Market Value150,935,000
Total Holdings225
File Date2022-11-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
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CNDT / Conduent Incorporated
BWZ / SPDR Series Trust - SPDR Bloomberg Short Term International Treasury Bond ETF
T / AT&T Inc.
PTY / Partway Group Plc
AAIC / Arlington Asset Investment Corp - Class A
PHK / PIMCO High Income Fund
PBYI / Puma Biotechnology, Inc.
HYT / BlackRock Corporate High Yield Fund, Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
DBRG / DigitalBridge Group, Inc.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
IBB / iShares Trust - iShares Biotechnology ETF
IIM / Invesco Value Municipal Income Trust
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
VOX / Vanguard World Fund - Vanguard Communication Services ETF
IDV / iShares Trust - iShares International Select Dividend ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
NAD / Nuveen Quality Municipal Income Fund
EVM / Eaton Vance California Municipal Bond Fund
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
HYT / BlackRock Corporate High Yield Fund, Inc.
PBI / Pitney Bowes Inc.
NEA / Nuveen AMT-Free Quality Municipal Income Fund
BNS / The Bank of Nova Scotia
CII / BlackRock Enhanced Large Cap Core Fund, Inc.
PZC / PIMCO California Municipal Income Fund III
PSJ / Invesco Capital Management LLC - Invesco Dynamic Software ETF
NABRIVA THERAPEUTICS PLC / SHS (G63637113)
EPZM / Epizyme Inc
PFXF / VanEck ETF Trust - VanEck Preferred Securities ex Financials ETF
BFZ / BlackRock California Municipal Income Trust
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
BGR / BlackRock Energy and Resources Trust
VMO / Invesco Municipal Opportunity Trust
AVRO / AVROBIO, Inc.
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
ADAP / Adaptimmune Therapeutics plc - Depositary Receipt (Common Stock)
NMCO / Nuveen Municipal Credit Opportunities Fund
NYCB / Flagstar Financial, Inc.
GMTX / Gemini Therapeutics Inc
NDMO / Nuveen Dynamic Municipal Opportunities Fund
MUC / BlackRock MuniHoldings California Quality Fund, Inc.
VGM / Invesco Trust for Investment Grade Municipals
GOOGL / Alphabet Inc.
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
NUV / Nuveen Municipal Value Fund, Inc.
TSLA / Tesla, Inc.
TCDA / Tricida Inc
TRHC / Tabula Rasa HealthCare Inc
PBD / Invesco Exchange-Traded Fund Trust II - Invesco Global Clean Energy ETF
LJPC / La Jolla Pharmaceutical Co.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
VKQ / Invesco Municipal Trust
SRNE / Sorrento Therapeutics, Inc.
FUTY / Fidelity Covington Trust - Fidelity MSCI Utilities Index ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
JPS / Nuveen Preferred & Income Securities Fund
QUAD / Quad/Graphics, Inc.
LUMN / Lumen Technologies, Inc.
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
BGY / BlackRock Enhanced International Dividend Trust
BOE / BlackRock Enhanced Global Dividend Trust
BTZ / BlackRock Credit Allocation Income Trust
JNJ / Johnson & Johnson
CHY / Calamos Convertible and High Income Fund
VFH / Vanguard World Fund - Vanguard Financials ETF
FOLD / Amicus Therapeutics, Inc.
ACAD / ACADIA Pharmaceuticals Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
REM / iShares Trust - iShares Mortgage Real Estate ETF
CEMI / Chembio Diagnostics Inc.
BYND / Beyond Meat, Inc.
MAC / The Macerich Company
AMRN / Amarin Corporation plc - Depositary Receipt (Common Stock)
AERI / Aerie Pharmaceuticals Inc
PWZ / Invesco Exchange-Traded Fund Trust II - Invesco California AMT-Free Municipal Bond ETF
AKBA / Akebia Therapeutics, Inc.
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
BXMX / Nuveen S&P 500 Buy-Write Income Fund
EIM / Eaton Vance Municipal Bond Fund
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
EMGF / iShares, Inc. - iShares Emerging Markets Equity Factor ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
NCV / Virtus Convertible & Income Fund
EUSA / iShares, Inc. - iShares MSCI USA Equal Weighted ETF
QLTA / iShares Trust - iShares Aaa - A Rated Corporate Bond ETF
NMZ / Nuveen Municipal High Income Opportunity Fund
CMF / iShares Trust - iShares California Muni Bond ETF
SPHQ / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Quality ETF
AAPL / Apple Inc.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
PIO / Invesco Exchange-Traded Fund Trust II - Invesco Global Water ETF
MSFT / Microsoft Corporation
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
VWOB / Vanguard Whitehall Funds - Vanguard Emerging Markets Government Bond ETF
DEED / First Trust Exchange-Traded Fund VIII - First Trust TCW Securitized Plus ETF
VLUE / iShares Trust - iShares MSCI USA Value Factor ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
URA / Global X Funds - Global X Uranium ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
QQQ / Invesco QQQ Trust, Series 1
FLTR / VanEck ETF Trust - VanEck IG Floating Rate ETF
VTWO / Vanguard Scottsdale Funds - Vanguard Russell 2000 ETF
XERS / Xeris Biopharma Holdings, Inc.
NLY / Annaly Capital Management, Inc.
IGF / iShares Trust - iShares Global Infrastructure ETF
IVLU / iShares Trust - iShares MSCI Intl Value Factor ETF
ASMB / Assembly Biosciences, Inc.
AMZN / Amazon.com, Inc.
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
DNP / DNP Select Income Fund Inc.
HLIT / Harmonic Inc.
BCX / Blackrock Resources & Commodities Strategy Trust
OLMA / Olema Pharmaceuticals, Inc.
IQI / Invesco Quality Municipal Income Trust
ATRA / Atara Biotherapeutics, Inc.
NZF / Nuveen Municipal Credit Income Fund
NAC / Nuveen California Quality Municipal Income Fund
EBND / SPDR Series Trust - SPDR Bloomberg Emerging Markets Local Bond ETF
SLDB / Solid Biosciences Inc.
ATNX / Athenex Inc
ADVM / Adverum Biotechnologies, Inc.
GRTS / Gritstone bio, Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
ICPT / Intercept Pharmaceuticals Inc
NVG / Nuveen AMT-Free Municipal Credit Income Fund
WVE / Wave Life Sciences Ltd.
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
VCV / Invesco California Value Municipal Income Trust
INO / Inovio Pharmaceuticals, Inc.
KPTI / Karyopharm Therapeutics Inc.
BFK / BlackRock Municipal Income Trust
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
AQST / Aquestive Therapeutics, Inc.
CLVS / Clovis Oncology Inc
AXDX / Accelerate Diagnostics, Inc.
REPH / Societal CDMO Inc
AMRX / Amneal Pharmaceuticals, Inc.
SDIV / Global X Funds - Global X SuperDividend ETF
AGNC / AGNC Investment Corp.
DHC / Diversified Healthcare Trust
ORTX / Orchard Therapeutics plc - Depositary Receipt (Common Stock)
EVVAQ / Enviva Inc.
DFAT / Dimensional ETF Trust - Dimensional U.S. Targeted Value ETF
IAGG / iShares Trust - iShares Core International Aggregate Bond ETF
XHE / SPDR Series Trust - SPDR S&P Health Care Equipment ETF
SPIP / SPDR Series Trust - SPDR Portfolio TIPS ETF
ICVT / iShares Trust - iShares Convertible Bond ETF
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
REZ / iShares Trust - iShares Residential and Multisector Real Estate ETF
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
ICLN / iShares Trust - iShares Global Clean Energy ETF
PSEC / Prospect Capital Corporation
PFF / iShares Trust - iShares Preferred and Income Securities ETF
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
IVZ / Invesco Ltd.
PBW / Invesco Exchange-Traded Fund Trust - Invesco WilderHill Clean Energy ETF
SPYV / SPDR Series Trust - SPDR Portfolio S&P 500 Value ETF
BRP / The Baldwin Insurance Group, Inc.
HSY / The Hershey Company
UNH / UnitedHealth Group Incorporated
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
DFAC / Dimensional ETF Trust - Dimensional U.S. Core Equity 2 ETF
SUSB / iShares Trust - iShares ESG Aware 1-5 Year USD Corporate Bond ETF
IMCG / iShares Trust - iShares Morningstar Mid-Cap Growth ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
IFGL / iShares Trust - iShares International Developed Real Estate ETF
CSCO / Cisco Systems, Inc.
JIG / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan International Growth ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
BA / The Boeing Company
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
QQQM / Invesco Exchange-Traded Fund Trust II - Invesco NASDAQ 100 ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
DFAS / Dimensional ETF Trust - Dimensional U.S. Small Cap ETF
HD / The Home Depot, Inc.
GOOG / Alphabet Inc.
LLY / Eli Lilly and Company
XOM / Exxon Mobil Corporation
MUB / iShares Trust - iShares National Muni Bond ETF
PXH / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Emerging Markets ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
GLD / SPDR Gold Trust
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
EWS / iShares, Inc. - iShares MSCI Singapore ETF
DFIV / Dimensional ETF Trust - Dimensional International Value ETF
ARES / Ares Management Corporation
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
V / Visa Inc.
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
SLF / Sun Life Financial Inc.
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
IWM / iShares Trust - iShares Russell 2000 ETF
GSEW / Goldman Sachs ETF Trust - Goldman Sachs Equal Weight U.S. Large Cap Equity ETF
MA / Mastercard Incorporated
PFFD / Global X Funds - Global X U.S. Preferred ETF
IDEV / iShares Trust - iShares Core MSCI International Developed Markets ETF
C / Citigroup Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
ITM / VanEck ETF Trust - VanEck Intermediate Muni ETF
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
FDLO / Fidelity Covington Trust - Fidelity Low Volatility Factor ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
SPEM / SPDR Index Shares Funds - SPDR Portfolio Emerging Markets ETF
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
VCLT / Vanguard Scottsdale Funds - Vanguard Long-Term Corporate Bond ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VGLT / Vanguard Scottsdale Funds - Vanguard Long-Term Treasury ETF
ACWV / iShares, Inc. - iShares MSCI Global Min Vol Factor ETF
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
PZA / Invesco Exchange-Traded Fund Trust II - Invesco National AMT-Free Municipal Bond ETF
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
JPIB / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan International Bond Opportunities ETF
DFUV / Dimensional ETF Trust - Dimensional US Marketwide Value ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
META / Meta Platforms, Inc.
IWV / iShares Trust - iShares Russell 3000 ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
FCAL / First Trust Exchange-Traded Fund III - First Trust California Municipal High Income ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF