Market Value206,690,000
Total Holdings160
File Date2014-10-08
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
HSY / The Hershey Company
IAU / iShares Gold Trust
SPG / Simon Property Group, Inc.
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
DTH / WisdomTree Trust - WisdomTree International High Dividend Fund
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
AMZN / Amazon.com, Inc.
TGT / Target Corporation
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
DUK / Duke Energy Corporation
CSCO / Cisco Systems, Inc.
FTR / Frontier Communications Corp.
SBUX / Starbucks Corporation
FJP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Japan AlphaDEX Fund
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
AAPL / Apple Inc.
USB / U.S. Bancorp
AMLP / ALPS ETF Trust - Alerian MLP ETF
IBM / International Business Machines Corporation
BAC / Bank of America Corporation
TSN / Tyson Foods, Inc.
TWX / Warner Media LLC
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
TIP / iShares Trust - iShares TIPS Bond ETF
SHV / iShares Trust - iShares Short Treasury Bond ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
WFC / Wells Fargo & Company
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
JNJ / Johnson & Johnson
MO / Altria Group, Inc.
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
KMB / Kimberly-Clark Corporation
BMY / Bristol-Myers Squibb Company
GLD / SPDR Gold Trust
PEP / PepsiCo, Inc.
FPA / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Asia Pacific Ex-Japan AlphaDEX Fund
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
EMR / Emerson Electric Co.
MCD / McDonald's Corporation
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
F / Ford Motor Company
MRK / Merck & Co., Inc.
PSX / Phillips 66
ABBV / AbbVie Inc.
USA / Liberty All-Star Equity Fund
PFE / Pfizer Inc.
SPY / SPDR S&P 500 ETF
PM / Philip Morris International Inc.
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
PXD / Pioneer Natural Resources Company
PTH / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Healthcare Momentum ETF
HOG / Harley-Davidson, Inc.
NIQ / NIQ Global Intelligence plc
CSX / CSX Corporation
HAL / Halliburton Company
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
NS / NuStar Energy L.P. - Limited Partnership
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
JPI / Nuveen Preferred Securities & Income Opportunities Fund
NQU / Nuveen Quality Income Municipal Fund, Inc.
NOM / Nuveen Missouri Quality Municipal Income Fund
33735G107 / First Trust Value Line 100 Exchange-Traded Fund
OKS / ONEOK Partners, L.P.
PUI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Utilities Momentum ETF
GLW / Corning Incorporated
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
XEC / Cimarex Energy Co.
KSU / Kansas City Southern
WAG /
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
PYZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Basic Materials Momentum ETF
EDE / Empire District Electric Company (The)
KMP /
PBE / Invesco Exchange-Traded Fund Trust - Invesco Biotechnology & Genome ETF
SLQD / iShares Trust - iShares 0-5 Year Investment Grade Corporate Bond ETF
PSP / Invesco Exchange-Traded Fund Trust - Invesco Global Listed Private Equity ETF
US1182301010 / Buckeye Partners, L.P.
FTEK / Fuel Tech, Inc.
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
CAB / Cabela's Incorporated
SYY / Sysco Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
RF / Regions Financial Corporation
LEG / Leggett & Platt, Incorporated
DRW / WisdomTree Trust - WisdomTree Global ex-US Real Estate Fund
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
BAX / Baxter International Inc.
SBR / Sabine Royalty Trust
NID / Nuveen Intermediate Duration Municipal Term Fund
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
MUA / BlackRock MuniAssets Fund, Inc.
PSL / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Consumer Staples Momentum ETF
DPG / Duff & Phelps Utility and Infrastructure Fund Inc.
NDP / Tortoise Energy Independence Fund, Inc.
C / Citigroup Inc.
XGBAX / Guggenheim Build America Bonds
TRP / TC Energy Corporation
JPS / Nuveen Preferred & Income Securities Fund
670984103 / Nuveen Municipal Opportunity Fund, Inc.
ILF / iShares Trust - iShares Latin America 40 ETF
PXI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Energy Momentum ETF
DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
BBN / BlackRock Taxable Municipal Bond Trust
PRN / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Industrials Momentum ETF
PEZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PTF / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Technology Momentum ETF
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
SLB / Schlumberger Limited
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
30064K105 / Exacttarget, Inc.
MMU / Western Asset Managed Municipals Fund Inc.
PFI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Financial Momentum ETF
GIS / General Mills, Inc.
KMI / Kinder Morgan, Inc.
T / AT&T Inc.
GE / General Electric Company
ABT / Abbott Laboratories
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
MSFT / Microsoft Corporation
PG / The Procter & Gamble Company
O / Realty Income Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
GOOGL / Alphabet Inc.
WMT / Walmart Inc.
LMT / Lockheed Martin Corporation
CAT / Caterpillar Inc.
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
AXP / American Express Company
CVX / Chevron Corporation
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
XOM / Exxon Mobil Corporation
FLN / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Latin America AlphaDEX Fund
EZU / iShares, Inc. - iShares MSCI Eurozone ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
PSK / SPDR Series Trust - SPDR ICE Preferred Securities ETF
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
ORLY / O'Reilly Automotive, Inc.
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
BRK.B / Berkshire Hathaway Inc.
RVT / Royce Small-Cap Trust, Inc.
MDLZ / Mondelez International, Inc.
JKHY / Jack Henry & Associates, Inc.
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
AWF / AllianceBernstein Global High Income Fund
INTC / Intel Corporation
KO / The Coca-Cola Company
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
BLV / Vanguard Bond Index Funds - Vanguard Long-Term Bond ETF
VZ / Verizon Communications Inc.
MMM / 3M Company
QCOM / QUALCOMM Incorporated
HD / The Home Depot, Inc.
JPM / JPMorgan Chase & Co.
COP / ConocoPhillips
DNP / DNP Select Income Fund Inc.
SO / The Southern Company
BA / The Boeing Company
KMI / Kinder Morgan, Inc.
ORCL / Oracle Corporation
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
HP / Helmerich & Payne, Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund