Market Value412,656,000
Total Holdings27
File Date2016-11-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

Click the link icon to see the full transaction history.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
US779376AD42 / Rovi Corp. Bond
16115QAC4 / Chart Industries, Inc. 2% Bond Due 8/1/2018
BKCC / BlackRock Capital Investment Corporation
94733AAA2 / Web.com Group, Inc. Bond
US67020YAF79 / Nuance Communications, Inc. 2.75% Bond Due 11/1/2031
SLRC / SLR Investment Corp.
451055107 / Iconix Brand Group Inc
BDCV / BDCA Venture, Inc.
04010LAG8 / Ares Capital Corp. 4.875% Bond Due 3/15/2017
04010LAM5 / Ares Capital Corp. 4.375% Bond Due 1/15/2019
74348TAL6 / Prospect Capital Corp. 5.75% Bond due 2018-03-15
74348TAM4 / Prospect Capital Corp. 5.875% Bond due 2019-01-15
MFIN / Medallion Financial Corp.
AMBKP / American Capital Trust I - Preferred Security
ABDC / Altmore BDC Inc
88947EAM2 / Toll Brothers, Inc., 0.5% Bond Due 9/15/2032
SVVC / Firsthand Technology Value Fund, Inc.
PSEC / Prospect Capital Corporation
87244TAB5 / TICC Capital Corp. Bond
04010LAJ2 / Ares Capital Corp. 4.75% Bond Due 1/15/2018
US87265KAB89 / TPG Specialty Lending, Inc. Bond
092533AB4 / BlackRock Capital Investment Corporation Bond
59001AAR3 / Meritage Homes Corp. 1.875% Bond Due 9/15/2032
171779AE1 / Ciena Corp. 0.875% Bond due 2017-06-15
US87238QAB95 / TCP Capital Corp., 5.25% Bond due 2019-12-15
74348TAK8 / Prospect Capital Corp. 5.375% Bond due 2017-10-15
647551AB6 / New Mountain Finance Corporation Bond
OCSL / Oaktree Specialty Lending Corporation
HRZN / Horizon Technology Finance Corporation
US74348TAQ58 / Prospect Capital Corp. 4.75% Bond due 2020-04-15