Market Value371,004,000
Total Holdings274
File Date2014-10-16
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
SHEL / Shell plc - Depositary Receipt (Common Stock)
HAS / Hasbro, Inc.
MO / Altria Group, Inc.
WR / Westar Energy, Inc.
IBMD / iShares iBonds Sep 2015 AMT-Free Muni Bond ETF
NORTHERN LTS ETF TR / ARROW DJ GLOBL (66537H105)
PBI / Pitney Bowes Inc.
BPT / BP Prudhoe Bay Royalty Trust
CSFL / Centerstate Banks, Inc.
262498AB4 / DryShips, Inc. Bond
MIDD / The Middleby Corporation
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
PAAS / Pan American Silver Corp.
HBAN / Huntington Bancshares Incorporated
US530715AG61 / Liberty Media, Bond 4%, Due 11/15/2029
ESSX / Essex Rental Corp.
HGTXU / Hugoton Royalty Trust
ATK /
BABS / SPDR(R) Nuveen Barclays Build America Bond ETF
BGCP / BGC Partners Inc - Class A
ORAN / Orange S.A. - Depositary Receipt (Common Stock)
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
SXL / Sunoco Logistics Partners L.P.
EWD / iShares, Inc. - iShares MSCI Sweden ETF
WTMF / WisdomTree Trust - WisdomTree Managed Futures Strategy Fund
LUMN / Lumen Technologies, Inc.
MITK / Mitek Systems, Inc.
TSLA / Tesla, Inc.
GWP / GW Pharmaceuticals plc
PFF / iShares Trust - iShares Preferred and Income Securities ETF
BGY / BlackRock Enhanced International Dividend Trust
CXP / Columbia Property Trust Inc
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
ASTC / Astrotech Corporation
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
018490100 / Allergan plc
HSY / The Hershey Company
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
FRT / Federal Realty Investment Trust
BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF
HQH / Abrdn Healthcare Investors
US88829M1053 / Titan Energy LLC
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
CM / Canadian Imperial Bank of Commerce
BSJF / Guggenheim BulletShares 2015 High Yield Corporate Bond ETF
MVV / ProShares Trust - ProShares Ultra MidCap400
DWAS / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright SmallCap Momentum ETF
HE / Hawaiian Electric Industries, Inc.
KRFT /
LINE / Lineage, Inc.
PLOW / Douglas Dynamics, Inc.
CNSL / Consolidated Communications Holdings, Inc.
57772K101 / Maxim Integrated Products Inc.
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
EWK / iShares, Inc. - iShares MSCI Belgium ETF
BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF
BSCF / Guggenheim BulletShares 2015 Corporate Bond ETF
CLAYMORE EXCHANGE TRD FD TR / GUGG CRP BD 2014 (18383M571)
ISHARES / 14 AMT-FREE ETF (464289362)
RPAI / Retail Properties of America Inc - Class A
KMP /
BSJH / Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSCG / Guggenheim BulletShares 2016 Corporate Bond ETF
PYZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Basic Materials Momentum ETF
EELV / Invesco Exchange-Traded Fund Trust II - Invesco S&P Emerging Markets Low Volatility ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
IDLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P International Developed Low Volatility ETF
WAG /
SPFF / Global X Funds - Global X SuperIncome Preferred ETF
QQQ / Invesco QQQ Trust, Series 1
BSJE / Guggenheim BulletShares 2014 High Yield Corporate Bond ETF
74348TAD4 / Prospect Capital Corp. 5.5% Bond due 2016-08-15
BAM / Brookfield Asset Management Ltd.
GPRO / GoPro, Inc.
NS / NuStar Energy L.P. - Limited Partnership
PBT / Permian Basin Royalty Trust
HFC / HollyFrontier Corp
SGU / Star Group, L.P. - Limited Partnership
PAGP / Plains GP Holdings, L.P. - Limited Partnership
SLFYF / Sun Life Financial, Inc. - 4.75% PRF PERPETUAL CAD 25 - Cls A Ser 1
IYY / iShares Trust - iShares Dow Jones U.S. ETF
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
IGOV / iShares Trust - iShares International Treasury Bond ETF
HYF / Managed High Yield Plus Fund, Inc.
VER / VEREIT Inc
UST / ProShares Trust - ProShares Ultra 7-10 Year Treasury
RRD / R.R. Donnelley & Sons Co.
WPP / WPP plc - Depositary Receipt (Common Stock)
RYU / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Utilities ETF
IBND / SPDR Series Trust - SPDR Bloomberg International Corporate Bond ETF
EWP / iShares, Inc. - iShares MSCI Spain ETF
04010LAD5 / Ares Capital Corp. 5.125% Bond Due 6/1/2016
PIE / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Emerging Markets Momentum ETF
/ GasLog Ltd
SEP / Spectra Energy Partners LP
RCS / PIMCO Strategic Income Fund, Inc.
ULSGF / UBS AG
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
QRE / Qr Energy, Lp
BGR / BlackRock Energy and Resources Trust
AEG / Aegon Ltd. - Depositary Receipt (Common Stock)
EWL / iShares, Inc. - iShares MSCI Switzerland ETF
MMP / Magellan Midstream Partners L.P.
DOW / Dow Inc.
BOE / BlackRock Enhanced Global Dividend Trust
DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
SON / Sonoco Products Company
PEAK / Healthpeak Properties, Inc.
SSO / ProShares Trust - ProShares Ultra S&P500
NYMT / New York Mortgage Trust, Inc.
HPQ / HP Inc.
FAB / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Value AlphaDEX Fund
LUMO / Lumos Pharma, Inc.
NPSP / NPS Pharmaceuticals Inc
FMY / First Trust Mortgage Income Fund
DBJP / DBX ETF Trust - Xtrackers MSCI Japan Hedged Equity ETF
OIBRQ / Oi S.A. - Depositary Receipt (Common Stock)
SCU / Sculptor Capital Management Inc - Class A
IEP / Icahn Enterprises L.P.
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
/ Collier Creek Holdings Units, each consisting of one Class A ordinary share, $0.0001 par value, and
XES / SPDR Series Trust - SPDR S&P Oil & Gas Equipment & Services ETF
NWE / NorthWestern Energy Group, Inc.
TRN / Trinity Industries, Inc.
AWR / American States Water Company
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
GSK / GSK plc - Depositary Receipt (Common Stock)
SDIV / Global X Funds - Global X SuperDividend ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
FAD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Growth AlphaDEX Fund
NSC / Norfolk Southern Corporation
EWG / iShares, Inc. - iShares MSCI Germany ETF
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
F / Ford Motor Company
NLY / Annaly Capital Management, Inc.
LVS / Las Vegas Sands Corp.
NGG / National Grid plc - Depositary Receipt (Common Stock)
BBVA / Banco Bilbao Vizcaya Argentaria, S.A. - Depositary Receipt (Common Stock)
WMT / Walmart Inc.
LLY / Eli Lilly and Company
BSJG / Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
VFC / V.F. Corporation
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
CHK / Chesapeake Energy Corporation
IAU / iShares Gold Trust
GCI / Gannett Co., Inc.
UWM / ProShares Trust - ProShares Ultra Russell2000
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
BAC.PRL / Bank of America Corporation - Preferred Stock
PSX / Phillips 66
CAG / Conagra Brands, Inc.
SFL / SFL Corporation Ltd.
TRP / TC Energy Corporation
BFH / Bread Financial Holdings, Inc.
NYCB / Flagstar Financial, Inc.
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
META / Meta Platforms, Inc.
BRK.A / Berkshire Hathaway Inc.
WFC / Wells Fargo & Company
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
TIPT / Tiptree Inc.
STWD / Starwood Property Trust, Inc.
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
BMY / Bristol-Myers Squibb Company
JPM / JPMorgan Chase & Co.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
CVS / CVS Health Corporation
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
GOOG / Alphabet Inc.
ILMN / Illumina, Inc.
PPL / PPL Corporation
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
VFH / Vanguard World Fund - Vanguard Financials ETF
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
SIRI / Sirius XM Holdings Inc.
COP / ConocoPhillips
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
PFE / Pfizer Inc.
KO / The Coca-Cola Company
CSCO / Cisco Systems, Inc.
PEP / PepsiCo, Inc.
PM / Philip Morris International Inc.
SPY / SPDR S&P 500 ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
KMB / Kimberly-Clark Corporation
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
IYE / iShares Trust - iShares U.S. Energy ETF
PG / The Procter & Gamble Company
BRK.B / Berkshire Hathaway Inc.
XOM / Exxon Mobil Corporation
MUB / iShares Trust - iShares National Muni Bond ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
PSEC / Prospect Capital Corporation
ACN / Accenture plc
FTGC / First Trust Exchange-Traded Fund VII - First Trust Global Tactical Commodity Strategy Fund
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
JNJ / Johnson & Johnson
BR / Broadridge Financial Solutions, Inc.
SYY / Sysco Corporation
IYW / iShares Trust - iShares U.S. Technology ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
DUK / Duke Energy Corporation
MRK / Merck & Co., Inc.
USA / Liberty All-Star Equity Fund
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
D / Dominion Energy, Inc.
SBUX / Starbucks Corporation
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
GRMN / Garmin Ltd.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
PAA / Plains All American Pipeline, L.P. - Limited Partnership
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund
IBM / International Business Machines Corporation
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
BA / The Boeing Company
AMT / American Tower Corporation
ABBV / AbbVie Inc.
CMCSA / Comcast Corporation
GIS / General Mills, Inc.
GLD / SPDR Gold Trust
IVW / iShares Trust - iShares S&P 500 Growth ETF
SPLB / SPDR Series Trust - SPDR Portfolio Long Term Corporate Bond ETF
AIVL / WisdomTree Trust - WisdomTree U.S. AI Enhanced Value Fund
AMGN / Amgen Inc.
OEF / iShares Trust - iShares S&P 100 ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
UPS / United Parcel Service, Inc.
UNP / Union Pacific Corporation
DIS / The Walt Disney Company
EXP / Eagle Materials Inc.
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
DHR / Danaher Corporation
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
LMT / Lockheed Martin Corporation
RIG / Transocean Ltd.
CVX / Chevron Corporation
ETN / Eaton Corporation plc
DVY / iShares Trust - iShares Select Dividend ETF
AAPL / Apple Inc.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
LYB / LyondellBasell Industries N.V.
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
APD / Air Products and Chemicals, Inc.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
MCD / McDonald's Corporation
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
FSK / FS KKR Capital Corp.
TGT / Target Corporation
VPU / Vanguard World Fund - Vanguard Utilities ETF
MMM / 3M Company
GILD / Gilead Sciences, Inc.
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
IWM / iShares Trust - iShares Russell 2000 ETF
STX / Seagate Technology Holdings plc
T / AT&T Inc.
INTC / Intel Corporation
VZ / Verizon Communications Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
SPIB / SPDR Series Trust - SPDR Portfolio Intermediate Term Corporate Bond ETF
SLB / Schlumberger Limited
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
GYLD / Arrow ETF Trust - Arrow Dow Jones Global Yield ETF
COST / Costco Wholesale Corporation
ADP / Automatic Data Processing, Inc.
TXN / Texas Instruments Incorporated
QCOM / QUALCOMM Incorporated
IYJ / iShares Trust - iShares U.S. Industrials ETF
FCX / Freeport-McMoRan Inc.
CAT / Caterpillar Inc.
LOW / Lowe's Companies, Inc.
MDLZ / Mondelez International, Inc.
CHY / Calamos Convertible and High Income Fund
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
ET / Energy Transfer LP - Limited Partnership
ABT / Abbott Laboratories
RTX / RTX Corporation
MSFT / Microsoft Corporation
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
AMZN / Amazon.com, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
BAC / Bank of America Corporation
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
IVE / iShares Trust - iShares S&P 500 Value ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF