Market Value709,388,000
Total Holdings226
File Date2014-01-21
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
JPC / Nuveen Preferred & Income Opportunities Fund
BTZ / BlackRock Credit Allocation Income Trust
COP / ConocoPhillips
NEM / Newmont Corporation
NCV / Virtus Convertible & Income Fund
KDP / Keurig Dr Pepper Inc.
FCX / Freeport-McMoRan Inc.
AMP / Ameriprise Financial, Inc.
BMY / Bristol-Myers Squibb Company
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
STX / Seagate Technology Holdings plc
GT / The Goodyear Tire & Rubber Company
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
GLO / Clough Global Opportunities Fund
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
TOO.PRA / Teekay Offshore Partners L.P. 7.25% Series A Preferred Units
LUV / Southwest Airlines Co.
CSQ / Calamos Strategic Total Return Fund
/ XL Group Ltd.
PNNT / PennantPark Investment Corporation
SXL / Sunoco Logistics Partners L.P.
AUQ / AuRico Gold Inc.
EROC /
BDJ / BlackRock Enhanced Equity Dividend Trust
NPV / Nuveen Virginia Quality Municipal Income Fund
VODPF / Vodafone Group Public Limited Company
RPM / RPM International Inc.
TEP / Tallgrass Energy Partners, LP
XUSAX / Liberty All Star Equity Fund
XNBBX / Nuveen Build America Bond Fund
NPP / Nuveen Performance Plus Municipal Fund, Inc.
ARCC / Ares Capital Corporation
RMS / Rydex ETF Trust
VZ / Verizon Communications Inc.
HPQ / HP Inc.
CMCSA / Comcast Corporation
XEC / Cimarex Energy Co.
CROCOTTA ENERGY INC / (227045200)
EVO / Evotec SE - Depositary Receipt (Common Stock)
RYF / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Financials ETF
KRFT /
WIZD / Wizard Brands Inc
TWER / Towerstream Corporation
HIG / The Hartford Insurance Group, Inc.
PEYUF / Peyto Exploration & Development Corp.
POT / Potash Corp. of Saskatchewan, Inc.
NUE / Nucor Corporation
L / Loews Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
VLO / Valero Energy Corporation
EFR / Eaton Vance Senior Floating-Rate Trust
ORCL / Oracle Corporation
EOG / EOG Resources, Inc.
SYY / Sysco Corporation
PG / The Procter & Gamble Company
KO / The Coca-Cola Company
US0325111070 / Anadarko Petroleum Corp.
GT / The Goodyear Tire & Rubber Company
US92346NAB55 / VeriFone Systems, Inc
NLY / Annaly Capital Management, Inc.
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
TLSYY / Telstra Corporation - ADR
KMI.WS / Kinder Morgan, Inc. Warrants
TGP / Teekay LNG Partners LP - Unit
PHG / Koninklijke Philips N.V. - Depositary Receipt (Common Stock)
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
EEP / Enbridge Energy Partners, L.P.
JNS / Janus Capital Group, Inc.
XGLVX / Clough Global Allocation Fund
ZIXI / Zix Corp.
LGCY / Legacy Education Inc.
/ BlackRock Municipal Income Investment Trust
RUSHA / Rush Enterprises, Inc.
US6709831050 / Nuveen Texas Quality Municipal Income Fund
KMP /
OKS / ONEOK Partners, L.P.
BAC.WS.A / Bank of America Corp. A Warrants
HYB / The New America High Income Fund Inc.
EUO / ProShares Trust II - ProShares UltraShort Euro
NPF / Nuveen Premier Municipal Income Fund, Inc.
NPI / Nuveen Premium Income Municipal Fund, Inc.
NXP / Nuveen Select Tax-Free Income Portfolio
PFD / Flaherty & Crumrine Preferred Income Fund Inc.
WBK / Westpac Banking Corp - ADR
CBST /
SPLS / Staples, Inc.
NQI / Nuveen Quality Municipal Fund, Inc.
GLQ / Clough Global Equity Fund
BKT / BlackRock Income Trust, Inc.
FHI / Federated Hermes, Inc.
RNDY / Roundy's, Inc.
NQU / Nuveen Quality Income Municipal Fund, Inc.
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
JRS / Nuveen Real Estate Income Fund
US09250G1022 / BlackRock Municipal Income Investment Quality Trust
HTS / Hatteras Financial Corp.
US950590AG46 / Wendys Intl Inc Deb Bond
HPI / John Hancock Preferred Income Fund
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
670984103 / Nuveen Municipal Opportunity Fund, Inc.
XFDIX / Fort Dearborn Income Securities
ERC / Allspring Multi-Sector Income Fund
PB / Prosperity Bancshares, Inc.
US09254T1007 / Blackrock Muniyield Investment Qlty Fund
CHI / Calamos Convertible Opportunities and Income Fund
RIG / Transocean Ltd.
GNW / Genworth Financial, Inc.
OLN / Olin Corporation
AHGP / Alliance Holdings GP, L.P
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
EEQ / Enbridge Energy Management LLC.
CNS / Cohen & Steers, Inc.
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
NGLS / Targa Resources Partners LP
NQM / Nuveen Investment Quality Municipal Fund, Inc.
NQS / Nuveen Select Quality Municipal Fund, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
NICHOLAS-APPLEGATE CONVERTIBLE / (65370G109)
NUVEEN PREMIUM INCOME MUNICIPA / (6706K4105)
XJTPX / Nuveen Quality Preferred Income
OAK / Oaktree Capital Group, LLC
POWERSHARES FD TR II ETF CEF I / (73936Q843)
POWERSHARES GLOBAL EXCHANGE TR / (73936T565)
POWERSHARES QQQ TRUST SERIES 1 / (73935A104)
RAX / Rackspace Hosting, Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
STWD / Starwood Property Trust, Inc.
SUSSER PETROLEUM PARTNERS LP-U / (869239103)
TOOTIE PIE COMPANY INC / (890515109)
BXSY / Bexil Investment Trust
DSU / BlackRock Debt Strategies Fund, Inc.
BIE / BlackRock Municipal Bond Investment Trust
FT / Franklin Universal Trust
LLNW / Limelight Networks Inc
MARKET VECTORS ETF TRUST GOLD / (57060U100)
XNPMX / Nuveen Premium Income Municipal
RWT / Redwood Trust, Inc.
NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc.
BA / The Boeing Company
AXP / American Express Company
DRI / Darden Restaurants, Inc.
HIG / The Hartford Insurance Group, Inc.
HIO / Western Asset High Income Opportunity Fund Inc.
APA / APA Corporation
US87233Q1085 / TC Pipelines, LP
LEG / Leggett & Platt, Incorporated
UTF / Cohen & Steers Infrastructure Fund, Inc
FL / Foot Locker, Inc.
CAG / Conagra Brands, Inc.
BBN / BlackRock Taxable Municipal Bond Trust
MCHP / Microchip Technology Incorporated
IP / International Paper Company
PSX / Phillips 66
XRX / Xerox Holdings Corporation
TCBI / Texas Capital Bancshares, Inc.
JQC / Nuveen Credit Strategies Income Fund
VIV / Telefônica Brasil S.A. - Depositary Receipt (Common Stock)
CHK / Chesapeake Energy Corporation
VCF / Delaware Investments Colorado Insured Municipal Income Fund Inc
IRM / Iron Mountain Incorporated
FAX / Abrdn Asia-Pacific Income Fund Inc
MU / Micron Technology, Inc.
WFC / Wells Fargo & Company
GE / General Electric Company
F / Ford Motor Company
WU / The Western Union Company
SDIV / Global X Funds - Global X SuperDividend ETF
HES / Hess Corporation
KMI / Kinder Morgan, Inc.
PM / Philip Morris International Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
KMB / Kimberly-Clark Corporation
SPY / SPDR S&P 500 ETF
T / AT&T Inc.
GGN / GAMCO Global Gold, Natural Resources & Income Trust
CHKR / Chesapeake Granite Wash Trust
GIS / General Mills, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
DE / Deere & Company
SHEL / Shell plc - Depositary Receipt (Common Stock)
ABT / Abbott Laboratories
NEA / Nuveen AMT-Free Quality Municipal Income Fund
AJG / Arthur J. Gallagher & Co.
CVX / Chevron Corporation
MMM / 3M Company
GOLD / Barrick Mining Corporation
SJT / San Juan Basin Royalty Trust
UNP / Union Pacific Corporation
PAA / Plains All American Pipeline, L.P. - Limited Partnership
YUM / Yum! Brands, Inc.
AVK / Advent Convertible and Income Fund
JPM / JPMorgan Chase & Co.
ABBV / AbbVie Inc.
DVY / iShares Trust - iShares Select Dividend ETF
MTG / MGIC Investment Corporation
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
WMT / Walmart Inc.
MSFT / Microsoft Corporation
JNJ / Johnson & Johnson
XOM / Exxon Mobil Corporation
PEP / PepsiCo, Inc.
VVR / Invesco Senior Income Trust
MO / Altria Group, Inc.
SLV / iShares Silver Trust
DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
PFE / Pfizer Inc.
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
GNT / GAMCO Natural Resources, Gold & Income Trust
AAPL / Apple Inc.
VTR / Ventas, Inc.
CSCO / Cisco Systems, Inc.
NS / NuStar Energy L.P. - Limited Partnership
BAC / Bank of America Corporation
CHY / Calamos Convertible and High Income Fund
GLW / Corning Incorporated
HAL / Halliburton Company
MRK / Merck & Co., Inc.
IBM / International Business Machines Corporation
INTC / Intel Corporation
DVN / Devon Energy Corporation
OHI / Omega Healthcare Investors, Inc.
CAT / Caterpillar Inc.
KMI / Kinder Morgan, Inc.