Market Value313,115,000
Total Holdings676
File Date2014-01-21
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AMLP / ALPS ETF Trust - Alerian MLP ETF
BOH / Bank of Hawaii Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
PEAK / Healthpeak Properties, Inc.
IDV / iShares Trust - iShares International Select Dividend ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
WSR / Whitestone REIT
VALE / Vale S.A. - Depositary Receipt (Common Stock)
CIM / Chimera Investment Corporation
ADP / Automatic Data Processing, Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
ODP / The ODP Corporation
CAG / Conagra Brands, Inc.
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
MOS / The Mosaic Company
NEM / Newmont Corporation
PM / Philip Morris International Inc.
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
JNS / Janus Capital Group, Inc.
MET / MetLife, Inc.
ES / Eversource Energy
NLY / Annaly Capital Management, Inc.
AEFC / AEGON Funding Company LLC - Corporate Bond/Note
ARNC / Arconic Corporation
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
VLY / Valley National Bancorp
INCY / Incyte Corporation
UNG / United States Natural Gas Fund, LP - Limited Partnership
IXN / iShares Trust - iShares Global Tech ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
CLF / Cleveland-Cliffs Inc.
ORI / Old Republic International Corporation
HPS / John Hancock Preferred Income Fund III
RIG / Transocean Ltd.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
AB / AllianceBernstein Holding L.P. - Limited Partnership
MS / Morgan Stanley
GLW / Corning Incorporated
PSX / Phillips 66
PFN / PIMCO Income Strategy Fund II
MO / Altria Group, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
LULU / lululemon athletica inc.
DVY / iShares Trust - iShares Select Dividend ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
ALL / The Allstate Corporation
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
BK / The Bank of New York Mellon Corporation
MDYG / SPDR Series Trust - SPDR S&P 400 Mid Cap Growth ETF
DIS / The Walt Disney Company
SO / The Southern Company
NEE / NextEra Energy, Inc.
SBUX / Starbucks Corporation
ABT / Abbott Laboratories
SPY / SPDR S&P 500 ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
AIG / American International Group, Inc.
INTC / Intel Corporation
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
GOOGL / Alphabet Inc.
DD / DuPont de Nemours, Inc.
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
IGM / iShares Trust - iShares Expanded Tech Sector ETF
IYW / iShares Trust - iShares U.S. Technology ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
1GM / General Motors Company
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
BRK.B / Berkshire Hathaway Inc.
ARCC / Ares Capital Corporation
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
CMCSA / Comcast Corporation
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
PMM / Putnam Managed Municipal Income Trust
IXJ / iShares Trust - iShares Global Healthcare ETF
NMZ / Nuveen Municipal High Income Opportunity Fund
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
HL / Hecla Mining Company
WM / Waste Management, Inc.
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
IGR / CBRE Global Real Estate Income Fund
O / Realty Income Corporation
KKR / KKR & Co. Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
REZ / iShares Trust - iShares Residential and Multisector Real Estate ETF
WY / Weyerhaeuser Company
WPC / W. P. Carey Inc.
BX / Blackstone Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
UNP / Union Pacific Corporation
PTY / PIMCO Corporate & Income Opportunity Fund
VUG / Vanguard Index Funds - Vanguard Growth ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
GOF / Guggenheim Strategic Opportunities Fund
GDV / The Gabelli Dividend & Income Trust
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
ALK / Alaska Air Group, Inc.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
AWF / AllianceBernstein Global High Income Fund
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
SYY / Sysco Corporation
SLV / iShares Silver Trust
LOW / Lowe's Companies, Inc.
ILCV / iShares Trust - iShares Morningstar Value ETF
CII / BlackRock Enhanced Large Cap Core Fund, Inc.
CB / Chubb Limited
CINF / Cincinnati Financial Corporation
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
PPL / PPL Corporation
VGT / Vanguard World Fund - Vanguard Information Technology ETF
V / Visa Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
MA / Mastercard Incorporated
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
ITW / Illinois Tool Works Inc.
BDJ / BlackRock Enhanced Equity Dividend Trust
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
BXMX / Nuveen S&P 500 Buy-Write Income Fund
GS / The Goldman Sachs Group, Inc.
DNL / WisdomTree Trust - WisdomTree Global ex-U.S. Quality Dividend Growth Fund
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
OXLC / Oxford Lane Capital Corp.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
MDY / SPDR S&P MidCap 400 ETF Trust
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
AWK / American Water Works Company, Inc.
HD / The Home Depot, Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
META / Meta Platforms, Inc.
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
AGNC / AGNC Investment Corp.
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
HYF / Managed High Yield Plus Fund, Inc.
NVDQ / ETF Opportunities Trust - T-Rex 2X Inverse NVIDIA Daily Target ETF
KFH / KKR Financial Holdings LLC
TCPC / BlackRock TCP Capital Corp.
VEOEY / Veolia Environnement SA - Depositary Receipt (Common Stock)
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
PH / Parker-Hannifin Corporation
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
AAPL / Apple Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
IWM / iShares Trust - iShares Russell 2000 ETF
ARR / ARMOUR Residential REIT, Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
AMAT / Applied Materials, Inc.
NUV / Nuveen Municipal Value Fund, Inc.
LYB / LyondellBasell Industries N.V.
NAT / Nordic American Tankers Limited
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
IMCG / iShares Trust - iShares Morningstar Mid-Cap Growth ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
SRE / Sempra
FIW / First Trust Exchange-Traded Fund - First Trust Water ETF
PAAS / Pan American Silver Corp.
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
KTOS / Kratos Defense & Security Solutions, Inc.
TNGO / Tangoe, Inc.
NHF / NexPoint Strategic Opportunities Fund
ARCH / Arch Resources, Inc.
BB / BlackBerry Limited
VER / VEREIT Inc
61166W101 / Monsanto Co.
CAT / Caterpillar Inc.
024237020 / Dean Foods Co
PROSHARES TR / PSHS SHORT DOW30 (74347R701)
POWERSHARES ETF TRUST / GBL LSTD PVT EQT (73935X195)
MARKET VECTORS ETF TR / MKTVEC INTMUETF (57060U845)
POWERSHARES ETF TR II / S&P500 LOW VOL (73937B779)
MITT / AG Mortgage Investment Trust, Inc.
STLD / Steel Dynamics, Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust
ESIO / Electro Scientific Industries, Inc.
KRFT /
RFI / Cohen & Steers Total Return Realty Fund, Inc.
IXP / iShares Trust - iShares Global Comm Services ETF
GXP / Great Plains Energy, Inc.
RTM / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Materials ETF
US2655041000 / Dunkin' Brands Group, Inc.
SALE / RetailMeNot, Inc.
XPPRX / Voya Prime Rate Trust
KMP /
LLEN / L&L Energy, Inc.
VOX / Vanguard World Fund - Vanguard Communication Services ETF
WMC / Western Asset Mortgage Capital Corp
SXL / Sunoco Logistics Partners L.P.
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
OXSQ / Oxford Square Capital Corp.
NQ / NQ Mobile Inc.
MCP /
VODPF / Vodafone Group Public Limited Company
XMFVX / MFS Special Value Trust
XPH / SPDR Series Trust - SPDR S&P Pharmaceuticals ETF
FRGI / Fiesta Restaurant Group Inc
IOC / InterOil Corporation
MTOR / Meritor Inc
AEL / American Equity Investment Life Holding Company
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
EFT / Eaton Vance Floating-Rate Income Trust
TWX / Warner Media LLC
MHRC / Magnum Hunter Resources Corp.
LOCMQ / Local Corp
67071S101 / Nuveen Quality Preferred Income Fund
XCEMX / Clearbridge Energy MLP Fund Inc
XGUTX / Gabelli Utility Trust (The)
WLTGQ / Walter Energy, Inc.
LIFE / aTyr Pharma, Inc.
RCG / RENN Fund, Inc.
SD / SandRidge Energy, Inc.
UKF / ProShares Ultra Russell1000 Growth
RCS / PIMCO Strategic Income Fund, Inc.
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
US30068N1054 / Exantas Capital Corp.
UNXLQ / Uni-Pixel, Inc.
76155G107 / Revolution Lighting Technologies, Inc.
GG / Goldcorp, Inc.
BBG / Bill Barrett Corp.
06740L477 / iPath US Treasury Steepener ETN
TYG / Tortoise Energy Infrastructure Corporation
US5249011058 / Legg Mason, Inc.
HDGE / AdvisorShares Trust - AdvisorShares Ranger Equity Bear ETF
EPB /
CNSL / Consolidated Communications Holdings, Inc.
AABA / Altaba Inc
EWC / iShares, Inc. - iShares MSCI Canada ETF
AIF / Apollo Tactical Income Fund Inc.
AVNR / Avanir Pharmaceuticals Inc
SFY / Tidal Trust I - SoFi Select 500 ETF
WHLR / Wheeler Real Estate Investment Trust, Inc.
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
BDCL / ETRACS 2xLeveraged Long Wells Fargo BDC Index due 5/24/2041
EQU / Equal Energy Ltd.
608753AF6 / Molycorp, Inc. Bond
CBI / Chicago Bridge & Iron Co., N.V.
POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
UQM / UQM Technologies, Inc.
TQNT /
PETROLEUM & RES CORP / (716549100)
CORNERSTONE PROGRESSIVE RTN / (21925C101)
AMERICAN STRATEGIC INCOME II / (03009T101)
AMERN STRATEGIC INCOME PTFL / (030099105)
RMS / Rydex ETF Trust
SGNT / Sagent Pharmaceuticals, Inc.
19041P105 / CBS Corp.
RTN / Raytheon Co.
POWERSHARES ETF TRUST / DYN PHRMA PORT (73935X799)
HERO / Global X Funds - Global X Video Games & Esports ETF
POWERSHARES ETF TRUST / WATER RESOURCE (73935X575)
NUVEEN EQTY PRM OPPORTUNITYF / (6706EM102)
MARKET VECTORS ETF TR / GOLD MINER ETF (57060U100)
NUVEEN NJ INVT QUALITY MUN F / (670971100)
NUVEEN NJ PREM INCOME MUN FD / (67101N106)
POWERSHARES ETF TRUST / DYN MEDIA PORT (73935X823)
POWERSHARES ETF TRUST / DYNM LRG CP VL (73935X708)
GPT.PRA / Gramercy Property Trust Inc.
POWERSHARES ETF TRUST / DYN UTIL PORTF (73935X591)
UXJ / ProShares Trust
CLAYMORE EXCHANGE TRD FD TR / GUG MULTI ASSET (18383M506)
POWERSHARES ETF TRUST / INTL DIV ACHV (73935X716)
PROSHARES TR / PSHS SHRT S&P500 (74347R503)
POWERSHARES ETF TRUST / DYNA BUYBK ACH (73935X286)
CPN / Calpine Corp.
POWERSHARES ETF TRUST / WILDERHILL PRO (73935X161)
POWERSHARES ETF TRUST / BASIC MAT SECT (73935X427)
MARKET VECTORS ETF TR / MV ENVIR SVCS (57060U209)
BAGL / Einstein Noah Restaurant Group Inc
CLAYMORE EXCHANGE TRD FD TR / GUGGEN DEFN EQTY (18383M878)
POWERSHARES GLOBAL ETF FD / S&P 500 BUYWRT (73936G308)
CLAYMORE EXCHANGE TRD FD TR / GUGGENHEIM SOLAR (18383Q739)
POWERSHARES ETF TRUST / ENERGY SEC POR (73935X385)
CLAYMORE EXCHANGE TRD FD TR / GUG MIDCAP CORE (18383M720)
POWERSHARES GLOBAL ETF TRUST / AGG PFD PORT (73936T565)
POWERSHARES GLOBAL ETF TRUST / FDM HG YLD RAFI (73936T557)
HELIOS STRATEGIC INCOME FD I / (42328A203)
US530715AG61 / Liberty Media, Bond 4%, Due 11/15/2029
DENALI FD INC / (24823A102)
POWERSHARES ETF TR II / S&P SMCP FIN P (73937B803)
POWERSHARES ETF TR II / S&P SMCP HC PO (73937B886)
VENTRUS BIOSCIENCES INC / (922822101)
NTI / Northern Tier Energy LP
BSJF / Guggenheim BulletShares 2015 High Yield Corporate Bond ETF
APOLLO GLOBAL MGMT LLC / CL A SHS (037612306)
SDR / SandRidge Mississippian Trust II
DCIN / Digital Cinema Destinations Corp.
POWERSHARES ETF TR II / INTL DEV LOWVL (73937B688)
GURU / Global X Funds - Global X Guru Index ETF
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
TAL / TAL Education Group - Depositary Receipt (Common Stock)
FAX / Abrdn Asia-Pacific Income Fund Inc
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
NUE / Nucor Corporation
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
WU / The Western Union Company
CTRA / Coterra Energy Inc.
PHK / PIMCO High Income Fund
VPU / Vanguard World Fund - Vanguard Utilities ETF
CCJ / Cameco Corporation
CSX / CSX Corporation
CHW / Calamos Global Dynamic Income Fund
AVY / Avery Dennison Corporation
SWKS / Skyworks Solutions, Inc.
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
NVG / Nuveen AMT-Free Municipal Credit Income Fund
IVE / iShares Trust - iShares S&P 500 Value ETF
X / United States Steel Corporation
CSQ / Calamos Strategic Total Return Fund
GTX / Garrett Motion Inc.
FBIO / Fortress Biotech, Inc.
FTR / Frontier Communications Corp.
ABBV / AbbVie Inc.
F / Ford Motor Company
JPM / JPMorgan Chase & Co.
CL / Colgate-Palmolive Company
/ THL Credit, Inc.
LO /
APTS / Preferred Apartment Communities Inc - Class A
GHY / PGIM Global High Yield Fund, Inc
AGZ / iShares Trust - iShares Agency Bond ETF
DOW / Dow Inc.
MCD / McDonald's Corporation
APPCQ / American Apparel, Inc.
JNPR / Juniper Networks, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
IYJ / iShares Trust - iShares U.S. Industrials ETF
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
RYU / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Utilities ETF
GGN / GAMCO Global Gold, Natural Resources & Income Trust
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
TCL / AT&T Inc.
PG / The Procter & Gamble Company
CHK / Chesapeake Energy Corporation
IBM / International Business Machines Corporation
D / Dominion Energy, Inc.
TXN / Texas Instruments Incorporated
C / Citigroup Inc.
MDLZ / Mondelez International, Inc.
MSFT / Microsoft Corporation
VZ / Verizon Communications Inc.
WMT / Walmart Inc.
BMY / Bristol-Myers Squibb Company
BTU / Peabody Energy Corporation
GLD / SPDR Gold Trust
CVS / CVS Health Corporation
ORCL / Oracle Corporation
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
AMD / Advanced Micro Devices, Inc.
JNJ / Johnson & Johnson
HON / Honeywell International Inc.
SLB / Schlumberger Limited
BP / BP p.l.c. - Depositary Receipt (Common Stock)
PEP / PepsiCo, Inc.
PFE / Pfizer Inc.
LLY / Eli Lilly and Company
CSCO / Cisco Systems, Inc.
AMZN / Amazon.com, Inc.
KO / The Coca-Cola Company
JCI / Johnson Controls International plc
/ Hi-Crush Inc.
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
PBCT / People`s United Financial Inc
ESRX / Express Scripts Holding Co.
TEX / Terex Corporation
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
HDV / iShares Trust - iShares Core High Dividend ETF
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
WPM / Wheaton Precious Metals Corp.
PFL / PIMCO Income Strategy Fund
IBB / iShares Trust - iShares Biotechnology ETF
HSY / The Hershey Company
E / Eni S.p.A. - Depositary Receipt (Common Stock)
HCBK / Hudson City Bancorp, Inc.
MDU / MDU Resources Group, Inc.
RFMD /
STI / Solidion Technology, Inc.
BCV / Bancroft Fund Ltd.
BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
NRF / NorthStar Realty Finance Corp.
UAA / Under Armour, Inc.
RY / Royal Bank of Canada
ECA / EnCana Corp.
OKS / ONEOK Partners, L.P.
HRI / Herc Holdings Inc.
WPRT / Westport Fuel Systems Inc.
MHD / BlackRock MuniHoldings Fund, Inc.
BAP / Credicorp Ltd.
IVR / Invesco Mortgage Capital Inc.
VHC / VirnetX Holding Corporation
SALE / RetailMeNot, Inc.
MVV / ProShares Trust - ProShares Ultra MidCap400
TWER / Towerstream Corporation
POT / Potash Corp. of Saskatchewan, Inc.
CELG / Celgene Corp.
SIGA / SIGA Technologies, Inc.
ALU / Alcatel Lucent
OWE / Obsidian Energy Ltd.
IIREF / iShares Public Limited Company - iShares MSCI World UCITS ETF
CRF / Cornerstone Total Return Fund, Inc.
SRV / NXG Cushing Midstream Energy Fund
SYNE / Synthesis Energy Systems, Inc.
JOY / Joy Global, Inc.
SRPT / Sarepta Therapeutics, Inc.
UNIS / Unilife Corp
HYB / The New America High Income Fund Inc.
NOG / Northern Oil and Gas, Inc.
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
LTC / LTC Properties, Inc.
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
CXP / Columbia Property Trust Inc
LLEX / Lilis Energy, Inc.
VSH / Vishay Intertechnology, Inc.
GCI / Gannett Co., Inc.
RAI / Reynolds American, Inc.
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
LNKD / LinkedIn Corp.
DHF / BNY Mellon High Yield Strategies Fund
RPAI / Retail Properties of America Inc - Class A
CIDM / Cinedigm Corp - Class A
DDD / 3D Systems Corporation
AMTG / Apollo Residential Mortgage, Inc.
153501101 / Central Fund of Canada Ltd.
XTAIX / Transamerica Income Shares, Inc
HIX / Western Asset High Income Fund II Inc.
DBLV / Advisorshares Trust - AdvisorShares DoubleLine Value Equity ETF
EWA / iShares, Inc. - iShares MSCI Australia ETF
EEP / Enbridge Energy Partners, L.P.
LINE / Lineage, Inc.
APL.PRE / Atlas Pipeline Partners L.P.
BGFV / Big 5 Sporting Goods Corporation
HTA / Healthcare Realty Trust Inc - Class A
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
DSU / BlackRock Debt Strategies Fund, Inc.
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
CPLP / Capital Clean Energy Carriers Corp. - Limited Partnership
VIAV / Viavi Solutions Inc.
WWAV / The WhiteWave Foods Co.
MIN / MFS Intermediate Income Trust
FXI / iShares Trust - iShares China Large-Cap ETF
GIM / Templeton Global Income Fund
BRCM / Broadcom Corporation
KOG /
DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
SWYDF / Stornoway Diamond Corporation
CMLP / Crestwood Midstream Partners Lp
CMO / Capstead Mortgage Corp.
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
MILPQ / Miller Energy Resources, Inc.
BZH / Beazer Homes USA, Inc.
SARA / SARATOGA RES INC TEX
BVN / Compañía de Minas Buenaventura S.A.A. - Depositary Receipt (Common Stock)
AAIC / Arlington Asset Investment Corp - Class A
CYS / CYS Investments, Inc.
PBT / Permian Basin Royalty Trust
US0549371070 / BB&T Corp.
CRUS / Cirrus Logic, Inc.
US85207U1051 / Sprint Corporation
PCN / PIMCO Corporate & Income Strategy Fund
JLS / Nuveen Mortgage and Income Fund
POM / PEPCO Holdings, Inc.
MTW / The Manitowoc Company, Inc.
RENN / Renren Inc - ADR
HCN / Welltower Inc.
EIX / Edison International
GMED / Globus Medical, Inc.
MLCO / Melco Resorts & Entertainment Limited - Depositary Receipt (Common Stock)
JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO
FEO / First Trust-abrdn Emerging Opportunity Fund
NYMT / New York Mortgage Trust, Inc.
HOG / Harley-Davidson, Inc.
TSL / GraniteShares ETF Trust - GraniteShares 1.25x Long TSLA Daily ETF
OAS / Oasis Petroleum Inc. - New
ACRX / Talphera, Inc.
HILL / Dot Hill Systems Corp
HFRO / Highland Funds I - Highland Opportunities and Income Fund
US58503F5026 / Medley Capital Corp.
PED / PEDEVCO Corp.
SPF /
SYNA / Synaptics Incorporated
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
WFM / Whole Foods Market, Inc.
VNR / Vanguard Natural Resources, LLC
SFL / SFL Corporation Ltd.
MCZAF / Mad Catz Interactive, Inc.
RYE / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Energy ETF
CRZO / Carrizo Oil & Gas, Inc.
BRCD / Brocade Communications Systems, Inc.
TGP / Teekay LNG Partners LP - Unit
US1182301010 / Buckeye Partners, L.P.
RZG / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Growth ETF
ERF / Enerplus Corporation
RCAP / RCS CAPITAL CORPORATION
HUSA / Houston American Energy Corp.
WG / Willbros Group, Inc.
FXEN / FX Energy, Inc.
SVVC / Firsthand Technology Value Fund, Inc.
SPPP / Sprott Physical Platinum and Palladium Trust
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
XTL / SPDR Series Trust - SPDR S&P Telecom ETF
SNH / Senior Housing Properties Trust
KERX / Keryx Biopharmaceuticals, Inc.
ILF / iShares Trust - iShares Latin America 40 ETF
HE / Hawaiian Electric Industries, Inc.
XRX / Xerox Holdings Corporation
ZNGA / Zynga Inc - Class A
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
RDS.B / Shell Plc - ADR
JPI / Nuveen Preferred Securities & Income Opportunities Fund
XZTRX / Zweig Total Return Fund Inc.
TWO / Two Harbors Investment Corp.
CLIR / ClearSign Technologies Corporation
HFC / HollyFrontier Corp
MYJ / BlackRock MuniYield New Jersey Fund Inc
SAIA / Saia, Inc.
NUAN / Nuance Communications Inc
NVAX / Novavax, Inc.
LHX / L3Harris Technologies, Inc.
WFT / Weatherford International plc
ISCV / iShares Trust - iShares Morningstar Small-Cap Value ETF
DNDN /
VFL / abrdn National Municipal Income Fund
VLO / Valero Energy Corporation
XOM / Exxon Mobil Corporation
DVN / Devon Energy Corporation
GILD / Gilead Sciences, Inc.
AWR / American States Water Company
DCP / DCP Midstream LP - Unit
RELV / Reliv' International, Inc.
BFK / BlackRock Municipal Income Trust
EXC / Exelon Corporation
IYE / iShares Trust - iShares U.S. Energy ETF
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
MUFG / Mitsubishi UFJ Financial Group, Inc. - Depositary Receipt (Common Stock)
IYY / iShares Trust - iShares Dow Jones U.S. ETF
RMRM / RMR Mortgage Trust
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
UNH / UnitedHealth Group Incorporated
UWM / ProShares Trust - ProShares Ultra Russell2000
SU / Suncor Energy Inc.
HRZN / Horizon Technology Finance Corporation
WTRG / Essential Utilities, Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
SLY / SPDR Series Trust - SPDR S&P 600 Small Cap ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
CHY / Calamos Convertible and High Income Fund
GLO / Clough Global Opportunities Fund
EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund
WFC / Wells Fargo & Company
SVM / Silvercorp Metals Inc.
SIRI / Sirius XM Holdings Inc.
NCZ / Virtus Convertible & Income Fund II
IAU / iShares Gold Trust
NBIS / Nebius Group N.V.
DNN / Denison Mines Corp.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
BOE / BlackRock Enhanced Global Dividend Trust
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
GNT / GAMCO Natural Resources, Gold & Income Trust
BGY / BlackRock Enhanced International Dividend Trust
BGR / BlackRock Energy and Resources Trust
PSEC / Prospect Capital Corporation
IXC / iShares Trust - iShares Global Energy ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
ACMP /
RCL / Royal Caribbean Cruises Ltd.
ICF / iShares Trust - iShares Select U.S. REIT ETF
BBDC / Barings BDC, Inc.
PALI / Palisade Bio, Inc.
KR / The Kroger Co.
HIG / The Hartford Insurance Group, Inc.
CREE / Cree, Inc.
WIA / Western Asset Inflation-Linked Income Fund
NYCB / Flagstar Financial, Inc.
WWR / Westwater Resources, Inc.
RAD / Rite Aid Corp.
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
SNY / Sanofi - Depositary Receipt (Common Stock)
OCSL / Oaktree Specialty Lending Corporation
NMM / Navios Maritime Partners L.P. - Limited Partnership
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
KBE / SPDR Series Trust - SPDR S&P Bank ETF
FIBK / First Interstate BancSystem, Inc.
RTX / RTX Corporation
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
OPI / Office Properties Income Trust
ST / Sensata Technologies Holding plc
SCCO / Southern Copper Corporation
ADM / Archer-Daniels-Midland Company
BAC / Bank of America Corporation
MPW / Medical Properties Trust, Inc.
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
AAL / American Airlines Group Inc.
SNOA / Sonoma Pharmaceuticals, Inc.
IMO / Imperial Oil Limited
EMR / Emerson Electric Co.
CJ / C&J Energy Services, Inc.
RMBS / Rambus Inc.
CLM / Cornerstone Strategic Investment Fund, Inc.
KOF / Coca-Cola FEMSA, S.A.B. de C.V. - Depositary Receipt (Common Stock)
FCX / Freeport-McMoRan Inc.
PBA / Pembina Pipeline Corporation
BKH / Black Hills Corporation
TAP / Molson Coors Beverage Company
QCOM / QUALCOMM Incorporated
BA / The Boeing Company
RHS / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Consumer Staples ETF
CMI / Cummins Inc.
EBAY / eBay Inc.
DLTR / Dollar Tree, Inc.
BGS / B&G Foods, Inc.
NCV / Virtus Convertible & Income Fund
PEG / Public Service Enterprise Group Incorporated
HES / Hess Corporation
AEP / American Electric Power Company, Inc.
DAR / Darling Ingredients Inc.
HYT / BlackRock Corporate High Yield Fund, Inc.
CHI / Calamos Convertible Opportunities and Income Fund
MMP / Magellan Midstream Partners L.P.
SSO / ProShares Trust - ProShares Ultra S&P500
DUK / Duke Energy Corporation
AMRN / Amarin Corporation plc - Depositary Receipt (Common Stock)
AVP / Avon Products, Inc.
IP / International Paper Company
CME / CME Group Inc.
YUM / Yum! Brands, Inc.
STX / Seagate Technology Holdings plc
MRK / Merck & Co., Inc.
OHI / Omega Healthcare Investors, Inc.
PRU / Prudential Financial, Inc.
MMM / 3M Company
HAL / Halliburton Company
AMT / American Tower Corporation
DHR / Danaher Corporation
AXP / American Express Company
DE / Deere & Company
AMGN / Amgen Inc.
ECL / Ecolab Inc.
LUMN / Lumen Technologies, Inc.
MU / Micron Technology, Inc.
CVX / Chevron Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
VTR / Ventas, Inc.
USB / U.S. Bancorp
CNP / CenterPoint Energy, Inc.
XEL / Xcel Energy Inc.
K / Kellanova
WMB / The Williams Companies, Inc.
EMN / Eastman Chemical Company
COP / ConocoPhillips
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
SCHW / The Charles Schwab Corporation
AFL / Aflac Incorporated
ED / Consolidated Edison, Inc.
TRV / The Travelers Companies, Inc.