Market Value242,757,000
Total Holdings281
File Date2018-04-16
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
GALT / Galectin Therapeutics Inc.
AAPL / Apple Inc.
XEL / Xcel Energy Inc.
SHPG / Shire Plc.
BDX / Becton, Dickinson and Company
XME / SPDR Series Trust - SPDR S&P Metals & Mining ETF
SWBI / Smith & Wesson Brands, Inc.
NZF / Nuveen Municipal Credit Income Fund
EPD / Enterprise Products Partners L.P. - Limited Partnership
MUA / BlackRock MuniAssets Fund, Inc.
NXRT / NexPoint Residential Trust, Inc.
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
PRU / Prudential Financial, Inc.
PMO / Putnam Municipal Opportunities Trust
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO
MQT / BlackRock MuniYield Quality Fund II, Inc.
CAKE / The Cheesecake Factory Incorporated
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
SIRI / Sirius XM Holdings Inc.
DOW / Dow Inc.
TSC / Tristate Capital Holdings Inc
IBD 50 / IBD 50 ETF (004006508)
GAB / The Gabelli Equity Trust Inc.
PSI / Invesco Exchange-Traded Fund Trust - Invesco Semiconductors ETF
74005P104 / Praxair, Inc.
BAC.WS.A / Bank of America Corp. A Warrants
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
EXTR / Extreme Networks, Inc.
RDCM / RADCOM Ltd.
CLSN / Imunon Inc
ACAD / ACADIA Pharmaceuticals Inc.
XRX / Xerox Holdings Corporation
WEN / The Wendy's Company
EZU / iShares, Inc. - iShares MSCI Eurozone ETF
UA / Under Armour, Inc.
AET / Aetna, Inc.
61166W101 / Monsanto Co.
NVS / Novartis AG - Depositary Receipt (Common Stock)
HLX / Helix Energy Solutions Group, Inc.
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
FCX / Freeport-McMoRan Inc.
SCU / Sculptor Capital Management Inc - Class A
887228104 / Time Inc.
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
US0549371070 / BB&T Corp.
PICK / iShares, Inc. - iShares MSCI Global Metals & Mining Producers ETF
XES / SPDR Series Trust - SPDR S&P Oil & Gas Equipment & Services ETF
JAG / Jagged Peak Energy Inc.
WGO / Winnebago Industries, Inc.
COL / Rockwell Collins, Inc.
US69354M1080 / PRA Health Sciences Inc
WR / Westar Energy, Inc.
PWB / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Growth ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
QQQ / Invesco QQQ Trust, Series 1
CWBC / Community West Bancshares
IEZ / iShares Trust - iShares U.S. Oil Equipment & Services ETF
WOR / Worthington Enterprises, Inc.
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
IXC / iShares Trust - iShares Global Energy ETF
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
DXJS / WisdomTree Trust - WisdomTree Japan Hedged SmallCap Equity Fund
PTH / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Healthcare Momentum ETF
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
TOL / Toll Brothers, Inc.
FNI / First Trust Exchange-Traded Fund III - First Trust Chindia ETF
COMM / CommScope Holding Company, Inc.
US2782651036 / Eaton Vance Corp.
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
ASIX / AdvanSix Inc.
BBH / VanEck ETF Trust - VanEck Biotech ETF
FVC / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Dynamic Focus 5 ETF
IGHG / ProShares Trust - ProShares Investment Grade - Interest Rate Hedged
TVTY / Tivity Health Inc
CQQQ / Invesco Exchange-Traded Fund Trust II - Invesco China Technology ETF
LGIH / LGI Homes, Inc.
RES / RPC, Inc.
PMM / Putnam Managed Municipal Income Trust
RYH / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Health Care ETF
SOXX / iShares Trust - iShares Semiconductor ETF
IWV / iShares Trust - iShares Russell 3000 ETF
NMZ / Nuveen Municipal High Income Opportunity Fund
PGTI / PGT Innovations, Inc.
REMX / VanEck ETF Trust - VanEck Rare Earth/Strategic Metals ETF
ES / Eversource Energy
CONE / CyrusOne Inc
COR / Cencora, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
RTN / Raytheon Co.
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
NS / NuStar Energy L.P. - Limited Partnership
018490100 / Allergan plc
TR / Tootsie Roll Industries, Inc.
BHC / Bausch Health Companies Inc.
ESNT / Essent Group Ltd.
PSTI / Pluristem Therapeutics Inc
TWX / Warner Media LLC
CCL / Carnival Corporation & plc
MYD / BlackRock MuniYield Fund, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
WFT / Weatherford International plc
XHE / SPDR Series Trust - SPDR S&P Health Care Equipment ETF
CNDT / Conduent Incorporated
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
KEY / KeyCorp
LLL / JX Luxventure Limited
BP / BP p.l.c. - Depositary Receipt (Common Stock)
UAA / Under Armour, Inc.
TAP / Molson Coors Beverage Company
CC / The Chemours Company
CAH / Cardinal Health, Inc.
NCR / NCR Corp.
CSQ / Calamos Strategic Total Return Fund
OWE / Obsidian Energy Ltd.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
WBA / Walgreens Boots Alliance, Inc.
DIS / The Walt Disney Company
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
SBUX / Starbucks Corporation
MSFT / Microsoft Corporation
ADP / Automatic Data Processing, Inc.
TRP / TC Energy Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
ABT / Abbott Laboratories
EXC / Exelon Corporation
EDIT / Editas Medicine, Inc.
IBM / International Business Machines Corporation
NYCB / Flagstar Financial, Inc.
NEM / Newmont Corporation
IR / Ingersoll Rand Inc.
PFIS / Peoples Financial Services Corp.
HPQ / HP Inc.
PLUG / Plug Power Inc.
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
CMCSA / Comcast Corporation
LOW / Lowe's Companies, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
FEI / First Trust MLP and Energy Income Fund
V / Visa Inc.
AVNS / Avanos Medical, Inc.
PPL / PPL Corporation
NOC / Northrop Grumman Corporation
AEP / American Electric Power Company, Inc.
INO / Inovio Pharmaceuticals, Inc.
LITE / Lumentum Holdings Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
ZD / Ziff Davis, Inc.
MMP / Magellan Midstream Partners L.P.
MET / MetLife, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
NEA / Nuveen AMT-Free Quality Municipal Income Fund
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
CBU / Community Financial System, Inc.
KKR / KKR & Co. Inc.
HACK / Amplify ETF Trust - Amplify Cybersecurity ETF
CL / Colgate-Palmolive Company
MMM / 3M Company
VXRT / Vaxart, Inc.
IBB / iShares Trust - iShares Biotechnology ETF
PNC / The PNC Financial Services Group, Inc.
ILF / iShares Trust - iShares Latin America 40 ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
MFC / Manulife Financial Corporation
LCTX / Lineage Cell Therapeutics, Inc.
CTRA / Coterra Energy Inc.
ED / Consolidated Edison, Inc.
MAR / Marriott International, Inc.
MO / Altria Group, Inc.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
SPG / Simon Property Group, Inc.
IONS / Ionis Pharmaceuticals, Inc.
NKE / NIKE, Inc.
AR / Antero Resources Corporation
DELL / Dell Technologies Inc.
JNJ / Johnson & Johnson
CSX / CSX Corporation
CTSH / Cognizant Technology Solutions Corporation
BAC / Bank of America Corporation
ZBH / Zimmer Biomet Holdings, Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
PDS / Precision Drilling Corporation
HON / Honeywell International Inc.
CVS / CVS Health Corporation
TDY / Teledyne Technologies Incorporated
NCLH / Norwegian Cruise Line Holdings Ltd.
GLPI / Gaming and Leisure Properties, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
MHH / Mastech Digital, Inc.
BMY / Bristol-Myers Squibb Company
F / Ford Motor Company
PG / The Procter & Gamble Company
SLX / VanEck ETF Trust - VanEck Steel ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
FEN / First Trust Energy Income and Growth Fund
PSX / Phillips 66
MS / Morgan Stanley
VGT / Vanguard World Fund - Vanguard Information Technology ETF
PEP / PepsiCo, Inc.
VRTS / Virtus Investment Partners, Inc.
SJM / The J. M. Smucker Company
TD / The Toronto-Dominion Bank
SLV / iShares Silver Trust
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
UPS / United Parcel Service, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
WMT / Walmart Inc.
HOG / Harley-Davidson, Inc.
SYK / Stryker Corporation
GE / General Electric Company
HSY / The Hershey Company
SMH / VanEck ETF Trust - VanEck Semiconductor ETF
NVGS / Navigator Holdings Ltd.
GDV / The Gabelli Dividend & Income Trust
AZO / AutoZone, Inc.
EXPE / Expedia Group, Inc.
ACN / Accenture plc
HD / The Home Depot, Inc.
CMI / Cummins Inc.
VZ / Verizon Communications Inc.
QCOM / QUALCOMM Incorporated
INTC / Intel Corporation
TRV / The Travelers Companies, Inc.
ET / Energy Transfer LP - Limited Partnership
WFC / Wells Fargo & Company
ABBV / AbbVie Inc.
CVX / Chevron Corporation
C / Citigroup Inc.
BRK.B / Berkshire Hathaway Inc.
MRK / Merck & Co., Inc.
LMT / Lockheed Martin Corporation
KO / The Coca-Cola Company
UNH / UnitedHealth Group Incorporated
RTX / RTX Corporation
MBCN / Middlefield Banc Corp.
WASH / Washington Trust Bancorp, Inc.
EMN / Eastman Chemical Company
ESSA / ESSA Bancorp, Inc.
MCD / McDonald's Corporation
XOM / Exxon Mobil Corporation
AMZN / Amazon.com, Inc.
AGR / Avangrid, Inc.
MPA / BlackRock MuniYield Pennsylvania Quality Fund
OIH / VanEck ETF Trust - VanEck Oil Services ETF
XSD / SPDR Series Trust - SPDR S&P Semiconductor ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
CAT / Caterpillar Inc.
BA / The Boeing Company
AMED / Amedisys, Inc.
SRE / Sempra
WDC / Western Digital Corporation
VMW / Vmware Inc. - Class A
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
ALLE / Allegion plc
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
GOOGL / Alphabet Inc.
T / AT&T Inc.
META / Meta Platforms, Inc.
SPY / SPDR S&P 500 ETF
NEE / NextEra Energy, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
CLNE / Clean Energy Fuels Corp.
D / Dominion Energy, Inc.
CRM / Salesforce, Inc.
EMR / Emerson Electric Co.
GLD / SPDR Gold Trust
PFE / Pfizer Inc.
UGI / UGI Corporation
PM / Philip Morris International Inc.
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF
FDX / FedEx Corporation
AMGN / Amgen Inc.
ORCL / Oracle Corporation
KMI / Kinder Morgan, Inc.
GOOG / Alphabet Inc.
JPM / JPMorgan Chase & Co.
SRPT / Sarepta Therapeutics, Inc.
RMBS / Rambus Inc.
REGN / Regeneron Pharmaceuticals, Inc.
PENN / PENN Entertainment, Inc.
TXN / Texas Instruments Incorporated
QSR / Restaurant Brands International Inc.
COP / ConocoPhillips
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
GM / General Motors Company
PFG / Principal Financial Group, Inc.
CSCO / Cisco Systems, Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
SHW / The Sherwin-Williams Company
HOLX / Hologic, Inc.
HAL / Halliburton Company
LUMN / Lumen Technologies, Inc.
PEG / Public Service Enterprise Group Incorporated
ENB / Enbridge Inc.
SCHW / The Charles Schwab Corporation
NSC / Norfolk Southern Corporation
SWKS / Skyworks Solutions, Inc.
GD / General Dynamics Corporation