Market Value299,340,000
Total Holdings336
File Date2019-11-01
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
DOW / Dow Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
ACM / AECOM
TRC / Tejon Ranch Co.
PGEN / Precigen, Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
45810J103 / Integral Technologies, Inc.
SPBO / SPDR Series Trust - SPDR Portfolio Corporate Bond ETF
GRWG / GrowGeneration Corp.
GECC / Great Elm Capital Corp.
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
MDRR / Medalist Diversified REIT, Inc.
SPEM / SPDR Index Shares Funds - SPDR Portfolio Emerging Markets ETF
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
PAVM / PAVmed Inc.
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
D / Dominion Energy, Inc.
PACB / Pacific Biosciences of California, Inc.
WBA / Walgreens Boots Alliance, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
ALLEGIANCY LLC 6 UNIT MEMBERS / PFD (01748M106)
HON / Honeywell International Inc.
ACGL / Arch Capital Group Ltd.
DHR / Danaher Corporation
SLB / Schlumberger Limited
NEE / NextEra Energy, Inc.
CNC / Centene Corporation
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
DNOW / DNOW Inc.
HPE / Hewlett Packard Enterprise Company
BAX / Baxter International Inc.
DOW / Dow Inc.
CDW / CDW Corporation
FE / FirstEnergy Corp.
REKR / Rekor Systems, Inc.
EBAY / eBay Inc.
SWX / Southwest Gas Holdings, Inc.
WCN / Waste Connections, Inc.
CBLK / Carbon Black, Inc.
IGE / iShares Trust - iShares North American Natural Resources ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
INDY / iShares Trust - iShares India 50 ETF
US16941M1099 / China Mobile Ltd.
FICO / Fair Isaac Corporation
AON / Aon plc
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
SPRING HILLS HLDGS LLC 7 PFD / PFD (849675103)
PRHR / Petroshare Corp
FIS / Fidelity National Information Services, Inc.
CMS / CMS Energy Corporation
LGLV / SPDR Series Trust - SPDR SSGA US Large Cap Low Volatility Index ETF
NG / NovaGold Resources Inc.
SLY / SPDR Series Trust - SPDR S&P 600 Small Cap ETF
SO / The Southern Company
CMCSA / Comcast Corporation
TLH / iShares Trust - iShares 10-20 Year Treasury Bond ETF
AMZN / Amazon.com, Inc.
V / Visa Inc.
FIF / First Trust Energy Infrastructure Fund
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
IBB / iShares Trust - iShares Biotechnology ETF
HBI / Hanesbrands Inc.
X / United States Steel Corporation
CLDR / Cloudera Inc
SYY / Sysco Corporation
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
AXP / American Express Company
INFO / Harbor ETF Trust - Harbor PanAgora Dynamic Large Cap Core ETF
ECOL / US Ecology Inc.
HPQ / HP Inc.
AEP / American Electric Power Company, Inc.
MMM / 3M Company
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
BAYRY / Bayer Aktiengesellschaft - Depositary Receipt (Common Stock)
MFUS / PIMCO Equity Series - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF
EXPD / Expeditors International of Washington, Inc.
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
SPMD / SPDR Series Trust - SPDR Portfolio S&P 400 Mid Cap ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
CERN / Cerner Corp.
NKE / NIKE, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
ACN / Accenture plc
ABBNY / ABB Ltd - Depositary Receipt (Common Stock)
APVS / Applied Visual Sciences, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
PI / Impinj, Inc.
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
FFIV / F5, Inc.
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
CHSCP / CHS Inc. - Preferred Stock
BAC / Bank of America Corporation
META / Meta Platforms, Inc.
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
NSRGY / Nestlé S.A. - Depositary Receipt (Common Stock)
JHML / John Hancock Exchange-Traded Fund Trust - John Hancock Multifactor Large Cap ETF
ORI / Old Republic International Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
IVE / iShares Trust - iShares S&P 500 Value ETF
FI / Fiserv, Inc.
AKAM / Akamai Technologies, Inc.
CHSCL / CHS Inc. - Preferred Stock
CBSH / Commerce Bancshares, Inc.
KO / The Coca-Cola Company
HD / The Home Depot, Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
TXN / Texas Instruments Incorporated
XAR / SPDR Series Trust - SPDR S&P Aerospace & Defense ETF
CVS / CVS Health Corporation
SPSM / SPDR Series Trust - SPDR Portfolio S&P 600 Small Cap ETF
GLW / Corning Incorporated
MDT / Medtronic plc
NMFC / New Mountain Finance Corporation
MCK / McKesson Corporation
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
ETN / Eaton Corporation plc
IHI / iShares Trust - iShares U.S. Medical Devices ETF
CVX / Chevron Corporation
SPYD / SPDR Series Trust - SPDR Portfolio S&P 500 High Dividend ETF
CMI / Cummins Inc.
ROST / Ross Stores, Inc.
HSY / The Hershey Company
GS / The Goldman Sachs Group, Inc.
F / Ford Motor Company
PG / The Procter & Gamble Company
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
GGN / GAMCO Global Gold, Natural Resources & Income Trust
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
RFI / Cohen & Steers Total Return Realty Fund, Inc.
MCD / McDonald's Corporation
JQC / Nuveen Credit Strategies Income Fund
UBX / Unity Biotechnology, Inc.
SON / Sonoco Products Company
SPO NETWORKS INC COMMON STOCK / (78471B101)
US0549371070 / BB&T Corp.
PHOT / GrowLife, Inc.
CMBS / iShares Trust - iShares CMBS ETF
FCOR / Fidelity Merrimack Street Trust - Fidelity Corporate Bond ETF
BMO / Bank of Montreal
VIGI / Vanguard Whitehall Funds - Vanguard International Dividend Appreciation ETF
ARQL / ArQule, Inc.
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
OHI / Omega Healthcare Investors, Inc.
CARBON BLACK IN COMMON STOCK C / (140994146)
ED / Consolidated Edison, Inc.
STZ / Constellation Brands, Inc.
FSK / FS KKR Capital Corp.
ACB / Aurora Cannabis Inc.
CLVS / Clovis Oncology Inc
CELG / Celgene Corp.
TD / The Toronto-Dominion Bank
SII / Sprott Inc.
KEY / KeyCorp
CSLT / Castlight Health Inc - Class B
MCN / XAI Madison Equity Premium Income Fund
CQQQ / Invesco Exchange-Traded Fund Trust II - Invesco China Technology ETF
GRIFFIN AMERICAN HEALTHCARE RE / (398182204)
NEO / NeoGenomics, Inc.
NUVEEN HIGH INCOME DECEMBER 20 / (67076E107)
FLO / Flowers Foods, Inc.
IOSP / Innospec Inc.
INVESCO BLDRS ASIA 50 ADR INDE / (46090C107)
IUSB / iShares Trust - iShares Core Total USD Bond Market ETF
LIGHTSTONE VALUE PLUS REAL EST / (53227L109)
LKQ / LKQ Corporation
AXAS / Abraxas Petroleum Corp.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
SRC / Spirit Realty Capital, Inc.
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
OBQI / Oilsands Quest Inc
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
SCHR / Schwab Strategic Trust - Schwab Intermediate-Term U.S. Treasury ETF
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
TWTR / Twitter Inc
USPH / U.S. Physical Therapy, Inc.
ZBH / Zimmer Biomet Holdings, Inc.
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
BOX / Box, Inc.
SPTS / SPDR Series Trust - SPDR Portfolio Short Term Treasury ETF
BCE / BCE Inc.
GWGH / GWG Holdings Inc
MLPA / Global X Funds - Global X MLP ETF
AZPN / Aspen Technology, Inc.
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
ALKS / Alkermes plc
SRCL / Stericycle, Inc.
NVZMY / Novozymes A/S - Depositary Receipt (Common Stock)
PAAS / Pan American Silver Corp.
OKE / ONEOK, Inc.
TXMD / TherapeuticsMD, Inc.
CTSH / Cognizant Technology Solutions Corporation
DGX / Quest Diagnostics Incorporated
RDS.B / Shell Plc - ADR
PNW / Pinnacle West Capital Corporation
IP / International Paper Company
TMP / Tompkins Financial Corporation
EXPE / Expedia Group, Inc.
RNG / RingCentral, Inc.
TWOU / 2U, Inc.
HEXO / HEXO Corp
SPG / Simon Property Group, Inc.
MA / Mastercard Incorporated
CSCO / Cisco Systems, Inc.
XOM / Exxon Mobil Corporation
DGRO / iShares Trust - iShares Core Dividend Growth ETF
GWGH / GWG Holdings Inc
GWGH / GWG Holdings Inc
GWGH / GWG Holdings Inc
GOOGL / Alphabet Inc.
AZO / AutoZone, Inc.
FDX / FedEx Corporation
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
DVY / iShares Trust - iShares Select Dividend ETF
EMF / Templeton Emerging Markets Fund
NFLX / Netflix, Inc.
MO / Altria Group, Inc.
ULST / SSGA Active Trust - SPDR SSGA Ultra Short Term Bond ETF
LOW / Lowe's Companies, Inc.
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
BMY / Bristol-Myers Squibb Company
T / AT&T Inc.
UNP / Union Pacific Corporation
TMO / Thermo Fisher Scientific Inc.
GIS / General Mills, Inc.
CAT / Caterpillar Inc.
PEP / PepsiCo, Inc.
DLR / Digital Realty Trust, Inc.
AMD / Advanced Micro Devices, Inc.
MRK / Merck & Co., Inc.
ADP / Automatic Data Processing, Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
SBUX / Starbucks Corporation
TGT / Target Corporation
NVR / NVR, Inc.
INFY / Infosys Limited - Depositary Receipt (Common Stock)
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
ABT / Abbott Laboratories
KMI / Kinder Morgan, Inc.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
CMG / Chipotle Mexican Grill, Inc.
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
MCO / Moody's Corporation
IEP / Icahn Enterprises L.P.
CSX / CSX Corporation
TSCO / Tractor Supply Company
CCI / Crown Castle Inc.
AFL / Aflac Incorporated
WELL / Welltower Inc.
FT / Franklin Universal Trust
CL / Colgate-Palmolive Company
PSEC / Prospect Capital Corporation
RTX / RTX Corporation
QQQ / Invesco QQQ Trust, Series 1
MDLZ / Mondelez International, Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
WFC / Wells Fargo & Company
DIS / The Walt Disney Company
PNC / The PNC Financial Services Group, Inc.
BRK.B / Berkshire Hathaway Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
IBM / International Business Machines Corporation
REDW / Redwood Financial, Inc.
ENB / Enbridge Inc.
INTC / Intel Corporation
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
AMGN / Amgen Inc.
KMB / Kimberly-Clark Corporation
IWD / iShares Trust - iShares Russell 1000 Value ETF
OXSQ / Oxford Square Capital Corp.
BX / Blackstone Inc.
LLY / Eli Lilly and Company
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
SPY / SPDR S&P 500 ETF
MU / Micron Technology, Inc.
PYPL / PayPal Holdings, Inc.
JPM / JPMorgan Chase & Co.
DE / Deere & Company
JNJ / Johnson & Johnson
MRNA / Moderna, Inc.
MSFT / Microsoft Corporation
MDY / SPDR S&P MidCap 400 ETF Trust
ATIG / Atlantis Internet Group Corp.
XYZ / Block, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
BKNG / Booking Holdings Inc.
ORCL / Oracle Corporation
ABBV / AbbVie Inc.
RHHBY / Roche Holding AG - Depositary Receipt (Common Stock)
UPS / United Parcel Service, Inc.
PFE / Pfizer Inc.
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
COST / Costco Wholesale Corporation
HQH / Abrdn Healthcare Investors
NVDA / NVIDIA Corporation
USB / U.S. Bancorp
EMR / Emerson Electric Co.
COP / ConocoPhillips
IWM / iShares Trust - iShares Russell 2000 ETF
ILF / iShares Trust - iShares Latin America 40 ETF
GILD / Gilead Sciences, Inc.
GWGH / GWG Holdings Inc
OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
VZ / Verizon Communications Inc.
BBVA / Banco Bilbao Vizcaya Argentaria, S.A. - Depositary Receipt (Common Stock)
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
NOC / Northrop Grumman Corporation
CEF / Sprott Physical Gold and Silver Trust
LMT / Lockheed Martin Corporation
IVW / iShares Trust - iShares S&P 500 Growth ETF
WM / Waste Management, Inc.
NLY / Annaly Capital Management, Inc.
CHE / Chemed Corporation
HDV / iShares Trust - iShares Core High Dividend ETF
KKR / KKR & Co. Inc.
ATVI / Activision Blizzard Inc
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
ARKW / ARK ETF Trust - ARK Next Generation Internet ETF
HUM / Humana Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
GLD / SPDR Gold Trust
PM / Philip Morris International Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
TPL / Texas Pacific Land Corporation
MDYV / SPDR Series Trust - SPDR S&P 400 Mid Cap Value ETF
EME / EMCOR Group, Inc.
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
ET / Energy Transfer LP - Limited Partnership
GMXAY / Genmab A/S
BA / The Boeing Company
JPC / Nuveen Preferred & Income Opportunities Fund
SPLG / SPDR Series Trust - SPDR Portfolio S&P 500 ETF
AEE / Ameren Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
PSX / Phillips 66
EL / The Estée Lauder Companies Inc.
SPYV / SPDR Series Trust - SPDR Portfolio S&P 500 Value ETF
FAST / Fastenal Company
ZTS / Zoetis Inc.
WMT / Walmart Inc.
GOOG / Alphabet Inc.
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
YUM / Yum! Brands, Inc.
ORLY / O'Reilly Automotive, Inc.
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
UNH / UnitedHealth Group Incorporated
IYW / iShares Trust - iShares U.S. Technology ETF
IYJ / iShares Trust - iShares U.S. Industrials ETF
98158H106 / World Moto, Inc.
DUK / Duke Energy Corporation
XEL / Xcel Energy Inc.
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
QCOM / QUALCOMM Incorporated
AAPL / Apple Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF