Market Value214,379,000
Total Holdings159
File Date2014-04-17
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AMLP / ALPS ETF Trust - Alerian MLP ETF
INTC / Intel Corporation
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
ORLY / O'Reilly Automotive, Inc.
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
MCD / McDonald's Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
IBM / International Business Machines Corporation
KO / The Coca-Cola Company
BAX / Baxter International Inc.
BBN / BlackRock Taxable Municipal Bond Trust
MUA / BlackRock MuniAssets Fund, Inc.
US1182301010 / Buckeye Partners, L.P.
CSX / CSX Corporation
GLD / SPDR Gold Trust
XEC / Cimarex Energy Co.
C / Citigroup Inc.
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
BLV / Vanguard Bond Index Funds - Vanguard Long-Term Bond ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
GLW / Corning Incorporated
DPG / Duff & Phelps Utility and Infrastructure Fund Inc.
EDE / Empire District Electric Company (The)
CSCO / Cisco Systems, Inc.
FLN / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Latin America AlphaDEX Fund
HP / Helmerich & Payne, Inc.
30064K105 / Exacttarget, Inc.
33735G107 / First Trust Value Line 100 Exchange-Traded Fund
DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
FTR / Frontier Communications Corp.
XGBAX / Guggenheim Build America Bonds
HAL / Halliburton Company
HOG / Harley-Davidson, Inc.
AXP / American Express Company
IAU / iShares Gold Trust
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
ILF / iShares Trust - iShares Latin America 40 ETF
SHV / iShares Trust - iShares Short Treasury Bond ETF
SLQD / iShares Trust - iShares 0-5 Year Investment Grade Corporate Bond ETF
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
KSU / Kansas City Southern
KMB / Kimberly-Clark Corporation
KMP /
LEG / Leggett & Platt, Incorporated
MSFT / Microsoft Corporation
T / AT&T Inc.
MO / Altria Group, Inc.
GE / General Electric Company
NS / NuStar Energy L.P. - Limited Partnership
NOM / Nuveen Missouri Quality Municipal Income Fund
NID / Nuveen Intermediate Duration Municipal Term Fund
NIQ / NIQ Global Intelligence plc
JPS / Nuveen Preferred & Income Securities Fund
JPI / Nuveen Preferred Securities & Income Opportunities Fund
NQU / Nuveen Quality Income Municipal Fund, Inc.
670984103 / Nuveen Municipal Opportunity Fund, Inc.
OKS / ONEOK Partners, L.P.
PXD / Pioneer Natural Resources Company
PSP / Invesco Exchange-Traded Fund Trust - Invesco Global Listed Private Equity ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
PTF / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Technology Momentum ETF
PTH / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Healthcare Momentum ETF
PRN / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Industrials Momentum ETF
PFI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Financial Momentum ETF
PXI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Energy Momentum ETF
PSL / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Consumer Staples Momentum ETF
PEZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PYZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Basic Materials Momentum ETF
PUI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Utilities Momentum ETF
PBE / Invesco Exchange-Traded Fund Trust - Invesco Biotechnology & Genome ETF
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
RF / Regions Financial Corporation
ABT / Abbott Laboratories
SPY / SPDR S&P 500 ETF
PM / Philip Morris International Inc.
BRK.B / Berkshire Hathaway Inc.
PSK / SPDR Series Trust - SPDR ICE Preferred Securities ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
SBR / Sabine Royalty Trust
TIP / iShares Trust - iShares TIPS Bond ETF
SFY / Tidal Trust I - SoFi Select 500 ETF
SYY / Sysco Corporation
TWX / Warner Media LLC
TRP / TC Energy Corporation
TSN / Tyson Foods, Inc.
WAG /
MMU / Western Asset Managed Municipals Fund Inc.
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
DRW / WisdomTree Trust - WisdomTree Global ex-US Real Estate Fund
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
DTH / WisdomTree Trust - WisdomTree International High Dividend Fund
MRK / Merck & Co., Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
ORCL / Oracle Corporation
BMY / Bristol-Myers Squibb Company
JNJ / Johnson & Johnson
AAPL / Apple Inc.
CAT / Caterpillar Inc.
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
PFE / Pfizer Inc.
EZU / iShares, Inc. - iShares MSCI Eurozone ETF
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
CVX / Chevron Corporation
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
TGT / Target Corporation
DNP / DNP Select Income Fund Inc.
QCOM / QUALCOMM Incorporated
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
BAC / Bank of America Corporation
ABBV / AbbVie Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust
FJP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Japan AlphaDEX Fund
PSX / Phillips 66
COP / ConocoPhillips
JKHY / Jack Henry & Associates, Inc.
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
RVT / Royce Small-Cap Trust, Inc.
DUK / Duke Energy Corporation
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
XOM / Exxon Mobil Corporation
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
KMI / Kinder Morgan, Inc.
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
WMT / Walmart Inc.
SO / The Southern Company
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
MDLZ / Mondelez International, Inc.
BA / The Boeing Company
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
USB / U.S. Bancorp
SBUX / Starbucks Corporation
F / Ford Motor Company
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
AMZN / Amazon.com, Inc.
USA / Liberty All-Star Equity Fund
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
FPA / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Asia Pacific Ex-Japan AlphaDEX Fund
MMM / 3M Company
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
HSY / The Hershey Company
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
PEP / PepsiCo, Inc.
VZ / Verizon Communications Inc.
HD / The Home Depot, Inc.
JPM / JPMorgan Chase & Co.
EMR / Emerson Electric Co.
WFC / Wells Fargo & Company
AWF / AllianceBernstein Global High Income Fund
PG / The Procter & Gamble Company