Market Value140,233,000
Total Holdings376
File Date2017-05-08
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
PPL / PPL Corporation
KMI / Kinder Morgan, Inc.
SPLK / Splunk Inc.
BERY / Berry Global Group, Inc.
TK / Teekay Corporation Ltd.
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
PNBK / Patriot National Bancorp, Inc.
GXP / Great Plains Energy, Inc.
STJ / St. Jude Medical, Inc.
KMI.WS / Kinder Morgan, Inc. Warrants
US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc.
847560109 / Spectra Energy Corp.
SWC / Stillwater Mining Company
PBI / Pitney Bowes Inc.
FLO / Flowers Foods, Inc.
WGL / WGL Holdings, Inc.
EDE / Empire District Electric Company (The)
BWP / Boardwalk Pipeline Partners L.P
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
61166W101 / Monsanto Co.
GILD / Gilead Sciences, Inc.
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
PBT / Permian Basin Royalty Trust
IP / International Paper Company
UNXLQ / Uni-Pixel, Inc.
NYCB / Flagstar Financial, Inc.
DTD / WisdomTree Trust - WisdomTree U.S. Total Dividend Fund
FTR / Frontier Communications Corp.
AMT / American Tower Corporation
SDRL / Seadrill Limited
VIAV / Viavi Solutions Inc.
PGNX / Progenics Pharmaceuticals, Inc.
CWCO / Consolidated Water Co. Ltd.
SHPG / Shire Plc.
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
ZTS / Zoetis Inc.
DNOW / DNOW Inc.
JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO
WDC / Western Digital Corporation
AWK / American Water Works Company, Inc.
PJT / PJT Partners Inc.
IR / Ingersoll Rand Inc.
ANIP / ANI Pharmaceuticals, Inc.
CVRR / CVR Refining LP
GWP / GW Pharmaceuticals plc
CSTE / Caesarstone Ltd.
EFA / iShares Trust - iShares MSCI EAFE ETF
FUNC / First United Corporation
SPLS / Staples, Inc.
887228104 / Time Inc.
MJN / Mead Johnson Nutrition Co.
NANR / SPDR Index Shares Funds - SPDR S&P North American Natural Resources ETF
904784709 / Unilever N.V.
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
00B65Z9D7 / Noble Corporation plc
MNKKQ / Mallinckrodt Plc
HBI / Hanesbrands Inc.
VRTV / Veritiv Corp
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
UL / Unilever PLC - Depositary Receipt (Common Stock)
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
AABA / Altaba Inc
BKD / Brookdale Senior Living Inc.
ROIC / Retail Opportunity Investments Corp.
CTRL / Control4 Corp
HQY / HealthEquity, Inc.
BCE / BCE Inc.
MNKD / MannKind Corporation
PDCO / Patterson Companies, Inc.
QQQ / Invesco QQQ Trust, Series 1
SUM / Summit Materials, Inc.
SCHN / Schnitzer Steel Industries, Inc. - Class A
SLV / iShares Silver Trust
US2655041000 / Dunkin' Brands Group, Inc.
CBM / Cambrex Corp.
NKTR / Nektar Therapeutics
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
CVI / CVR Energy, Inc.
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
SNEC / Sanchez Energy Corp
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
US45772F1075 / Inphi Corporation
QCP / Quality Care Properties, Inc.
CYBR / CyberArk Software Ltd.
WWAV / The WhiteWave Foods Co.
SNY / Sanofi - Depositary Receipt (Common Stock)
X / United States Steel Corporation
HQL / Abrdn Life Sciences Investors
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
XBKS / Xenith Bankshares, Inc.
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
WBS / Webster Financial Corporation
UBNK / United Financial Bancorp, Inc.
NWBI / Northwest Bancshares, Inc.
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
WNR / Western Refining, Inc.
NRE / NorthStar Realty Europe Corp.
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
ISCB / iShares Trust - iShares Morningstar Small-Cap ETF
COL / Rockwell Collins, Inc.
US0268741560 / American International Group, Inc. Warrants
PDSB / PDS Biotechnology Corporation
NLOK / NortonLifeLock Inc
PBCT / People`s United Financial Inc
ANIK / Anika Therapeutics, Inc.
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
HFC / HollyFrontier Corp
D / Dominion Energy, Inc.
AET / Aetna, Inc.
ACM / AECOM
RTN / Raytheon Co.
018490100 / Allergan plc
TIP / iShares Trust - iShares TIPS Bond ETF
VIAB / Viacom, Inc.
CLS / Celestica Inc.
ORBC / Orbcomm Inc
OMC / Omnicom Group Inc.
DOW / Dow Inc.
TSLA / Tesla, Inc.
US0153511094 / Alexion Pharmaceuticals, Inc.
CTSH / Cognizant Technology Solutions Corporation
GM.WS.B / General Motors Company - Warrants 07/10/2019
TWX / Warner Media LLC
SR / Spire Inc.
VFC / V.F. Corporation
CERN / Cerner Corp.
LPT / Liberty Property Trust
SSNC / SS&C Technologies Holdings, Inc.
EMR / Emerson Electric Co.
ACAD / ACADIA Pharmaceuticals Inc.
PPG / PPG Industries, Inc.
HOG / Harley-Davidson, Inc.
CELG / Celgene Corp.
PH / Parker-Hannifin Corporation
BKNG / Booking Holdings Inc.
WY / Weyerhaeuser Company
NOC / Northrop Grumman Corporation
SKX / Skechers U.S.A., Inc.
RJF / Raymond James Financial, Inc.
ESRX / Express Scripts Holding Co.
FL / Foot Locker, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
CTLP / Cantaloupe, Inc.
CHK / Chesapeake Energy Corporation
PEAK / Healthpeak Properties, Inc.
EMN / Eastman Chemical Company
TGT / Target Corporation
TMQ / Trilogy Metals Inc.
PTY / Partway Group Plc
PCG / PG&E Corporation
DG / Dollar General Corporation
AIG / American International Group, Inc.
VLO / Valero Energy Corporation
SCU / Sculptor Capital Management Inc - Class A
ADNT / Adient plc
GSK / GSK plc - Depositary Receipt (Common Stock)
DISH / DISH Network Corporation
AVA / Avista Corporation
CREE / Cree, Inc.
COO / The Cooper Companies, Inc.
LW / Lamb Weston Holdings, Inc.
MMP / Magellan Midstream Partners L.P.
CRM / Salesforce, Inc.
HPQ / HP Inc.
J / Jacobs Solutions Inc.
NUE / Nucor Corporation
NLY / Annaly Capital Management, Inc.
AUY / Yamana Gold Inc.
PEP / PepsiCo, Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
SBUX / Starbucks Corporation
SPG / Simon Property Group, Inc.
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
ALLE / Allegion plc
XOM / Exxon Mobil Corporation
UNP / Union Pacific Corporation
STM / STMicroelectronics N.V. - Depositary Receipt (Common Stock)
PSX / Phillips 66
GE / General Electric Company
BMY / Bristol-Myers Squibb Company
WPM / Wheaton Precious Metals Corp.
TD / The Toronto-Dominion Bank
T / AT&T Inc.
LUV / Southwest Airlines Co.
CVS / CVS Health Corporation
SBH / Sally Beauty Holdings, Inc.
AX / Axos Financial, Inc.
BDX / Becton, Dickinson and Company
DBD / Diebold Nixdorf, Incorporated
MCD / McDonald's Corporation
AAPL / Apple Inc.
RAD / Rite Aid Corp.
FCX / Freeport-McMoRan Inc.
LNT / Alliant Energy Corporation
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
GS / The Goldman Sachs Group, Inc.
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
ANET / Arista Networks Inc
MTUS / Metallus Inc.
SGEN / Seagen Inc
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
AMD / Advanced Micro Devices, Inc.
HRI / Herc Holdings Inc.
US0549371070 / BB&T Corp.
EL / The Estée Lauder Companies Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
WFC / Wells Fargo & Company
CC / The Chemours Company
CCEP / Coca-Cola Europacific Partners PLC
ASIX / AdvanSix Inc.
IIIN / Insteel Industries, Inc.
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
LEG / Leggett & Platt, Incorporated
CMS / CMS Energy Corporation
WEC / WEC Energy Group, Inc.
GOOGL / Alphabet Inc.
CHD / Church & Dwight Co., Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
EA / Electronic Arts Inc.
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
FAS / Direxion Shares ETF Trust - Direxion Daily Financial Bull 3X Shares
KO / The Coca-Cola Company
ABBV / AbbVie Inc.
MA / Mastercard Incorporated
CMCSA / Comcast Corporation
LYB / LyondellBasell Industries N.V.
FBIN / Fortune Brands Innovations, Inc.
CSX / CSX Corporation
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
BA / The Boeing Company
VZ / Verizon Communications Inc.
KWR / Quaker Chemical Corporation
JPM / JPMorgan Chase & Co.
MDLZ / Mondelez International, Inc.
LHX / L3Harris Technologies, Inc.
SYY / Sysco Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
AMAT / Applied Materials, Inc.
BWA / BorgWarner Inc.
JCI / Johnson Controls International plc
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
MMM / 3M Company
PYPL / PayPal Holdings, Inc.
KOPN / Kopin Corporation
MMC / Marsh & McLennan Companies, Inc.
GNW / Genworth Financial, Inc.
INTC / Intel Corporation
TTC / The Toro Company
VEEV / Veeva Systems Inc.
C / Citigroup Inc.
AMGN / Amgen Inc.
NVDA / NVIDIA Corporation
IBM / International Business Machines Corporation
GLD / SPDR Gold Trust
CAG / Conagra Brands, Inc.
PFN / PIMCO Income Strategy Fund II
NG / NovaGold Resources Inc.
PM / Philip Morris International Inc.
ENS / EnerSys
CB / Chubb Limited
DVA / DaVita Inc.
WBA / Walgreens Boots Alliance, Inc.
GOOG / Alphabet Inc.
NEE / NextEra Energy, Inc.
BK / The Bank of New York Mellon Corporation
TXN / Texas Instruments Incorporated
ORLY / O'Reilly Automotive, Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
ED / Consolidated Edison, Inc.
JNJ / Johnson & Johnson
TMO / Thermo Fisher Scientific Inc.
WELL / Welltower Inc.
CLX / The Clorox Company
SJM / The J. M. Smucker Company
VRTX / Vertex Pharmaceuticals Incorporated
MU / Micron Technology, Inc.
ALL / The Allstate Corporation
MFC / Manulife Financial Corporation
MET / MetLife, Inc.
NWPX / NWPX Infrastructure, Inc.
GIS / General Mills, Inc.
EXC / Exelon Corporation
BX / Blackstone Inc.
FI / Fiserv, Inc.
OKE / ONEOK, Inc.
TWO / Two Harbors Investment Corp.
TROW / T. Rowe Price Group, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
OGE / OGE Energy Corp.
ES / Eversource Energy
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
KMB / Kimberly-Clark Corporation
DD / DuPont de Nemours, Inc.
PAAS / Pan American Silver Corp.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
META / Meta Platforms, Inc.
WPC / W. P. Carey Inc.
BAX / Baxter International Inc.
STLD / Steel Dynamics, Inc.
EBAY / eBay Inc.
URI / United Rentals, Inc.
PNC / The PNC Financial Services Group, Inc.
TKR / The Timken Company
ITW / Illinois Tool Works Inc.
EOG / EOG Resources, Inc.
CAH / Cardinal Health, Inc.
DVY / iShares Trust - iShares Select Dividend ETF
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
ELV / Elevance Health, Inc.
TRV / The Travelers Companies, Inc.
MSFT / Microsoft Corporation
CVM / CEL-SCI Corporation
LUMN / Lumen Technologies, Inc.
DIS / The Walt Disney Company
GM / General Motors Company
HPE / Hewlett Packard Enterprise Company
SO / The Southern Company
PFE / Pfizer Inc.
V / Visa Inc.
QDF / FlexShares Trust - FlexShares Quality Dividend Index Fund
CLNE / Clean Energy Fuels Corp.
LOW / Lowe's Companies, Inc.
COST / Costco Wholesale Corporation
RTX / RTX Corporation
POR / Portland General Electric Company
CVX / Chevron Corporation
CL / Colgate-Palmolive Company
TEL / TE Connectivity plc
UPS / United Parcel Service, Inc.
ORCL / Oracle Corporation
HON / Honeywell International Inc.
SPY / SPDR S&P 500 ETF
HOV / Hovnanian Enterprises, Inc.
GD / General Dynamics Corporation
AMZN / Amazon.com, Inc.
PEG / Public Service Enterprise Group Incorporated
CSQ / Calamos Strategic Total Return Fund
PRU / Prudential Financial, Inc.
MDT / Medtronic plc
PLUG / Plug Power Inc.
HDV / iShares Trust - iShares Core High Dividend ETF
NSC / Norfolk Southern Corporation
BAC / Bank of America Corporation
HD / The Home Depot, Inc.
FTV / Fortive Corporation
DEO / Diageo plc - Depositary Receipt (Common Stock)
F / Ford Motor Company
MRK / Merck & Co., Inc.
BRK.B / Berkshire Hathaway Inc.
WM / Waste Management, Inc.
LMT / Lockheed Martin Corporation
CSCO / Cisco Systems, Inc.
O / Realty Income Corporation
PG / The Procter & Gamble Company
ALKS / Alkermes plc
APD / Air Products and Chemicals, Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust
ADP / Automatic Data Processing, Inc.
DUK / Duke Energy Corporation
ENB / Enbridge Inc.
OTEX / Open Text Corporation
ABT / Abbott Laboratories
KEY / KeyCorp
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
GPC / Genuine Parts Company
BXP / Boston Properties, Inc.
STX / Seagate Technology Holdings plc
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
UNH / UnitedHealth Group Incorporated
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
HRL / Hormel Foods Corporation
CAT / Caterpillar Inc.
COP / ConocoPhillips
KHC / The Kraft Heinz Company
AEP / American Electric Power Company, Inc.
DHR / Danaher Corporation
AJG / Arthur J. Gallagher & Co.
HIG / The Hartford Insurance Group, Inc.
STZ / Constellation Brands, Inc.