All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings.
These reports are called 13F reports. However, the filings are required
the following quarter
from the reporting period,
which means that by the time the filing is made (and we see them), the information could be five months old.
For funds
with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover,
the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions
are identified in the table. However, they are not required to report short positions.
Click the link icon to see the full transaction history.
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| Security |
Imputed
Share Price |
Prev
Shares |
Current
Shares |
Change
(Percent) |
Prev Value
(USD x1000) |
Current Value
(USD x1000) |
Change
(Percent) |
|---|
| US001546AP59 / AK Steel Holding Corp. 1.5% Bond due 2019-11-15
|
|
|
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|
| 00163UAA4 / AMAG Pharmaceuticals, Inc. 2.5% Bond Due 2/15/2019
|
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|
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|
|
| 69329YAF1 / PDL BioPharma, Inc. Bond 4.00% Due 2/1/2018
|
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| ADXSW / Advaxis, Inc. Warrants
|
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| ADXS / Ayala Pharmaceuticals, Inc.
|
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| 02076XAE2 / Alpha Natural Resources, Inc. Bond
|
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| ARCP /
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| 03762UAA3 / Apollo Commercial Real Estate Finance, Inc. Bond
|
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| 055639AC2 / BPZ Resources, Inc. Bond
|
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| BPZRQ / BPZ Resources, Inc.
|
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| 09257WAA8 / Blackstone Mtg Tr Inc Bond
|
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| CSV / Carriage Services, Inc.
|
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| 148411AF8 / A.M. Castle & Co. Bond
|
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| 151290BB8 / Cemex S.A.B de C.V. Bond 3.250% 3/1
|
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| LNG / Cheniere Energy, Inc.
|
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|
|
|
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|
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| LNG / Cheniere Energy, Inc. Call
|
|
|
|
|
|
|
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| Ciena Corp
/ Note 4.0000% 15-Mar-2015 (171779AF8) |
|
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|
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|
|
| CGBBW / Citigroup, Inc. Warrants exp. 2018-10-28
|
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|
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| CGBBW / Citigroup, Inc. Warrants exp. 2018-10-28
|
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|
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| CIEIQ / Cobalt Intl Energy Inc Call
|
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|
|
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| 368682AN0 / Ajrd 4.0625 12/31/2039 Bond
|
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| CUBIST PHARMACEUTICALS INC
/ RIGHT 99/99/9999 (229678123) |
|
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| DLLR / Dfc Global Corp.
|
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| DOLLAR FINL CORP
/ NOTE 3.000% 4/0 (256664AC7) |
|
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| 29264FAB2 / Endo International plc Bond
|
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| 30161QAC8 / Exelixis, Inc. Bond
|
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| 34385PAA6 / Fluidigm Corp. Bond
|
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|
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| Forest City Enterprises
/ Note 3.6250% 15-Aug-2020 (345550AQ0) |
|
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| FCEL / FuelCell Energy, Inc.
|
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| 398905AE9 / Group 1 Automotive, Inc. Bond
|
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|
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| HOLX / Hologic, Inc.
|
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| STAR / iStar Inc Call
|
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|
|
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|
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| KMI.WS / Kinder Morgan, Inc. Warrants
|
|
|
|
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|
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| 502413AW7 / L-3 Communications Holdings, Inc. Convertible Bond 3%
|
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|
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| 535678AC0 / Linear Technology Corp. Bond
|
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| MNKD / MannKind Corporation Call
|
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| 590328AA8 / Merrimack Pharmaceuticals, Inc. Bond
|
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| 595112AW3 / Micron Technology, Inc. Bond 2.375% 5/0
|
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| MCP /
|
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| 608753AF6 / Molycorp, Inc. Bond
|
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| 651718AC2 / Newpark Resources, Inc., Bond 4%, Due 2017
|
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| 693320AN3 / PHH Corp. Bond
|
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|
|
|
|
|
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| JCP / J.C. Penney Co., Inc. Call
|
|
|
|
|
|
|
|
| RF MICRODEVICES INC
/ NOTE 1.000% 4/1 (749941AJ9) |
|
|
|
|
|
|
|
| SWYDF / Stornoway Diamond Corporation Call
|
|
|
|
|
|
|
|
| SNY / Sanofi - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| SOLARFUN POWER HOLDINGS CO L
/ NOTE 3.500% 1/1 (83415UAB4) |
|
|
|
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| TVIA / TerraVia Holdings, Inc.
|
|
|
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| STWD / Starwood Property Trust, Inc. Call
|
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| 85571BAB1 / Starwood Property Trust Inc Bond
|
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| 86074QAL6 / Stillwater Mining Company Bond
|
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| SUNE / SUNation Energy Inc. Put
|
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| 874054AC3 / Take-Two Interactive Software, Inc. Bond
|
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| 88160RAB7 / Tesla Motors, Inc. Convertible Bond 0.250% Due 3/1/2019
|
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| US88160RAC51 / Tesla Motors, Inc. Bond 1.25% Due 3/1/2021
|
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| 888305AA7 / Titan Wheel Bond
|
|
|
|
|
|
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| X / United States Steel Corporation Call
|
|
|
|
|
|
|
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| 912909AE8 / United States Steel Corp. Bond 4.00% Due 5/15/2014
|
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|
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|
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| 92240MAY4 / Vector Group, Ltd. 2.5% Bond Due 1/15/2019
|
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| 92763WAA1 / Vipshop Holdings, Inc. Bond
|
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| XWEL / XWELL, Inc.
|
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| 959319AC8 / Western Refining, Inc. Bond 5.750%
|
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|
|
|
|
|
|
| XM Satellite Radio
/ Note 7.0000% 01-Dec-2014 (98375YAU0) |
|
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| SPY / SPDR S&P 500 ETF Put
|
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