Market Value263,595,000
Total Holdings243
File Date2013-11-04
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
MDLZ / Mondelez International, Inc.
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
LOW / Lowe's Companies, Inc.
BAC.PRL / Bank of America Corporation - Preferred Stock
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
SWBI / Smith & Wesson Brands, Inc.
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
ET / Energy Transfer LP - Limited Partnership
EFA / iShares Trust - iShares MSCI EAFE ETF
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
APA / APA Corporation
APACHE CORP / PFD CONV SER D (037411808)
04010LAD5 / Ares Capital Corp. 5.125% Bond Due 6/1/2016
ASTC / Astrotech Corporation
US88829M1053 / Titan Energy LLC
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
TIP / iShares Trust - iShares TIPS Bond ETF
MBB / iShares Trust - iShares MBS ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
PEP / PepsiCo, Inc.
ABBV / AbbVie Inc.
BGY / BlackRock Enhanced International Dividend Trust
NS / NuStar Energy L.P. - Limited Partnership
BAM / Brookfield Asset Management Ltd.
CNO / CNO Financial Group, Inc.
XES / SPDR Series Trust - SPDR S&P Oil & Gas Equipment & Services ETF
EXP / Eagle Materials Inc.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
CSFL / Centerstate Banks, Inc.
LUMN / Lumen Technologies, Inc.
CHK / Chesapeake Energy Corporation
CHK.PRD / Chesapeake Energy Corp., 4.50% Cumulative Convertible Preferred Stock
165167CB1 / Chesapeake Energy 2.25% Contingent Conv Senior Notes 12/15/38
CHLN / China Housing & Land Development, Inc.
BSJF / Guggenheim BulletShares 2015 High Yield Corporate Bond ETF
BSJE / Guggenheim BulletShares 2014 High Yield Corporate Bond ETF
CLAYMORE EXCHANGE TRD FD TR / GUGG BULL 2013 (18383M449)
BSCF / Guggenheim BulletShares 2015 Corporate Bond ETF
CLAYMORE EXCHANGE TRD FD TR / GUGG CRP BD 2014 (18383M571)
CLAYMORE EXCHANGE TRD FD TR / GUGG CRP BD 2013 (18383M589)
GLO / Clough Global Opportunities Fund
VPU / Vanguard World Fund - Vanguard Utilities ETF
SPIB / SPDR Series Trust - SPDR Portfolio Intermediate Term Corporate Bond ETF
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
SIRI / Sirius XM Holdings Inc.
CBRL / Cracker Barrel Old Country Store, Inc.
BX / Blackstone Inc.
/ Denbury Resources, Inc.
TECL / Direxion Shares ETF Trust - Direxion Daily Technology Bull 3X Shares
EDZ / Direxion Shares ETF Trust - Direxion Daily MSCI Emerging Markets Bear 3X Shares
262498AB4 / DryShips, Inc. Bond
DX / Dynex Capital, Inc.
EPB /
SXL / Sunoco Logistics Partners L.P.
F / Ford Motor Company
DVY / iShares Trust - iShares Select Dividend ETF
ESSX / Essex Rental Corp.
VER / VEREIT Inc
HYF / Managed High Yield Plus Fund, Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
FMY / First Trust Mortgage Income Fund
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
FPA / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Asia Pacific Ex-Japan AlphaDEX Fund
33737J208 / First Trust Canada AlphaDEX Fund
PFF / iShares Trust - iShares Preferred and Income Securities ETF
DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
/ FRANCESCAS HLDGS CORP
FTR / Frontier Communications Corp.
SPFF / Global X Funds - Global X SuperIncome Preferred ETF
SDIV / Global X Funds - Global X SuperDividend ETF
GMCR / Keurig Green Mountain, Inc.
PEAK / Healthpeak Properties, Inc.
HP / Helmerich & Payne, Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
HFC / HollyFrontier Corp
43739Q100 / HomeAway, Inc.
HBAN / Huntington Bancshares Incorporated
GLD / SPDR Gold Trust
VKQ / Invesco Municipal Trust
VGM / Invesco Trust for Investment Grade Municipals
VKI / Invesco Advantage Municipal Income Trust II
IAU / iShares Gold Trust
ISHARES INC / MSCI UTD KINGD (464286699)
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
ICF / iShares Trust - iShares Select U.S. REIT ETF
RTX / RTX Corporation
IGOV / iShares Trust - iShares International Treasury Bond ETF
AGZ / iShares Trust - iShares Agency Bond ETF
RTX / RTX Corporation
IBMD / iShares iBonds Sep 2015 AMT-Free Muni Bond ETF
ISHARES / 14 AMT-FREE ETF (464289362)
COST / Costco Wholesale Corporation
MMM / 3M Company
SBUX / Starbucks Corporation
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
DVN / Devon Energy Corporation
MO / Altria Group, Inc.
KFH / KKR Financial Holdings LLC
PPL / PPL Corporation
KMP /
US530715AG61 / Liberty Media, Bond 4%, Due 11/15/2029
LINE / Lineage, Inc.
MMP / Magellan Midstream Partners L.P.
BMY / Bristol-Myers Squibb Company
QCOM / QUALCOMM Incorporated
INTC / Intel Corporation
MITK / Mitek Systems, Inc.
MCD / McDonald's Corporation
DIA / SPDR Dow Jones Industrial Average ETF Trust
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
CL / Colgate-Palmolive Company
CAT / Caterpillar Inc.
NSM / Nationstar Mortgage Holdings Inc.
NYMT / New York Mortgage Trust, Inc.
LUMO / Lumos Pharma, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
CVX / Chevron Corporation
NMZ / Nuveen Municipal High Income Opportunity Fund
JQC / Nuveen Credit Strategies Income Fund
PAAS / Pan American Silver Corp.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
MUB / iShares Trust - iShares National Muni Bond ETF
CMG / Chipotle Mexican Grill, Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
PAA / Plains All American Pipeline, L.P. - Limited Partnership
NUV / Nuveen Municipal Value Fund, Inc.
ADP / Automatic Data Processing, Inc.
PBT / Permian Basin Royalty Trust
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
DBC / Invesco DB Commodity Index Tracking Fund
POWERSHARES ETF TRUST / DWA TECH LDRS (73935X153)
POWERSHARES ETF TRUST / DYNA BUYBK ACH (73935X286)
POWERSHARES ETF TRUST / DYNM LRG CP VL (73935X708)
POWERSHARES ETF TRUST II / DWA DEVEL MKTS (73936Q108)
POWERSHARES ETF TRUST II / DWA EMRG MKTS (73936Q207)
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
POWERSHARES GLOBAL ETF TRUST / SOVEREIGN DEBT (73936T573)
POWERSHARES ETF TR II / EM MRK LOW VOL (73937B662)
POWERSHARES ETF TR II / INTL DEV LOWVL (73937B688)
POWERSHARES ETF TR II / S&P500 LOW VOL (73937B779)
74005P104 / Praxair, Inc.
UST / ProShares Trust - ProShares Ultra 7-10 Year Treasury
MVV / ProShares Trust - ProShares Ultra MidCap400
74348TAD4 / Prospect Capital Corp. 5.5% Bond due 2016-08-15
QRE / Qr Energy, Lp
RSH /
RPAI / Retail Properties of America Inc - Class A
SHEL / Shell plc - Depositary Receipt (Common Stock)
RGLD / Royal Gold, Inc.
RMS / Rydex ETF Trust
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
SD / SandRidge Energy, Inc.
SNH / Senior Housing Properties Trust
SLW / Silver Wheaton Corp.
BAC / Bank of America Corporation
AAPL / Apple Inc.
WEC / WEC Energy Group, Inc.
JPM / JPMorgan Chase & Co.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
ORCL / Oracle Corporation
GOOGL / Alphabet Inc.
TI / Telecom Italia S.p.A.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
ANDX / Tesoro Logistics LP
GILD / Gilead Sciences, Inc.
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
IBM / International Business Machines Corporation
D / Dominion Energy, Inc.
IYW / iShares Trust - iShares U.S. Technology ETF
UWM / ProShares Trust - ProShares Ultra Russell2000
PSX / Phillips 66
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
EWG / iShares, Inc. - iShares MSCI Germany ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
BRK.B / Berkshire Hathaway Inc.
IYJ / iShares Trust - iShares U.S. Industrials ETF
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
IBND / SPDR Series Trust - SPDR Bloomberg International Corporate Bond ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
PB / Prosperity Bancshares, Inc.
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VZ / Verizon Communications Inc.
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
LLY / Eli Lilly and Company
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
VFC / V.F. Corporation
VANGUARD INDEX FDS / S&P 500 ETF SH (922908413)
VODPF / Vodafone Group Public Limited Company
EOD / Wells Fargo Advantage Funds - Allspring Global Dividend Opportunity Fund
WTMF / WisdomTree Trust - WisdomTree Managed Futures Strategy Fund
XIN / Xinyuan Real Estate Co., Ltd. - Depositary Receipt (Common Stock)
WILC / G. Willi-Food International Ltd.
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
JKHY / Jack Henry & Associates, Inc.
OEF / iShares Trust - iShares S&P 100 ETF
DHR / Danaher Corporation
T / AT&T Inc.
AMT / American Tower Corporation
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
GNK / Genco Shipping & Trading Limited
BSJG / Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
COP / ConocoPhillips
IWM / iShares Trust - iShares Russell 2000 ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
BAX / Baxter International Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
FRT / Federal Realty Investment Trust
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
META / Meta Platforms, Inc.
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
WFC / Wells Fargo & Company
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
ED / Consolidated Edison, Inc.
SNV / Synovus Financial Corp.
GIS / General Mills, Inc.
PFE / Pfizer Inc.
PM / Philip Morris International Inc.
KMB / Kimberly-Clark Corporation
KO / The Coca-Cola Company
IVV / iShares Trust - iShares Core S&P 500 ETF
CSCO / Cisco Systems, Inc.
SPY / SPDR S&P 500 ETF
MSFT / Microsoft Corporation
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
UNP / Union Pacific Corporation
IYE / iShares Trust - iShares U.S. Energy ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
HSY / The Hershey Company
FLT / Corpay, Inc.
FJP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Japan AlphaDEX Fund
PG / The Procter & Gamble Company
XOM / Exxon Mobil Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
ACN / Accenture plc
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
JNJ / Johnson & Johnson
SYY / Sysco Corporation
IYH / iShares Trust - iShares U.S. Healthcare ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
DUK / Duke Energy Corporation
MRK / Merck & Co., Inc.
USA / Liberty All-Star Equity Fund
AEP / American Electric Power Company, Inc.
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
SO / The Southern Company
WMT / Walmart Inc.
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund