Market Value345,364,000
Total Holdings367
File Date2021-11-12
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
US3021041047 / ExOne Co
ROP / Roper Technologies, Inc.
TEL / TE Connectivity plc
WRAP / Wrap Technologies, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
LNT / Alliant Energy Corporation
FITB / Fifth Third Bancorp
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
INVESCO CAPITAL MARKET / ETF (46145H101)
IWR / iShares Trust - iShares Russell Mid-Cap ETF
US83088V1026 / Slack Technologies Inc
DHR / Danaher Corporation
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
VRTX / Vertex Pharmaceuticals Incorporated
GILD / Gilead Sciences, Inc.
GM / General Motors Company
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
PYPL / PayPal Holdings, Inc.
FNK / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Value AlphaDEX Fund
FIW / First Trust Exchange-Traded Fund - First Trust Water ETF
KLAC / KLA Corporation
CMCSA / Comcast Corporation
CVS / CVS Health Corporation
SYK / Stryker Corporation
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
SO / The Southern Company
ALLY / Ally Financial Inc.
AEE / Ameren Corporation
COP / ConocoPhillips
MET / MetLife, Inc.
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
SMG / The Scotts Miracle-Gro Company
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
UNP / Union Pacific Corporation
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
EXPE / Expedia Group, Inc.
THS / TreeHouse Foods, Inc.
SVOL / Simplify Exchange Traded Funds - Simplify Volatility Premium ETF
KOPN / Kopin Corporation
COST / Costco Wholesale Corporation
AGR / Avangrid, Inc.
IGLB / iShares Trust - iShares 10+ Year Investment Grade Corporate Bond ETF
ROK / Rockwell Automation, Inc.
PM / Philip Morris International Inc.
PCTY / Paylocity Holding Corporation
MDLZ / Mondelez International, Inc.
ADI / Analog Devices, Inc.
TJX / The TJX Companies, Inc.
SNOW / Snowflake Inc.
CTAS / Cintas Corporation
CINF / Cincinnati Financial Corporation
SYF / Synchrony Financial
BDX / Becton, Dickinson and Company
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
MMM / 3M Company
PNR / Pentair plc
LOW / Lowe's Companies, Inc.
CBRL / Cracker Barrel Old Country Store, Inc.
LRCX / Lam Research Corporation
XEL / Xcel Energy Inc.
MCD / McDonald's Corporation
IP / International Paper Company
O / Realty Income Corporation
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
ADNT / Adient plc
NVT / nVent Electric plc
CFG / Citizens Financial Group, Inc.
VTRS / Viatris Inc.
TSN / Tyson Foods, Inc.
C.WSA / Citigroup, Inc.
AVNS / Avanos Medical, Inc.
WAB / Westinghouse Air Brake Technologies Corporation
GTO / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Total Return Bond ETF
BKNG / Booking Holdings Inc.
DLR / Digital Realty Trust, Inc.
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
EMR / Emerson Electric Co.
ABT / Abbott Laboratories
CLX / The Clorox Company
EA / Electronic Arts Inc.
MNA / New York Life Investments ETF Trust - NYLI Merger Arbitrage ETF
MRK / Merck & Co., Inc.
TGT / Target Corporation
PSX / Phillips 66
EMN / Eastman Chemical Company
PZA / Invesco Exchange-Traded Fund Trust II - Invesco National AMT-Free Municipal Bond ETF
NWL / Newell Brands Inc.
KMB / Kimberly-Clark Corporation
HON / Honeywell International Inc.
CSCO / Cisco Systems, Inc.
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
LIN / Linde plc
IEUR / iShares Trust - iShares Core MSCI Europe ETF
PNW / Pinnacle West Capital Corporation
MFC / Manulife Financial Corporation
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
AXP / American Express Company
TFC / Truist Financial Corporation
WEC / WEC Energy Group, Inc.
FTLS / First Trust Exchange-Traded Fund III - First Trust Long/Short Equity ETF
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
RSG / Republic Services, Inc.
HYEM / VanEck ETF Trust - VanEck Emerging Markets High Yield Bond ETF
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
FNI / First Trust Exchange-Traded Fund III - First Trust Chindia ETF
FYC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund
FNY / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Growth AlphaDEX Fund
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
CODI.PRA / Compass Diversified - Preferred Stock
FYT / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Value AlphaDEX Fund
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
NGL / NGL Energy Partners LP - Limited Partnership
VRTIX / Vanguard Scottsdale Funds - Vanguard Russell 2000 Index Fund Institutional Shares
FAN / First Trust Exchange-Traded Fund II - First Trust Global Wind Energy ETF
GXC / SPDR Index Shares Funds - SPDR S&P China ETF
SPT / Sprout Social, Inc.
BMRA / Biomerica, Inc.
BCE / BCE Inc.
PTR / PetroChina Co. Ltd. - ADR
STT / State Street Corporation
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
BNTX / BioNTech SE - Depositary Receipt (Common Stock)
IWO / iShares Trust - iShares Russell 2000 Growth ETF
SON / Sonoco Products Company
BMO / Bank of Montreal
VOOG / Vanguard Admiral Funds - Vanguard S&P 500 Growth ETF
USB / U.S. Bancorp
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
ARKK / ARK ETF Trust - ARK Innovation ETF
FAB / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Value AlphaDEX Fund
OGN / Organon & Co.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
UL / Unilever PLC - Depositary Receipt (Common Stock)
SNAP / Snap Inc.
GRMN / Garmin Ltd.
NUV / Nuveen Municipal Value Fund, Inc.
MBB / iShares Trust - iShares MBS ETF
IRBT / iRobot Corporation
VNLA / Janus Detroit Street Trust - Janus Henderson Short Duration Income ETF
GLDM / World Gold Trust - SPDR Gold MiniShares Trust
NKE / NIKE, Inc.
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
WM / Waste Management, Inc.
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
JPM / JPMorgan Chase & Co.
DE / Deere & Company
FTNT / Fortinet, Inc.
UPS / United Parcel Service, Inc.
VEEV / Veeva Systems Inc.
WDAY / Workday, Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
XOM / Exxon Mobil Corporation
BAC / Bank of America Corporation
VFC / V.F. Corporation
PNC / The PNC Financial Services Group, Inc.
NSC / Norfolk Southern Corporation
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
CAT / Caterpillar Inc.
ZBH / Zimmer Biomet Holdings, Inc.
HCA / HCA Healthcare, Inc.
CHX / ChampionX Corporation
TRU / TransUnion
IRM / Iron Mountain Incorporated
BYND / Beyond Meat, Inc.
SPY / SPDR S&P 500 ETF
SPYC / Simplify Exchange Traded Funds - Simplify US Equity PLUS Convexity ETF
NVG / Nuveen AMT-Free Municipal Credit Income Fund
ADM / Archer-Daniels-Midland Company
INTC / Intel Corporation
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
BAX / Baxter International Inc.
FAD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Growth AlphaDEX Fund
LIT / Global X Funds - Global X Lithium & Battery Tech ETF
TIP / iShares Trust - iShares TIPS Bond ETF
GLD / SPDR Gold Trust
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
BHC / Bausch Health Companies Inc.
LBRDA / Liberty Broadband Corporation
FHN / First Horizon Corporation
PARA / Paramount Global
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
SMMU / PIMCO ETF Trust - PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
MOTI / VanEck ETF Trust - VanEck Morningstar International Moat ETF
HAL / Halliburton Company
CTVA / Corteva, Inc.
SLV / iShares Silver Trust
KMI / Kinder Morgan, Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
FSR / Fisker Inc.
USHY / iShares Trust - iShares Broad USD High Yield Corporate Bond ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
JMIA / Jumia Technologies AG - Depositary Receipt (Common Stock)
SRE / Sempra
AVNW / Aviat Networks, Inc.
QCOM / QUALCOMM Incorporated
JSMD / Janus Detroit Street Trust - Janus Henderson Small/Mid Cap Growth Alpha ETF
NEM / Newmont Corporation
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
LHX / L3Harris Technologies, Inc.
CRL / Charles River Laboratories International, Inc.
CMA / Comerica Incorporated
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
IPAC / iShares Trust - iShares Core MSCI Pacific ETF
WBA / Walgreens Boots Alliance, Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
DIS / The Walt Disney Company
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
ICLN / iShares Trust - iShares Global Clean Energy ETF
EOT / Eaton Vance National Municipal Opportunities Trust
BP / BP p.l.c. - Depositary Receipt (Common Stock)
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
RTM / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Materials ETF
STZ / Constellation Brands, Inc.
SCHW / The Charles Schwab Corporation
IPG / The Interpublic Group of Companies, Inc.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
DELL / Dell Technologies Inc.
NEP / XPLR Infrastructure, LP - Limited Partnership
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
CCI / Crown Castle Inc.
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
SWAN / Amplify ETF Trust - Amplify BlackSwan Growth & Treasury Core ETF
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
ARCC / Ares Capital Corporation
EWC / iShares, Inc. - iShares MSCI Canada ETF
IHI / iShares Trust - iShares U.S. Medical Devices ETF
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
VGIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Treasury ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
TFLO / iShares Trust - iShares Treasury Floating Rate Bond ETF
SIMS / SPDR Series Trust - SPDR S&P Kensho Intelligent Structures ETF
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
SHYG / iShares Trust - iShares 0-5 Year High Yield Corporate Bond ETF
NXPI / NXP Semiconductors N.V.
QCLN / First Trust Exchange-Traded Fund - First Trust NASDAQ Clean Edge Green Energy Index Fund
XXII / 22nd Century Group, Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
TTD / The Trade Desk, Inc.
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
WMB / The Williams Companies, Inc.
NTR / Nutrien Ltd.
IWM / iShares Trust - iShares Russell 2000 ETF
HCC / Warrior Met Coal, Inc.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
UNH / UnitedHealth Group Incorporated
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
TXN / Texas Instruments Incorporated
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
CMS / CMS Energy Corporation
KEY / KeyCorp
HIG / The Hartford Insurance Group, Inc.
TMUS / T-Mobile US, Inc.
PLD / Prologis, Inc.
GE / General Electric Company
NNN / NNN REIT, Inc.
CI / The Cigna Group
ES / Eversource Energy
C / Citigroup Inc.
BALL / Ball Corporation
JCI / Johnson Controls International plc
BX / Blackstone Inc.
FTEK / Fuel Tech, Inc.
EW / Edwards Lifesciences Corporation
DNP / DNP Select Income Fund Inc.
AWK / American Water Works Company, Inc.
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
EQIX / Equinix, Inc.
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
TSLA / Tesla, Inc.
V / Visa Inc.
RTX / RTX Corporation
AMAT / Applied Materials, Inc.
LLY / Eli Lilly and Company
IBM / International Business Machines Corporation
ETN / Eaton Corporation plc
MDT / Medtronic plc
PFE / Pfizer Inc.
META / Meta Platforms, Inc.
AAPL / Apple Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
PEP / PepsiCo, Inc.
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
DUK / Duke Energy Corporation
PPL / PPL Corporation
CME / CME Group Inc.
KO / The Coca-Cola Company
T / AT&T Inc.
ADP / Automatic Data Processing, Inc.
D / Dominion Energy, Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
NVDA / NVIDIA Corporation
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
TROW / T. Rowe Price Group, Inc.
PG / The Procter & Gamble Company
ADBE / Adobe Inc.
NOW / ServiceNow, Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
BMY / Bristol-Myers Squibb Company
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
SMMV / iShares Trust - iShares MSCI USA Small-Cap Min Vol Factor ETF
SBUX / Starbucks Corporation
ALL / The Allstate Corporation
MA / Mastercard Incorporated
SHW / The Sherwin-Williams Company
K / Kellanova
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
MO / Altria Group, Inc.
AMZN / Amazon.com, Inc.
CVX / Chevron Corporation
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
EFA / iShares Trust - iShares MSCI EAFE ETF
PPH / VanEck ETF Trust - VanEck Pharmaceutical ETF
VSBIX / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury Index Fund Institutional Shares
BA / The Boeing Company
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
CSX / CSX Corporation
DIA / SPDR Dow Jones Industrial Average ETF Trust
PAYX / Paychex, Inc.
BIIB / Biogen Inc.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
DOV / Dover Corporation
TT / Trane Technologies plc
ANY / Sphere 3D Corp.
BRK.B / Berkshire Hathaway Inc.
EWL / iShares, Inc. - iShares MSCI Switzerland ETF
MJ / Amplify ETF Trust - Amplify Alternative Harvest ETF
AFL / Aflac Incorporated
INO / Inovio Pharmaceuticals, Inc.
FMB / First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF
SPGI / S&P Global Inc.
DOW / Dow Inc.
ATVI / Activision Blizzard Inc
GOOGL / Alphabet Inc.
MSFT / Microsoft Corporation
SYY / Sysco Corporation
NOC / Northrop Grumman Corporation
TMO / Thermo Fisher Scientific Inc.
KHC / The Kraft Heinz Company
ABBV / AbbVie Inc.
ED / Consolidated Edison, Inc.
APD / Air Products and Chemicals, Inc.
ODFL / Old Dominion Freight Line, Inc.
ETR / Entergy Corporation
F / Ford Motor Company
AJG / Arthur J. Gallagher & Co.
QQQ / Invesco QQQ Trust, Series 1
PFG / Principal Financial Group, Inc.
OHI / Omega Healthcare Investors, Inc.
FI / Fiserv, Inc.
AEP / American Electric Power Company, Inc.
DKNG / DraftKings Inc.
HD / The Home Depot, Inc.
WFC / Wells Fargo & Company
AVGO / Broadcom Inc.
ITW / Illinois Tool Works Inc.
CRM / Salesforce, Inc.
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
ZTS / Zoetis Inc.
MCHP / Microchip Technology Incorporated
IVW / iShares Trust - iShares S&P 500 Growth ETF
JNJ / Johnson & Johnson
QQEW / First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Equal Weighted Index Fund
VZ / Verizon Communications Inc.
MPWR / Monolithic Power Systems, Inc.
GOOG / Alphabet Inc.
NEE / NextEra Energy, Inc.
SHV / iShares Trust - iShares Short Treasury Bond ETF
HBAN / Huntington Bancshares Incorporated
GIS / General Mills, Inc.
ACN / Accenture plc
WMT / Walmart Inc.
ASML / ASML Holding N.V. - Depositary Receipt (Common Stock)
AMGN / Amgen Inc.
FDX / FedEx Corporation
LMT / Lockheed Martin Corporation
PANW / Palo Alto Networks, Inc.
MPC / Marathon Petroleum Corporation
GD / General Dynamics Corporation