Market Value125,535,000
Total Holdings351
File Date2016-11-17
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
TXN / Texas Instruments Incorporated
CELG / Celgene Corp.
BHI / Baker Hughes Inc.
T / AT&T Inc.
CNC / Centene Corporation
COST / Costco Wholesale Corporation
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
US33830X1046 / Five Prime Therapeutics Inc
GPX / GP Strategies Corp.
IBB / iShares Trust - iShares Biotechnology ETF
PII / Polaris Inc.
PXE / Invesco Exchange-Traded Fund Trust - Invesco Energy Exploration & Production ETF
SBNY / Signature Bank
VTR / Ventas, Inc.
URI / United Rentals, Inc.
AAP / Advance Auto Parts, Inc.
KMI / Kinder Morgan, Inc.
VZ / Verizon Communications Inc.
FTR / Frontier Communications Corp.
IGE / iShares Trust - iShares North American Natural Resources ETF
ADS / Bread Financial Holdings Inc
FLOT / iShares Trust - iShares Floating Rate Bond ETF
LLL / JX Luxventure Limited
NMBL / Nimble Storage, Inc.
UNP / Union Pacific Corporation
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
LTM / LATAM Airlines Group S.A. - Depositary Receipt (Common Stock)
SCCO / Southern Copper Corporation
BLACKROCK DEFINED OPPRTY / (09255Q105)
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
FTI / TechnipFMC plc
SJM / The J. M. Smucker Company
VTIAX / Vanguard Star Funds - Vanguard Total International Stock Index Fund Admiral
BP / BP p.l.c. - Depositary Receipt (Common Stock)
MORN / Morningstar, Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
FE / FirstEnergy Corp.
US0549371070 / BB&T Corp.
POWI / Power Integrations, Inc.
AOL /
CPHD / Cepheid
GML / SPDR(R) S&P(R) EMERGING LATIN AMERICA ETF
WYNN / Wynn Resorts, Limited
SRCL / Stericycle, Inc.
SLB / Schlumberger Limited
LNKD / LinkedIn Corp.
CSCO / Cisco Systems, Inc.
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
BBWI / Bath & Body Works, Inc.
GPRO / GoPro, Inc.
19041P105 / CBS Corp.
PVH / PVH Corp.
CNP / CenterPoint Energy, Inc.
AOA / iShares Trust - iShares Core 80/20 Aggressive Allocation ETF
CVS / CVS Health Corporation
NATI / National Instruments Corp.
904784709 / Unilever N.V.
AMLP / ALPS ETF Trust - Alerian MLP ETF
IRWD / Ironwood Pharmaceuticals, Inc.
STI / Solidion Technology, Inc.
RDS.B / Shell Plc - ADR
DBL / DoubleLine Opportunistic Credit Fund
NAC / Nuveen California Quality Municipal Income Fund
PBW / Invesco Exchange-Traded Fund Trust - Invesco WilderHill Clean Energy ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
AMG / Affiliated Managers Group, Inc.
XPDIX / PIMCO Dynamic Income Fund
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
ERIC / Telefonaktiebolaget LM Ericsson (publ) - Depositary Receipt (Common Stock)
HEZU / iShares Trust - iShares Currency Hedged MSCI Eurozone ETF
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
QQQ / Invesco QQQ Trust, Series 1
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
SIVR / abrdn Silver ETF Trust - abrdn Physical Silver Shares ETF
RAX / Rackspace Hosting, Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
IYT / iShares Trust - iShares U.S. Transportation ETF
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
TTM / Tata Motors Ltd. - ADR
IWN / iShares Trust - iShares Russell 2000 Value ETF
SNDK / Sandisk Corporation
RRC / Range Resources Corporation
KEYS / Keysight Technologies, Inc.
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
ISRG / Intuitive Surgical, Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
IDCC / InterDigital, Inc.
EBAY / eBay Inc.
SXL / Sunoco Logistics Partners L.P.
US92220P1057 / Varian Medical Systems, Inc.
IP / International Paper Company
GE / General Electric Company
WFC / Wells Fargo & Company
IBM / International Business Machines Corporation
USO / United States Oil Fund, LP - Limited Partnership
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
PG / The Procter & Gamble Company
TWC / Spectrum Management Holding Company LLC
847560109 / Spectra Energy Corp.
GMF / SPDR Index Shares Funds - SPDR S&P Emerging Asia Pacific ETF
MARKET VECTORS ETF TR / GBL ALTER ENRG (57061R593)
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
WEBS / Direxion Shares ETF Trust - Direxion Daily Dow Jones Internet Bear 3X Shares
DBC / Invesco DB Commodity Index Tracking Fund
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
MRK / Merck & Co., Inc.
ICF / iShares Trust - iShares Select U.S. REIT ETF
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
F / Ford Motor Company
GMKKY / Gruma, S.A.B. de C.V. - Depositary Receipt (Common Stock)
VMW / Vmware Inc. - Class A
SSSS / SuRo Capital Corp.
RPV / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Value ETF
MWW / Monster Worldwide, Inc.
KRFT /
777779307 / Rosetta Resources, Inc.
WTRG / Essential Utilities, Inc.
IWO / iShares Trust - iShares Russell 2000 Growth ETF
NOV / NOV Inc.
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
MARKET VECTORS ETF TR / RUSSIA ETF (57060U506)
ADBE / Adobe Inc.
META / Meta Platforms, Inc.
WBK / Westpac Banking Corp - ADR
WFM / Whole Foods Market, Inc.
ORLY / O'Reilly Automotive, Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
IDXX / IDEXX Laboratories, Inc.
MDLZ / Mondelez International, Inc.
FDO /
ORCL / Oracle Corporation
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
IEZ / iShares Trust - iShares U.S. Oil Equipment & Services ETF
HAIN / The Hain Celestial Group, Inc.
ALL / The Allstate Corporation
OCX / OncoCyte Corporation
BMY / Bristol-Myers Squibb Company
SWX / Southwest Gas Holdings, Inc.
GOOG / Alphabet Inc.
GLD / SPDR Gold Trust
MCD / McDonald's Corporation
NI / NiSource Inc.
NEE / NextEra Energy, Inc.
ICE / Intercontinental Exchange, Inc.
RYH / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Health Care ETF
GS / The Goldman Sachs Group, Inc.
TWTR / Twitter Inc
INTU / Intuit Inc.
74005P104 / Praxair, Inc.
NTG / Tortoise Midstream Energy Fund, Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
YUM / Yum! Brands, Inc.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
CYN / Cyngn Inc.
PEP / PepsiCo, Inc.
ENPH / Enphase Energy, Inc.
ECON / Columbia ETF Trust II - Columbia Research Enhanced Emerging Economies ETF
SHW / The Sherwin-Williams Company
MARKET VECTORS ETF TR / BIOTECH ETF (57060U183)
MO / Altria Group, Inc.
SUSA / iShares Trust - iShares ESG Optimized MSCI USA ETF
TWX / Warner Media LLC
AMGN / Amgen Inc.
SPLK / Splunk Inc.
CTSH / Cognizant Technology Solutions Corporation
DVY / iShares Trust - iShares Select Dividend ETF
PCTI / PCTEL, Inc.
BIIB / Biogen Inc.
ED / Consolidated Edison, Inc.
HII / Huntington Ingalls Industries, Inc.
GPC / Genuine Parts Company
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
CMP / Compass Minerals International, Inc.
JCI / Johnson Controls International plc
AMT / American Tower Corporation
CTRX /
AYI / Acuity Inc.
INTC / Intel Corporation
CREE / Cree, Inc.
SU / Suncor Energy Inc.
OREX / Orexigen Therapeutics, Inc.
887228104 / Time Inc.
CGW / Invesco Exchange-Traded Fund Trust II - Invesco S&P Global Water Index ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
ITRI / Itron, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
VIPS / Vipshop Holdings Limited - Depositary Receipt (Common Stock)
IAU / iShares Gold Trust
DECK / Deckers Outdoor Corporation
EXPD / Expeditors International of Washington, Inc.
BBBY / Bed Bath & Beyond, Inc.
ABBV / AbbVie Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
NOC / Northrop Grumman Corporation
FLS / Flowserve Corporation
VPU / Vanguard World Fund - Vanguard Utilities ETF
PCP / Precision Castparts Corporation
SLFYF / Sun Life Financial, Inc. - 4.75% PRF PERPETUAL CAD 25 - Cls A Ser 1
ESRX / Express Scripts Holding Co.
MMM / 3M Company
NFLX / Netflix, Inc.
GOOGL / Alphabet Inc.
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
AXP / American Express Company
EMR / Emerson Electric Co.
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
VMGMX / Vanguard Index Funds - Vanguard Mid-Cap Growth Index Fund Admiral
USB / U.S. Bancorp
HAL / Halliburton Company
ASMLF / ASML Holding N.V.
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
HDV / iShares Trust - iShares Core High Dividend ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
LUMN / Lumen Technologies, Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
EQC / Equity Commonwealth
LUV / Southwest Airlines Co.
DISCK / Warner Bros.Discovery Inc - Series C
PANW / Palo Alto Networks, Inc.
SBUX / Starbucks Corporation
FTNT / Fortinet, Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
SPY / SPDR S&P 500 ETF
PAA / Plains All American Pipeline, L.P. - Limited Partnership
TSCO / Tractor Supply Company
CMG / Chipotle Mexican Grill, Inc.
EGA EMERGING GLOBAL SHS T / EGSHR BYND BRC (268461639)
KORS / Michael Kors Holdings Ltd.
WMB / The Williams Companies, Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
MLPX / Global X Funds - Global X MLP & Energy Infrastructure ETF
RBSPF / NatWest Group plc
FIVN / Five9, Inc.
DISCA / Discovery Inc - Class A
O / Realty Income Corporation
DIS / The Walt Disney Company
JPM / JPMorgan Chase & Co.
WMT / Walmart Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
SYY / Sysco Corporation
GD / General Dynamics Corporation
COF / Capital One Financial Corporation
AABA / Altaba Inc
PSP / Invesco Exchange-Traded Fund Trust - Invesco Global Listed Private Equity ETF
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
AVDL / Avadel Pharmaceuticals plc
PFF / iShares Trust - iShares Preferred and Income Securities ETF
SCHW / The Charles Schwab Corporation
WAT / Waters Corporation
WSM / Williams-Sonoma, Inc.
EXC / Exelon Corporation
FOX / Fox Corporation
ROK / Rockwell Automation, Inc.
US0153511094 / Alexion Pharmaceuticals, Inc.
BA / The Boeing Company
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
ARM / Arm Holdings plc - Depositary Receipt (Common Stock)
OKS / ONEOK Partners, L.P.
SWKS / Skyworks Solutions, Inc.
DCM / NTT DOCOMO, Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
MARKET VECTORS ETF TR / NATURAL RES ETF (57060U795)
CDK / CDK Global Inc
LLTC / Linear Technology Corp.
CL / Colgate-Palmolive Company
MARKET VECTORS ETF TR / EM LC CURR DBT (57060U522)
BRK.B / Berkshire Hathaway Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
ENB / Enbridge Inc.
DUK / Duke Energy Corporation
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
DATA / Tableau Software, Inc.
V / Visa Inc.
AMZN / Amazon.com, Inc.
IPWR / Ideal Power Inc.
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
CBI / Chicago Bridge & Iron Co., N.V.
GILD / Gilead Sciences, Inc.
PCG / PG&E Corporation
FMS / Fresenius Medical Care AG - Depositary Receipt (Common Stock)
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
WINA / Winmark Corporation
FTGC / First Trust Exchange-Traded Fund VII - First Trust Global Tactical Commodity Strategy Fund
IYG / iShares Trust - iShares U.S. Financial Services ETF
SRC / Spirit Realty Capital, Inc.
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
EOG / EOG Resources, Inc.
ADI / Analog Devices, Inc.
ADP / Automatic Data Processing, Inc.
WDAY / Workday, Inc.
ZOES / Zoe's Kitchen, Inc.
CLR / Continental Resources Inc (OKLA)
PM / Philip Morris International Inc.
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
MS / Morgan Stanley
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
VRP / Invesco Exchange-Traded Fund Trust II - Invesco Variable Rate Preferred ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
INN / Summit Hotel Properties, Inc.
XOM / Exxon Mobil Corporation
TNET / TriNet Group, Inc.
MA / Mastercard Incorporated
IWM / iShares Trust - iShares Russell 2000 ETF
KO / The Coca-Cola Company
CERN / Cerner Corp.
CP / Canadian Pacific Kansas City Limited
EL / The Estée Lauder Companies Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
FCX / Freeport-McMoRan Inc.
RTN / Raytheon Co.
EFA / iShares Trust - iShares MSCI EAFE ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
A / Agilent Technologies, Inc.
LOW / Lowe's Companies, Inc.
CVX / Chevron Corporation
BTX.WS / BioTime, Inc. Warrants exp. 2018-10-01
VUG / Vanguard Index Funds - Vanguard Growth ETF
61166W101 / Monsanto Co.
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
VRSN / VeriSign, Inc.
NTAP / NetApp, Inc.
PFE / Pfizer Inc.
JNJ / Johnson & Johnson
QCOM / QUALCOMM Incorporated
GERN / Geron Corporation
TD / The Toronto-Dominion Bank
PFPT / Proofpoint Inc
BAC / Bank of America Corporation
BAX / Baxter International Inc.
PAYX / Paychex, Inc.
BKNG / Booking Holdings Inc.
NXPI / NXP Semiconductors N.V.
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
VFINX / Vanguard Index Funds - Vanguard Index Trust 500 Index Fund
MSFT / Microsoft Corporation
PRGO / Perrigo Company plc
SMG / The Scotts Miracle-Gro Company
MDT / Medtronic plc
GREE / Greenidge Generation Holdings Inc.
AAPL / Apple Inc.
CCI / Crown Castle Inc.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
MDU / MDU Resources Group, Inc.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
WM / Waste Management, Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
PEAK / Healthpeak Properties, Inc.
DOW / Dow Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
PGEN / Precigen, Inc.
TGT / Target Corporation
HPQ / HP Inc.
TSLA / Tesla, Inc.
SWIR / Sierra Wireless Inc
ABAX / Abaxis, Inc.
NCR / NCR Corp.