Market Value728,449,000
Total Holdings248
File Date2016-10-31
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
BTZ / BlackRock Credit Allocation Income Trust
UL / Unilever PLC - Depositary Receipt (Common Stock)
ZTS / Zoetis Inc.
CHY / Calamos Convertible and High Income Fund
CVX / Chevron Corporation
JQC / Nuveen Credit Strategies Income Fund
COP / ConocoPhillips
NEM / Newmont Corporation
CSX / CSX Corporation
CEN / Center Coast Brookfield MLP & Energy Infrastructure Fund
TAHO / Tahoe Resources Inc.
UTHR / United Therapeutics Corporation
MRO / Marathon Oil Corporation
BTA / BlackRock Long-Term Municipal Advantage Trust
XNBBX / Nuveen Build America Bond Fund
HHC / Howard Hughes Corporation
XNPMX / Nuveen Premium Income Municipal
KMI / Kinder Morgan, Inc.
FMC / FMC Corporation
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
BHI / Baker Hughes Inc.
CSQ / Calamos Strategic Total Return Fund
DISCA / Discovery Inc - Class A
JPS / Nuveen Preferred & Income Securities Fund
NQS / Nuveen Select Quality Municipal Fund, Inc.
FHI / Federated Hermes, Inc.
STWD / Starwood Property Trust, Inc.
/ A.M. Castle & Co.
NCR / NCR Corp.
JRO / Nuveen Floating Rate Income Opportunity Fund
LGCY / Legacy Education Inc.
TWER / Towerstream Corporation
BBN / BlackRock Taxable Municipal Bond Trust
HIG / The Hartford Insurance Group, Inc.
CMCSA / Comcast Corporation
SH / ProShares Trust - ProShares Short S&P500
JPC / Nuveen Preferred & Income Opportunities Fund
F / Ford Motor Company
GNW / Genworth Financial, Inc.
WFC / Wells Fargo & Company
VIAB / Viacom, Inc.
TRP / TC Energy Corporation
018490100 / Allergan plc
NVG / Nuveen AMT-Free Municipal Credit Income Fund
FCX / Freeport-McMoRan Inc.
ADP / Automatic Data Processing, Inc.
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
DVY / iShares Trust - iShares Select Dividend ETF
SHW / The Sherwin-Williams Company
VLO / Valero Energy Corporation
CSCO / Cisco Systems, Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
SYY / Sysco Corporation
ORCL / Oracle Corporation
EOG / EOG Resources, Inc.
BX / Blackstone Inc.
BANX / ArrowMark Financial Corp.
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
SLV / iShares Silver Trust
ABBV / AbbVie Inc.
GNT / GAMCO Natural Resources, Gold & Income Trust
POT / Potash Corp. of Saskatchewan, Inc.
US0325111070 / Anadarko Petroleum Corp.
SLB / Schlumberger Limited
EXAS / Exact Sciences Corporation
AMP / Ameriprise Financial, Inc.
QCOM / QUALCOMM Incorporated
VZ / Verizon Communications Inc.
NLY / Annaly Capital Management, Inc.
TSC / Tristate Capital Holdings Inc
CCP / Care Capital Properties, Inc.
BA / The Boeing Company
TEP / Tallgrass Energy Partners, LP
US5249011058 / Legg Mason, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
PNNT / PennantPark Investment Corporation
HIO / Western Asset High Income Opportunity Fund Inc.
PPL / Pembina Pipeline Corporation
UTF / Cohen & Steers Infrastructure Fund, Inc
BCX / Blackrock Resources & Commodities Strategy Trust
EIM / Eaton Vance Municipal Bond Fund
JRS / Nuveen Real Estate Income Fund
XUSAX / Liberty All Star Equity Fund
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
WBK / Westpac Banking Corp - ADR
HPI / John Hancock Preferred Income Fund
US0325114041 / Anadarko Petroleum Corp., 7.50% Tangible Equity Units due 6/7/2018
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
RMT / Royce Micro-Cap Trust, Inc.
OKS / ONEOK Partners, L.P.
US5839282051 / Medallion Financial Corp., 9.00% Bonds due 4/15/2021
SXL / Sunoco Logistics Partners L.P.
NPF / Nuveen Premier Municipal Income Fund, Inc.
ZIXI / Zix Corp.
RYE / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Energy ETF
112463AA2 / Brookdale Senior Living, Inc. Bond
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
PB / Prosperity Bancshares, Inc.
QQQ / Invesco QQQ Trust, Series 1
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
WPZ / Access Midstream Partners, L.P
GST / Gastar Exploration Inc.
85571BAA3 / Starwood Property Trust Inc Bond
BAC.WS.A / Bank of America Corp. A Warrants
MJN / Mead Johnson Nutrition Co.
AVNU / Avenue Financial Holdings, Inc.
NQM / Nuveen Investment Quality Municipal Fund, Inc.
ALLY / Ally Financial Inc.
EEQ / Enbridge Energy Management LLC.
M / Macy's, Inc.
IAC / IAC Inc.
NPP / Nuveen Performance Plus Municipal Fund, Inc.
GLO / Clough Global Opportunities Fund
SBGI / Sinclair, Inc.
XGLVX / Clough Global Allocation Fund
TRCO / Tribune Media Company
CBI / Chicago Bridge & Iron Co., N.V.
BDJ / BlackRock Enhanced Equity Dividend Trust
EEP / Enbridge Energy Partners, L.P.
BWP / Boardwalk Pipeline Partners L.P
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
FCO / abrdn Global Income Fund, Inc.
US09250G1022 / BlackRock Municipal Income Investment Quality Trust
CNS / Cohen & Steers, Inc.
DHT / DHT Holdings, Inc.
ADS / Bread Financial Holdings Inc
US09254T1007 / Blackrock Muniyield Investment Qlty Fund
GG / Goldcorp, Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
/ Gulfport Energy Corp.
NPI / Nuveen Premium Income Municipal Fund, Inc.
DSL / DoubleLine Income Solutions Fund
CHI / Calamos Convertible Opportunities and Income Fund
/ BlackRock Municipal Income Investment Trust
NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc.
SEP / Spectra Energy Partners LP
EXCHANGE TRADED CONCEPTS TR / REX VOL LG VIX (301505848)
SMLP / Summit Midstream Partners, LP - Limited Partnership
US00C4U1L353 / Mylan N.V.
MKC / McCormick & Company, Incorporated
CMS / CMS Energy Corporation
HGTXU / Hugoton Royalty Trust
BANC / Banc of California, Inc.
EMR / Emerson Electric Co.
DOW / Dow Inc.
BPOP / Popular, Inc.
NTG / Tortoise Midstream Energy Fund, Inc.
APA / APA Corporation
WY / Weyerhaeuser Company
US87233Q1085 / TC Pipelines, LP
/ XL Group Ltd.
NPV / Nuveen Virginia Quality Municipal Income Fund
FAM / First Trust/Abrdn Global Opportunity Income Fund
LEG / Leggett & Platt, Incorporated
XRX / Xerox Holdings Corporation
STI / Solidion Technology, Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
TEGP / Tallgrass Energy GP, LP
NAD / Nuveen Quality Municipal Income Fund
TCBI / Texas Capital Bancshares, Inc.
BBBY / Bed Bath & Beyond, Inc.
LUV / Southwest Airlines Co.
AMCX / AMC Networks Inc.
DIS / The Walt Disney Company
FL / Foot Locker, Inc.
XEC / Cimarex Energy Co.
KHC / The Kraft Heinz Company
FAX / Abrdn Asia-Pacific Income Fund Inc
HAL / Halliburton Company
BLW / BlackRock Limited Duration Income Trust
VCF / Delaware Investments Colorado Insured Municipal Income Fund Inc
WU / The Western Union Company
TGT / Target Corporation
MRK / Merck & Co., Inc.
SNI / Scripps Networks Interactive, Inc.
TRMB / Trimble Inc.
CB / Chubb Limited
IHD / Voya Emerging Markets High Dividend Equity Fund
GE / General Electric Company
BP / BP p.l.c. - Depositary Receipt (Common Stock)
PSX / Phillips 66
BK / The Bank of New York Mellon Corporation
SDIV / Global X Funds - Global X SuperDividend ETF
MO / Altria Group, Inc.
HES / Hess Corporation
MPW / Medical Properties Trust, Inc.
OHI / Omega Healthcare Investors, Inc.
ABTX / Allegiance Bancshares Inc
AVK / Advent Convertible and Income Fund
UNP / Union Pacific Corporation
BAC / Bank of America Corporation
JPM / JPMorgan Chase & Co.
GILD / Gilead Sciences, Inc.
GOLD / Barrick Mining Corporation
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
MMM / 3M Company
KKR / KKR & Co. Inc.
GWW / W.W. Grainger, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
AAPL / Apple Inc.
ABT / Abbott Laboratories
MCD / McDonald's Corporation
MSFT / Microsoft Corporation
XOM / Exxon Mobil Corporation
PHYS / Sprott Physical Gold Trust
IBM / International Business Machines Corporation
META / Meta Platforms, Inc.
RSG / Republic Services, Inc.
PEP / PepsiCo, Inc.
NGD / New Gold Inc.
RTX / RTX Corporation
SHEL / Shell plc - Depositary Receipt (Common Stock)
GSK / GSK plc - Depositary Receipt (Common Stock)
GLD / SPDR Gold Trust
INTC / Intel Corporation
NCV / Virtus Convertible & Income Fund
MTDR / Matador Resources Company
WPM / Wheaton Precious Metals Corp.
PNFP / Pinnacle Financial Partners, Inc.
MMP / Magellan Midstream Partners L.P.
VVR / Invesco Senior Income Trust
NS / NuStar Energy L.P. - Limited Partnership
AOD / Abrdn Total Dynamic Dividend Fund
NEA / Nuveen AMT-Free Quality Municipal Income Fund
CTR / ClearBridge MLP and Midstream Total Return Fund Inc.
SBUX / Starbucks Corporation
V / Visa Inc.
OXY / Occidental Petroleum Corporation
KO / The Coca-Cola Company
DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
PAAS / Pan American Silver Corp.
GOOGL / Alphabet Inc.
AGI / Alamos Gold Inc.
BRK.A / Berkshire Hathaway Inc.
VTR / Ventas, Inc.
PSLV / Sprott Physical Silver Trust
AMGN / Amgen Inc.
AEM / Agnico Eagle Mines Limited
PAA / Plains All American Pipeline, L.P. - Limited Partnership
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
AJG / Arthur J. Gallagher & Co.
KMI / Kinder Morgan, Inc.
KMB / Kimberly-Clark Corporation
BRK.B / Berkshire Hathaway Inc.
CLX / The Clorox Company
MTG / MGIC Investment Corporation
WMT / Walmart Inc.
EFR / Eaton Vance Senior Floating-Rate Trust
JNJ / Johnson & Johnson
PG / The Procter & Gamble Company
SPY / SPDR S&P 500 ETF
GOOG / Alphabet Inc.
AMZN / Amazon.com, Inc.
GGN / GAMCO Global Gold, Natural Resources & Income Trust
GIS / General Mills, Inc.
HBI / Hanesbrands Inc.
PXD / Pioneer Natural Resources Company
PFE / Pfizer Inc.
BMY / Bristol-Myers Squibb Company
YUM / Yum! Brands, Inc.
NZF / Nuveen Municipal Credit Income Fund
WM / Waste Management, Inc.
GLW / Corning Incorporated
CAT / Caterpillar Inc.
T / AT&T Inc.
HON / Honeywell International Inc.
DVN / Devon Energy Corporation
DD / DuPont de Nemours, Inc.