Market Value564,623,000
Total Holdings142
File Date2018-09-17
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
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(USD x1000)
Current Value
(USD x1000)
Change
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VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
PSEC / Prospect Capital Corporation
KMI / Kinder Morgan, Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
FSK / FS KKR Capital Corp.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
AVGO / Broadcom Inc.
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
CVBF / CVB Financial Corp.
EFA / iShares Trust - iShares MSCI EAFE ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
PAVE / Global X Funds - Global X U.S. Infrastructure Development ETF
ED / Consolidated Edison, Inc.
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
XHE / SPDR Series Trust - SPDR S&P Health Care Equipment ETF
KBR / KBR, Inc.
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
RFV / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Value ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
KBH / KB Home
TSLA / Tesla, Inc.
SFL / SFL Corporation Ltd.
CSCO / Cisco Systems, Inc.
T / AT&T Inc.
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
CAT / Caterpillar Inc.
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
RODM / Lattice Strategies Trust - Hartford Multifactor Developed Markets (ex-US) ETF
QLD / ProShares Trust - ProShares Ultra QQQ
34385PAA6 / Fluidigm Corp. Bond
KBWD / Invesco Exchange-Traded Fund Trust II - Invesco KBW High Dividend Yield Financial ETF
PGHY / Invesco Exchange-Traded Fund Trust II - Invesco Global ex-US High Yield Corporate Bond ETF
D / Dominion Energy, Inc.
TAL / TAL Education Group - Depositary Receipt (Common Stock)
AMZN / Amazon.com, Inc.
TWX / Warner Media LLC
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
AMZA / ETFis Series Trust I - InfraCap MLP ETF
PCN / PIMCO Corporate & Income Strategy Fund
SRCL / Stericycle, Inc.
KBA / KraneShares Trust - KraneShares Bosera MSCI China A 50 Connect Index ETF
LVHD / Legg Mason ETF Investment Trust - Franklin U.S. Low Volatility High Dividend Index ETF
SFM / Sprouts Farmers Market, Inc.
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
NOC / Northrop Grumman Corporation
CCT / Comcast Corporation - Preferred Security
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
PACW / Pacwest Bancorp
HRI / Herc Holdings Inc.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
JPIN / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Diversified Return International Equity ETF
CRZO / Carrizo Oil & Gas, Inc.
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
IYR / iShares Trust - iShares U.S. Real Estate ETF
DSUM / PowerShares Chinese Yuan Dim Sum Bond Portfolio
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
RFV / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Value ETF
IQ / iQIYI, Inc. - Depositary Receipt (Common Stock)
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
HEP / Holly Energy Partners L.P. - Unit
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
RPV / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Value ETF
DIOD / Diodes Incorporated
GIII / G-III Apparel Group, Ltd.
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
TSN / Tyson Foods, Inc.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
DVYE / iShares, Inc. - iShares Emerging Markets Dividend ETF
ACAD / ACADIA Pharmaceuticals Inc.
WING / Wingstop Inc.
LVS / Las Vegas Sands Corp.
FEMS / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund
91911K102 / Bausch Health Companies
HII / Huntington Ingalls Industries, Inc.
ETN / Eaton Corporation plc
ITB / iShares Trust - iShares U.S. Home Construction ETF
CORE / Core-Mark Hldg Co Inc
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
YRI / Yamana Gold Inc
SCVL / Shoe Carnival, Inc.
US98884U1088 / ZAGG Inc
PDCE / PDC Energy Inc
TXN / Texas Instruments Incorporated
EDBI / Legg Mason Emerging Markets Diversified Core ETF
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
IPXL / Impax Laboratories, Inc.
FMAT / Fidelity Covington Trust - Fidelity MSCI Materials Index ETF
REGI / Renewable Energy Group Inc
CVY / Invesco Exchange-Traded Fund Trust - Invesco Zacks Multi-Asset Income ETF
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
US74348TAQ58 / Prospect Capital Corp. 4.75% Bond due 2020-04-15
VDE / Vanguard World Fund - Vanguard Energy ETF
SGDM / Sprott Funds Trust - Sprott Gold Miners ETF
FNDF / Schwab Strategic Trust - Schwab Fundamental International Equity ETF
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
75605A108 / REALITY SHARES DIVS ETF
GIGB / Goldman Sachs ETF Trust - Goldman Sachs Access Investment Grade Corporate Bond ETF
BRG / Bluerock Residential Growth REIT Inc - Class A
RTN / Raytheon Co.
RFDI / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Developed International ETF
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
UYG / ProShares Trust - ProShares Ultra Financials
VER / VEREIT Inc
SRI / Stoneridge, Inc.
ROBO / Exchange Traded Concepts Trust - ROBO Global Robotics and Automation Index ETF
US5184163005 / Hartford Multifactor REIT ETF
LAC / Lithium Americas Corp.
LLY / Eli Lilly and Company
CPRT / Copart, Inc.
JPUS / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Diversified Return U.S. Equity ETF
JPEM / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Diversified Return Emerging Markets Equity ETF
SHYG / iShares Trust - iShares 0-5 Year High Yield Corporate Bond ETF
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
VFH / Vanguard World Fund - Vanguard Financials ETF
VIS / Vanguard World Fund - Vanguard Industrials ETF
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
XSD / SPDR Series Trust - SPDR S&P Semiconductor ETF
AINV / Apollo Investment Corporation
FVC / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Dynamic Focus 5 ETF
NMZ / Nuveen Municipal High Income Opportunity Fund
PTMC / Pacer Funds Trust - Pacer Trendpilot US Mid Cap ETF
IPAY / Amplify ETF Trust - Amplify Digital Payments ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
HDMV / First Trust Exchange-Traded Fund III-First Trust Horizon Managed Volatility Developed Int ETF
UUP / Invesco DB US Dollar Index Trust - Invesco DB US Dollar Index Bullish Fund
SGH / SMART Global Holdings, Inc.
NSC / Norfolk Southern Corporation
AMLP / ALPS ETF Trust - Alerian MLP ETF
TOL / Toll Brothers, Inc.
MU / Micron Technology, Inc.
GLW / Corning Incorporated
IBB / iShares Trust - iShares Biotechnology ETF
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
MSFT / Microsoft Corporation
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
PBA / Pembina Pipeline Corporation
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
KBE / SPDR Series Trust - SPDR S&P Bank ETF
HEFA / iShares Trust - iShares Currency Hedged MSCI EAFE ETF
ENB / Enbridge Inc.
CVLG / Covenant Logistics Group, Inc.
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
FNCL / Fidelity Covington Trust - Fidelity MSCI Financials Index ETF
RPV / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Value ETF
EES / WisdomTree Trust - WisdomTree U.S. SmallCap Fund
CPB / The Campbell's Company
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
CIM / Chimera Investment Corporation
AMAT / Applied Materials, Inc.
XHR / Xenia Hotels & Resorts, Inc.
VIEIX / Vanguard Index Funds - Vanguard Index Trust Extended Market Index Fund Institutional
IWF / iShares Trust - iShares Russell 1000 Growth ETF
SBRA / Sabra Health Care REIT, Inc.
FCX / Freeport-McMoRan Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
DGRW / WisdomTree Trust - WisdomTree U.S. Quality Dividend Growth Fund
PFF / iShares Trust - iShares Preferred and Income Securities ETF
ARKQ / ARK ETF Trust - ARK Autonomous Technology & Robotics ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
AAPL / Apple Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
NFLX / Netflix, Inc.
IAT / iShares Trust - iShares U.S. Regional Banks ETF
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
HAL / Halliburton Company
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
PYPL / PayPal Holdings, Inc.
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
DOW / Dow Inc.
JPC / Nuveen Preferred & Income Opportunities Fund
CLNS / Colony NorthStar, Inc.
BK / The Bank of New York Mellon Corporation
CXP / Columbia Property Trust Inc
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
CRM / Salesforce, Inc.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
AFL / Aflac Incorporated
COST / Costco Wholesale Corporation
VZ / Verizon Communications Inc.
JD / JD.com, Inc. - Depositary Receipt (Common Stock)
NLY / Annaly Capital Management, Inc.
WMT / Walmart Inc.
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
FTGC / First Trust Exchange-Traded Fund VII - First Trust Global Tactical Commodity Strategy Fund
EXC / Exelon Corporation
MRK / Merck & Co., Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
ATI / ATI Inc.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
NVDA / NVIDIA Corporation
BBWI / Bath & Body Works, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
BOTZ / Global X Funds - Global X Robotics & Artificial Intelligence ETF
F / Ford Motor Company
STM / STMicroelectronics N.V. - Depositary Receipt (Common Stock)
FTEC / Fidelity Covington Trust - Fidelity MSCI Information Technology Index ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
GE / General Electric Company
DGRO / iShares Trust - iShares Core Dividend Growth ETF
A / Agilent Technologies, Inc.
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
GSLC / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
DVY / iShares Trust - iShares Select Dividend ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
ARKW / ARK ETF Trust - ARK Next Generation Internet ETF
NAC / Nuveen California Quality Municipal Income Fund
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
DTD / WisdomTree Trust - WisdomTree U.S. Total Dividend Fund
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
QQEW / First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Equal Weighted Index Fund
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
GEM / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta Emerging Markets Equity ETF
PEJ / Invesco Exchange-Traded Fund Trust - Invesco Leisure and Entertainment ETF
USIG / iShares Trust - iShares Broad USD Investment Grade Corporate Bond ETF
HDV / iShares Trust - iShares Core High Dividend ETF
GSIE / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta International Equity ETF
IDV / iShares Trust - iShares International Select Dividend ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
DBEM / DBX ETF Trust - Xtrackers MSCI Emerging Markets Hedged Equity ETF
KIE / SPDR Series Trust - SPDR S&P Insurance ETF
PTLC / Pacer Funds Trust - Pacer Trendpilot US Large Cap ETF
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
COP / ConocoPhillips
BAC / Bank of America Corporation
SQ / Block, Inc.
XOM / Exxon Mobil Corporation
CMCSA / Comcast Corporation
BX / Blackstone Inc.
AMGN / Amgen Inc.
PEP / PepsiCo, Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
EBAY / eBay Inc.
HPQ / HP Inc.
MO / Altria Group, Inc.
ABBV / AbbVie Inc.
INTC / Intel Corporation
GOLD / Barrick Mining Corporation
IVE / iShares Trust - iShares S&P 500 Value ETF
SPY / SPDR S&P 500 ETF
SLV / iShares Silver Trust
IBM / International Business Machines Corporation
PCG / PG&E Corporation
IAU / iShares Gold Trust
GLD / SPDR Gold Trust
TGT / Target Corporation
MDLZ / Mondelez International, Inc.
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
WPC / W. P. Carey Inc.
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
LMT / Lockheed Martin Corporation
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
C / Citigroup Inc.
JPM / JPMorgan Chase & Co.
PM / Philip Morris International Inc.
HON / Honeywell International Inc.
AJRD / Aerojet Rocketdyne Holdings Inc
PG / The Procter & Gamble Company
VGT / Vanguard World Fund - Vanguard Information Technology ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
V / Visa Inc.
UNH / UnitedHealth Group Incorporated
DIS / The Walt Disney Company
KO / The Coca-Cola Company
MCD / McDonald's Corporation
ORCL / Oracle Corporation
GILD / Gilead Sciences, Inc.
BA / The Boeing Company
BMY / Bristol-Myers Squibb Company
CVX / Chevron Corporation
META / Meta Platforms, Inc.
QCOM / QUALCOMM Incorporated
MMP / Magellan Midstream Partners L.P.
GM / General Motors Company
NEE / NextEra Energy, Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
CME / CME Group Inc.
TWTR / Twitter Inc
HD / The Home Depot, Inc.
EMR / Emerson Electric Co.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
MA / Mastercard Incorporated
WFC / Wells Fargo & Company
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
ARKG / ARK ETF Trust - ARK Genomic Revolution ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
HPE / Hewlett Packard Enterprise Company
QQQ / Invesco QQQ Trust, Series 1
EVG / Eaton Vance Short Duration Diversified Income Fund
IWD / iShares Trust - iShares Russell 1000 Value ETF
IWM / iShares Trust - iShares Russell 2000 ETF
NKE / NIKE, Inc.
USB / U.S. Bancorp
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
TIP / iShares Trust - iShares TIPS Bond ETF
LUV / Southwest Airlines Co.
UGI / UGI Corporation
SBUX / Starbucks Corporation
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
VALE / Vale S.A. - Depositary Receipt (Common Stock)
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
WELL / Welltower Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
AMD / Advanced Micro Devices, Inc.
BRK.B / Berkshire Hathaway Inc.
JNJ / Johnson & Johnson
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
PFE / Pfizer Inc.