Market Value401,211,000
Total Holdings291
File Date2015-01-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
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(USD x1000)
Current Value
(USD x1000)
Change
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CZA / Invesco Exchange-Traded Fund Trust - Invesco Zacks Mid-Cap ETF
EDEN / iShares Trust - iShares MSCI Denmark ETF
RCS / PIMCO Strategic Income Fund, Inc.
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
CSFL / Centerstate Banks, Inc.
ESSX / Essex Rental Corp.
33737J208 / First Trust Canada AlphaDEX Fund
BBVA / Banco Bilbao Vizcaya Argentaria, S.A. - Depositary Receipt (Common Stock)
US530715AG61 / Liberty Media, Bond 4%, Due 11/15/2029
US19624RAB24 / Colony Capital, Inc. Bond
BABS / SPDR(R) Nuveen Barclays Build America Bond ETF
ATK /
EWK / iShares, Inc. - iShares MSCI Belgium ETF
BSJH / Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
92763WAA1 / Vipshop Holdings, Inc. Bond
CXP / Columbia Property Trust Inc
OIBRQ / Oi S.A. - Depositary Receipt (Common Stock)
BAM / Brookfield Asset Management Ltd.
WTMF / WisdomTree Trust - WisdomTree Managed Futures Strategy Fund
GWP / GW Pharmaceuticals plc
LUMN / Lumen Technologies, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
018490100 / Allergan plc
MITK / Mitek Systems, Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
SHEL / Shell plc - Depositary Receipt (Common Stock)
FAD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Growth AlphaDEX Fund
BGY / BlackRock Enhanced International Dividend Trust
ASTC / Astrotech Corporation
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
MO / Altria Group, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
TE / T1 Energy Inc.
34385PAA6 / Fluidigm Corp. Bond
BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF
CAJ / Canon Inc. - ADR
US88829M1053 / Titan Energy LLC
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
MBLY / Mobileye Global Inc.
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
GAS / AGL Resources Inc.
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
FTW / First Trust Taiwan AlphaDEX Fund
US69329Y1047 / PDL BioPharma, Inc.
EZA / iShares, Inc. - iShares MSCI South Africa ETF
69329YAF1 / PDL BioPharma, Inc. Bond 4.00% Due 2/1/2018
PBI / Pitney Bowes Inc.
BSCF / Guggenheim BulletShares 2015 Corporate Bond ETF
BSJF / Guggenheim BulletShares 2015 High Yield Corporate Bond ETF
IAG / IAMGOLD Corporation
BBEP / Breitburn Energy Partners LP
RHS / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Consumer Staples ETF
HYF / Managed High Yield Plus Fund, Inc.
SXL / Sunoco Logistics Partners L.P.
KMP /
DWAS / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright SmallCap Momentum ETF
IGOV / iShares Trust - iShares International Treasury Bond ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
PIE / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Emerging Markets Momentum ETF
EWP / iShares, Inc. - iShares MSCI Spain ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
WAG /
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
IBMD / iShares iBonds Sep 2015 AMT-Free Muni Bond ETF
LNCO / Linn Co, LLC
OIH / VanEck ETF Trust - VanEck Oil Services ETF
SPFF / Global X Funds - Global X SuperIncome Preferred ETF
WR / Westar Energy, Inc.
HBANP / Huntington Bancshares Incorporated - Preferred Stock
EPHE / iShares Trust - iShares MSCI Philippines ETF
CM / Canadian Imperial Bank of Commerce
NPBC / National Penn Bancshares, Inc.
EIDO / iShares Trust - iShares MSCI Indonesia ETF
04010LAD5 / Ares Capital Corp. 5.125% Bond Due 6/1/2016
KRFT /
EIS / iShares, Inc. - iShares MSCI Israel ETF
847560109 / Spectra Energy Corp.
GPRO / GoPro, Inc.
NS / NuStar Energy L.P. - Limited Partnership
TWER / Towerstream Corporation
VER / VEREIT Inc
IYY / iShares Trust - iShares Dow Jones U.S. ETF
HE / Hawaiian Electric Industries, Inc.
SGU / Star Group, L.P. - Limited Partnership
RYU / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Utilities ETF
DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
PAGP / Plains GP Holdings, L.P. - Limited Partnership
EDV / Vanguard World Fund - Vanguard Extended Duration Treasury ETF
WMS / Advanced Drainage Systems, Inc.
DOW / Dow Inc.
PBT / Permian Basin Royalty Trust
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
NWE / NorthWestern Energy Group, Inc.
57772K101 / Maxim Integrated Products Inc.
DBJP / DBX ETF Trust - Xtrackers MSCI Japan Hedged Equity ETF
ULSGF / UBS AG
BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF
QQQ / Invesco QQQ Trust, Series 1
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
262498AB4 / DryShips, Inc. Bond
PLOW / Douglas Dynamics, Inc.
74348TAD4 / Prospect Capital Corp. 5.5% Bond due 2016-08-15
ORAN / Orange S.A. - Depositary Receipt (Common Stock)
MVV / ProShares Trust - ProShares Ultra MidCap400
PYZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Basic Materials Momentum ETF
BSJE / Guggenheim BulletShares 2014 High Yield Corporate Bond ETF
IDLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P International Developed Low Volatility ETF
BSCG / Guggenheim BulletShares 2016 Corporate Bond ETF
EELV / Invesco Exchange-Traded Fund Trust II - Invesco S&P Emerging Markets Low Volatility ETF
CLAYMORE EXCHANGE TRD FD TR / GUGG CRP BD 2014 (18383M571)
MIDD / The Middleby Corporation
NPSP / NPS Pharmaceuticals Inc
BPT / BP Prudhoe Bay Royalty Trust
CNSL / Consolidated Communications Holdings, Inc.
HQH / Abrdn Healthcare Investors
LINE / Lineage, Inc.
AEG / Aegon Ltd. - Depositary Receipt (Common Stock)
BGR / BlackRock Energy and Resources Trust
BAC.PRL / Bank of America Corporation - Preferred Stock
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
HGTXU / Hugoton Royalty Trust
BGCP / BGC Partners Inc - Class A
PAAS / Pan American Silver Corp.
EWL / iShares, Inc. - iShares MSCI Switzerland ETF
BOE / BlackRock Enhanced Global Dividend Trust
LO /
LUMO / Lumos Pharma, Inc.
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
FAB / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Value AlphaDEX Fund
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
PEAK / Healthpeak Properties, Inc.
SSO / ProShares Trust - ProShares Ultra S&P500
LEG / Leggett & Platt, Incorporated
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
AWR / American States Water Company
HPQ / HP Inc.
NYMT / New York Mortgage Trust, Inc.
TRN / Trinity Industries, Inc.
UWM / ProShares Trust - ProShares Ultra Russell2000
IAU / iShares Gold Trust
HAS / Hasbro, Inc.
SON / Sonoco Products Company
WBA / Walgreens Boots Alliance, Inc.
SFL / SFL Corporation Ltd.
AWK / American Water Works Company, Inc.
RDS.B / Shell Plc - ADR
BAX / Baxter International Inc.
MMP / Magellan Midstream Partners L.P.
BSJG / Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
SDIV / Global X Funds - Global X SuperDividend ETF
FRT / Federal Realty Investment Trust
VFC / V.F. Corporation
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
NSC / Norfolk Southern Corporation
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
STX / Seagate Technology Holdings plc
PFE / Pfizer Inc.
IYH / iShares Trust - iShares U.S. Healthcare ETF
HSY / The Hershey Company
LVS / Las Vegas Sands Corp.
NGG / National Grid plc - Depositary Receipt (Common Stock)
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
BRK.B / Berkshire Hathaway Inc.
CAG / Conagra Brands, Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
EWG / iShares, Inc. - iShares MSCI Germany ETF
PEP / PepsiCo, Inc.
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
TRP / TC Energy Corporation
META / Meta Platforms, Inc.
WFC / Wells Fargo & Company
VFH / Vanguard World Fund - Vanguard Financials ETF
PPL / PPL Corporation
CVX / Chevron Corporation
SLB / Schlumberger Limited
MCD / McDonald's Corporation
T / AT&T Inc.
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
CVS / CVS Health Corporation
IYF / iShares Trust - iShares U.S. Financials ETF
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
AMZN / Amazon.com, Inc.
JPM / JPMorgan Chase & Co.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
SPLB / SPDR Series Trust - SPDR Portfolio Long Term Corporate Bond ETF
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
IYJ / iShares Trust - iShares U.S. Industrials ETF
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
PM / Philip Morris International Inc.
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
KO / The Coca-Cola Company
LYB / LyondellBasell Industries N.V.
CSCO / Cisco Systems, Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
D / Dominion Energy, Inc.
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
KMI / Kinder Morgan, Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
VZ / Verizon Communications Inc.
UNP / Union Pacific Corporation
GE / General Electric Company
AGNC / AGNC Investment Corp.
MUB / iShares Trust - iShares National Muni Bond ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
PSEC / Prospect Capital Corporation
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
BR / Broadridge Financial Solutions, Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
MRK / Merck & Co., Inc.
DUK / Duke Energy Corporation
AMGN / Amgen Inc.
USA / Liberty All-Star Equity Fund
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
BIIB / Biogen Inc.
DHR / Danaher Corporation
WMT / Walmart Inc.
GOOG / Alphabet Inc.
SO / The Southern Company
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
AIVL / WisdomTree Trust - WisdomTree U.S. AI Enhanced Value Fund
MSFT / Microsoft Corporation
BX / Blackstone Inc.
CHY / Calamos Convertible and High Income Fund
BA / The Boeing Company
IYW / iShares Trust - iShares U.S. Technology ETF
GLD / SPDR Gold Trust
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
BDX / Becton, Dickinson and Company
QCOM / QUALCOMM Incorporated
STWD / Starwood Property Trust, Inc.
BAC / Bank of America Corporation
GYLD / Arrow ETF Trust - Arrow Dow Jones Global Yield ETF
IWM / iShares Trust - iShares Russell 2000 ETF
HBAN / Huntington Bancshares Incorporated
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
GILD / Gilead Sciences, Inc.
ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund
BP / BP p.l.c. - Depositary Receipt (Common Stock)
IDU / iShares Trust - iShares U.S. Utilities ETF
IBM / International Business Machines Corporation
IVV / iShares Trust - iShares Core S&P 500 ETF
BRK.A / Berkshire Hathaway Inc.
LMT / Lockheed Martin Corporation
LOW / Lowe's Companies, Inc.
RIG / Transocean Ltd.
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
LLY / Eli Lilly and Company
DVY / iShares Trust - iShares Select Dividend ETF
ADM / Archer-Daniels-Midland Company
ETN / Eaton Corporation plc
EFA / iShares Trust - iShares MSCI EAFE ETF
SIRI / Sirius XM Holdings Inc.
RTX / RTX Corporation
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
OEF / iShares Trust - iShares S&P 100 ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
GIS / General Mills, Inc.
ACN / Accenture plc
ABT / Abbott Laboratories
ADP / Automatic Data Processing, Inc.
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
DIS / The Walt Disney Company
F / Ford Motor Company
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
EPD / Enterprise Products Partners L.P. - Limited Partnership
EXP / Eagle Materials Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
TGT / Target Corporation
VPU / Vanguard World Fund - Vanguard Utilities ETF
ABBV / AbbVie Inc.
FSK / FS KKR Capital Corp.
CAT / Caterpillar Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
COP / ConocoPhillips
CMCSA / Comcast Corporation
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
INTC / Intel Corporation
MMM / 3M Company
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
SYY / Sysco Corporation
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
SPY / SPDR S&P 500 ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
TSLA / Tesla, Inc.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
INDA / iShares Trust - iShares MSCI India ETF
ET / Energy Transfer LP - Limited Partnership
CMI / Cummins Inc.
SBUX / Starbucks Corporation
DIA / SPDR Dow Jones Industrial Average ETF Trust
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
AAPL / Apple Inc.
XOM / Exxon Mobil Corporation
UPS / United Parcel Service, Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
JNJ / Johnson & Johnson
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
PG / The Procter & Gamble Company
MDLZ / Mondelez International, Inc.
FCX / Freeport-McMoRan Inc.
GRMN / Garmin Ltd.
OXY / Occidental Petroleum Corporation
AMT / American Tower Corporation
TIPT / Tiptree Inc.
KMB / Kimberly-Clark Corporation
COST / Costco Wholesale Corporation
BMY / Bristol-Myers Squibb Company
PSX / Phillips 66