Market Value483,655,000
Total Holdings355
File Date2016-07-26
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
VZ / Verizon Communications Inc.
CIF / MFS Intermediate High Income Fund
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
BSCI / Guggenheim BulletShares 2018 Corporate Bond ETF
AXAS / Abraxas Petroleum Corp.
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
MO / Altria Group, Inc.
SPIB / SPDR Series Trust - SPDR Portfolio Intermediate Term Corporate Bond ETF
GOOG / Alphabet Inc.
PM / Philip Morris International Inc.
PAGP / Plains GP Holdings, L.P. - Limited Partnership
MARKET VECTORS ETF TR / HIGH INCOME MLP (57061R247)
US22542D3329 / VelocityShares Daily 2X VIX Short Term ETN S&P 500 VIX STF Index due 12/4/2030
BSJJ / Invesco BulletShares 2019 High Yield Corporate Bond ETF
RGI / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Industrials ETF
EXK / Endeavour Silver Corp.
US0549371070 / BB&T Corp.
472319AG7 / Jefferies Group Inc Bond
EGO / Eldorado Gold Corporation
SUNE / SUNation Energy Inc.
IHSEF / iShares Public Limited Company - iShares Asia Pacific Dividend UCITS ETF
PIE / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Emerging Markets Momentum ETF
US40416M1053 / Hd Supply Inc.
CHK / Chesapeake Energy Corporation
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
XMFVX / MFS Special Value Trust
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
US530715AG61 / Liberty Media, Bond 4%, Due 11/15/2029
US88829M1053 / Titan Energy LLC
REM / iShares Trust - iShares Mortgage Real Estate ETF
VASC / Vascular Solutions, Inc.
DBP / Invesco DB Multi-Sector Commodity Trust - Invesco DB Precious Metals Fund
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
AAL / American Airlines Group Inc.
T / AT&T Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
HEPA / Hepion Pharmaceuticals, Inc.
JTD / Nuveen Tax-Advantaged Dividend Growth Fund
IBMF / iShares iBonds Sep 2017 AMT-Free Muni Bond ETF
REFR / Research Frontiers Incorporated
PHK / PIMCO High Income Fund
MITK / Mitek Systems, Inc.
BIIB / Biogen Inc.
SHEL / Shell plc - Depositary Receipt (Common Stock)
RTN / Raytheon Co.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
SLB / Schlumberger Limited
USCI / United States Commodity Index Funds Trust - United States Commodity Index Fund
TIER / T. Rowe Price Exchange-Traded Funds, Inc. - T. Rowe Price International Equity Research ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
ASTC / Astrotech Corporation
TAL / TAL Education Group - Depositary Receipt (Common Stock)
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
PBT / Permian Basin Royalty Trust
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
AZO / AutoZone, Inc.
KMI / Kinder Morgan, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
BSCJ / Invesco BulletShares 2019 Corporate Bond ETF
PTF / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Technology Momentum ETF
NCV / Virtus Convertible & Income Fund
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
US46138J6010 / Invesco BulletShares 2020 High Yield Corporate Bond ETF
CXP / Columbia Property Trust Inc
QQQ / Invesco QQQ Trust, Series 1
OKS / ONEOK Partners, L.P.
VNR / Vanguard Natural Resources, LLC
DBE / Invesco DB Multi-Sector Commodity Trust - Invesco DB Energy Fund
LXU / LSB Industries, Inc.
IBMH / iShares iBonds Sep 2019 AMT-Free Muni Bond ETF
SNH / Senior Housing Properties Trust
IBMG / International Business Machines Corporation - Corporate Bond/Note
PEY / Invesco Exchange-Traded Fund Trust - Invesco High Yield Equity Dividend Achievers ETF
EWN / iShares, Inc. - iShares MSCI Netherlands ETF
BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF
GLAD / Gladstone Capital Corporation
FMY / First Trust Mortgage Income Fund
46434V571 / iShares iBonds Sep 2020 Term Muni Bond ETF
DSU / BlackRock Debt Strategies Fund, Inc.
CART / Maplebear Inc.
TUR / iShares, Inc. - iShares MSCI Turkey ETF
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
CBI / Chicago Bridge & Iron Co., N.V.
67071S101 / Nuveen Quality Preferred Income Fund
EIDO / iShares Trust - iShares MSCI Indonesia ETF
SXL / Sunoco Logistics Partners L.P.
CSFL / Centerstate Banks, Inc.
IIM / Invesco Value Municipal Income Trust
GG / Goldcorp, Inc.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
74348TAD4 / Prospect Capital Corp. 5.5% Bond due 2016-08-15
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
BSCG / Guggenheim BulletShares 2016 Corporate Bond ETF
EFO / ProShares Trust - ProShares Ultra MSCI EAFE
XISDX / Prudential Short Duration High
DWTR / Invesco DWA Tactical Sector Rotation ETF
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
RAI / Reynolds American, Inc.
IBMJ / BlackRock Institutional Trust Company N.A. - iShares iBonds Dec 2021 Term Muni Bond ETF
SBGL / Sibanye Gold Limited ADR
BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF
CELG / Celgene Corp.
JWN / Nordstrom, Inc.
BAM / Brookfield Asset Management Ltd.
TROV / TrovaGene, Inc.
IBN / ICICI Bank Limited - Depositary Receipt (Common Stock)
GHY / PGIM Global High Yield Fund, Inc
UAA / Under Armour, Inc.
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
EBND / SPDR Series Trust - SPDR Bloomberg Emerging Markets Local Bond ETF
ACAD / ACADIA Pharmaceuticals Inc.
LUMN / Lumen Technologies, Inc.
DWIN / Delwinds Insurance Acquisition Corp - Class A
FEYE / FireEye Inc
FSTA / Fidelity Covington Trust - Fidelity MSCI Consumer Staples Index ETF
WTMF / WisdomTree Trust - WisdomTree Managed Futures Strategy Fund
NS / NuStar Energy L.P. - Limited Partnership
DSL / DoubleLine Income Solutions Fund
04010LAD5 / Ares Capital Corp. 5.125% Bond Due 6/1/2016
HE / Hawaiian Electric Industries, Inc.
847560109 / Spectra Energy Corp.
EWK / iShares, Inc. - iShares MSCI Belgium ETF
BBEP / Breitburn Energy Partners LP
BSJH / Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
FNV / Franco-Nevada Corporation
BGR / BlackRock Energy and Resources Trust
MLPA / Global X Funds - Global X MLP ETF
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
SA / Seabridge Gold Inc.
CYBR / CyberArk Software Ltd.
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
IAG / IAMGOLD Corporation
LEA / Lear Corporation
HAR / Harman International Industries, Inc.
VSBIX / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury Index Fund Institutional Shares
SDIV / Global X Funds - Global X SuperDividend ETF
IEP / Icahn Enterprises L.P.
SDRL / Seadrill Limited
BOE / BlackRock Enhanced Global Dividend Trust
BGY / BlackRock Enhanced International Dividend Trust
SCU / Sculptor Capital Management Inc - Class A
IYY / iShares Trust - iShares Dow Jones U.S. ETF
PEAK / Healthpeak Properties, Inc.
HBANP / Huntington Bancshares Incorporated - Preferred Stock
MDU / MDU Resources Group, Inc.
CTSH / Cognizant Technology Solutions Corporation
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
NYMT / New York Mortgage Trust, Inc.
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
/ CRH Medical Corp.
KDP / Keurig Dr Pepper Inc.
LUMO / Lumos Pharma, Inc.
STAG / STAG Industrial, Inc.
EWL / iShares, Inc. - iShares MSCI Switzerland ETF
018490100 / Allergan plc
M / Macy's, Inc.
ASXC / Asensus Surgical, Inc.
RMT / Royce Micro-Cap Trust, Inc.
GPRO / GoPro, Inc.
MDLZ / Mondelez International, Inc.
NLY / Annaly Capital Management, Inc.
GS / The Goldman Sachs Group, Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
ADP / Automatic Data Processing, Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
AXP / American Express Company
TIP / iShares Trust - iShares TIPS Bond ETF
CVS / CVS Health Corporation
BRK.A / Berkshire Hathaway Inc.
CLX / The Clorox Company
FCX / Freeport-McMoRan Inc.
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
RDS.B / Shell Plc - ADR
FUTY / Fidelity Covington Trust - Fidelity MSCI Utilities Index ETF
PXD / Pioneer Natural Resources Company
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
MMP / Magellan Midstream Partners L.P.
EPD / Enterprise Products Partners L.P. - Limited Partnership
IVV / iShares Trust - iShares Core S&P 500 ETF
VVR / Invesco Senior Income Trust
DVY / iShares Trust - iShares Select Dividend ETF
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
EXC / Exelon Corporation
JCI / Johnson Controls International plc
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
JPC / Nuveen Preferred & Income Opportunities Fund
CSCO / Cisco Systems, Inc.
PHYS / Sprott Physical Gold Trust
LMT / Lockheed Martin Corporation
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
LOW / Lowe's Companies, Inc.
FDUS / Fidus Investment Corporation
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
PPL / PPL Corporation
RTX / RTX Corporation
STX / Seagate Technology Holdings plc
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
FVC / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Dynamic Focus 5 ETF
HDV / iShares Trust - iShares Core High Dividend ETF
BCX / Blackrock Resources & Commodities Strategy Trust
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MSFT / Microsoft Corporation
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
ET / Energy Transfer LP - Limited Partnership
AOK / iShares Trust - iShares Core 30/70 Conservative Allocation ETF
CMCSA / Comcast Corporation
PAA / Plains All American Pipeline, L.P. - Limited Partnership
ECL / Ecolab Inc.
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
SLW / Silver Wheaton Corp.
DIA / SPDR Dow Jones Industrial Average ETF Trust
BAC.PRL / Bank of America Corporation - Preferred Stock
HBAN / Huntington Bancshares Incorporated
GLU / The Gabelli Global Utility & Income Trust
PFE / Pfizer Inc.
BXMX / Nuveen S&P 500 Buy-Write Income Fund
BSJG / Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
MPVD / Mountain Province Diamonds Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
FRT / Federal Realty Investment Trust
GSK / GSK plc - Depositary Receipt (Common Stock)
VFC / V.F. Corporation
JPS / Nuveen Preferred & Income Securities Fund
IAU / iShares Gold Trust
SNY / Sanofi - Depositary Receipt (Common Stock)
IWM / iShares Trust - iShares Russell 2000 ETF
XOM / Exxon Mobil Corporation
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
WFC / Wells Fargo & Company
BBWI / Bath & Body Works, Inc.
FCG / First Trust Exchange-Traded Fund - First Trust Natural Gas ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
NOC / Northrop Grumman Corporation
GNL / Global Net Lease, Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
GIS / General Mills, Inc.
CMG / Chipotle Mexican Grill, Inc.
UPS / United Parcel Service, Inc.
SPY / SPDR S&P 500 ETF
GOOGL / Alphabet Inc.
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
GILD / Gilead Sciences, Inc.
TGT / Target Corporation
AMZN / Amazon.com, Inc.
IYF / iShares Trust - iShares U.S. Financials ETF
BA / The Boeing Company
MCD / McDonald's Corporation
CB / Chubb Limited
EFA / iShares Trust - iShares MSCI EAFE ETF
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
META / Meta Platforms, Inc.
IFV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright International Focus 5 ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
RIG / Transocean Ltd.
AAPL / Apple Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
NEE / NextEra Energy, Inc.
F / Ford Motor Company
HD / The Home Depot, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
KHC / The Kraft Heinz Company
CAG / Conagra Brands, Inc.
GM / General Motors Company
CCI / Crown Castle Inc.
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
AVGO / Broadcom Inc.
KMB / Kimberly-Clark Corporation
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
DIS / The Walt Disney Company
PEP / PepsiCo, Inc.
AMT / American Tower Corporation
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
COST / Costco Wholesale Corporation
AWK / American Water Works Company, Inc.
PSX / Phillips 66
BMY / Bristol-Myers Squibb Company
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
SHV / iShares Trust - iShares Short Treasury Bond ETF
PSK / SPDR Series Trust - SPDR ICE Preferred Securities ETF
MDY / SPDR S&P MidCap 400 ETF Trust
COP / ConocoPhillips
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
ABBV / AbbVie Inc.
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
C.WSA / Citigroup, Inc.
IBM / International Business Machines Corporation
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
CVX / Chevron Corporation
BAC / Bank of America Corporation
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
DG / Dollar General Corporation
VMC / Vulcan Materials Company
CMI / Cummins Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
PKG / Packaging Corporation of America
AG / First Majestic Silver Corp.
GYLD / Arrow ETF Trust - Arrow Dow Jones Global Yield ETF
SYY / Sysco Corporation
FDX / FedEx Corporation
AIVL / WisdomTree Trust - WisdomTree U.S. AI Enhanced Value Fund
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
PG / The Procter & Gamble Company
SIRI / Sirius XM Holdings Inc.
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
IWV / iShares Trust - iShares Russell 3000 ETF
AA / Alcoa Corporation
EMR / Emerson Electric Co.
OKE / ONEOK, Inc.
QCOM / QUALCOMM Incorporated
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
NKE / NIKE, Inc.
VPU / Vanguard World Fund - Vanguard Utilities ETF
CAT / Caterpillar Inc.
ABT / Abbott Laboratories
CHY / Calamos Convertible and High Income Fund
JPM / JPMorgan Chase & Co.
VHT / Vanguard World Fund - Vanguard Health Care ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
UNH / UnitedHealth Group Incorporated
SBUX / Starbucks Corporation
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
MMM / 3M Company
GDV / The Gabelli Dividend & Income Trust
TIPT / Tiptree Inc.
INTC / Intel Corporation
LYB / LyondellBasell Industries N.V.
KO / The Coca-Cola Company
MCHP / Microchip Technology Incorporated
D / Dominion Energy, Inc.
MDT / Medtronic plc
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
BX / Blackstone Inc.
USB / U.S. Bancorp
BK / The Bank of New York Mellon Corporation
LLY / Eli Lilly and Company
DAL / Delta Air Lines, Inc.
HSY / The Hershey Company
BRK.B / Berkshire Hathaway Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
MUB / iShares Trust - iShares National Muni Bond ETF
NFLX / Netflix, Inc.
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
PSEC / Prospect Capital Corporation
FTGC / First Trust Exchange-Traded Fund VII - First Trust Global Tactical Commodity Strategy Fund
GLD / SPDR Gold Trust
JNJ / Johnson & Johnson
SHW / The Sherwin-Williams Company
SJM / The J. M. Smucker Company
IYH / iShares Trust - iShares U.S. Healthcare ETF
GD / General Dynamics Corporation
DUK / Duke Energy Corporation
AMGN / Amgen Inc.
V / Visa Inc.
MRK / Merck & Co., Inc.
USA / Liberty All-Star Equity Fund
BDX / Becton, Dickinson and Company
CHKP / Check Point Software Technologies Ltd.
AEP / American Electric Power Company, Inc.
SO / The Southern Company
DHR / Danaher Corporation
ETN / Eaton Corporation plc
WMT / Walmart Inc.
URI / United Rentals, Inc.
NSC / Norfolk Southern Corporation