Market Value294,632,000
Total Holdings691
File Date2013-08-22
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
XOM / Exxon Mobil Corporation
MITT / AG Mortgage Investment Trust, Inc.
AFL / Aflac Incorporated
ALPS ETF TR / JEFF TRJ CRB GLO (00162Q304)
AMLP / ALPS ETF Trust - Alerian MLP ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
TJX / The TJX Companies, Inc.
MPW / Medical Properties Trust, Inc.
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
FLOT / iShares Trust - iShares Floating Rate Bond ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
ACMP /
ACRX / Talphera, Inc.
AIG / American International Group, Inc.
DBLV / Advisorshares Trust - AdvisorShares DoubleLine Value Equity ETF
AEFC / AEGON Funding Company LLC - Corporate Bond/Note
SPH / Suburban Propane Partners, L.P. - Limited Partnership
ARNC / Arconic Corporation
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
BRK.B / Berkshire Hathaway Inc.
018490100 / Allergan plc
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
NCZ / Virtus Convertible & Income Fund II
NCV / Virtus Convertible & Income Fund
ALLIANZGI INTL & PREM STRATE / (01882X108)
AMRN / Amarin Corporation plc - Depositary Receipt (Common Stock)
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
APPCQ / American Apparel, Inc.
AMBKP / American Capital Trust I - Preferred Security
AEL / American Equity Investment Life Holding Company
IVV / iShares Trust - iShares Core S&P 500 ETF
VER / VEREIT Inc
AMERN STRATEGIC INCOME PTFL / (030099105)
AMERICAN STRATEGIC INCOME II / (03009T101)
SYY / Sysco Corporation
GGN / GAMCO Global Gold, Natural Resources & Income Trust
HAL / Halliburton Company
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
BIIB / Biogen Inc.
KOF / Coca-Cola FEMSA, S.A.B. de C.V. - Depositary Receipt (Common Stock)
ATVI / Activision Blizzard Inc
GNT / GAMCO Natural Resources, Gold & Income Trust
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
032420101 / Anacor Pharmaceuticals, Inc.
IYY / iShares Trust - iShares Dow Jones U.S. ETF
LOW / Lowe's Companies, Inc.
NLY / Annaly Capital Management, Inc.
US0373471012 / Anworth Mortgage Asset Corp.
APOLLO GLOBAL MGMT LLC / CL A SHS (037612306)
AIF / Apollo Tactical Income Fund Inc.
EBAY / eBay Inc.
BX / Blackstone Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
CSX / CSX Corporation
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
PTY / PIMCO Corporate & Income Opportunity Fund
IMCG / iShares Trust - iShares Morningstar Mid-Cap Growth ETF
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
WTRG / Essential Utilities, Inc.
ARCH / Arch Resources, Inc.
AEP / American Electric Power Company, Inc.
ARIA / ARIAD Pharmaceuticals, Inc.
AAIC / Arlington Asset Investment Corp - Class A
WM / Waste Management, Inc.
US88829M1053 / Titan Energy LLC
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
AVP / Avon Products, Inc.
US0549371070 / BB&T Corp.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
WPC / W. P. Carey Inc.
KEY / KeyCorp
BPT / BP Prudhoe Bay Royalty Trust
MDT / Medtronic plc
BOH / Bank of Hawaii Corporation
AWF / AllianceBernstein Global High Income Fund
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
JJA / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_JJAB
BAL / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BALB
JJE / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_JJEB
US06740C1889 / IPATH S+P 500 VIX SHORT TERM F IPATH S+P 500 VIX S/T FU ETN
06740C519 / Barclays Bank iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
BBG / Bill Barrett Corp.
ARR / ARMOUR Residential REIT, Inc.
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
AWR / American States Water Company
BCV / Bancroft Fund Ltd.
PM / Philip Morris International Inc.
BGFV / Big 5 Sporting Goods Corporation
BKH / Black Hills Corporation
RIG / Transocean Ltd.
BFK / BlackRock Municipal Income Trust
BLACKROCK HIGH YIELD TR / SHS (09248N102)
BLACKROCK NJ MUNICIPAL BOND / (09249A109)
MHD / BlackRock MuniHoldings Fund, Inc.
MFL / BlackRock MuniHoldings Investment Quality Fund
MYJ / BlackRock MuniYield New Jersey Fund Inc
MPA / BlackRock MuniYield Pennsylvania Quality Fund
BLACKROCK SR HIGH INCOME FD / (09255T109)
SPY / SPDR S&P 500 ETF
HD / The Home Depot, Inc.
IDV / iShares Trust - iShares International Select Dividend ETF
OIA / Invesco Municipal Income Opportunities Trust
ET / Energy Transfer LP - Limited Partnership
BGS / B&G Foods, Inc.
VPU / Vanguard World Fund - Vanguard Utilities ETF
BK / The Bank of New York Mellon Corporation
HPS / John Hancock Preferred Income Fund III
GT / The Goodyear Tire & Rubber Company
CCJ / Cameco Corporation
DNN / Denison Mines Corp.
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
PPL / PPL Corporation
VGT / Vanguard World Fund - Vanguard Information Technology ETF
AVY / Avery Dennison Corporation
IGM / iShares Trust - iShares Expanded Tech Sector ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
NUV / Nuveen Municipal Value Fund, Inc.
BDJ / BlackRock Enhanced Equity Dividend Trust
US1182301010 / Buckeye Partners, L.P.
DSX / Diana Shipping Inc.
DVY / iShares Trust - iShares Select Dividend ETF
KR / The Kroger Co.
FAX / Abrdn Asia-Pacific Income Fund Inc
REZ / iShares Trust - iShares Residential and Multisector Real Estate ETF
VLO / Valero Energy Corporation
AWK / American Water Works Company, Inc.
CJ / C&J Energy Services, Inc.
BGY / BlackRock Enhanced International Dividend Trust
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
CAG / Conagra Brands, Inc.
DFS / Discover Financial Services
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
PMF / PIMCO Municipal Income Fund
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
K / Kellanova
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MBB / iShares Trust - iShares MBS ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
CMS / CMS Energy Corporation
SRE / Sempra
AOD / Abrdn Total Dynamic Dividend Fund
MUJ / BlackRock MuniHoldings New Jersey Quality Fund, Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
BCE / BCE Inc.
NVG / Nuveen AMT-Free Municipal Credit Income Fund
HYT / BlackRock Corporate High Yield Fund, Inc.
BXMX / Nuveen S&P 500 Buy-Write Income Fund
UL / Unilever PLC - Depositary Receipt (Common Stock)
CB / Chubb Limited
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
HIG / The Hartford Insurance Group, Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
UTHR / United Therapeutics Corporation
NMZ / Nuveen Municipal High Income Opportunity Fund
XEL / Xcel Energy Inc.
OXLC / Oxford Lane Capital Corp.
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
CHI / Calamos Convertible Opportunities and Income Fund
IWR / iShares Trust - iShares Russell Mid-Cap ETF
PAA / Plains All American Pipeline, L.P. - Limited Partnership
CII / BlackRock Enhanced Large Cap Core Fund, Inc.
CMO / Capstead Mortgage Corp.
TLH / iShares Trust - iShares 10-20 Year Treasury Bond ETF
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
DVN / Devon Energy Corporation
AB / AllianceBernstein Holding L.P. - Limited Partnership
IWD / iShares Trust - iShares Russell 1000 Value ETF
JCI / Johnson Controls International plc
GLO / Clough Global Opportunities Fund
DIS / The Walt Disney Company
AKAM / Akamai Technologies, Inc.
SO / The Southern Company
ARCC / Ares Capital Corporation
GDV / The Gabelli Dividend & Income Trust
GLD / SPDR Gold Trust
UWM / ProShares Trust - ProShares Ultra Russell2000
DHR / Danaher Corporation
IBB / iShares Trust - iShares Biotechnology ETF
SLV / iShares Silver Trust
INTC / Intel Corporation
AAPL / Apple Inc.
PMM / Putnam Managed Municipal Income Trust
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
WMB / The Williams Companies, Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
BMY / Bristol-Myers Squibb Company
HSY / The Hershey Company
O / Realty Income Corporation
TCL / AT&T Inc.
GLW / Corning Incorporated
META / Meta Platforms, Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
GOF / Guggenheim Strategic Opportunities Fund
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
CELG / Celgene Corp.
MSI / Motorola Solutions, Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
CVS / CVS Health Corporation
PEP / PepsiCo, Inc.
CLX / The Clorox Company
WFC / Wells Fargo & Company
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
THC / Tenet Healthcare Corporation
COST / Costco Wholesale Corporation
DNL / WisdomTree Trust - WisdomTree Global ex-U.S. Quality Dividend Growth Fund
COP / ConocoPhillips
IWM / iShares Trust - iShares Russell 2000 ETF
GS / The Goldman Sachs Group, Inc.
EAT / Brinker International, Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
WEC / WEC Energy Group, Inc.
MCD / McDonald's Corporation
153501101 / Central Fund of Canada Ltd.
CET / Central Securities Corporation
CHK / Chesapeake Energy Corporation
MMM / 3M Company
CBI / Chicago Bridge & Iron Co., N.V.
CIM / Chimera Investment Corporation
CSQ / Calamos Strategic Total Return Fund
ABT / Abbott Laboratories
CME / CME Group Inc.
YUM / Yum! Brands, Inc.
CINEDIGM DIGITAL CINEMA CORP / (172407108)
CNK / Cinemark Holdings, Inc.
CRUS / Cirrus Logic, Inc.
X / United States Steel Corporation
LULU / lululemon athletica inc.
FBIO / Fortress Biotech, Inc.
BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF
BSJF / Guggenheim BulletShares 2015 High Yield Corporate Bond ETF
CLAYMORE EXCHANGE TRD FD TR / GUG MULTI ASSET (18383M506)
CLAYMORE EXCHANGE TRD FD TR / GUG MIDCAP CORE (18383M720)
CLAYMORE EXCHANGE TRD FD TR / GUGGEN DEFN EQTY (18383M878)
IGR / CBRE Global Real Estate Income Fund
BAC / Bank of America Corporation
MO / Altria Group, Inc.
UNP / Union Pacific Corporation
RFI / Cohen & Steers Total Return Realty Fund, Inc.
DUK / Duke Energy Corporation
IXJ / iShares Trust - iShares Global Healthcare ETF
HSY / The Hershey Company
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
BVN / Compañía de Minas Buenaventura S.A.A. - Depositary Receipt (Common Stock)
VHT / Vanguard World Fund - Vanguard Health Care ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
CNSL / Consolidated Communications Holdings, Inc.
CRF / Cornerstone Total Return Fund, Inc.
CORNERSTONE PROGRESSIVE RTN / (21925C101)
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
CREE / Cree, Inc.
CRESTWOOD MIDSTREAM PRTNERS / COM UNITS REPSTG (226372100)
SRV / NXG Cushing Midstream Energy Fund
CY / Cypress Semiconductor Corp.
DCP / DCP Midstream LP - Unit
VFL / abrdn National Municipal Income Fund
DENALI FD INC / (24823A102)
DNDN /
EFA / iShares Trust - iShares MSCI EAFE ETF
HILL / Dot Hill Systems Corp
DSL / DoubleLine Income Solutions Fund
DOW / Dow Inc.
DHF / BNY Mellon High Yield Strategies Fund
262498AB4 / DryShips, Inc. Bond
IYJ / iShares Trust - iShares U.S. Industrials ETF
US2655041000 / Dunkin' Brands Group, Inc.
DRRX / DURECT Corporation
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
E / Eni S.p.A. - Depositary Receipt (Common Stock)
EFT / Eaton Vance Floating-Rate Income Trust
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
EMJ / Eaton Vance New Jersey Municipal Bond Fund
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
GM / General Motors Company
EIX / Edison International
EPB /
ESIO / Electro Scientific Industries, Inc.
ECF / Ellsworth Growth and Income Fund Ltd.
ECA / EnCana Corp.
EEP / Enbridge Energy Partners, L.P.
SXL / Sunoco Logistics Partners L.P.
ERF / Enerplus Corporation
ED / Consolidated Edison, Inc.
EQU / Equal Energy Ltd.
ESRX / Express Scripts Holding Co.
IWB / iShares Trust - iShares Russell 1000 ETF
FXEN / FX Energy, Inc.
FETIX / Federated Enhanced Treasury Income Fund
IYR / iShares Trust - iShares U.S. Real Estate ETF
OCSL / Oaktree Specialty Lending Corporation
FIBK / First Interstate BancSystem, Inc.
FEO / First Trust-abrdn Emerging Opportunity Fund
FIW / First Trust Exchange-Traded Fund - First Trust Water ETF
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
SVVC / Firsthand Technology Value Fund, Inc.
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
FST / FAST Acquisition Corp - Class A
FTR / Frontier Communications Corp.
GNC / GNC Holdings, Inc.
AGNC / AGNC Investment Corp.
LLY / Eli Lilly and Company
XGUTX / Gabelli Utility Trust (The)
KO / The Coca-Cola Company
F / Ford Motor Company
ABBV / AbbVie Inc.
JPM / JPMorgan Chase & Co.
PG / The Procter & Gamble Company
IBM / International Business Machines Corporation
MSFT / Microsoft Corporation
C / Citigroup Inc.
WMT / Walmart Inc.
GCI / Gannett Co., Inc.
VZ / Verizon Communications Inc.
GOOGL / Alphabet Inc.
ORCL / Oracle Corporation
AMD / Advanced Micro Devices, Inc.
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
JNJ / Johnson & Johnson
HON / Honeywell International Inc.
SLB / Schlumberger Limited
BP / BP p.l.c. - Depositary Receipt (Common Stock)
1GM / General Motors Company
PFE / Pfizer Inc.
MDLZ / Mondelez International, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
GMED / Globus Medical, Inc.
GG / Goldcorp, Inc.
GXP / Great Plains Energy, Inc.
GMCR / Keurig Green Mountain, Inc.
KMB / Kimberly-Clark Corporation
PEAK / Healthpeak Properties, Inc.
PDT / John Hancock Premium Dividend Fund
HOG / Harley-Davidson, Inc.
HE / Hawaiian Electric Industries, Inc.
HCN / Welltower Inc.
HTA / Healthcare Realty Trust Inc - Class A
HL / Hecla Mining Company
HELIOS STRATEGIC INCOME FD I / (42328A203)
EMN / Eastman Chemical Company
HRI / Herc Holdings Inc.
HES / Hess Corporation
HFC / HollyFrontier Corp
TIP / iShares Trust - iShares TIPS Bond ETF
HRZN / Horizon Technology Finance Corporation
HUSA / Houston American Energy Corp.
HCBK / Hudson City Bancorp, Inc.
XPPRX / Voya Prime Rate Trust
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
IDA / IDACORP, Inc.
INCY / Incyte Corporation
CEQP / Crestwood Equity Partners LP - Unit
INERGY MIDSTREAM LP / U LTD PARTNERS (45671U106)
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
TEG / Integrys Energy Group, Inc.
IOC / InterOil Corporation
GGG / Graco Inc.
IVR / Invesco Mortgage Capital Inc.
VTN / Invesco Trust for Investment Grade New York Municipals
VPV / Invesco Pennsylvania Value Municipal Income Trust
IAU / iShares Gold Trust
EWA / iShares, Inc. - iShares MSCI Australia ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
THD / iShares, Inc. - iShares MSCI Thailand ETF
BKF / iShares, Inc. - iShares MSCI BIC ETF
IIREF / iShares Public Limited Company - iShares MSCI World UCITS ETF
EWL / iShares, Inc. - iShares MSCI Switzerland ETF
EWD / iShares, Inc. - iShares MSCI Sweden ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
FXI / iShares Trust - iShares China Large-Cap ETF
IXP / iShares Trust - iShares Global Comm Services ETF
IXC / iShares Trust - iShares Global Energy ETF
IGE / iShares Trust - iShares North American Natural Resources ETF
ILF / iShares Trust - iShares Latin America 40 ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
IYE / iShares Trust - iShares U.S. Energy ETF
GILD / Gilead Sciences, Inc.
AGZ / iShares Trust - iShares Agency Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
ISCV / iShares Trust - iShares Morningstar Small-Cap Value ETF
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
HDV / iShares Trust - iShares Core High Dividend ETF
CMBS / iShares Trust - iShares CMBS ETF
EPHE / iShares Trust - iShares MSCI Philippines ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
VIAV / Viavi Solutions Inc.
JPM / JPMorgan Chase & Co.
JOY / Joy Global, Inc.
KFH / KKR Financial Holdings LLC
KKR / KKR & Co. Inc.
ITW / Illinois Tool Works Inc.
KMP /
KOG /
KRFT /
KTOS / Kratos Defense & Security Solutions, Inc.
KKD / Krispy Kreme Doughnuts, Inc.
LLEN / L&L Energy, Inc.
LTC / LTC Properties, Inc.
LF / Leapfrog Enterprises Inc
US5249011058 / Legg Mason, Inc.
LIFE / aTyr Pharma, Inc.
LNKD / LinkedIn Corp.
LINE / Lineage, Inc.
LOCMQ / Local Corp
LO /
MDU / MDU Resources Group, Inc.
MIN / MFS Intermediate Income Trust
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
MADISON STRTG SECTOR PREM FD / (558268108)
MMP / Magellan Midstream Partners L.P.
MHRC / Magnum Hunter Resources Corp.
HYF / Managed High Yield Plus Fund, Inc.
MTW / The Manitowoc Company, Inc.
MARKET VECTORS ETF TR / GOLD MINER ETF (57060U100)
MARKET VECTORS ETF TR / MV ENVIR SVCS (57060U209)
MARKET VECTORS ETF TR / MKTVEC INTMUETF (57060U845)
MWE / MarkWest Energy Partners, LP
MCGC / Mcg Capital Corp
MLCO / Melco Resorts & Entertainment Limited - Depositary Receipt (Common Stock)
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
MTOR / Meritor Inc
MILPQ / Miller Energy Resources, Inc.
MCP /
608753AF6 / Molycorp, Inc. Bond
61166W101 / Monsanto Co.
DD / DuPont de Nemours, Inc.
MOS / The Mosaic Company
NW.PRC / National Westminster Bank Plc
NHS / Neuberger Berman High Yield Strategies Fund Inc.
HYB / The New America High Income Fund Inc.
NYCB / Flagstar Financial, Inc.
NYMT / New York Mortgage Trust, Inc.
NEE / NextEra Energy, Inc.
NHF / NexPoint Strategic Opportunities Fund
NRF / NorthStar Realty Finance Corp.
NVAX / Novavax, Inc.
NUVEEN PA PREM INCOME MUN FD / (67061F101)
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
NUVEEN EQTY PRM OPPORTUNITYF / (6706EM102)
NUVA / Nuvasive Inc
67071S101 / Nuveen Quality Preferred Income Fund
CTF / Nuveen Long/Short Commodity Total Return Fund
NES / Nuverra Environmental Solutions Inc
NUVEEN NJ INVT QUALITY MUN F / (670971100)
NUVEEN CALIF QUALITY INCM MU / (670985100)
NUVEEN NJ PREM INCOME MUN FD / (67101N106)
SNOA / Sonoma Pharmaceuticals, Inc.
OKS / ONEOK Partners, L.P.
OSUR / OraSure Technologies, Inc.
PFYA / PRGX Global Inc
PSUN / Pacific Sunwear of California, Inc.
PAAS / Pan American Silver Corp.
PARAMOUNT GOLD & SILVER CORP / (69924P102)
BTU / Peabody Energy Corporation
PBA / Pembina Pipeline Corporation
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
OWE / Obsidian Energy Ltd.
OPI / Office Properties Income Trust
PBCT / People`s United Financial Inc
POM / PEPCO Holdings, Inc.
PTR / PetroChina Co. Ltd. - ADR
PETROLEUM & RES CORP / (716549100)
PPC / Pilgrim's Pride Corporation
PCN / PIMCO Corporate & Income Strategy Fund
RCS / PIMCO Strategic Income Fund, Inc.
PHK / PIMCO High Income Fund
PFL / PIMCO Income Strategy Fund
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
POT / Potash Corp. of Saskatchewan, Inc.
POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
POWERSHARES ETF TRUST / WILDERHILL PRO (73935X161)
POWERSHARES ETF TRUST / GBL LSTD PVT EQT (73935X195)
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
POWERSHARES ETF TRUST / DYNA BUYBK ACH (73935X286)
POWERSHARES ETF TRUST / ENERGY SEC POR (73935X385)
POWERSHARES ETF TRUST / BASIC MAT SECT (73935X427)
POWERSHARES ETF TRUST / FTSE US1500 SM (73935X567)
POWERSHARES ETF TRUST / WATER RESOURCE (73935X575)
POWERSHARES ETF TRUST / DYN UTIL PORTF (73935X591)
POWERSHARES ETF TRUST / DYNM LRG CP VL (73935X708)
POWERSHARES ETF TRUST / INTL DIV ACHV (73935X716)
POWERSHARES ETF TRUST / DYN PHRMA PORT (73935X799)
POWERSHARES GLOBAL ETF FD / S&P 500 BUYWRT (73936G308)
POWERSHARES ETF TRUST II / DWA DEVEL MKTS (73936Q108)
POWERSHARES ETF TRUST II / DWA EMRG MKTS (73936Q207)
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
POWERSHARES GLOBAL ETF TRUST / FDM HG YLD RAFI (73936T557)
POWERSHARES GLOBAL ETF TRUST / AGG PFD PORT (73936T565)
POWERSHARES GLOBAL ETF TRUST / SOVEREIGN DEBT (73936T573)
POWERSHARES ETF TR II / S&P500 LOW VOL (73937B779)
POWERSHARES ETF TR II / S&P SMCP HC PO (73937B886)
APTS / Preferred Apartment Communities Inc - Class A
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
UXJ / ProShares Trust
SSO / ProShares Trust - ProShares Ultra S&P500
UST / ProShares Trust - ProShares Ultra 7-10 Year Treasury
EFZ / ProShares Trust - ProShares Short MSCI EAFE
PROSHARES TR / PSHS ULT 2000 GR (74347R487)
PROSHARES TR / PSHS SHRT S&P500 (74347R503)
PROSHARES TR / PSHS ULT MDCP GR (74347R511)
UKF / ProShares Ultra Russell1000 Growth
SMN / ProShares Trust - ProShares UltraShort Materials
UPV / ProShares Trust - ProShares Ultra FTSE Europe
PROSHARES TR / ULTSHT CHINA 25 (74347X567)
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
PSEC / Prospect Capital Corporation
ALU / Alcatel Lucent
QCOM / QUALCOMM Incorporated
RCAP / RCS CAPITAL CORPORATION
RFMD /
RECOVERY ENERGY INC / (75626X202)
RELV / Reliv' International, Inc.
RCG / RENN Fund, Inc.
RENN / Renren Inc - ADR
US30068N1054 / Exantas Capital Corp.
RPAI / Retail Properties of America Inc - Class A
SALE / RetailMeNot, Inc.
76155G107 / Revolution Lighting Technologies, Inc.
RAI / Reynolds American, Inc.
RMRM / RMR Mortgage Trust
RY / Royal Bank of Canada
RMS / Rydex ETF Trust
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
RYU / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Utilities ETF
RZG / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Growth ETF
RTM / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Materials ETF
RHS / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Consumer Staples ETF
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
XPH / SPDR Series Trust - SPDR S&P Pharmaceuticals ETF
KBE / SPDR Series Trust - SPDR S&P Bank ETF
MDY / SPDR S&P MidCap 400 ETF Trust
SWYDF / Stornoway Diamond Corporation
SD / SandRidge Energy, Inc.
SDR / SandRidge Mississippian Trust II
SRPT / Sarepta Therapeutics, Inc.
BA / The Boeing Company
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
SEE / Sealed Air Corporation
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
SNH / Senior Housing Properties Trust
SIGA / SIGA Technologies, Inc.
WPM / Wheaton Precious Metals Corp.
SIRI / Sirius XM Holdings Inc.
KDP / Keurig Dr Pepper Inc.
LUV / Southwest Airlines Co.
SPPP / Sprott Physical Platinum and Palladium Trust
SPF /
SPLS / Staples, Inc.
LGF.A / Lions Gate Entertainment Corp.
SU / Suncor Energy Inc.
STI / Solidion Technology, Inc.
SFY / Tidal Trust I - SoFi Select 500 ETF
SYMMETRICOM INC / (871543104)
TCPC / BlackRock TCP Capital Corp.
/ THL Credit, Inc.
OXSQ / Oxford Square Capital Corp.
TAL / TAL Education Group - Depositary Receipt (Common Stock)
TNGO / Tangoe, Inc.
GIM / Templeton Global Income Fund
TTI / TETRA Technologies, Inc.
TGTX / TG Therapeutics, Inc.
DDD / 3D Systems Corporation
TWC / Spectrum Management Holding Company LLC
TIVO / TiVo Inc.
TYG / Tortoise Energy Infrastructure Corporation
NTG / Tortoise Midstream Energy Fund, Inc.
TWER / Towerstream Corporation
XTAIX / Transamerica Income Shares, Inc
TSRX / Trius Therapeutics Inc
TPC / Tutor Perini Corporation
TWO / Two Harbors Investment Corp.
UQM / UQM Technologies, Inc.
UNG / United States Natural Gas Fund, LP - Limited Partnership
RTX / RTX Corporation
VLY / Valley National Bancorp
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
VOX / Vanguard World Fund - Vanguard Communication Services ETF
VENTRUS BIOSCIENCES INC / (922822101)
VUG / Vanguard Index Funds - Vanguard Growth ETF
VEOEY / Veolia Environnement SA - Depositary Receipt (Common Stock)
VHC / VirnetX Holding Corporation
VSH / Vishay Intertechnology, Inc.
VGI / Virtus Global Multi-Sector Income Fund
VODPF / Vodafone Group Public Limited Company
MRK / Merck & Co., Inc.
WLTGQ / Walter Energy, Inc.
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
WEN / The Wendy's Company
HIX / Western Asset High Income Fund II Inc.
WIA / Western Asset Inflation-Linked Income Fund
WMC / Western Asset Mortgage Capital Corp
WPRT / Westport Fuel Systems Inc.
WSR / Whitestone REIT
WFM / Whole Foods Market, Inc.
WG / Willbros Group, Inc.
GTX / Garrett Motion Inc.
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
AABA / Altaba Inc
YONG / Yongye International, Inc.
XZTRX / Zweig Total Return Fund Inc.
ZNGA / Zynga Inc - Class A
BAP / Credicorp Ltd.
SDRL / Seadrill Limited
SFL / SFL Corporation Ltd.
WFT / Weatherford International plc
MLNX / Mellanox Technologies, Ltd.
CPLP / Capital Clean Energy Carriers Corp. - Limited Partnership
NM / Navios Maritime Holdings, Inc.
TGP / Teekay LNG Partners LP - Unit
SCCO / Southern Copper Corporation
AMAT / Applied Materials, Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
CAR / Avis Budget Group, Inc.
EMR / Emerson Electric Co.
TAP / Molson Coors Beverage Company
EXC / Exelon Corporation
PSA / Public Storage
OHI / Omega Healthcare Investors, Inc.
MET / MetLife, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
PSX / Phillips 66
MS / Morgan Stanley
SBUX / Starbucks Corporation
IP / International Paper Company
FCX / Freeport-McMoRan Inc.
PFN / PIMCO Income Strategy Fund II
D / Dominion Energy, Inc.
BGR / BlackRock Energy and Resources Trust
DIA / SPDR Dow Jones Industrial Average ETF Trust
CMCSA / Comcast Corporation
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
MUFG / Mitsubishi UFJ Financial Group, Inc. - Depositary Receipt (Common Stock)
INTU / Intuit Inc.
BOE / BlackRock Enhanced Global Dividend Trust
XME / SPDR Series Trust - SPDR S&P Metals & Mining ETF
CLM / Cornerstone Strategic Investment Fund, Inc.
STX / Seagate Technology Holdings plc
NAT / Nordic American Tankers Limited
WY / Weyerhaeuser Company
CL / Colgate-Palmolive Company
HPQ / HP Inc.
NEM / Newmont Corporation
V / Visa Inc.
CLF / Cleveland-Cliffs Inc.
AMGN / Amgen Inc.
ES / Eversource Energy
PALI / Palisade Bio, Inc.
MRVL / Marvell Technology, Inc.
TXN / Texas Instruments Incorporated
MU / Micron Technology, Inc.
CAT / Caterpillar Inc.
CVX / Chevron Corporation
LMT / Lockheed Martin Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
VTR / Ventas, Inc.
CTRA / Coterra Energy Inc.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
USB / U.S. Bancorp
AXP / American Express Company
DE / Deere & Company
CSCO / Cisco Systems, Inc.
ADP / Automatic Data Processing, Inc.
LUMN / Lumen Technologies, Inc.
CNP / CenterPoint Energy, Inc.
SCHW / The Charles Schwab Corporation
PEG / Public Service Enterprise Group Incorporated