcel Service, Inc.
AAPL / Apple Inc.
GS / The Goldman Sachs Group, Inc.
HAL / Halliburton Company
DE / Deere & Company
STI / Solidion Technology, Inc.
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
CERN / Cerner Corp.
MDT / Medtronic plc
CMA / Comerica Incorporated
SWKS / Skyworks Solutions, Inc.
IYY / iShares Trust - iShares Dow Jones U.S. ETF
ORLY / O'Reilly Automotive, Inc.
CELG / Celgene Corp.
IBND / SPDR Series Trust - SPDR Bloomberg International Corporate Bond ETF
ULTA / Ulta Beauty, Inc.
CIBR / First Trust Exchange-Traded Fund II - First Trust NASDAQ Cybersecurity ETF
UPW / ProShares Trust - ProShares Ultra Utilities
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
NIQ / NIQ Global Intelligence plc
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
AIVL / WisdomTree Trust - WisdomTree U.S. AI Enhanced Value Fund
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
CAT / Caterpillar Inc.
LOW / Lowe's Companies, Inc.
CAH / Cardinal Health, Inc.
KR / The Kroger Co.
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
NUV / Nuveen Municipal Value Fund, Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
HAS / Hasbro, Inc.
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
SO / The Southern Company
LTPZ / PIMCO ETF Trust - PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
DVY / iShares Trust - iShares Select Dividend ETF
CHY / Calamos Convertible and High Income Fund
RFCI / ALPS ETF Trust - RiverFront Dynamic Core Income ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
CWI / SPDR Index Shares Funds - SPDR MSCI ACWI ex-US ETF
JNPR / Juniper Networks, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
STZ / Constellation Brands, Inc.
META / Meta Platforms, Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
T / AT&T Inc.
VIS / Vanguard World Fund - Vanguard Industrials ETF
V / Visa Inc.
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
PEP / PepsiCo, Inc.
AMGN / Amgen Inc.
WFC / Wells Fargo & Company
KMB / Kimberly-Clark Corporation
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
SLV / iShares Silver Trust
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
AXP / American Express Company
LUV / Southwest Airlines Co.
NEA / Nuveen AMT-Free Quality Municipal Income Fund
BDX / Becton, Dickinson and Company
LYB / LyondellBasell Industries N.V.
ABBV / AbbVie Inc.
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
PM / Philip Morris International Inc.
AVK / Advent Convertible and Income Fund
ACWI / iShares Trust - iShares MSCI ACWI ETF
RNP / Cohen & Steers REIT and Preferred Income Fund, Inc.
URI / United Rentals, Inc.
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
QCOM / QUALCOMM Incorporated
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
JPM / JPMorgan Chase & Co.
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
MO / Altria Group, Inc.
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
AMAT / Applied Materials, Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
GLD / SPDR Gold Trust
GOOG / Alphabet Inc.
BAC / Bank of America Corporation
IDV / iShares Trust - iShares International Select Dividend ETF
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
VRTX / Vertex Pharmaceuticals Incorporated
EFA / iShares Trust - iShares MSCI EAFE ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
DNP / DNP Select Income Fund Inc.
NEE / NextEra Energy, Inc.
ABT / Abbott Laboratories
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
LLY / Eli Lilly and Company
MSFT / Microsoft Corporation
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
LARK / Landmark Bancorp, Inc.
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
JNJ / Johnson & Johnson
SBUX / Starbucks Corporation
NVG / Nuveen AMT-Free Municipal Credit Income Fund
KMF / Kayne Anderson NextGen Energy & Infrastructure Inc
IIM / Invesco Value Municipal Income Trust
VTWO / Vanguard Scottsdale Funds - Vanguard Russell 2000 ETF
FTF / Franklin Limited Duration Income Trust
TGT / Target Corporation
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
ITW / Illinois Tool Works Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
ADP / Automatic Data Processing, Inc.
KHC / The Kraft Heinz Company
MA / Mastercard Incorporated
DD / DuPont de Nemours, Inc.
CMCSA / Comcast Corporation
IHF / iShares Trust - iShares U.S. Healthcare Providers ETF
ARCC / Ares Capital Corporation
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
IWF / iShares Trust - iShares Russell 1000 Growth ETF
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
CSCO / Cisco Systems, Inc.
ORCL / Oracle Corporation
AFL / Aflac Incorporated
BA / The Boeing Company
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
EFV / iShares Trust - iShares MSCI EAFE Value ETF
SPTM / SPDR Series Trust - SPDR Portfolio S&P 1500 Composite Stock Market ETF
SYY / Sysco Corporation
ADM / Archer-Daniels-Midland Company
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
CSX / CSX Corporation
GILD / Gilead Sciences, Inc.
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
ADBE / Adobe Inc.
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
HUM / Humana Inc.
ARI / Apollo Commercial Real Estate Finance, Inc.
XHR / Xenia Hotels & Resorts, Inc.
NKE / NIKE, Inc.
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
ITB / iShares Trust - iShares U.S. Home Construction ETF
CMI / Cummins Inc.
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
WM / Waste Management, Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
F / Ford Motor Company
PSX / Phillips 66
AMZN / Amazon.com, Inc.
UNH / UnitedHealth Group Incorporated
BCV / Bancroft Fund Ltd.
PRU / Prudential Financial, Inc.
NVDA / NVIDIA Corporation
IVV / iShares Trust - iShares Core S&P 500 ETF
JFR / Nuveen Floating Rate Income Fund
PG / The Procter & Gamble Company
VZ / Verizon Communications Inc.
HPF / John Hancock Preferred Income Fund II
IDTI / Integrated Device Technology, Inc.
RIGS / ALPS ETF Trust - RiverFront Strategic Income Fund
KO / The Coca-Cola Company
WMT / Walmart Inc.
SYK / Stryker Corporation
GD / General Dynamics Corporation
AVGO / Broadcom Inc.
IYH / iShares Trust - iShares U.S. Healthcare ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
NUW / Nuveen AMT-Free Municipal Value Fund
FT / Franklin Universal Trust
IWM / iShares Trust - iShares Russell 2000 ETF
LMT / Lockheed Martin Corporation
MCD / McDonald's Corporation
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
WPM / Wheaton Precious Metals Corp.
XOM / Exxon Mobil Corporation
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
ORI / Old Republic International Corporation
IP / International Paper Company
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
HSY / The Hershey Company
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
MASI / Masimo Corporation
LRCX / Lam Research Corporation
HDV / iShares Trust - iShares Core High Dividend ETF
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
SFNC / Simmons First National Corporation
DGRW / WisdomTree Trust - WisdomTree U.S. Quality Dividend Growth Fund
STLD / Steel Dynamics, Inc.
HON / Honeywell International Inc.
BMY / Bristol-Myers Squibb Company
TIP / iShares Trust - iShares TIPS Bond ETF
COR / Cencora, Inc.
RTX / RTX Corporation
XEL / Xcel Energy Inc.
GOOGL / Alphabet Inc.
KRG / Kite Realty Group Trust
TMO / Thermo Fisher Scientific Inc.
PFE / Pfizer Inc.
COST / Costco Wholesale Corporation
HD / The Home Depot, Inc.
NFLX / Netflix, Inc.
DIS / The Walt Disney Company
IBM / International Business Machines Corporation
NAD / Nuveen Quality Municipal Income Fund
SPIB / SPDR Series Trust - SPDR Portfolio Intermediate Term Corporate Bond ETF
EOG / EOG Resources, Inc.
TMUS / T-Mobile US, Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
BKNG / Booking Holdings Inc.
TXN / Texas Instruments Incorporated
ENB / Enbridge Inc.
AMD / Advanced Micro Devices, Inc.
WDC / Western Digital Corporation
EFT / Eaton Vance Floating-Rate Income Trust
SANW / S&W Seed Company
WYNN / Wynn Resorts, Limited
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
RFFC / ALPS ETF Trust - ALPS Active Equity Opportunity ETF
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
PAYX / Paychex, Inc.
DHI / D.R. Horton, Inc.
TSLA / Tesla, Inc.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
SPY / SPDR S&P 500 ETF