Market Value706,603,000
Total Holdings219
File Date2014-10-21
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Note this is an amended filing that contain additional holdings that were omitted from a previous filing. This is not likely to be an accurate picture of the total holdings of this firm.

Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
BXSY / Bexil Investment Trust
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
JPC / Nuveen Preferred & Income Opportunities Fund
BTZ / BlackRock Credit Allocation Income Trust
YUM / Yum! Brands, Inc.
VTR / Ventas, Inc.
AMP / Ameriprise Financial, Inc.
NLOK / NortonLifeLock Inc
EFR / Eaton Vance Senior Floating-Rate Trust
LEG / Leggett & Platt, Incorporated
XNBBX / Nuveen Build America Bond Fund
SUSSER PETROLEUM PARTNERS LP-U / (869239103)
IVAC / Intevac, Inc.
LCRTF / Leucrotta Exploration Inc.
CEN / Center Coast Brookfield MLP & Energy Infrastructure Fund
HPI / John Hancock Preferred Income Fund
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
WMT / Walmart Inc.
DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
KDP / Keurig Dr Pepper Inc.
CSQ / Calamos Strategic Total Return Fund
UTF / Cohen & Steers Infrastructure Fund, Inc
PTEN / Patterson-UTI Energy, Inc.
OKS / ONEOK Partners, L.P.
GLQ / Clough Global Equity Fund
MDY / SPDR S&P MidCap 400 ETF Trust
FHI / Federated Hermes, Inc.
EVO / Evotec SE - Depositary Receipt (Common Stock)
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
RNDY / Roundy's, Inc.
XNPMX / Nuveen Premium Income Municipal
HPQ / HP Inc.
HAL / Halliburton Company
TWER / Towerstream Corporation
US6709831050 / Nuveen Texas Quality Municipal Income Fund
BBN / BlackRock Taxable Municipal Bond Trust
HIG / The Hartford Insurance Group, Inc.
PEYUF / Peyto Exploration & Development Corp.
POT / Potash Corp. of Saskatchewan, Inc.
GNW / Genworth Financial, Inc.
NEM / Newmont Corporation
JNJ / Johnson & Johnson
US0325111070 / Anadarko Petroleum Corp.
XEC / Cimarex Energy Co.
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
RUSHA / Rush Enterprises, Inc.
BKT / BlackRock Income Trust, Inc.
NICHOLAS-APPLEGATE CONVERTIBLE / (65370G109)
CY / Cypress Semiconductor Corp.
FBRC / FBR & Co.
EROC /
WBK / Westpac Banking Corp - ADR
SXL / Sunoco Logistics Partners L.P.
EUO / ProShares Trust II - ProShares UltraShort Euro
PROSHARES ULTRASHORT S&P500 ET / (74347R883)
PNNT / PennantPark Investment Corporation
JRS / Nuveen Real Estate Income Fund
XUSAX / Liberty All Star Equity Fund
EZPW / EZCORP, Inc.
NUVEEN PREMIUM INCOME MUNICIPA / (6706K4105)
CNS / Cohen & Steers, Inc.
SPLS / Staples, Inc.
KMI.WS / Kinder Morgan, Inc. Warrants
NQS / Nuveen Select Quality Municipal Fund, Inc.
TEP / Tallgrass Energy Partners, LP
STWD / Starwood Property Trust, Inc.
PB / Prosperity Bancshares, Inc.
HTS / Hatteras Financial Corp.
AUQ / AuRico Gold Inc.
670984103 / Nuveen Municipal Opportunity Fund, Inc.
QQQ / Invesco QQQ Trust, Series 1
CBST /
US09254T1007 / Blackrock Muniyield Investment Qlty Fund
BKS / Barnes & Noble, Inc.
KMP /
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
NQM / Nuveen Investment Quality Municipal Fund, Inc.
XJTPX / Nuveen Quality Preferred Income
ARLP / Alliance Resource Partners, L.P. - Limited Partnership
NGLS / Targa Resources Partners LP
AHGP / Alliance Holdings GP, L.P
EEQ / Enbridge Energy Management LLC.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
NPP / Nuveen Performance Plus Municipal Fund, Inc.
PFD / Flaherty & Crumrine Preferred Income Fund Inc.
GLO / Clough Global Opportunities Fund
XFDIX / Fort Dearborn Income Securities
NQI / Nuveen Quality Municipal Fund, Inc.
BDJ / BlackRock Enhanced Equity Dividend Trust
OAK / Oaktree Capital Group, LLC
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
EEP / Enbridge Energy Partners, L.P.
CHI / Calamos Convertible Opportunities and Income Fund
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
US09250G1022 / BlackRock Municipal Income Investment Quality Trust
ARCC / Ares Capital Corporation
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
RWT / Redwood Trust, Inc.
ERC / Allspring Multi-Sector Income Fund
JCP / J.C. Penney Co., Inc.
DSU / BlackRock Debt Strategies Fund, Inc.
MDMN / Medinah Minerals, Inc.
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
ZIXI / Zix Corp.
TLSYY / Telstra Corporation - ADR
WEN / The Wendy's Company
NQU / Nuveen Quality Income Municipal Fund, Inc.
NPI / Nuveen Premium Income Municipal Fund, Inc.
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
RAX / Rackspace Hosting, Inc.
XGLVX / Clough Global Allocation Fund
GG / Goldcorp, Inc.
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
ANV /
NPV / Nuveen Virginia Quality Municipal Income Fund
FT / Franklin Universal Trust
TGP / Teekay LNG Partners LP - Unit
KRFT /
LGCY / Legacy Education Inc.
TOOTIE PIE COMPANY INC / (890515109)
NPF / Nuveen Premier Municipal Income Fund, Inc.
/ XL Group Ltd.
/ BlackRock Municipal Income Investment Trust
SNH / Senior Housing Properties Trust
NXP / Nuveen Select Tax-Free Income Portfolio
NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc.
BTU / Peabody Energy Corporation
CMLP / Crestwood Midstream Partners Lp
BA / The Boeing Company
ORCL / Oracle Corporation
GIS / General Mills, Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
SLV / iShares Silver Trust
XOM / Exxon Mobil Corporation
BRK.A / Berkshire Hathaway Inc.
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
SPY / SPDR S&P 500 ETF
CVX / Chevron Corporation
MTG / MGIC Investment Corporation
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
IBM / International Business Machines Corporation
VLO / Valero Energy Corporation
EOG / EOG Resources, Inc.
AAPL / Apple Inc.
KMI / Kinder Morgan, Inc.
MSFT / Microsoft Corporation
PAAS / Pan American Silver Corp.
FCX / Freeport-McMoRan Inc.
KMB / Kimberly-Clark Corporation
ABT / Abbott Laboratories
GNT / GAMCO Natural Resources, Gold & Income Trust
MMM / 3M Company
ABBV / AbbVie Inc.
NGD / New Gold Inc.
MS.PRF / Morgan Stanley - Preferred Stock
GS.PRD / The Goldman Sachs Group, Inc. - Preferred Stock
APA / APA Corporation
US87233Q1085 / TC Pipelines, LP
HIO / Western Asset High Income Opportunity Fund Inc.
SJT / San Juan Basin Royalty Trust
UNP / Union Pacific Corporation
KO / The Coca-Cola Company
XRX / Xerox Holdings Corporation
TCBI / Texas Capital Bancshares, Inc.
BBBY / Bed Bath & Beyond, Inc.
CNP / CenterPoint Energy, Inc.
JQC / Nuveen Credit Strategies Income Fund
MCHP / Microchip Technology Incorporated
FL / Foot Locker, Inc.
MRK / Merck & Co., Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
CHK / Chesapeake Energy Corporation
TSC / Tristate Capital Holdings Inc
VCF / Delaware Investments Colorado Insured Municipal Income Fund Inc
WFC / Wells Fargo & Company
MU / Micron Technology, Inc.
TPR / Tapestry, Inc.
GE / General Electric Company
IRM / Iron Mountain Incorporated
PSX / Phillips 66
SDIV / Global X Funds - Global X SuperDividend ETF
MO / Altria Group, Inc.
HES / Hess Corporation
AJG / Arthur J. Gallagher & Co.
AXP / American Express Company
BANX / ArrowMark Financial Corp.
GGN / GAMCO Global Gold, Natural Resources & Income Trust
KMI / Kinder Morgan, Inc.
CHY / Calamos Convertible and High Income Fund
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
SHEL / Shell plc - Depositary Receipt (Common Stock)
VZ / Verizon Communications Inc.
OHI / Omega Healthcare Investors, Inc.
WU / The Western Union Company
NEA / Nuveen AMT-Free Quality Municipal Income Fund
T / AT&T Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
GSK / GSK plc - Depositary Receipt (Common Stock)
FAX / Abrdn Asia-Pacific Income Fund Inc
PG / The Procter & Gamble Company
CSCO / Cisco Systems, Inc.
PFE / Pfizer Inc.
AVK / Advent Convertible and Income Fund
CMCSA / Comcast Corporation
GOLD / Barrick Mining Corporation
GLW / Corning Incorporated
NS / NuStar Energy L.P. - Limited Partnership
BAC / Bank of America Corporation
NCV / Virtus Convertible & Income Fund
COP / ConocoPhillips
EPD / Enterprise Products Partners L.P. - Limited Partnership
DVY / iShares Trust - iShares Select Dividend ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
PEP / PepsiCo, Inc.
AEM / Agnico Eagle Mines Limited
INTC / Intel Corporation
DVN / Devon Energy Corporation
CAT / Caterpillar Inc.