Market Value376,744,000
Total Holdings235
File Date2016-11-01
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
EMR / Emerson Electric Co.
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
PEP / PepsiCo, Inc.
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
DIA / SPDR Dow Jones Industrial Average ETF Trust
TSN / Tyson Foods, Inc.
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
JNJ / Johnson & Johnson
GE / General Electric Company
MCD / McDonald's Corporation
IAU / iShares Gold Trust
FJP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Japan AlphaDEX Fund
SBUX / Starbucks Corporation
AXP / American Express Company
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
EXAS / Exact Sciences Corporation
TGT / Target Corporation
CSCO / Cisco Systems, Inc.
F / Ford Motor Company
SLB / Schlumberger Limited
FTR / Frontier Communications Corp.
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
KHC / The Kraft Heinz Company
ILF / iShares Trust - iShares Latin America 40 ETF
MSFT / Microsoft Corporation
MRK / Merck & Co., Inc.
IBM / International Business Machines Corporation
AAPL / Apple Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
DIS / The Walt Disney Company
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
TWX / Warner Media LLC
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
DTH / WisdomTree Trust - WisdomTree International High Dividend Fund
PFE / Pfizer Inc.
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
WBA / Walgreens Boots Alliance, Inc.
LMT / Lockheed Martin Corporation
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
MMP / Magellan Midstream Partners L.P.
T / AT&T Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
YUM / Yum! Brands, Inc.
FLN / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Latin America AlphaDEX Fund
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
KO / The Coca-Cola Company
AMZN / Amazon.com, Inc.
USA / Liberty All-Star Equity Fund
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
O / Realty Income Corporation
UPS / United Parcel Service, Inc.
PG / The Procter & Gamble Company
SPY / SPDR S&P 500 ETF
HSY / The Hershey Company
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
BLV / Vanguard Bond Index Funds - Vanguard Long-Term Bond ETF
PXD / Pioneer Natural Resources Company
CSX / CSX Corporation
GLW / Corning Incorporated
MDY / SPDR S&P MidCap 400 ETF Trust
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
AFSD / AFLAC, Inc.
MDC / M.D.C. Holdings, Inc.
US8794338454 / Telephone and Data Systems, 6.875% Senior Bonds due 11/15/2059
DLTR / Dollar Tree, Inc.
US40416M1053 / Hd Supply Inc.
SIGI / Selective Insurance Group, Inc.
KIM / Kimco Realty Corporation
LKQ / LKQ Corporation
STT / State Street Corporation
US00C4U1L353 / Mylan N.V.
SNH / Senior Housing Properties Trust
SPG / Simon Property Group, Inc.
HOG / Harley-Davidson, Inc.
IEP / Icahn Enterprises L.P.
BSJG / Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
/ iShares Morningstar Mid-Cap Value ETF
ARRS / ARRIS International plc
US00163U1060 / AMAG Pharmaceuticals, Inc.
US74913G6008 / Qwest Corporation, 6.125% Bonds due 6/1/2053
SKX / Skechers U.S.A., Inc.
EAA / Entergy Arkansas, 5.75% Series First Mortgage Bonds due 11/1/2040
PUI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Utilities Momentum ETF
NVG / Nuveen AMT-Free Municipal Credit Income Fund
OPB / Opus Bank
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
KKR / KKR & Co. Inc.
JBL / Jabil Inc.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
33735G107 / First Trust Value Line 100 Exchange-Traded Fund
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
JPM.PRA / JP Morgan Chase & Co., Preferred A
PSL / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Consumer Staples Momentum ETF
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
PYZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Basic Materials Momentum ETF
XGBAX / Guggenheim Build America Bonds
PTF / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Technology Momentum ETF
OKS / ONEOK Partners, L.P.
EDE / Empire District Electric Company (The)
WFC.PRO / Wells Fargo & Co., 5.125% Dep Shares Non-Cumul Perp Preferred Stock Series O
PRE / Prenetics Global Limited
PXI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Energy Momentum ETF
US8545027059 / Stanley Black & Decker, 5.750% Junior Subordinated Debentures due 7/25/2052
DAL / Delta Air Lines, Inc.
PBE / Invesco Exchange-Traded Fund Trust - Invesco Biotechnology & Genome ETF
BC / Brunswick Corporation
BERY / Berry Global Group, Inc.
COMM / CommScope Holding Company, Inc.
US1182301010 / Buckeye Partners, L.P.
US7443206070 / Prudential Financial, 5.75% Junior Subordinated Bonds due 12/15/2052
PRN / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Industrials Momentum ETF
PSP / Invesco Exchange-Traded Fund Trust - Invesco Global Listed Private Equity ETF
RNR / RenaissanceRe Holdings Ltd.
STLD / Steel Dynamics, Inc.
HAL / Halliburton Company
SHV / iShares Trust - iShares Short Treasury Bond ETF
GILD / Gilead Sciences, Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
XEC / Cimarex Energy Co.
KSU / Kansas City Southern
DRW / WisdomTree Trust - WisdomTree Global ex-US Real Estate Fund
GTN / Gray Media, Inc.
ESNT / Essent Group Ltd.
30064K105 / Exacttarget, Inc.
BANC / Banc of California, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
AMAT / Applied Materials, Inc.
OMF / OneMain Holdings, Inc.
NOM / Nuveen Missouri Quality Municipal Income Fund
DUK / Duke Energy Corporation
CAB / Cabela's Incorporated
EL / The Estée Lauder Companies Inc.
RF / Regions Financial Corporation
SYY / Sysco Corporation
US0549371070 / BB&T Corp.
MUA / BlackRock MuniAssets Fund, Inc.
LEG / Leggett & Platt, Incorporated
DIM / WisdomTree Trust - WisdomTree International MidCap Dividend Fund
PSA / Public Storage
BAX / Baxter International Inc.
SBR / Sabine Royalty Trust
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
JBLU / JetBlue Airways Corporation
PFI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Financial Momentum ETF
US0549371070 / BB&T Corp.
PSB / PS Business Parks, Inc.
FTEK / Fuel Tech, Inc.
OIBRQ / Oi S.A. - Depositary Receipt (Common Stock)
SCHW.PRB / Schwab Charles Corp, 6.00% Dep Shares Non-cumul Perp Pfd Stock Series B
DPG / Duff & Phelps Utility and Infrastructure Fund Inc.
PEZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
NEUBERGER BERMAN MLP I COM / Closed End Fund (59021J307)
BBN / BlackRock Taxable Municipal Bond Trust
CCS / Century Communities, Inc.
PTH / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Healthcare Momentum ETF
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
BLDR / Builders FirstSource, Inc.
TX / Ternium S.A. - Depositary Receipt (Common Stock)
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
NDP / Tortoise Energy Independence Fund, Inc.
PL.PRE / Protective Life Corp.
DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
JPS / Nuveen Preferred & Income Securities Fund
MXL / MaxLinear, Inc.
SCE.PRG / SCE Trust II - Preferred Security
AGU / Agrium Inc.
GCI / Gannett Co., Inc.
PEAK / Healthpeak Properties, Inc.
BX / Blackstone Inc.
COP / ConocoPhillips
BMY / Bristol-Myers Squibb Company
FBMS / The First Bancshares, Inc.
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
VZ / Verizon Communications Inc.
DVY / iShares Trust - iShares Select Dividend ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
WPC / W. P. Carey Inc.
MO / Altria Group, Inc.
KR / The Kroger Co.
XOM / Exxon Mobil Corporation
ABT / Abbott Laboratories
WY / Weyerhaeuser Company
AVGO / Broadcom Inc.
V / Visa Inc.
WMT / Walmart Inc.
BAC / Bank of America Corporation
CAT / Caterpillar Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
DUK / Duke Energy Corporation
GOOGL / Alphabet Inc.
CAH / Cardinal Health, Inc.
EW / Edwards Lifesciences Corporation
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
HP / Helmerich & Payne, Inc.
EZU / iShares, Inc. - iShares MSCI Eurozone ETF
HD / The Home Depot, Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
PSK / SPDR Series Trust - SPDR ICE Preferred Securities ETF
USB / U.S. Bancorp
BRK.B / Berkshire Hathaway Inc.
NEE / NextEra Energy, Inc.
NEE / NextEra Energy, Inc.
ORLY / O'Reilly Automotive, Inc.
QCOM / QUALCOMM Incorporated
PM / Philip Morris International Inc.
CMCSA / Comcast Corporation
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
ABBV / AbbVie Inc.
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
RVT / Royce Small-Cap Trust, Inc.
MMM / 3M Company
DNP / DNP Select Income Fund Inc.
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
AWF / AllianceBernstein Global High Income Fund
NEE / NextEra Energy, Inc.
KMI / Kinder Morgan, Inc.
BA / The Boeing Company
INTC / Intel Corporation
JKHY / Jack Henry & Associates, Inc.
GOOG / Alphabet Inc.
ORCL / Oracle Corporation
MIN / MFS Intermediate Income Trust
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
GLD / SPDR Gold Trust
FPA / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Asia Pacific Ex-Japan AlphaDEX Fund
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
PSX / Phillips 66
WFC / Wells Fargo & Company
CVX / Chevron Corporation
UNH / UnitedHealth Group Incorporated
SO / The Southern Company
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
JPM / JPMorgan Chase & Co.
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
MDLZ / Mondelez International, Inc.
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
KMB / Kimberly-Clark Corporation
META / Meta Platforms, Inc.
NEE / NextEra Energy, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund