Market Value752,560,000
Total Holdings296
File Date2019-10-31
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
CTR / ClearBridge MLP and Midstream Total Return Fund Inc.
NZF / Nuveen Municipal Credit Income Fund
BSJM / Invesco Capital Management LLC - Invesco BulletShares 2022 High Yield Corporate Bond ETF
NESRF / Northern Star Resources Limited
NSS / NuStar Logistics, L.P. - Preferred Security
DPM / DPM Metals Inc.
PMNXF / Perseus Mining Limited
MSGS / Madison Square Garden Sports Corp.
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
MBIN / Merchants Bancorp
BTZ / BlackRock Credit Allocation Income Trust
WFT / Weatherford International plc
C / Citigroup Inc.
JQC / Nuveen Credit Strategies Income Fund
SPG / Simon Property Group, Inc.
ADP / Automatic Data Processing, Inc.
SSRM / SSR Mining Inc.
AVK / Advent Convertible and Income Fund
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
BRK.B / Berkshire Hathaway Inc.
SBR / Sabine Royalty Trust
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
BKNG / Booking Holdings Inc.
BTG / B2Gold Corp.
GOOG / Alphabet Inc.
DD / DuPont de Nemours, Inc.
AGI / Alamos Gold Inc.
BRK.A / Berkshire Hathaway Inc.
PAGP / Plains GP Holdings, L.P. - Limited Partnership
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
IBM / International Business Machines Corporation
COST / Costco Wholesale Corporation
PNFP / Pinnacle Financial Partners, Inc.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
GLD / SPDR Gold Trust
SPY / SPDR S&P 500 ETF
GWW / W.W. Grainger, Inc.
CSCO / Cisco Systems, Inc.
MCO / Moody's Corporation
BX / Blackstone Inc.
CLX / The Clorox Company
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
DVY / iShares Trust - iShares Select Dividend ETF
EFR / Eaton Vance Senior Floating-Rate Trust
ET / Energy Transfer LP - Limited Partnership
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
AMZN / Amazon.com, Inc.
RSG / Republic Services, Inc.
META / Meta Platforms, Inc.
V / Visa Inc.
MMM / 3M Company
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
KMB / Kimberly-Clark Corporation
GGN / GAMCO Global Gold, Natural Resources & Income Trust
CHY / Calamos Convertible and High Income Fund
NVG / Nuveen AMT-Free Municipal Credit Income Fund
GNT / GAMCO Natural Resources, Gold & Income Trust
WPM / Wheaton Precious Metals Corp.
BANX / ArrowMark Financial Corp.
AVGO / Broadcom Inc.
PSLV / Sprott Physical Silver Trust
PG / The Procter & Gamble Company
AEM / Agnico Eagle Mines Limited
ABBV / AbbVie Inc.
XOM / Exxon Mobil Corporation
ELV / Elevance Health, Inc.
CEY / Centamin plc
DIAX / Nuveen Dow 30 Dynamic Overwrite Fund
PRIEF / EF EnergyFunders Ventures Inc
GIM / Templeton Global Income Fund
BTA / BlackRock Long-Term Municipal Advantage Trust
SNV.PRD / Synovus Financial Corp. - Preferred Stock
NYCB.PRA / Flagstar Financial, Inc. - Preferred Security
JPS / Nuveen Preferred & Income Securities Fund
US0549371070 / BB&T Corp.
/ Gulfport Energy Corp.
NPV / Nuveen Virginia Quality Municipal Income Fund
TTAC / TrimTabs ETF Trust - FCF US Quality ETF
XGBAX / Guggenheim Build America Bonds
XMUHX / BlackRock MuniHoldings Fund II,
CHW / Calamos Global Dynamic Income Fund
BKT / BlackRock Income Trust, Inc.
XNBBX / Nuveen Build America Bond Fund
KEY.PRJ / KeyCorp - Preferred Stock
HPI / John Hancock Preferred Income Fund
ENB / Enbridge Inc.
WU / The Western Union Company
TEL / TE Connectivity plc
OGDCF / OceanaGold Corporation - Chess Depository Interest
ADI / Analog Devices, Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
DLTR / Dollar Tree, Inc.
ZTS / Zoetis Inc.
DISCA / Discovery Inc - Class A
US758075AD73 / Redwood Tr Inc Bond
/ Regions Financial Corp.
MRK / Merck & Co., Inc.
WMT / Walmart Inc.
MCD / McDonald's Corporation
CVX / Chevron Corporation
COWN / Cowen Inc - Class A
GFI / Gold Fields Limited - Depositary Receipt (Common Stock)
BBN / BlackRock Taxable Municipal Bond Trust
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
UNH / UnitedHealth Group Incorporated
AAPL / Apple Inc.
PEP / PepsiCo, Inc.
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
PFO / Flaherty & Crumrine Preferred Income Opportunity Fund Inc.
PEYUF / Peyto Exploration & Development Corp.
BYM / BlackRock Municipal Income Quality Trust
DSTL / ETF Series Solutions - Distillate U.S. Fundamental Stability & Value ETF
MUI / BlackRock Municipal Income Fund, Inc.
BSCL / Invesco Capital Management LLC - Invesco BulletShares 2021 Corporate Bond ETF
LUV / Southwest Airlines Co.
JPC / Nuveen Preferred & Income Opportunities Fund
ACBI / Atlantic Capital Bancshares Inc
C.WSA / Citigroup, Inc.
RTX / RTX Corporation
LVS / Las Vegas Sands Corp.
GOLD / Barrick Mining Corporation
AOD / Abrdn Total Dynamic Dividend Fund
SCHW / The Charles Schwab Corporation
LBRDA / Liberty Broadband Corporation
SLB / Schlumberger Limited
Cion Investment Corp Fund / (12799V101)
PH / Parker-Hannifin Corporation
KKR / KKR & Co. Inc.
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
EBAY / eBay Inc.
AGNC / AGNC Investment Corp.
BWG / Legg Mason BW Global Income Opportunities Fund Inc.
ALL.PRE / Allstate Corp. (The)
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
RFI / Cohen & Steers Total Return Realty Fund, Inc.
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
GHY / PGIM Global High Yield Fund, Inc
ALBMP / Alabama Power 5.5% Senior Notes 10/15/17
US46138J6010 / Invesco BulletShares 2020 High Yield Corporate Bond ETF
UTF / Cohen & Steers Infrastructure Fund, Inc
EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
MMT / MFS Multimarket Income Trust
PPL / Pembina Pipeline Corporation
PNNT / PennantPark Investment Corporation
NLY.PRF / Annaly Capital Management, Inc. - Preferred Stock
DBL / DoubleLine Opportunistic Credit Fund
TTAI / TrimTabs ETF Trust - FCF International Quality ETF
CEQP.PR / Crestwood Equity Partners LP Preferred Units representing limited partner interests
CMP / Compass Minerals International, Inc.
BCX / Blackrock Resources & Commodities Strategy Trust
IFN / The India Fund, Inc.
EIM / Eaton Vance Municipal Bond Fund
JRS / Nuveen Real Estate Income Fund
904784709 / Unilever N.V.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
GNRC / Generac Holdings Inc.
LGF.A / Lions Gate Entertainment Corp.
GS.PRA / The Goldman Sachs Group, Inc. - Preferred Stock
JPM.PRA / JP Morgan Chase & Co., Preferred A
IGR / CBRE Global Real Estate Income Fund
XUSAX / Liberty All Star Equity Fund
CEN / Center Coast Brookfield MLP & Energy Infrastructure Fund
US22542D2909 / VELOCITYSHARES 3X LNG SILVER MUTUAL FUND
WH / Wyndham Hotels & Resorts, Inc.
CS / Credit Suisse Group AG - ADR
BANC / Banc of California, Inc.
EWBC / East West Bancorp, Inc.
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
WBK / Westpac Banking Corp - ADR
GHII / Invesco S&P High Income Infrastructure ETF
ADX / Adams Diversified Equity Fund, Inc.
MS.PRA / Morgan Stanley - Preferred Stock
GRX / The Gabelli Healthcare & Wellness Trust
BSJJ / Invesco BulletShares 2019 High Yield Corporate Bond ETF
NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc.
/ Valley National Bancorp
US4486291135 / Hycroft Mng Corp Wt Expires 10/12/2022
SMF / SEMAFO Inc
ALLY.PRA / GMAC Capital Trust I
RGS / Regis Corporation
PAA / Plains All American Pipeline, L.P. - Limited Partnership
CHKP / Check Point Software Technologies Ltd.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
EMR / Emerson Electric Co.
FAX / Abrdn Asia-Pacific Income Fund Inc
WFC / Wells Fargo & Company
GIS / General Mills, Inc.
WFC.PRL / Wells Fargo & Company - Preferred Stock
BPOP / Popular, Inc.
RHHBY / Roche Holding AG - Depositary Receipt (Common Stock)
ADBE / Adobe Inc.
VLO / Valero Energy Corporation
KMI / Kinder Morgan, Inc.
NGD / New Gold Inc.
ABT / Abbott Laboratories
DIS / The Walt Disney Company
MPW / Medical Properties Trust, Inc.
TSC / Tristate Capital Holdings Inc
MLPA / Global X Funds - Global X MLP ETF
NSRGY / Nestlé S.A. - Depositary Receipt (Common Stock)
BAC.PRL / Bank of America Corporation - Preferred Stock
AHL.PRC / Aspen Insurance Holdings Limited - Preferred Stock
MQT / BlackRock MuniYield Quality Fund II, Inc.
MS.PRF / Morgan Stanley - Preferred Stock
GS.PRD / The Goldman Sachs Group, Inc. - Preferred Stock
RMGGY / Resolute Mining Limited - Depositary Receipt (Common Stock)
HQH / Abrdn Healthcare Investors
US87233Q1085 / TC Pipelines, LP
SBRA / Sabra Health Care REIT, Inc.
AXP / American Express Company
GDV.PRH / The Gabelli Dividend & Income Trust - Preferred Stock
US8822284068 / Texas Capital Bancshares, Inc., Series A, Pfd.
RF.PRB / Regions Financial Corporation - Preferred Stock
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
Q8309T109 / Saracen Mineral Holdings Ltd.
RNP / Cohen & Steers REIT and Preferred Income Fund, Inc.
GLOP.PRA / GasLog Partners LP - Preferred Stock
BSJL / Invesco Capital Management LLC - Invesco BulletShares 2021 High Yield Corporate Bond ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
RNR.PRF / RenaissanceRe Holdings Ltd. - Preferred Stock
LEG / Leggett & Platt, Incorporated
TCBI / Texas Capital Bancshares, Inc.
TSC / Tristate Capital Holdings Inc
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
TEGP / Tallgrass Energy GP, LP
MS / Morgan Stanley
HCA / HCA Healthcare, Inc.
VZ / Verizon Communications Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
FL / Foot Locker, Inc.
IRM / Iron Mountain Incorporated
TAP / Molson Coors Beverage Company
UBS / UBS Group AG
BA / The Boeing Company
STT / State Street Corporation
PVH / PVH Corp.
LYB / LyondellBasell Industries N.V.
BTO / John Hancock Financial Opportunities Fund
NTRS / Northern Trust Corporation
TPR / Tapestry, Inc.
DOW / Dow Inc.
MDT / Medtronic plc
SH / ProShares Trust - ProShares Short S&P500
NS / NuStar Energy L.P. - Limited Partnership
FAM / First Trust/Abrdn Global Opportunity Income Fund
LNCO / Linn Co, LLC
SDIV / Global X Funds - Global X SuperDividend ETF
JPM / JPMorgan Chase & Co.
MO / Altria Group, Inc.
CTSH / Cognizant Technology Solutions Corporation
TCEHY / Tencent Holdings Limited - Depositary Receipt (Common Stock)
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
NTG / Tortoise Midstream Energy Fund, Inc.
INTC / Intel Corporation
IHD / Voya Emerging Markets High Dividend Equity Fund
QQQ / Invesco QQQ Trust, Series 1
HESAY / Hermès International Société en commandite par actions - Depositary Receipt (Common Stock)
EVN / Evolution Mining Limited
GS.PRC / The Goldman Sachs Group, Inc. - Preferred Security
SNY / Sanofi - Depositary Receipt (Common Stock)
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
T / AT&T Inc.
CEQP / Crestwood Equity Partners LP - Unit
BLW / BlackRock Limited Duration Income Trust
EPD / Enterprise Products Partners L.P. - Limited Partnership
SYY / Sysco Corporation
AU / AngloGold Ashanti plc
SHEL / Shell plc - Depositary Receipt (Common Stock)
HOG / Harley-Davidson, Inc.
VTEB / Vanguard Municipal Bond Funds - Vanguard Tax-Exempt Bond ETF
MMP / Magellan Midstream Partners L.P.
TRP / TC Energy Corporation
VVR / Invesco Senior Income Trust
CLF / Cleveland-Cliffs Inc.
HIO / Western Asset High Income Opportunity Fund Inc.
TCBI / Texas Capital Bancshares, Inc.
CEM / ClearBridge MLP and Midstream Fund Inc
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
HAL / Halliburton Company
BMY / Bristol-Myers Squibb Company
ORCL / Oracle Corporation
MTG / MGIC Investment Corporation
GOOGL / Alphabet Inc.
VTR / Ventas, Inc.
HON / Honeywell International Inc.
WSM / Williams-Sonoma, Inc.
YUM / Yum! Brands, Inc.
BSL / Blackstone Senior Floating Rate 2027 Term Fund
DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
EXPE / Expedia Group, Inc.
SLV / iShares Silver Trust
COP / ConocoPhillips
NEM / Newmont Corporation
JNJ / Johnson & Johnson
HBI / Hanesbrands Inc.
PFE / Pfizer Inc.
BAC / Bank of America Corporation
CAT / Caterpillar Inc.
NAD / Nuveen Quality Municipal Income Fund
HD / The Home Depot, Inc.
AUB / Atlantic Union Bankshares Corporation
NEA / Nuveen AMT-Free Quality Municipal Income Fund
NCV / Virtus Convertible & Income Fund
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
AMGN / Amgen Inc.
PAAS / Pan American Silver Corp.
SWN / Southwestern Energy Company
CMCSA / Comcast Corporation
MSFT / Microsoft Corporation
WM / Waste Management, Inc.
PHYS / Sprott Physical Gold Trust
AMAT / Applied Materials, Inc.
WMB / The Williams Companies, Inc.
WMT / Walmart Inc.
RGLD / Royal Gold, Inc.