Market Value34,833,000
Total Holdings25
File Date2019-02-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
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Current
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(USD x1000)
Current Value
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YRI / Yamana Gold Inc
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
COMT / iShares U.S. ETF Trust - iShares GSCI Commodity Dynamic Roll Strategy ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
FJP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Japan AlphaDEX Fund
SPY / SPDR S&P 500 ETF
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
BOX / Box, Inc.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
FAS / Direxion Shares ETF Trust - Direxion Daily Financial Bull 3X Shares
OCLS / Oculus Innovative Sciences, Inc.
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
DOW / Dow Inc.
FTXO / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Bank ETF
OKSWF / Osisko Gold Royalties Ltd - Warrants (18/02/2022)
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
AEM / Agnico Eagle Mines Limited
BAC / Bank of America Corporation
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
C / Citigroup Inc.
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund