Market Value330,832,000
Total Holdings754
File Date2014-05-02
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
MITT / AG Mortgage Investment Trust, Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
CB / Chubb Limited
AGNC / AGNC Investment Corp.
ILCV / iShares Trust - iShares Morningstar Value ETF
EBAY / eBay Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
TMO / Thermo Fisher Scientific Inc.
SLY / SPDR Series Trust - SPDR S&P 600 Small Cap ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
ACMP /
SO / The Southern Company
X / United States Steel Corporation
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
TTC / The Toro Company
DIA / SPDR Dow Jones Industrial Average ETF Trust
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
NMZ / Nuveen Municipal High Income Opportunity Fund
NEM / Newmont Corporation
D / Dominion Energy, Inc.
MET / MetLife, Inc.
PEG / Public Service Enterprise Group Incorporated
UNH / UnitedHealth Group Incorporated
GOF / Guggenheim Strategic Opportunities Fund
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
DUK / Duke Energy Corporation
COR / Cencora, Inc.
IBB / iShares Trust - iShares Biotechnology ETF
PSX / Phillips 66
DBLV / Advisorshares Trust - AdvisorShares DoubleLine Value Equity ETF
HDGE / AdvisorShares Trust - AdvisorShares Ranger Equity Bear ETF
PRU / Prudential Financial, Inc.
NXPI / NXP Semiconductors N.V.
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
CMI / Cummins Inc.
O / Realty Income Corporation
FI / Fiserv, Inc.
IDU / iShares Trust - iShares U.S. Utilities ETF
AEFC / AEGON Funding Company LLC - Corporate Bond/Note
WPC / W. P. Carey Inc.
GLW / Corning Incorporated
UL / Unilever PLC - Depositary Receipt (Common Stock)
UNP / Union Pacific Corporation
AFFX / Affymetrix, Inc.
BAC / Bank of America Corporation
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
IGR / CBRE Global Real Estate Income Fund
SLV / iShares Silver Trust
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
FBIO / Fortress Biotech, Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
AWF / AllianceBernstein Global High Income Fund
AKAM / Akamai Technologies, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
LHX / L3Harris Technologies, Inc.
SBUX / Starbucks Corporation
VHT / Vanguard World Fund - Vanguard Health Care ETF
SCHW / The Charles Schwab Corporation
TXN / Texas Instruments Incorporated
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
IVV / iShares Trust - iShares Core S&P 500 ETF
XOM / Exxon Mobil Corporation
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
TDG / TransDigm Group Incorporated
OXLC / Oxford Lane Capital Corp.
ARNC / Arconic Corporation
HD / The Home Depot, Inc.
ITW / Illinois Tool Works Inc.
MDYG / SPDR Series Trust - SPDR S&P 400 Mid Cap Growth ETF
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
BXMX / Nuveen S&P 500 Buy-Write Income Fund
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
SYY / Sysco Corporation
HON / Honeywell International Inc.
GOLD / Barrick Mining Corporation
FIW / First Trust Exchange-Traded Fund - First Trust Water ETF
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
META / Meta Platforms, Inc.
NCZ / Virtus Convertible & Income Fund II
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
GS / The Goldman Sachs Group, Inc.
PH / Parker-Hannifin Corporation
IVE / iShares Trust - iShares S&P 500 Value ETF
COP / ConocoPhillips
AOD / Abrdn Total Dynamic Dividend Fund
FCX / Freeport-McMoRan Inc.
GGN / GAMCO Global Gold, Natural Resources & Income Trust
IWM / iShares Trust - iShares Russell 2000 ETF
AMRN / Amarin Corporation plc - Depositary Receipt (Common Stock)
APPCQ / American Apparel, Inc.
SCU / Sculptor Capital Management Inc - Class A
ED / Consolidated Edison, Inc.
AEL / American Equity Investment Life Holding Company
OPI / Office Properties Income Trust
HPQ / HP Inc.
BTU / Peabody Energy Corporation
KOF / Coca-Cola FEMSA, S.A.B. de C.V. - Depositary Receipt (Common Stock)
HSY / The Hershey Company
VER / VEREIT Inc
AMERN STRATEGIC INCOME PTFL / (030099105)
AMERICAN STRATEGIC INCOME II / (03009T101)
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
CBI / Chicago Bridge & Iron Co., N.V.
APU / AmeriGas Partners, L.P.
US0325111070 / Anadarko Petroleum Corp.
NLY / Annaly Capital Management, Inc.
APOLLO GLOBAL MGMT LLC / CL A SHS (037612306)
AINV / Apollo Investment Corporation
AMTG / Apollo Residential Mortgage, Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
COST / Costco Wholesale Corporation
WTRG / Essential Utilities, Inc.
ARCH / Arch Resources, Inc.
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
ARNA / Arena Pharmaceuticals Inc
PM / Philip Morris International Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
JCI / Johnson Controls International plc
AWR / American States Water Company
PMM / Putnam Managed Municipal Income Trust
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
RIG / Transocean Ltd.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
AVNR / Avanir Pharmaceuticals Inc
US0549371070 / BB&T Corp.
MRVL / Marvell Technology, Inc.
AEP / American Electric Power Company, Inc.
V / Visa Inc.
BX / Blackstone Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO
06740L477 / iPath US Treasury Steepener ETN
AMH / American Homes 4 Rent
BBG / Bill Barrett Corp.
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
CII / BlackRock Enhanced Large Cap Core Fund, Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
IYR / iShares Trust - iShares U.S. Real Estate ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
BGY / BlackRock Enhanced International Dividend Trust
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
NYMT / New York Mortgage Trust, Inc.
CSM / ProShares Trust - ProShares Large Cap Core Plus
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
DVY / iShares Trust - iShares Select Dividend ETF
1GM / General Motors Company
IWD / iShares Trust - iShares Russell 1000 Value ETF
ETN / Eaton Corporation plc
MO / Altria Group, Inc.
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
PSEC / Prospect Capital Corporation
IYW / iShares Trust - iShares U.S. Technology ETF
BGFV / Big 5 Sporting Goods Corporation
EOD / Wells Fargo Advantage Funds - Allspring Global Dividend Opportunity Fund
BOE / BlackRock Enhanced Global Dividend Trust
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
SU / Suncor Energy Inc.
BKH / Black Hills Corporation
BB / BlackBerry Limited
BK / The Bank of New York Mellon Corporation
BFK / BlackRock Municipal Income Trust
MHD / BlackRock MuniHoldings Fund, Inc.
MYJ / BlackRock MuniYield New Jersey Fund Inc
MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
DFS / Discover Financial Services
DSU / BlackRock Debt Strategies Fund, Inc.
HYT / BlackRock Corporate High Yield Fund, Inc.
BWP / Boardwalk Pipeline Partners L.P
DIS / The Walt Disney Company
CAT / Caterpillar Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
ZVO / Zovio Inc
STLD / Steel Dynamics, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
CMCSA / Comcast Corporation
OHI / Omega Healthcare Investors, Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
IGM / iShares Trust - iShares Expanded Tech Sector ETF
HPS / John Hancock Preferred Income Fund III
NAT / Nordic American Tankers Limited
HIG / The Hartford Insurance Group, Inc.
ALL / The Allstate Corporation
GDV / The Gabelli Dividend & Income Trust
NUV / Nuveen Municipal Value Fund, Inc.
PHK / PIMCO High Income Fund
ORI / Old Republic International Corporation
LULU / lululemon athletica inc.
DE / Deere & Company
LYB / LyondellBasell Industries N.V.
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
BIIB / Biogen Inc.
ARCC / Ares Capital Corporation
SCCO / Southern Copper Corporation
HL / Hecla Mining Company
BRCM / Broadcom Corporation
K / Kellanova
MANH / Manhattan Associates, Inc.
KKR / KKR & Co. Inc.
SRE / Sempra
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
HCA / HCA Healthcare, Inc.
US1182301010 / Buckeye Partners, L.P.
IYJ / iShares Trust - iShares U.S. Industrials ETF
AVY / Avery Dennison Corporation
CSX / CSX Corporation
EMN / Eastman Chemical Company
BRK.B / Berkshire Hathaway Inc.
HAL / Halliburton Company
19041P105 / CBS Corp.
HDV / iShares Trust - iShares Core High Dividend ETF
IGF / iShares Trust - iShares Global Infrastructure ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
DNL / WisdomTree Trust - WisdomTree Global ex-U.S. Quality Dividend Growth Fund
AFL / Aflac Incorporated
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
AIG / American International Group, Inc.
MRK / Merck & Co., Inc.
LOW / Lowe's Companies, Inc.
IYE / iShares Trust - iShares U.S. Energy ETF
ES / Eversource Energy
CHI / Calamos Convertible Opportunities and Income Fund
JKHY / Jack Henry & Associates, Inc.
CPN / Calpine Corp.
CP / Canadian Pacific Kansas City Limited
CMO / Capstead Mortgage Corp.
AWK / American Water Works Company, Inc.
CRZO / Carrizo Oil & Gas, Inc.
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
BA / The Boeing Company
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
WU / The Western Union Company
AB / AllianceBernstein Holding L.P. - Limited Partnership
CTRA / Coterra Energy Inc.
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
CCJ / Cameco Corporation
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
CELG / Celgene Corp.
NEE / NextEra Energy, Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
CRM / Salesforce, Inc.
AOS / A. O. Smith Corporation
DNN / Denison Mines Corp.
BGS / B&G Foods, Inc.
BRCD / Brocade Communications Systems, Inc.
CHW / Calamos Global Dynamic Income Fund
REZ / iShares Trust - iShares Residential and Multisector Real Estate ETF
BDJ / BlackRock Enhanced Equity Dividend Trust
WM / Waste Management, Inc.
NKE / NIKE, Inc.
KLAC / KLA Corporation
CPRT / Copart, Inc.
CERN / Cerner Corp.
IXN / iShares Trust - iShares Global Tech ETF
EOG / EOG Resources, Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
MFC / Manulife Financial Corporation
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
PPL / PPL Corporation
CHK / Chesapeake Energy Corporation
QCOM / QUALCOMM Incorporated
CSQ / Calamos Strategic Total Return Fund
EMR / Emerson Electric Co.
CHS / Chico's FAS, Inc.
US16941M1099 / China Mobile Ltd.
CIDM / Cinedigm Corp - Class A
BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF
BSJF / Guggenheim BulletShares 2015 High Yield Corporate Bond ETF
CVY / Invesco Exchange-Traded Fund Trust - Invesco Zacks Multi-Asset Income ETF
CSD / Invesco Exchange-Traded Fund Trust - Invesco S&P Spin-Off ETF
CZA / Invesco Exchange-Traded Fund Trust - Invesco Zacks Mid-Cap ETF
DEF / Invesco Capital Management LLC - Invesco Defensive Equity ETF
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
XCEMX / Clearbridge Energy MLP Fund Inc
CLIR / ClearSign Technologies Corporation
CINF / Cincinnati Financial Corporation
RFI / Cohen & Steers Total Return Realty Fund, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
/ Cohen & Steers MLP Income and Energy Opportunity Fund, Inc.
CFX / Colfax Corp
CXP / Columbia Property Trust Inc
CMCSA / Comcast Corporation
BVN / Compañía de Minas Buenaventura S.A.A. - Depositary Receipt (Common Stock)
UWM / ProShares Trust - ProShares Ultra Russell2000
CNSL / Consolidated Communications Holdings, Inc.
CAG / Conagra Brands, Inc.
CLR / Continental Resources Inc (OKLA)
CLM / Cornerstone Strategic Investment Fund, Inc.
CRF / Cornerstone Total Return Fund, Inc.
CORNERSTONE PROGRESSIVE RTN / (21925C101)
EFA / iShares Trust - iShares MSCI EAFE ETF
US22542D3329 / VelocityShares Daily 2X VIX Short Term ETN S&P 500 VIX STF Index due 12/4/2030
CRTO / Criteo S.A. - Depositary Receipt (Common Stock)
ARR / ARMOUR Residential REIT, Inc.
SRV / NXG Cushing Midstream Energy Fund
DCP / DCP Midstream LP - Unit
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
024237020 / Dean Foods Co
/ Denbury Resources, Inc.
DNDN /
WFC / Wells Fargo & Company
CLF / Cleveland-Cliffs Inc.
DCIN / Digital Cinema Destinations Corp.
DIREXION SHS ETF TR / DAILY GOLD MINER (25459Y389)
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
GT / The Goodyear Tire & Rubber Company
RRD / R.R. Donnelley & Sons Co.
HILL / Dot Hill Systems Corp
DOW / Dow Inc.
MPW / Medical Properties Trust, Inc.
DHF / BNY Mellon High Yield Strategies Fund
US2655041000 / Dunkin' Brands Group, Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
E / Eni S.p.A. - Depositary Receipt (Common Stock)
EFT / Eaton Vance Floating-Rate Income Trust
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
EFR / Eaton Vance Senior Floating-Rate Trust
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
EIX / Edison International
EPB /
ESIO / Electro Scientific Industries, Inc.
MA / Mastercard Incorporated
EEP / Enbridge Energy Partners, L.P.
SXL / Sunoco Logistics Partners L.P.
ERF / Enerplus Corporation
ENV / Envestnet, Inc.
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
ESRX / Express Scripts Holding Co.
EXTR / Extreme Networks, Inc.
FEIC / FEI Company
FXEN / FX Energy, Inc.
PANW / Palo Alto Networks, Inc.
FHI / Federated Hermes, Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
FRGI / Fiesta Restaurant Group Inc
OCSL / Oaktree Specialty Lending Corporation
FEYE / FireEye Inc
FIBK / First Interstate BancSystem, Inc.
FEO / First Trust-abrdn Emerging Opportunity Fund
FAB / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Value AlphaDEX Fund
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
FONE / First Trust NASDAQ CEA Smartphone Index Fund
SVVC / Firsthand Technology Value Fund, Inc.
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
34958B106 / Fortress Investment Group LLC
FTR / Frontier Communications Corp.
XGUTX / Gabelli Utility Trust (The)
GCI / Gannett Co., Inc.
BGC / BGC Group, Inc.
GEL / Genesis Energy, L.P. - Limited Partnership
ABT / Abbott Laboratories
GSK / GSK plc - Depositary Receipt (Common Stock)
SOCL / Global X Funds - Global X Social Media ETF
GMED / Globus Medical, Inc.
GG / Goldcorp, Inc.
US38147W1036 / Goldman Sachs MLP Income Opportunities Fund
GBDC / Golub Capital BDC, Inc.
GDP / Goodrich Petroleum Corp.
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
GXP / Great Plains Energy, Inc.
TJX / The TJX Companies, Inc.
PEAK / Healthpeak Properties, Inc.
HBI / Hanesbrands Inc.
HOG / Harley-Davidson, Inc.
HE / Hawaiian Electric Industries, Inc.
HCN / Welltower Inc.
HTA / Healthcare Realty Trust Inc - Class A
HP / Helmerich & Payne, Inc.
HERO / Global X Funds - Global X Video Games & Esports ETF
HRI / Herc Holdings Inc.
/ Hi-Crush Inc.
HFRO / Highland Funds I - Highland Opportunities and Income Fund
HFC / HollyFrontier Corp
43739Q100 / HomeAway, Inc.
HRZN / Horizon Technology Finance Corporation
HST / Host Hotels & Resorts, Inc.
HUSA / Houston American Energy Corp.
HCBK / Hudson City Bancorp, Inc.
XPPRX / Voya Prime Rate Trust
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
AAL / American Airlines Group Inc.
IMO / Imperial Oil Limited
INCY / Incyte Corporation
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
ADM / Archer-Daniels-Midland Company
EXC / Exelon Corporation
IOC / InterOil Corporation
IVR / Invesco Mortgage Capital Inc.
IO / ION Geophysical Corp
IAU / iShares Gold Trust
EWA / iShares, Inc. - iShares MSCI Australia ETF
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
IIREF / iShares Public Limited Company - iShares MSCI World UCITS ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
FXI / iShares Trust - iShares China Large-Cap ETF
IXP / iShares Trust - iShares Global Comm Services ETF
ILF / iShares Trust - iShares Latin America 40 ETF
F / Ford Motor Company
CSCO / Cisco Systems, Inc.
CLX / The Clorox Company
INTC / Intel Corporation
MCD / McDonald's Corporation
KO / The Coca-Cola Company
MMM / 3M Company
AAPL / Apple Inc.
ABBV / AbbVie Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
LLY / Eli Lilly and Company
JPM / JPMorgan Chase & Co.
TCL / AT&T Inc.
PG / The Procter & Gamble Company
IBM / International Business Machines Corporation
C / Citigroup Inc.
ICF / iShares Trust - iShares Select U.S. REIT ETF
GOOGL / Alphabet Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
MSFT / Microsoft Corporation
VZ / Verizon Communications Inc.
WMT / Walmart Inc.
BMY / Bristol-Myers Squibb Company
CVS / CVS Health Corporation
AMD / Advanced Micro Devices, Inc.
ORCL / Oracle Corporation
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
JNJ / Johnson & Johnson
CVX / Chevron Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
GLD / SPDR Gold Trust
SLB / Schlumberger Limited
AMZN / Amazon.com, Inc.
AGZ / iShares Trust - iShares Agency Bond ETF
PEP / PepsiCo, Inc.
IMCG / iShares Trust - iShares Morningstar Mid-Cap Growth ETF
PFE / Pfizer Inc.
GLJ / iShares Trust
ISCV / iShares Trust - iShares Morningstar Small-Cap Value ETF
IAI / iShares Trust - iShares U.S. Broker-Dealers & Securities Exchanges ETF
KMB / Kimberly-Clark Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
CL / Colgate-Palmolive Company
MDLZ / Mondelez International, Inc.
VIAV / Viavi Solutions Inc.
DAL / Delta Air Lines, Inc.
JNS / Janus Capital Group, Inc.
JAH / Jarden Corporation
JNPR / Juniper Networks, Inc.
KFH / KKR Financial Holdings LLC
KERX / Keryx Biopharmaceuticals, Inc.
KMP /
KOG /
KRFT /
KTOS / Kratos Defense & Security Solutions, Inc.
LTC / LTC Properties, Inc.
US5249011058 / Legg Mason, Inc.
LLEX / Lilis Energy, Inc.
LUMN / Lumen Technologies, Inc.
LINE / Lineage, Inc.
LOCMQ / Local Corp
LO /
MDU / MDU Resources Group, Inc.
MIN / MFS Intermediate Income Trust
XMFVX / MFS Special Value Trust
MCZAF / Mad Catz Interactive, Inc.
MMP / Magellan Midstream Partners L.P.
MHRC / Magnum Hunter Resources Corp.
HYF / Managed High Yield Plus Fund, Inc.
MARKET VECTORS ETF TR / GOLD MINER ETF (57060U100)
MARKET VECTORS ETF TR / MKT VECTR WIDE (57060U134)
MARKET VECTORS ETF TR / OIL SVCS ETF (57060U191)
MARKET VECTORS ETF TR / MV ENVIR SVCS (57060U209)
MARKET VECTORS ETF TR / MKTVEC INTMUETF (57060U845)
MWE / MarkWest Energy Partners, LP
DD / DuPont de Nemours, Inc.
LMT / Lockheed Martin Corporation
US58503F5026 / Medley Capital Corp.
MLCO / Melco Resorts & Entertainment Limited - Depositary Receipt (Common Stock)
MTOR / Meritor Inc
TAP / Molson Coors Beverage Company
MCP /
608753AF6 / Molycorp, Inc. Bond
61166W101 / Monsanto Co.
DVN / Devon Energy Corporation
GILD / Gilead Sciences, Inc.
MYGN / Myriad Genetics, Inc.
NCR / NCR Corp.
NQ / NQ Mobile Inc.
HYB / The New America High Income Fund Inc.
NHF / NexPoint Strategic Opportunities Fund
US6550441058 / Noble Energy, Inc.
NORNQ / Noranda Aluminum Holding Corporation
IP / International Paper Company
NOG / Northern Oil and Gas, Inc.
NTI / Northern Tier Energy LP
NGR / NovaGold Resources Inc.
NVDQ / ETF Opportunities Trust - T-Rex 2X Inverse NVIDIA Daily Target ETF
NVAX / Novavax, Inc.
NUVEEN EQTY PRM OPPORTUNITYF / (6706EM102)
67071S101 / Nuveen Quality Preferred Income Fund
CTF / Nuveen Long/Short Commodity Total Return Fund
JPI / Nuveen Preferred Securities & Income Opportunities Fund
NUVEEN NJ INVT QUALITY MUN F / (670971100)
NUVEEN NJ PREM INCOME MUN FD / (67101N106)
VLO / Valero Energy Corporation
SCU / Sculptor Capital Management Inc - Class A
SNOA / Sonoma Pharmaceuticals, Inc.
ODP / The ODP Corporation
OPEN / Opendoor Technologies Inc.
OPK / OPKO Health, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
PTN / Palatin Technologies, Inc.
PED / PEDEVCO Corp.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
OWE / Obsidian Energy Ltd.
PBCT / People`s United Financial Inc
FENG / Phoenix New Media Limited - Depositary Receipt (Common Stock)
RCS / PIMCO Strategic Income Fund, Inc.
PFL / PIMCO Income Strategy Fund
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
POST / Post Holdings, Inc.
POT / Potash Corp. of Saskatchewan, Inc.
POWI / Power Integrations, Inc.
POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
PUW / PowerShares WilderHill Progressive Energy Portfolio
PSP / Invesco Exchange-Traded Fund Trust - Invesco Global Listed Private Equity ETF
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
PXI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Energy Momentum ETF
PYZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Basic Materials Momentum ETF
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
PUI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Utilities Momentum ETF
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
PBS / Invesco Capital Management LLC - Invesco Dynamic Media ETF
PBP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 BuyWrite ETF
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
KBWY / Invesco Exchange-Traded Fund Trust II - Invesco KBW Premium Yield Equity REIT ETF
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
IDLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P International Developed Low Volatility ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
PSCF / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Financials ETF
PSCT / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Information Technology ETF
PSCH / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Health Care ETF
APTS / Preferred Apartment Communities Inc - Class A
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
UXJ / ProShares Trust
SSO / ProShares Trust - ProShares Ultra S&P500
QLD / ProShares Trust - ProShares Ultra QQQ
PROSHARES TR / PSHS SHRT S&P500 (74347R503)
PROSHARES TR / PSHS SHORT QQQ (74347R602)
DOG / ProShares Trust - ProShares Short Dow30
UKF / ProShares Ultra Russell1000 Growth
AMGN / Amgen Inc.
GHY / PGIM Global High Yield Fund, Inc
RCAP / RCS CAPITAL CORPORATION
RFMD /
RMBS / Rambus Inc.
RTN / Raytheon Co.
RGP / Resources Connection, Inc.
RELV / Reliv' International, Inc.
RCG / RENN Fund, Inc.
US30068N1054 / Exantas Capital Corp.
RPAI / Retail Properties of America Inc - Class A
SALE / RetailMeNot, Inc.
76155G107 / Revolution Lighting Technologies, Inc.
RAI / Reynolds American, Inc.
RAD / Rite Aid Corp.
RY / Royal Bank of Canada
RDS.B / Shell Plc - ADR
SGNT / Sagent Pharmaceuticals, Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
RYU / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Utilities ETF
RZG / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Growth ETF
RTM / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Materials ETF
RYE / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Energy ETF
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
XTL / SPDR Series Trust - SPDR S&P Telecom ETF
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
XPH / SPDR Series Trust - SPDR S&P Pharmaceuticals ETF
KBE / SPDR Series Trust - SPDR S&P Bank ETF
MDY / SPDR S&P MidCap 400 ETF Trust
SWYDF / Stornoway Diamond Corporation
STJ / St. Jude Medical, Inc.
SNDK / Sandisk Corporation
SD / SandRidge Energy, Inc.
SDR / SandRidge Mississippian Trust II
SARA / SARATOGA RES INC TEX
SRPT / Sarepta Therapeutics, Inc.
ALU / Alcatel Lucent
RHS / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Consumer Staples ETF
SNH / Senior Housing Properties Trust
SHW / The Sherwin-Williams Company
SIGA / SIGA Technologies, Inc.
WPM / Wheaton Precious Metals Corp.
SVM / Silvercorp Metals Inc.
SBGI / Sinclair, Inc.
SIRI / Sirius XM Holdings Inc.
LUV / Southwest Airlines Co.
NOW / ServiceNow, Inc.
847560109 / Spectra Energy Corp.
SPPP / Sprott Physical Platinum and Palladium Trust
SPF /
HOT / Starwood Hotels & Resorts Worldwide, Inc.
/ Apex Technology Acquisition Corporation Warrant
SUNE / SUNation Energy Inc.
STI / Solidion Technology, Inc.
SFY / Tidal Trust I - SoFi Select 500 ETF
SYNA / Synaptics Incorporated
SYNE / Synthesis Energy Systems, Inc.
TCPC / BlackRock TCP Capital Corp.
/ THL Credit, Inc.
OXSQ / Oxford Square Capital Corp.
TLM /
NGLS / Targa Resources Partners LP
TECK / Teck Resources Limited
VIV / Telefônica Brasil S.A. - Depositary Receipt (Common Stock)
GIM / Templeton Global Income Fund
TEX / Terex Corporation
TGTX / TG Therapeutics, Inc.
TWX / Warner Media LLC
TYG / Tortoise Energy Infrastructure Corporation
TWER / Towerstream Corporation
XTAIX / Transamerica Income Shares, Inc
BBDC / Barings BDC, Inc.
TSL / GraniteShares ETF Trust - GraniteShares 1.25x Long TSLA Daily ETF
TWO / Two Harbors Investment Corp.
BDCL / ETRACS 2xLeveraged Long Wells Fargo BDC Index due 5/24/2041
UAA / Under Armour, Inc.
UNXLQ / Uni-Pixel, Inc.
904784709 / Unilever N.V.
UNIS / Unilife Corp
UNG / United States Natural Gas Fund, LP - Limited Partnership
91911K102 / Bausch Health Companies
VALE / Vale S.A. - Depositary Receipt (Common Stock)
VLY / Valley National Bancorp
VDE / Vanguard World Fund - Vanguard Energy ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
VOX / Vanguard World Fund - Vanguard Communication Services ETF
VNR / Vanguard Natural Resources, LLC
VENTRUS BIOSCIENCES INC / (922822101)
DHR / Danaher Corporation
VEOEY / Veolia Environnement SA - Depositary Receipt (Common Stock)
VHC / VirnetX Holding Corporation
VSH / Vishay Intertechnology, Inc.
US9300591008 / Waddell & Reed Financial, Inc.
WLTGQ / Walter Energy, Inc.
ANTM / Anthem Inc
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
WEN / The Wendy's Company
HIX / Western Asset High Income Fund II Inc.
WMC / Western Asset Mortgage Capital Corp
WPRT / Westport Fuel Systems Inc.
WHLR / Wheeler Real Estate Investment Trust, Inc.
WWAV / The WhiteWave Foods Co.
WFM / Whole Foods Market, Inc.
WG / Willbros Group, Inc.
GTX / Garrett Motion Inc.
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund
/ Wyndham Destinations, Inc.
XRX / Xerox Holdings Corporation
AABA / Altaba Inc
ESNC / EnSync, Inc.
XZTRX / Zweig Total Return Fund Inc.
ZNGA / Zynga Inc - Class A
G0083B108 / Actavis
BAP / Credicorp Ltd.
HLF / Herbalife Ltd.
SDRL / Seadrill Limited
SFL / SFL Corporation Ltd.
WFT / Weatherford International plc
JCI / Johnson Controls International plc
ORBK / Orbotech Ltd.
/ Zephyr Energy PLC
SODA / SodaStream International Ltd.
SVA / Sinovac Biotech, Ltd.
CPLP / Capital Clean Energy Carriers Corp. - Limited Partnership
NMM / Navios Maritime Partners L.P. - Limited Partnership
TGP / Teekay LNG Partners LP - Unit
IXC / iShares Trust - iShares Global Energy ETF
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
SPY / SPDR S&P 500 ETF
CIM / Chimera Investment Corporation
BGR / BlackRock Energy and Resources Trust
IXJ / iShares Trust - iShares Global Healthcare ETF
NYCB / Flagstar Financial, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
YUM / Yum! Brands, Inc.
APL.PRE / Atlas Pipeline Partners L.P.
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
PFN / PIMCO Income Strategy Fund II
MOS / The Mosaic Company
CHY / Calamos Convertible and High Income Fund
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
WY / Weyerhaeuser Company
TIP / iShares Trust - iShares TIPS Bond ETF
ET / Energy Transfer LP - Limited Partnership
HES / Hess Corporation
RTX / RTX Corporation
GNT / GAMCO Natural Resources, Gold & Income Trust
MGA / Magna International Inc.
HSY / The Hershey Company
PMF / PIMCO Municipal Income Fund
HXL / Hexcel Corporation
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
AMAT / Applied Materials, Inc.
CME / CME Group Inc.
MS / Morgan Stanley
BFH / Bread Financial Holdings, Inc.
PXD / Pioneer Natural Resources Company
PALI / Palisade Bio, Inc.
AXP / American Express Company
STX / Seagate Technology Holdings plc
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
KR / The Kroger Co.
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
MU / Micron Technology, Inc.
ADP / Automatic Data Processing, Inc.
VTR / Ventas, Inc.
USB / U.S. Bancorp
XEL / Xcel Energy Inc.
WMB / The Williams Companies, Inc.
CNP / CenterPoint Energy, Inc.
TRV / The Travelers Companies, Inc.
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.