Market Value326,037,000
Total Holdings158
File Date2019-11-01
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
DFNL / Davis Fundamental ETF Trust - Davis Select Financial ETF
SMM / Salient Midstream & MLP Fund
WAFD / WaFd, Inc
CUT / Invesco Exchange-Traded Fund Trust II - Invesco MSCI Global Timber ETF
CEF / Sprott Physical Gold and Silver Trust
EURN / Euronav NV
AMLP / ALPS ETF Trust - Alerian MLP ETF
26922A693 / Brand Value ETF
FLRN / SPDR Series Trust - SPDR Bloomberg Investment Grade Floating Rate ETF
KHC / The Kraft Heinz Company
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
GNL / Global Net Lease, Inc.
DHT / DHT Holdings, Inc.
CSCO / Cisco Systems, Inc.
IVZ / Invesco Ltd.
INTC / Intel Corporation
BMY / Bristol-Myers Squibb Company
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
SBUX / Starbucks Corporation
BGNE / BeiGene, Ltd. - Depositary Receipt (Common Stock)
VIRT / Virtu Financial, Inc.
PFE / Pfizer Inc.
PTMC / Pacer Funds Trust - Pacer Trendpilot US Mid Cap ETF
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
GLW / Corning Incorporated
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
B / Barrick Mining Corporation
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
JEF / Jefferies Financial Group Inc.
DWM / WisdomTree Trust - WisdomTree International Equity Fund
PFG / Principal Financial Group, Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
AOK / iShares Trust - iShares Core 30/70 Conservative Allocation ETF
CVS / CVS Health Corporation
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
IGE / iShares Trust - iShares North American Natural Resources ETF
AOM / iShares Trust - iShares Core 40/60 Moderate Allocation ETF
WOOD / iShares Trust - iShares Global Timber & Forestry ETF
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
GGT / The Gabelli Multimedia Trust Inc.
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
MJ / Amplify ETF Trust - Amplify Alternative Harvest ETF
PXH / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Emerging Markets ETF
PDN / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Developed Markets ex-U.S. Small-Mid ETF
PXF / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Developed Markets ex-U.S. ETF
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
IP / International Paper Company
SLCT / Select Bancorp Inc
SPXL / Direxion Shares ETF Trust - Direxion Daily S&P 500 Bull 3X Shares
IBD / Northern Lights Fund Trust IV - Inspire Corporate Bond ETF
US98884U1088 / ZAGG Inc
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
CC / The Chemours Company
EWU / iShares Trust - iShares MSCI United Kingdom ETF
ISMD / Northern Lights Fund Trust IV - Inspire Small/Mid Cap ETF
BLES / Northern Lights Fund Trust IV - Inspire Global Hope ETF
NTG / Tortoise Midstream Energy Fund, Inc.
US90267B6829 / ETRACS Alerian MLP Index ETN
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
PBCT / People`s United Financial Inc
ICOW / Pacer Funds Trust - Pacer Developed Markets International Cash Cows 100 ETF
XLNX / Xilinx, Inc.
ADI / Analog Devices, Inc.
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
MLPA / Global X Funds - Global X MLP ETF
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
BOTZ / Global X Funds - Global X Robotics & Artificial Intelligence ETF
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
NAK / Northern Dynasty Minerals Ltd.
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
UCON / First Trust Exchange-Traded Fund VIII - First Trust TCW Unconstrained Plus Bond ETF
CCL / Carnival Corporation & plc
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
C / Citigroup Inc.
PTLC / Pacer Funds Trust - Pacer Trendpilot US Large Cap ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
CGC / Canopy Growth Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
FITB / Fifth Third Bancorp
ENV / Envestnet, Inc.
AAPL / Apple Inc.
SEDG / SolarEdge Technologies, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
HDV / iShares Trust - iShares Core High Dividend ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
VZ / Verizon Communications Inc.
DVN / Devon Energy Corporation
PYPL / PayPal Holdings, Inc.
PM / Philip Morris International Inc.
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
RESP / WisdomTree Trust - WisdomTree U.S. ESG Fund
HON / Honeywell International Inc.
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
DIS / The Walt Disney Company
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
IWM / iShares Trust - iShares Russell 2000 ETF
AGO / Assured Guaranty Ltd.
VUG / Vanguard Index Funds - Vanguard Growth ETF
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
GE / General Electric Company
GBDC / Golub Capital BDC, Inc.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
IWB / iShares Trust - iShares Russell 1000 ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
IAU / iShares Gold Trust
IWR / iShares Trust - iShares Russell Mid-Cap ETF
KEY / KeyCorp
OXY / Occidental Petroleum Corporation
MO / Altria Group, Inc.
ARCC / Ares Capital Corporation
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
ENB / Enbridge Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
XOM / Exxon Mobil Corporation
V / Visa Inc.
VAW / Vanguard World Fund - Vanguard Materials ETF
WMT / Walmart Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
SHOP / Shopify Inc.
ABT / Abbott Laboratories
META / Meta Platforms, Inc.
ET / Energy Transfer LP - Limited Partnership
MSFT / Microsoft Corporation
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
RTX / RTX Corporation
BRK.A / Berkshire Hathaway Inc.
JPM / JPMorgan Chase & Co.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
COWZ / Pacer Funds Trust - Pacer US Cash Cows 100 ETF
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
SPEM / SPDR Index Shares Funds - SPDR Portfolio Emerging Markets ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
BK / The Bank of New York Mellon Corporation
CVX / Chevron Corporation
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
CMCSA / Comcast Corporation
KO / The Coca-Cola Company
BP / BP p.l.c. - Depositary Receipt (Common Stock)
BAC / Bank of America Corporation
ABBV / AbbVie Inc.
PG / The Procter & Gamble Company
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
MPC / Marathon Petroleum Corporation
ARKK / ARK ETF Trust - ARK Innovation ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
SPY / SPDR S&P 500 ETF
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
QQQ / Invesco QQQ Trust, Series 1
PLD / Prologis, Inc.
MRK / Merck & Co., Inc.
JNJ / Johnson & Johnson
PEP / PepsiCo, Inc.
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
T / AT&T Inc.
NVDD / Direxion Shares ETF Trust - Direxion Daily NVDA Bear 1X Shares
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF