Market Value193,350,000
Total Holdings413
File Date2014-05-15
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ADT / ADT Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
T / AT&T Inc.
AUO / AU Optronics Corp.
ABT / Abbott Laboratories
ABBV / AbbVie Inc.
ACMP /
APD / Air Products and Chemicals, Inc.
US67074R1005 / Nuveen Mortgage Opportunity Term Fund 2
ARNC / Arconic Corporation
ALU / Alcatel Lucent
AHGP / Alliance Holdings GP, L.P
NCV / Virtus Convertible & Income Fund
MO / Altria Group, Inc.
ATAX / America First Multifamily Investors LP - Unit
AEP / American Electric Power Company, Inc.
US0268741560 / American International Group, Inc. Warrants
AIG / American International Group, Inc.
APU / AmeriGas Partners, L.P.
AMGN / Amgen Inc.
ANAD / ANADIGICS, Inc.
SCU / Sculptor Capital Management Inc - Class A
NLY / Annaly Capital Management, Inc.
APA / APA Corporation
AAPL / Apple Inc.
AMAT / Applied Materials, Inc.
WTRG / Essential Utilities, Inc.
ARCC / Ares Capital Corporation
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
ADP / Automatic Data Processing, Inc.
MNP / Western Asset Municipal Partners Fund Inc
AUXL / Auxilium Pharmaceuticals Inc
BGCP / BGC Partners Inc - Class A
BP / BP p.l.c. - Depositary Receipt (Common Stock)
BABSON CAP PARTN / SH BEN INT (05616B100)
BHI / Baker Hughes Inc.
BCV / Bancroft Fund Ltd.
BAC / Bank of America Corporation
BK / The Bank of New York Mellon Corporation
INP / Barclays iPath MSCI India Index ETN due on 12/18/2036 due 12/18/2036
BCS / Barclays PLC - Depositary Receipt (Common Stock)
JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO
BCS.PRC / Barclays Bank plc, 7.75% Non-cum Callable Dollar Preference Shares, Series 4 ADR
BCS.PRA / Barclays Bank plc, 7.10% Non-cum Callable Dollar Preference Shares Series 3 ADR
GOLD / Barrick Mining Corporation
BAX / Baxter International Inc.
07317Q956 / Baytex Energy Trust
BEAV / B/E Aerospace, Inc.
BEAM INC COM / (073730103)
BDX / Becton, Dickinson and Company
BRK.B / Berkshire Hathaway Inc.
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
BBN / BlackRock Taxable Municipal Bond Trust
BLW / BlackRock Limited Duration Income Trust
/ BlackRock Municipal 2020 Term Trust
BTZ / BlackRock Credit Allocation Income Trust
BX / Blackstone Inc.
BLK / BlackRock, Inc.
MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
BTT / Blackrock Municipal 2030 Target Term Trust
BA / The Boeing Company
BDN / Brandywine Realty Trust
BBEP / Breitburn Energy Partners LP
BMY / Bristol-Myers Squibb Company
BMTC / Bryn Mawr Bank Corp.
US1182301010 / Buckeye Partners, L.P.
19041P105 / CBS Corp.
CCNE / CNB Financial Corporation
CNO / CNO Financial Group, Inc.
CSX / CSX Corporation
CST / CST Brands, Inc.
CVS / CVS Health Corporation
CPN / Calpine Corp.
CCJ / Cameco Corporation
CPB / The Campbell's Company
COF / Capital One Financial Corporation
CCL / Carnival Corporation & plc
CRS / Carpenter Technology Corporation
CAT / Caterpillar Inc.
GTU / Central Gold Trust
CERN / Cerner Corp.
CHK / Chesapeake Energy Corporation
CVX / Chevron Corporation
CBI / Chicago Bridge & Iron Co., N.V.
CHS / Chico's FAS, Inc.
US16941M1099 / China Mobile Ltd.
SNP / China Petroleum & Chemical Corp - ADR
CB / Chubb Limited
CHD / Church & Dwight Co., Inc.
CSCO / Cisco Systems, Inc.
C / Citigroup Inc.
US46138J5020 / Invesco BulletShares 2020 Corporate Bond ETF
BSCJ / Invesco BulletShares 2019 Corporate Bond ETF
BSCI / Guggenheim BulletShares 2018 Corporate Bond ETF
BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF
BSCG / Guggenheim BulletShares 2016 Corporate Bond ETF
CLNE / Clean Energy Fuels Corp.
XCEMX / Clearbridge Energy MLP Fund Inc
KO / The Coca-Cola Company
CDE / Coeur Mining, Inc.
CNS / Cohen & Steers, Inc.
CL / Colgate-Palmolive Company
CMCSA / Comcast Corporation
EQC / Equity Commonwealth
CAG / Conagra Brands, Inc.
COP / ConocoPhillips
ED / Consolidated Edison, Inc.
GLW / Corning Incorporated
COST / Costco Wholesale Corporation
CIK / Credit Suisse Asset Management Income Fund, Inc.
FXC / Invesco CurrencyShares Canadian Dollar Trust
DCP / DCP Midstream LP - Unit
DRI / Darden Restaurants, Inc.
DE / Deere & Company
DAL / Delta Air Lines, Inc.
/ Denbury Resources, Inc.
DIS / The Walt Disney Company
DMLP / Dorchester Minerals, L.P. - Limited Partnership
DOW / Dow Inc.
DWA / DreamWorks Animation SKG , Inc.
DOW / Dow Inc.
DPG / Duff & Phelps Utility and Infrastructure Fund Inc.
DUK / Duke Energy Corporation
DYN / Dyne Therapeutics, Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
EVA / Enviva Inc.
EMN / Eastman Chemical Company
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
EPB /
EA / Electronic Arts Inc.
EMR / Emerson Electric Co.
EEP / Enbridge Energy Partners, L.P.
30064K105 / Exacttarget, Inc.
ERF / Enerplus Corporation
EBF / Ennis, Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
EQR / Equity Residential
EXC / Exelon Corporation
EXTERRAN PARTNERS / COM UNITS (30225N105)
XOM / Exxon Mobil Corporation
META / Meta Platforms, Inc.
FDX / FedEx Corporation
FITB / Fifth Third Bancorp
FUBC / 1st United Bancorp
SVVC / Firsthand Technology Value Fund, Inc.
F / Ford Motor Company
34958B106 / Fortress Investment Group LLC
FBHS / Fortune Brands Home & Security Inc
FCX / Freeport-McMoRan Inc.
RAIL / FreightCar America, Inc.
FURX / Furiex Pharmaceuticals, Inc.
GEO / The GEO Group, Inc.
GDV / The Gabelli Dividend & Income Trust
GLPI / Gaming and Leisure Properties, Inc.
GME / GameStop Corp.
GE / General Electric Company
GIS / General Mills, Inc.
GM / General Motors Company
GM.WS.A / General Motors Company
GM.WS.B / General Motors Company - Warrants 07/10/2019
GILD / Gilead Sciences, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
OBLG / Oblong, Inc.
GG / Goldcorp, Inc.
GGG / Graco Inc.
HAL / Halliburton Company
HTD / John Hancock Tax-Advantaged Dividend Income Fund
HOG / Harley-Davidson, Inc.
LHX / L3Harris Technologies, Inc.
HCN / Welltower Inc.
HSY / The Hershey Company
HPQ / HP Inc.
HFC / HollyFrontier Corp
HD / The Home Depot, Inc.
HON / Honeywell International Inc.
ZINC / Horsehead Holding Corp.
STAR / iStar Inc
ILMN / Illumina, Inc.
INGR / Ingredion Incorporated
INTC / Intel Corporation
IDCC / InterDigital, Inc.
IBM / International Business Machines Corporation
VGM / Invesco Trust for Investment Grade Municipals
VPV / Invesco Pennsylvania Value Municipal Income Trust
IQI / Invesco Quality Municipal Income Trust
EWG / iShares, Inc. - iShares MSCI Germany ETF
EWW / iShares, Inc. - iShares MSCI Mexico ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
TIP / iShares Trust - iShares TIPS Bond ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IWM / iShares Trust - iShares Russell 2000 ETF
ISHG / iShares Trust - iShares 1-3 Year International Treasury Bond ETF
SLV / iShares Silver Trust
JPM / JPMorgan Chase & Co.
JNJ / Johnson & Johnson
JCI / Johnson Controls International plc
KBR / KBR, Inc.
KMB / Kimberly-Clark Corporation
KMP /
KND / Kindred Healthcare, Inc.
KOG /
KRFT /
KRO / Kronos Worldwide, Inc.
LGIH / LGI Homes, Inc.
LVS / Las Vegas Sands Corp.
LEG / Leggett & Platt, Incorporated
LGCY / Legacy Education Inc.
QRTEA / Qurate Retail Inc - Series A
QRTEA / Qurate Retail Inc - Series A
LINE / Lineage, Inc.
LMT / Lockheed Martin Corporation
MMP / Magellan Midstream Partners L.P.
MGA / Magna International Inc.
MRO / Marathon Oil Corporation
MPC / Marathon Petroleum Corporation
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
MWE / MarkWest Energy Partners, LP
MA / Mastercard Incorporated
MAT / Mattel, Inc.
57772K101 / Maxim Integrated Products Inc.
MKC / McCormick & Company, Incorporated
MCD / McDonald's Corporation
/
MRK / Merck & Co., Inc.
MET / MetLife, Inc.
MSFT / Microsoft Corporation
STCN / Steel Connect, Inc.
MDLZ / Mondelez International, Inc.
APF / Morgan Stanley Asia-Pacific Fund, Inc.
NOV / NOV Inc.
NJR / New Jersey Resources Corporation
NYCB / Flagstar Financial, Inc.
NEM / Newmont Corporation
NEE / NextEra Energy, Inc.
NKE / NIKE, Inc.
NKA / Niska Gas Storage Partners LLC
NSC / Norfolk Southern Corporation
NOC / Northrop Grumman Corporation
872307903 / TCF Financial Corporation
NG / NovaGold Resources Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
TMQ / Trilogy Metals Inc.
NS / NuStar Energy L.P. - Limited Partnership
NVDA / NVIDIA Corporation
NIQ / NIQ Global Intelligence plc
NUVEEN EQUITY PREM / (6706EM102)
NES / Nuverra Environmental Solutions Inc
NUV / Nuveen Municipal Value Fund, Inc.
NQP / Nuveen Pennsylvania Quality Municipal Income Fund
OXY / Occidental Petroleum Corporation
OLP / One Liberty Properties, Inc.
OKS / ONEOK Partners, L.P.
OPK / OPKO Health, Inc.
ORCL / Oracle Corporation
PNC / The PNC Financial Services Group, Inc.
PPL / PPL Corporation
PAYX / Paychex, Inc.
BTU / Peabody Energy Corporation
PPL / Pembina Pipeline Corporation
PENN / PENN Entertainment, Inc.
OWE / Obsidian Energy Ltd.
PAG / Penske Automotive Group, Inc.
PBCT / People`s United Financial Inc
POM / PEPCO Holdings, Inc.
PEP / PepsiCo, Inc.
PTR / PetroChina Co. Ltd. - ADR
PFE / Pfizer Inc.
PM / Philip Morris International Inc.
PSX / Phillips 66
TIPZ / PIMCO ETF Trust - PIMCO Broad U.S. TIPS Index Exchange-Traded Fund
PXD / Pioneer Natural Resources Company
PAA / Plains All American Pipeline, L.P. - Limited Partnership
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
POR / Portland General Electric Company
POT / Potash Corp. of Saskatchewan, Inc.
PW / Power REIT
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
PBE / Invesco Exchange-Traded Fund Trust - Invesco Biotechnology & Genome ETF
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
DBB / Invesco DB Multi-Sector Commodity Trust - Invesco DB Base Metals Fund
UUP / Invesco DB US Dollar Index Trust - Invesco DB US Dollar Index Bullish Fund
PG / The Procter & Gamble Company
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
SH / ProShares Trust - ProShares Short S&P500
DXD / ProShares Trust - ProShares UltraShort Dow30
PRU / Prudential Financial, Inc.
PEG / Public Service Enterprise Group Incorporated
PPT / Putnam Premier Income Trust
QCOM / QUALCOMM Incorporated
RAS / RAIT Financial Trust
RYN / Rayonier Inc.
RTN / Raytheon Co.
O / Realty Income Corporation
RGP / Resources Connection, Inc.
RGA / Reinsurance Group of America, Incorporated
RENN / Renren Inc - ADR
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
RCI / Rogers Communications Inc.
RY / Royal Bank of Canada
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
RUTH / Ruths Hospitality Group Inc
SM / SM Energy Company
SPY / SPDR S&P 500 ETF
GLD / SPDR Gold Trust
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
JOE / The St. Joe Company
STJ / St. Jude Medical, Inc.
SGMO / Sangamo Therapeutics, Inc.
SRPT / Sarepta Therapeutics, Inc.
SLB / Schlumberger Limited
SCHW / The Charles Schwab Corporation
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
SRE / Sempra
SIEGY / Siemens Aktiengesellschaft - Depositary Receipt (Common Stock)
82735Q102 / Silver Bay Realty Trust Corp.
SIRI / Sirius XM Holdings Inc.
SLRC / SLR Investment Corp.
SO / The Southern Company
LUV / Southwest Airlines Co.
SWN / Southwestern Energy Company
847560109 / Spectra Energy Corp.
SEP / Spectra Energy Partners LP
PSLV / Sprott Physical Silver Trust
US85207U1051 / Sprint Corporation
STN / Stantec Inc.
SBUX / Starbucks Corporation
MBOT / Microbot Medical Inc.
SPH / Suburban Propane Partners, L.P. - Limited Partnership
SMLP / Summit Midstream Partners, LP - Limited Partnership
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
RJI / AB Svensk Exportkredit - ZC SP ETN REDEEM 24/10/2022 USD 10 - 870297801
US87233Q1085 / TC Pipelines, LP
TE / T1 Energy Inc.
TMUS / T-Mobile US, Inc.
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
TGT / Target Corporation
TAYC / Taylor Capital Group Inc
GIM / Templeton Global Income Fund
TER / Teradyne, Inc.
ANDV / Andeavor Corp.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
TXN / Texas Instruments Incorporated
MMM / 3M Company
TOL / Toll Brothers, Inc.
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
TRP / TC Energy Corporation
89376V100 / TransMontaigne Partners LP
TWO / Two Harbors Investment Corp.
UGI / UGI Corporation
CTLP / Cantaloupe, Inc.
USG / USCF ETF Trust - USCF Gold Strategy Plus Income Fund
UPLMQ / Ultra Petroleum Corp.
UL / Unilever PLC - Depositary Receipt (Common Stock)
UNP / Union Pacific Corporation
UPS / United Parcel Service, Inc.
RTX / RTX Corporation
UNH / UnitedHealth Group Incorporated
ECOL / US Ecology Inc.
VLO / Valero Energy Corporation
VLY / Valley National Bancorp
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
VFINX / Vanguard Index Funds - Vanguard Index Trust 500 Index Fund
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VZ / Verizon Communications Inc.
VIAB / Viacom, Inc.
V / Visa Inc.
VITC / Vitacost.com, Inc.
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
VMC / Vulcan Materials Company
WMT / Walmart Inc.
WASH / Washington Trust Bancorp, Inc.
WM / Waste Management, Inc.
ANTM / Anthem Inc
WFC / Wells Fargo & Company
WR / Westar Energy, Inc.
WES / Western Midstream Partners, LP - Limited Partnership
WU / The Western Union Company
WY / Weyerhaeuser Company
WFM / Whole Foods Market, Inc.
/ Windstream Holdings, Inc
WEC / WEC Energy Group, Inc.
VISL / Vislink Technologies, Inc.
AABA / Altaba Inc
ZF / Zweig Fund, Inc.
ZNGA / Zynga Inc - Class A
G0083B108 / Actavis
ALLE / Allegion plc
ETN / Eaton Corporation plc
ESV / Ensco plc
IR / Ingersoll Rand Inc.
IVZ / Invesco Ltd.
SDRL / Seadrill Limited
STX / Seagate Technology Holdings plc
FWLT / Foster Wheeler Ag
CSTM / Constellium SE
TROX / Tronox Holdings plc