Market Value6,481,963,000
Total Holdings702
File Date2014-08-12
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AGCO / AGCO Corporation
GAS / AGL Resources Inc.
AMN / AMN Healthcare Services, Inc.
T / AT&T Inc. Put
ATEN / A10 Networks, Inc.
MHY / Western Asset Managed High Income Fund.
ORCL / Oracle Corporation Call
ORCL / Oracle Corporation Put
PFE / Pfizer Inc. Call
PFE / Pfizer Inc.
PFE / Pfizer Inc. Put
ABBV / AbbVie Inc.
ABBV / AbbVie Inc. Call
ABBV / AbbVie Inc. Put
ABMD / Abiomed Inc.
ACHC / Acadia Healthcare Company, Inc.
ATVI / Activision Blizzard Inc
006855100 / Adeptus Health Inc.
ADBE / Adobe Inc. Put
ACM / AECOM
007786106 / Aerohive Networks, Inc.
A / Agilent Technologies, Inc.
AEM / Agnico Eagle Mines Limited
AGU / Agrium Inc.
ARNC / Arconic Corporation
US67074R1005 / Nuveen Mortgage Opportunity Term Fund 2
01449J105 / Alere Inc.
ALGN / Align Technology, Inc.
Y / Alleghany Corp.
ATI / ATI Inc. Call
018490100 / Allergan plc
VZ / Verizon Communications Inc.
VZ / Verizon Communications Inc. Call
ALL / The Allstate Corporation
T / AT&T Inc. Call
ANRZQ / Alpha Natural Resources, Inc.
MO / Altria Group, Inc.
MO / Altria Group, Inc. Call
MO / Altria Group, Inc. Put
AMZN / Amazon.com, Inc. Call
AMZN / Amazon.com, Inc. Put
AMZN / Amazon.com, Inc.
AMBR / Amber International Holding Limited - Depositary Receipt (Common Stock)
AEE / Ameren Corporation
AAL / American Airlines Group Inc.
AGNC / AGNC Investment Corp.
AMBKP / American Capital Trust I - Preferred Security
MTGE / American Capital Mortgage Investment Corp.
ACSF / American Capital Senior Floating, Ltd.
AEP / American Electric Power Company, Inc.
AXP / American Express Company
AXP / American Express Company Call
AXP / American Express Company Put
AFG / American Financial Group, Inc.
AIG / American International Group, Inc.
AIG / American International Group, Inc. Call
AIG / American International Group, Inc. Put
AME / AMETEK, Inc.
AMGN / Amgen Inc. Call
AMGN / Amgen Inc. Put
AMGN / Amgen Inc.
AMKR / Amkor Technology, Inc.
EVHC / Envision Healthcare Holdings, Inc.
032359AC5 / AmTrust Financial Services, Inc. 5.50% Bond due 2021-12-15
US0325111070 / Anadarko Petroleum Corp. Call
US0325111070 / Anadarko Petroleum Corp.
US0325111070 / Anadarko Petroleum Corp. Put
ADI / Analog Devices, Inc.
US0352901054 / Anixter International, Inc.
035710AB8 / Annaly Capital Management, Inc. 5% Bond due 2015-05-15
APA / APA Corporation
AINV / Apollo Investment Corporation
03762UAA3 / Apollo Commercial Real Estate Finance, Inc. Bond
AMTG / Apollo Residential Mortgage, Inc.
AAPL / Apple Inc.
AAPL / Apple Inc. Call
AAPL / Apple Inc. Put
AMAT / Applied Materials, Inc. Call
AMAT / Applied Materials, Inc. Put
ARCH / Arch Resources, Inc.
ADM / Archer-Daniels-Midland Company
ARCC / Ares Capital Corporation
04010LAB9 / Ares Capital Corp. 5.75% Bond Due 2/1/2016
04010LAD5 / Ares Capital Corp. 5.125% Bond Due 6/1/2016
04013VAB4 / Ares Commercial Real Estate Corp Bond
ARGS / Argos Therapeutics, Inc.
ANET / Arista Networks Inc
ARR / ARMOUR Residential REIT, Inc.
ASPN / Aspen Aerogels, Inc.
AIZ / Assurant, Inc.
ATW / Atwood Oceanics, Inc.
AZC / Augusta Resource Corp
ADSK / Autodesk, Inc.
AMAP / Autonavi Holdings Ltd
CAR / Avis Budget Group, Inc.
AXGN / Axogen, Inc.
BCE / BCE Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock) Call
BP / BP p.l.c. - Depositary Receipt (Common Stock) Put
BSBR / Banco Santander (Brasil) S.A. - Depositary Receipt (Common Stock)
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
BLL / Ball Corp.
BCH / Banco de Chile - Depositary Receipt (Common Stock)
BAC / Bank of America Corporation
BAC / Bank of America Corporation Put
BAC / Bank of America Corporation Call
BMO / Bank of Montreal
BMO / Bank of Montreal Put
BNS / The Bank of Nova Scotia Put
BCR / C. R. Bard, Inc. - Corporate Bond/Note
VXX / iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX / iPath Series B S&P 500 VIX Short-Term Futures ETN Put
BKS / Barnes & Noble, Inc.
067806AD1 / Barnes Group, Inc. SDBCV
CUDA / Barracuda Networks, Inc.
BMS / Bemis Co., Inc.
BHE / Benchmark Electronics, Inc.
WRB / W. R. Berkley Corporation
BRK.B / Berkshire Hathaway Inc. Call
BRK.B / Berkshire Hathaway Inc. Put
BNVI / BioNovo, Inc.
US0906721065 / BioTelemetry, Inc.
BIOS / BioPlus Acquisition Corp - Class A
BIOA / BioAge Labs, Inc.
BIOA.WS / BioAmber Inc. Warrants
HYT / BlackRock Corporate High Yield Fund, Inc.
BLMN / Bloomin' Brands, Inc.
BCOR / Grayscale Funds Trust - Grayscale Bitcoin Adopters ETF
BOBE / Bob Evans Farms, Inc.
BA / The Boeing Company Call
BA / The Boeing Company Put
BA / The Boeing Company
DVN / Devon Energy Corporation
BRDR / Borderfree, Inc.
BOULEVARD ACQUISITION CORP / UNIT (10157P203)
/ Briggs & Stratton Corp.
BFAM / Bright Horizons Family Solutions Inc.
SPY / SPDR S&P 500 ETF
SPY / SPDR S&P 500 ETF Call
88160RAB7 / Tesla Motors, Inc. Convertible Bond 0.250% Due 3/1/2019
SPY / SPDR S&P 500 ETF Put
BMY / Bristol-Myers Squibb Company
BMY / Bristol-Myers Squibb Company Call
BMY / Bristol-Myers Squibb Company Put
BKD / Brookdale Senior Living Inc.
BRKL / Brookline Bancorp, Inc.
CVX / Chevron Corporation Call
CVX / Chevron Corporation
19041P105 / CBS Corp.
LLL / JX Luxventure Limited
76120WAA2 / Resource Capital Corp. Bond
CF / CF Industries Holdings, Inc.
CI / The Cigna Group
CIT / CIT Group Inc
CNL / Collective Mining Ltd.
CMS / CMS Energy Corporation
CNO / CNO Financial Group, Inc.
CST / CST Brands, Inc.
US0373471012 / Anworth Mortgage Asset Corp.
CVS / CVS Health Corporation
CVS / CVS Health Corporation Call
CVS / CVS Health Corporation Put
CYS / CYS Investments, Inc.
CVC / Cablevision Systems Corp.
CAMAC ENERGY INC / (131745101)
CAMBW / CAMBRIDGE CAPITAL ACQUISITION CORPORATION
CAMBW / CAMBRIDGE CAPITAL ACQUISITION CORPORATION
CPB / The Campbell's Company
CM / Canadian Imperial Bank of Commerce Put
CM / Canadian Imperial Bank of Commerce
CSIQ / Canadian Solar Inc.
COF / Capital One Financial Corporation
CSE / Capitalsource Inc
CAPITOL ACQUISITION CORP II / WRT (14056V113)
CFFN / Capitol Federal Financial, Inc.
CMO / Capstead Mortgage Corp.
CAH / Cardinal Health, Inc.
14161H108 / Cardtronics PLC
CTRX /
CTRX / Put
CAT / Caterpillar Inc.
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
CVE / Cenovus Energy Inc.
CNP / CenterPoint Energy, Inc.
LUMN / Lumen Technologies, Inc.
CPHD / Cepheid
CYOU / Changyou.com, Ltd.
CHART ACQUISITION CORP / (161151105)
CHART ACQUISITION CORP / WRT (161151113)
GTLS / Chart Industries, Inc.
CLDT / Chatham Lodging Trust
CHGG / Chegg, Inc.
165167CA3 / Chesapeake Energy 2.5% Contigent Conv Senior Notes 5/15/37
CVX / Chevron Corporation Put
PLCE / The Children's Place, Inc.
CIM / Chimera Investment Corporation
SNP / China Petroleum & Chemical Corp - ADR
SNP / China Petroleum & Chemical Corp - ADR Call
CEDU / Chinaedu Corp
CHDX / Chindex International Inc
CHC / China Hydroelectric Corp
CHH / Choice Hotels International, Inc.
CB / Chubb Limited
SCU / Sculptor Capital Management Inc - Class A
CIEN / Ciena Corporation
XEC / Cimarex Energy Co.
CINF / Cincinnati Financial Corporation
CSCO / Cisco Systems, Inc. Call
CSCO / Cisco Systems, Inc. Put
C / Citigroup Inc.
C / Citigroup Inc. Call
C / Citigroup Inc. Put
CTXS / Citrix Systems, Inc.
CVEO / Civeo Corporation
CBLI / Cytocom Inc
CLF / Cleveland-Cliffs Inc.
CIEIQ / Cobalt Intl Energy Inc
KO / The Coca-Cola Company Call
KO / The Coca-Cola Company Put
CTSH / Cognizant Technology Solutions Corporation
CNS / Cohen & Steers, Inc.
DBRG / DigitalBridge Group, Inc.
CMCSA / Comcast Corporation
CMCSA / Comcast Corporation Call
CMCSA / Comcast Corporation Put
CYH / Community Health Systems, Inc.
CYH / Community Health Systems, Inc.
CAG / Conagra Brands, Inc.
CONCUR TECHNOLOGIES INC / DEBT (206708AC3)
COP / ConocoPhillips
COP / ConocoPhillips Call
COP / ConocoPhillips Put
CNX / CNX Resources Corporation
CNSL / Consolidated Communications Holdings, Inc.
ED / Consolidated Edison, Inc.
CBPX / Continental Building Products, Inc.
CVG / Convergys Corp.
PRMW / Primo Water Corporation
CPG / Veren Inc.
CCK / Crown Holdings, Inc.
CRMWQ / Crumbs Bake Shop, Inc.
CBST /
CMI / Cummins Inc.
ASHR / DBX ETF Trust - Xtrackers Harvest CSI 300 China A-Shares ETF
DLLR / Dfc Global Corp.
DHI / D.R. Horton, Inc. Put
DST / DST Systems, Inc.
DTE / DTE Energy Company
DK / Delek US Holdings, Inc.
/ Denbury Resources, Inc.
DKS / DICK'S Sporting Goods, Inc.
PLXP / PLx Pharma Inc.
DIREXION DLY EMG MKT BULL 3X / ETP Put (25459Y686)
DIREXION DLY EMG MKT BULL 3X / ETP (25459Y686)
FAS / Direxion Shares ETF Trust - Direxion Daily Financial Bull 3X Shares
FAS / Direxion Shares ETF Trust - Direxion Daily Financial Bull 3X Shares Call
FAS / Direxion Shares ETF Trust - Direxion Daily Financial Bull 3X Shares Put
WINT / Windtree Therapeutics, Inc.
DIS / The Walt Disney Company Call
DIS / The Walt Disney Company Put
DISCA / Discovery Inc - Class A
D / Dominion Energy, Inc.
DRC /
DUK / Duke Energy Corporation
US2655041000 / Dunkin' Brands Group, Inc.
DANG / E-Commerce China Dangdang Inc.
EJ / E-House (China) Holdings Ltd.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
EMN / Eastman Chemical Company
ECR / Eclipse Resources Corp.
ECTYQ / Ecotality, Inc.
EIX / Edison International
BAGL / Einstein Noah Restaurant Group Inc
US2836778546 / El Paso Electric Co.
EBS / Emergent BioSolutions Inc.
ESC / Emeritus Corp
EMR / Emerson Electric Co.
EDE / Empire District Electric Company (The)
ETR / Entergy Corporation
RSLS / ReShape Lifesciences Inc.
EOPN / E2open Inc
EVR / Evercore Inc.
EVERYWARE GLOBAL INC / (300439106)
EXCC / Excel Corporation
EXC / Exelon Corporation
ESRX / Express Scripts Holding Co.
XOM / Exxon Mobil Corporation Call
XOM / Exxon Mobil Corporation Put
FTI / TechnipFMC plc
GLBR / Global Brokerage, Inc.
META / Meta Platforms, Inc. Put
META / Meta Platforms, Inc.
META / Meta Platforms, Inc. Call
FNF / Fidelity National Financial, Inc.
31620RAE5 / Fidelity National Financial, Inc. Bond
OCSL / Oaktree Specialty Lending Corporation
FCNCA / First Citizens BancShares, Inc.
FCF / First Commonwealth Financial Corporation
FNFG / First Niagara Financial Group, Inc.
FHY / First Trust Strategic High Income Fund II
FSD / First Trust High Income Long/Short Fund
FISV / Fiserv, Inc.
FE / FirstEnergy Corp.
BTCM / BIT Mining Limited - Depositary Receipt (Common Stock)
FIVN / Five9, Inc.
F / Ford Motor Company Put
F / Ford Motor Company Call
FTNT / Fortinet, Inc.
FBHS / Fortune Brands Home & Security Inc Put
FCX / Freeport-McMoRan Inc.
FIO / Franklin Income Opportunities Fund
GME / GameStop Corp.
GD / General Dynamics Corporation
GE / General Electric Company Call
GE / General Electric Company Put
GM / General Motors Company
GM / General Motors Company Put
GM.WS.A / General Motors Company
GM.WS.B / General Motors Company - Warrants 07/10/2019
/ Gulfport Energy Corp.
GTIV / Gentiva Health Services Inc Put
GNW / Genworth Financial, Inc.
GA / Giant Interactive Group Inc.
GILD / Gilead Sciences, Inc. Put
GILD / Gilead Sciences, Inc. Call
GILD / Gilead Sciences, Inc.
WLMS / Williams Industrial Services Group Inc
GSM / Ferroglobe PLC
GMED / Globus Medical, Inc.
GLRIW / Glori Energy Inc
GORO / Gold Resource Corporation
GS / The Goldman Sachs Group, Inc.
GDP / Goodrich Petroleum Corp.
GOOGL / Alphabet Inc.
GOOGL / Alphabet Inc. Call
GOOGL / Alphabet Inc. Put
GOOG / Alphabet Inc. Call
GOOG / Alphabet Inc. Put
GOOG / Alphabet Inc.
GWW / W.W. Grainger, Inc.
GXP / Great Plains Energy, Inc.
GBX / The Greenbrier Companies, Inc.
GLF / GulfMark Offshore, Inc.
HCA / HCA Healthcare, Inc.
HCC / Warrior Met Coal, Inc.
PEAK / Healthpeak Properties, Inc.
HAL / Halliburton Company
HWC / Hancock Whitney Corporation
PDT / John Hancock Premium Dividend Fund
HPI / John Hancock Preferred Income Fund
HPF / John Hancock Preferred Income Fund II
HPS / John Hancock Preferred Income Fund III
THG / The Hanover Insurance Group, Inc.
LHX / L3Harris Technologies, Inc.
LHX / L3Harris Technologies, Inc. Put
HTS / Hatteras Financial Corp.
419879AD3 / Hawaiian Holdings, Inc. Bond
420031106 / Hawaiian Telcom Holdco, Inc.
TVTY / Tivity Health Inc
HWAY / Themes ETF Trust - Themes US Infrastructure ETF
HTWR / Heartware International Inc.
HELIOS ADVANTAGE INCOME FUND / FUND (42327W206)
HELIOS HIGH INCOME FUND INC / FUND (42327X204)
HELIOS MULTI-SECTOR HIGH INC / FUND (42327Y202)
HENNESSY CAPITAL ACQUISITION / (425886108)
HENNESSY CAPITAL ACQUISITION / WRT (425886116)
HES / Hess Corporation
HPQ / HP Inc.
HTH / Hilltop Holdings Inc.
HD / The Home Depot, Inc.
HD / The Home Depot, Inc. Call
HD / The Home Depot, Inc. Put
43739Q100 / HomeAway, Inc.
HOS / Hornbeck Offshore Services Inc
441060100 / Hospira Put
HUM / Humana Inc. Call
HUM / Humana Inc. Put
HBAN / Huntington Bancshares Incorporated
449575AB5 / Igi Laboratories Inc Bond
IPCM / IPC Healthcare, Inc.
IBN / ICICI Bank Limited - Depositary Receipt (Common Stock)
451055107 / Iconix Brand Group Inc
KANG / iKang Healthcare Group, Inc.
ILMN / Illumina, Inc.
IMNP / Immune Pharmaceuticals Inc.
IMPR / Imprivata Inc.
IPCC / Infinity Property & Casualty Corp.
457461AC5 / Inland Real Estate Corporation Bond
IBP / Installed Building Products, Inc.
INTC / Intel Corporation
INTC / Intel Corporation Call
INTC / Intel Corporation Put
ICE / Intercontinental Exchange, Inc.
ITMN /
IBM / International Business Machines Corporation
IBM / International Business Machines Corporation Call
IBM / International Business Machines Corporation Put
IGT / International Game Technology PLC
IP / International Paper Company
ISIL / Intersil Corp.
46090K109 / Intrawest Resorts Holdings, Inc.
INTU / Intuit Inc.
ISRG / Intuitive Surgical, Inc.
ISRG / Intuitive Surgical, Inc. Call
IVR / Invesco Mortgage Capital Inc.
IO / ION Geophysical Corp Call
IO / ION Geophysical Corp Put
IRM / Iron Mountain Incorporated Put
EWZ / iShares, Inc. - iShares MSCI Brazil ETF Call
EWZ / iShares, Inc. - iShares MSCI Brazil ETF Put
EFA / iShares Trust - iShares MSCI EAFE ETF Call
EFA / iShares Trust - iShares MSCI EAFE ETF
IWM / iShares Trust - iShares Russell 2000 ETF Call
IWM / iShares Trust - iShares Russell 2000 ETF Put
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF Call
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF Put
IONS / Ionis Pharmaceuticals, Inc.
ISS / Isoftstone Holdings Ltd
JPM / JPMorgan Chase & Co.
JPM / JPMorgan Chase & Co. Put
JPM / JPMorgan Chase & Co. Call
DATE / Jiayuan.com International Ltd.
JNJ / Johnson & Johnson Call
JNJ / Johnson & Johnson Put
JNPR / Juniper Networks, Inc.
KS / KapStone Paper & Packaging Corp.
KBH / KB Home
KBH / KB Home Put
K / Kellanova
KMPR / Kemper Corporation
KEY / KeyCorp
KMB / Kimberly-Clark Corporation
KIM / Kimco Realty Corporation
KMI.WS / Kinder Morgan, Inc. Warrants
KND / Kindred Healthcare, Inc.
KN / Knowles Corporation
KZ / KongZhong Corp.
KR / The Kroger Co.
LDKYQ / LDK Solar Co., Ltd. Put
LRCX / Lam Research Corporation
LPI / Laredo Petroleum Inc.
LVS / Las Vegas Sands Corp.
GAGA / Le Gaga Holdings Ltd
NEOSTEM INC / (640650404)
LEG / Leggett & Platt, Incorporated Put
LEG / Leggett & Platt, Incorporated
LEN / Lennar Corporation Put
LVLT / Level 3 Financing Inc. - Corporate Bond/Note
TACO / Berto Acquisition Corp.
TACO / Berto Acquisition Corp.
US530715AN13 / Liberty Media, Bond 3.5%, Due 1/15/2031
LOCK / LifeLock, Inc.
LLY / Eli Lilly and Company Put
LLY / Eli Lilly and Company Call
LNC / Lincoln National Corporation
LMT / Lockheed Martin Corporation
LOW / Lowe's Companies, Inc. Put
LOW / Lowe's Companies, Inc.
US00C4U1L353 / Mylan N.V.
MDC / M.D.C. Holdings, Inc. Put
MFA / MFA Financial, Inc.
55303QAE0 / MGM Resorts International Bond
MGIC / Magic Software Enterprises Ltd.
HYF / Managed High Yield Plus Fund, Inc.
MNKD / MannKind Corporation
MANT / Mantech International Corp - Class A
MPC / Marathon Petroleum Corporation
ATRX / Adhera Therapeutics, Inc.
RSX / VanEck ETF Trust - VanEck Russia ETF
MAS / Masco Corporation Put
SVRA / Savara Inc.
MA / Mastercard Incorporated
MA / Mastercard Incorporated Put
MA / Mastercard Incorporated Call
MCD / McDonald's Corporation Call
MCD / McDonald's Corporation Put
MCK / McKesson Corporation
58319PAC2 / Meadowbrook Insurance Group, Inc. 5.00% Cash Convertible Senior Bond due 2020
MPW / Medical Properties Trust, Inc.
MDVN / Medivation, Inc.
MD / Pediatrix Medical Group, Inc.
MDT / Medtronic plc
MLCO / Melco Resorts & Entertainment Limited - Depositary Receipt (Common Stock)
MLCO / Melco Resorts & Entertainment Limited - Depositary Receipt (Common Stock) Call
MENT / Mentor Graphics Corp.
MERC / Mercer International Inc.
MRK / Merck & Co., Inc. Call
MRK / Merck & Co., Inc. Put
METI / Merge Tech Inc
MTH / Meritage Homes Corporation Put
MSFT / Microsoft Corporation Call
MSFT / Microsoft Corporation Put
MVIS / MicroVision, Inc.
MSTR / Strategy Inc
MU / Micron Technology, Inc.
MIXT / MiX Telematics Limited - Depositary Receipt (Common Stock)
US60739U2042 / MobileIron, Inc.
MHK / Mohawk Industries, Inc. Put
MDLZ / Mondelez International, Inc.
61166W101 / Monsanto Co.
MWW / Monster Worldwide, Inc.
MHGC / Morgans Hotel Group Co.
MOS / The Mosaic Company
MSI / Motorola Solutions, Inc. Put
MUR / Murphy Oil Corporation
MUSA / Murphy USA Inc.
628852204 / NCI Building Systems, Inc.
CWEN / Clearway Energy, Inc.
NAVG / Navigators Group, Inc. (The)
NTAP / NetApp, Inc.
NQ / NQ Mobile Inc.
NQ / NQ Mobile Inc. Call
NHS / Neuberger Berman High Yield Strategies Fund Inc.
HYB / The New America High Income Fund Inc.
NRZ / New Residential Investment Corp
NYCB / Flagstar Financial, Inc.
NFX / Newfield Exploration Company
NEM / Newmont Corporation
NEE / NextEra Energy, Inc.
NED / Noah Education Holdings Ltd.
NORNQ / Noranda Aluminum Holding Corporation
NSC / Norfolk Southern Corporation
NRF / NorthStar Realty Finance Corp.
NWBI / Northwest Bancshares, Inc.
872307903 / TCF Financial Corporation
NUAN / Nuance Communications Inc
NUE / Nucor Corporation
NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc.
NMT / Nuveen Massachusetts Quality Municipal Income Fund
NVDA / NVIDIA Corporation
NMB.PRC / Nuveen Massachusetts Dividend Advantage Municipal Fund
NUVA / Nuvasive Inc
67071S101 / Nuveen Quality Preferred Income Fund
JPS / Nuveen Preferred & Income Securities Fund
XJTPX / Nuveen Quality Preferred Income
JLS / Nuveen Mortgage and Income Fund
JPC / Nuveen Preferred & Income Opportunities Fund
OFS / OFS Capital Corporation
OAS / Oasis Petroleum Inc. - New
OXY / Occidental Petroleum Corporation Call
OXY / Occidental Petroleum Corporation
OXY / Occidental Petroleum Corporation Put
OII / Oceaneering International, Inc.
OCN / Ocwen Financial Corporation Put
ODP / The ODP Corporation
OIS / Oil States International, Inc.
ONB / Old National Bancorp
ORI / Old Republic International Corporation
OCR /
OMNICARE INC / DEBT (681904AP3)
ON / ON Semiconductor Corporation
68375NAB9 / Opko Health, Inc. Bond
OTTR / Otter Tail Corporation
OC / Owens Corning Put
TENX / Tenax Therapeutics, Inc.
PCG / PG&E Corporation
693320AQ6 / PHH Corp. Bond
PPL / PPL Corporation
PACW / Pacwest Bancorp
PRGN / Paragon Shipping, Inc.
PRXL / PAREXEL International Corp. Put
US7018771029 / Parsley Energy, Inc.
PTEN / Patterson-UTI Energy, Inc.
PAYC / Paycom Software, Inc.
BTU / Peabody Energy Corporation
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
PNNT / PennantPark Investment Corporation
JCP / J.C. Penney Co., Inc.
US70932AAB98 / Pennymac Corp Bond
PBCT / People`s United Financial Inc
PEP / PepsiCo, Inc. Call
PEP / PepsiCo, Inc. Put
PWRD / TCW ETF Trust - TCW Transform Systems ETF
PCYC / Pharmacyclics
PM / Philip Morris International Inc. Call
PM / Philip Morris International Inc. Put
PSX / Phillips 66
FENG / Phoenix New Media Limited - Depositary Receipt (Common Stock)
PHOS / Phosphate Holdings, Inc.
PNW / Pinnacle West Capital Corporation
PXD / Pioneer Natural Resources Company
PLXS / Plexus Corp.
PSTI / Pluristem Therapeutics Inc
POR / Portland General Electric Company
PCP / Precision Castparts Corporation
PINC / Premier, Inc.
TROW / T. Rowe Price Group, Inc.
BKNG / Booking Holdings Inc.
PFG / Principal Financial Group, Inc.
PRA / ProAssurance Corporation
PG / The Procter & Gamble Company Call
PG / The Procter & Gamble Company Put
PLD / Prologis, Inc.
74348TAC6 / Prospect Capital Corp. 6.25% Bond
74348TAK8 / Prospect Capital Corp. 5.375% Bond due 2017-10-15
74348TAL6 / Prospect Capital Corp. 5.75% Bond due 2018-03-15
PGRX / Prospect Global Resources Inc.
PRU / Prudential Financial, Inc.
PEG / Public Service Enterprise Group Incorporated
PSA / Public Storage
PHM / PulteGroup, Inc. Put
QIHU / Qihoo 360 Technology Co. Ltd.
QTWO / Q2 Holdings, Inc.
QCOM / QUALCOMM Incorporated Call
QCOM / QUALCOMM Incorporated Put
747906AJ4 / Quantum Corp. Bond 4.5% Due 11/15/2017
748356102 / Questar Corp.
QCOR /
QUINPARIO ACQUISITION CORP / WRT (74874R116)
IQV / IQVIA Holdings Inc.
749227AA2 / Rait Financial Trust Bond
RDA / Rda Microelectronics, Inc.
RDA / Rda Microelectronics, Inc. Put
RES / RPC, Inc.
ROI ACQUISITION CORP II / WRT (74966G119)
RMGN / RMG Networks Holding Corp.
RPM / RPM International Inc.
RPXC / RPX Corporation
PHIO / Phio Pharmaceuticals Corp.
RFMD /
RTN / Raytheon Co.
RHT / Red Hat, Inc.
758075AB1 / Redwood Tr Inc Bond
RGA / Reinsurance Group of America, Incorporated
SOL / Emeren Group Ltd - Depositary Receipt (Common Stock)
REN / Resolute Energy Corporation
RH / RH
SALE / RetailMeNot, Inc.
REXX / Rex Energy Corp.
REXR / Rexford Industrial Realty, Inc.
US7625941098 / Rice Energy Inc.
767754BU7 / Rite Aid Corp. 8.5% Convertible Bond due 2015-05-15
RVBD /
772739207 / Rock-Tenn
FUEL / Rocket Fuel Inc.
COL / Rockwell Collins, Inc.
RY / Royal Bank of Canada Put
MGNI / Magnite, Inc.
RYL / Ryland Group Inc Put
SEIC / SEI Investments Company
SKM / SK Telecom Co., Ltd. - Depositary Receipt (Common Stock)
SLM / SLM Corporation
GLD / SPDR Gold Trust
GLD / SPDR Gold Trust Call
GLD / SPDR Gold Trust Put
SWS / Sws Group Inc
786449AK4 / Safeguard Scientifics, Inc. Bond
SWYDF / Stornoway Diamond Corporation
STJ / St. Jude Medical, Inc. Call
STJ / St. Jude Medical, Inc.
79466LAD6 / Salesforce.com, Inc. 0.25% Convertible Bond due 2018-04-01
SAFM / Sanderson Farms, Inc.
SNDK / Sandisk Corporation
80004CAD3 / SanDisk Corporation Bond
SD / SandRidge Energy, Inc.
SC / Santander Consumer USA Holdings Inc
SCSC / ScanSource, Inc.
SLB / Schlumberger Limited
SLB / Schlumberger Limited Put
SLB / Schlumberger Limited Call
SMG / The Scotts Miracle-Gro Company
SQI / SciQuest, Inc.
US8119041015 / Seacor Holdings, Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund Put
SRE / Sempra
SCI / Service Corporation International
81941U105 / Shanda Games Limited
SJRWF / Shaw Communications Inc. - Class A
SHW / The Sherwin-Williams Company Put
SLGN / Silgan Holdings Inc.
SILVER EAGLE ACQUISITION COR / WRT (827694118)
SSRM / SSR Mining Inc.
SPG / Simon Property Group, Inc.
SIRI / Sirius XM Holdings Inc. Call
Smurfit-Stone Container Stub / (83272A104)
SOHU / Sohu.com Limited - Depositary Receipt (Common Stock)
SLRC / SLR Investment Corp.
TVIA / TerraVia Holdings, Inc.
SON / Sonoco Products Company
SONY / Sony Group Corporation - Depositary Receipt (Common Stock)
SFUN / Fang Holdings Ltd - ADR
SO / The Southern Company
LUV / Southwest Airlines Co.
CODE / Spansion Inc.
SPLK / Splunk Inc.
SPWH / Sportsman's Warehouse Holdings, Inc.
US85207U1051 / Sprint Corporation Call
US85207U1051 / Sprint Corporation
SQBK / Square 1 Financial Inc
SPF / Put
SGY / Stone Energy Corp.
SUI / Sun Communities, Inc.
SUNE / SUNation Energy Inc.
STI / Solidion Technology, Inc.
SPNV / Supernova Partners Acquisition Company Inc - Class A
TE / T1 Energy Inc.
TJX / The TJX Companies, Inc.
TSLX / Sixth Street Specialty Lending, Inc.
DATA / Tableau Software, Inc.
TTWO / Take-Two Interactive Software, Inc.
874054AD1 / Take-Two Interactive Software, Inc. Bond
TAL / TAL Education Group - Depositary Receipt (Common Stock)
TNDM / Tandem Diabetes Care, Inc.
TGT / Target Corporation
TU / TELUS Corporation
THC / Tenet Healthcare Corporation
TESO / Tesco Corp. (USA)
88160RAA9 / Tesla Motors, Inc. Convertible Note 1.500% Due 6/1/2018
US88160RAC51 / Tesla Motors, Inc. Bond 1.25% Due 3/1/2021
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
TLOG / TetraLogic Pharmaceuticals Corporation
TXT / Textron Inc.
TMO / Thermo Fisher Scientific Inc.
885175307 / Thoratec
MMM / 3M Company Put
MMM / 3M Company Call
THI / Tim Hortons, Inc.
TITN / Titan Machinery Inc.
TOL / Toll Brothers, Inc. Put
GL / Globe Life Inc.
TD / The Toronto-Dominion Bank Put
VZ / Verizon Communications Inc. Put
TAC / TransAlta Corporation
TRV / The Travelers Companies, Inc.
TNET / TriNet Group, Inc.
TPVZ / TriplePoint Venture Growth BDC Corp.
TBOW / Trunkbow International Holdings Ltd
TWOU / 2U, Inc.
TSN / Tyson Foods, Inc.
USB / U.S. Bancorp Call
USB / U.S. Bancorp Put
URS / Urs Corp
SLCA / U.S. Silica Holdings, Inc.
UNF / UniFirst Corporation
UNP / Union Pacific Corporation Call
UNP / Union Pacific Corporation Put
UIHC / American Coastal Insurance Corp
UPS / United Parcel Service, Inc. Put
UPS / United Parcel Service, Inc.
UPS / United Parcel Service, Inc. Call
X / United States Steel Corporation
RTX / RTX Corporation Call
RTX / RTX Corporation Put
UNH / UnitedHealth Group Incorporated Call
UNH / UnitedHealth Group Incorporated Put
UAM / Universal American Corp.
UHS / Universal Health Services, Inc.
UNM / Unum Group
91911K102 / Bausch Health Companies
VALE / Vale S.A. - Depositary Receipt (Common Stock)
VMI / Valmont Industries, Inc.
US92240MBC10 / Vector Group, Ltd. 1.75% Bond Due 4/15/2020
VVC / Vectren Corp.
VEEV / Veeva Systems Inc.
VEEV / Veeva Systems Inc. Call
VCYT / Veracyte, Inc.
US92346NAB55 / VeriFone Systems, Inc
VRTX / Vertex Pharmaceuticals Incorporated
VMEM / Violin Memory, Inc.
VIPS / Vipshop Holdings Limited - Depositary Receipt (Common Stock)
92763WAA1 / Vipshop Holdings, Inc. Bond
V / Visa Inc.
V / Visa Inc. Call
V / Visa Inc. Put
VMW / Vmware Inc. - Class A Put
VMW / Vmware Inc. - Class A
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
VOYA / Voya Financial, Inc.
WX / Wuxi Pharmatech (Cayman) Inc.
NXEO / Nexeo Solutions, Inc.
US9300591008 / Waddell & Reed Financial, Inc.
WMT / Walmart Inc.
WMT / Walmart Inc. Call
WMT / Walmart Inc. Put
WAC / Walter Investment Management Corp.
WBMD / WebMD Health Corp.
/ Weight Watchers International, Inc.
ANTM / Anthem Inc Call
ANTM / Anthem Inc
WFC / Wells Fargo & Company Call
WFC / Wells Fargo & Company Put
WERN / Werner Enterprises, Inc.
HIO / Western Asset High Income Opportunity Fund Inc.
HYI / Western Asset High Yield Opportunity Fund Inc.
WMC / Western Asset Mortgage Capital Corp
WDC / Western Digital Corporation
WLL / Whiting Petroleum Corp (New)
WMB / The Williams Companies, Inc.
/ Windstream Holdings, Inc
WEC / WEC Energy Group, Inc.
EPI / WisdomTree Trust - WisdomTree India Earnings Fund
EPI / WisdomTree Trust - WisdomTree India Earnings Fund Put
US98212B1035 / WPX Energy, Inc.
98235T107 / Wright Medical Group N.V.
98235TAC1 / Wright Medical Group N.V. Bond
XPO / XPO, Inc.
XEL / Xcel Energy Inc.
XLNX / Xilinx, Inc. Put
YY / JOYY Inc. - Depositary Receipt (Common Stock)
AABA / Altaba Inc
YONG / Yongye International, Inc.
YUME / YuMe, Inc.
ZEN / Zendesk Inc
ZG / Zillow Group, Inc.
ZOOSK INC. / (98978Y107)
ZNGA / Zynga Inc - Class A
ALLE / Allegion plc
ACGL / Arch Capital Group Ltd.
ARGO / Argo Group International Holdings, Inc.
AHL / Aspen Insurance Holdings Limited
AGO / Assured Guaranty Ltd.
AFHIF / Atlas Financial Holdings, Inc.
AXS / AXIS Capital Holdings Limited
HELI / CHC Group Ltd.
COLLABRIUM JAPAN ACQUISITION / WRT (G2266G110)
BCRH / Blue Capital Reinsurance Holdings Ltd.
BG / Bunge Global SA
CIS ACQUISITION LTD-CLASS A / WRT (G21490118)
CIS ACQUISITION LTD-CLASS A / (G21490209)
COLLABRIUM JAPAN ACQUISITION / (G2266G102)
ETN / Eaton Corporation plc
ENH / Endurance Specialty Holdings, Ltd.
ENDP / Endo International plc
RE / Everest Re Group Ltd
GLRE / Greenlight Capital Re, Ltd.
ICLR / ICON Public Limited Company
IVZ / Invesco Ltd.
KOS / Kosmos Energy Ltd.
NORD / Nordicus Partners Corporation
MONT / Montage Technology Group Ltd
MONT / Montage Technology Group Ltd Put
MRH / Montpelier Re Holdings Ltd
NBR / Nabors Industries Ltd.
00B65Z9D7 / Noble Corporation plc
PRE / Prenetics Global Limited
PTP / Platinum Underwriters Holdings Ltd
G73030AA9 / Qihoo 360 Technology Co. Ltd. Bond
QTNT / Quotient Ltd
RNR / RenaissanceRe Holdings Ltd.
/ Sina Corp.
/ Sina Corp. Call
TGLS / Tecnoglass Inc.
TNP / Tsakos Energy Navigation Limited
VR / Global X Funds - Global X Metaverse ETF
WTM / White Mountains Insurance Group, Ltd.
/ XL Group Ltd.
H01531104 / Allied World Assurance Company Holding AG
WFT / Weatherford International plc
TCPI / TCP International Holdings Ltd.
TSE / Trinseo PLC
GLMD / Galmed Pharmaceuticals Ltd.
LYB / LyondellBasell Industries N.V.
WMGIZ / Wright Medical Group N.V.
SVA / Sinovac Biotech, Ltd.
PARN / Parnell Pharmaceuticals Holdings Ltd.
KBSF / KBS Fashion Group Limited
ASC / Ardmore Shipping Corporation
DHT / DHT Holdings, Inc.
LPG / Dorian LPG Ltd.
DLNG / Dynagas LNG Partners LP - Limited Partnership
FLEX / Flex Ltd.
NVGS / Navigator Holdings Ltd.
NNA / Navios Maritime Acquisition Corp
STNG / Scorpio Tankers Inc.
NETI / Eneti Inc.
ECA / EnCana Corp.