Market Value1,206,959,000
Total Holdings306
File Date2020-11-30
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
BSJN / Invesco BulletShares 2023 High Yield Corporate Bond ETF
PSEC / Prospect Capital Corporation
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
KMI / Kinder Morgan, Inc.
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
COST / Costco Wholesale Corporation
DBEM / DBX ETF Trust - Xtrackers MSCI Emerging Markets Hedged Equity ETF
FSK / FS KKR Capital Corp.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
VUG / Vanguard Index Funds - Vanguard Growth ETF
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
BST / BlackRock Science and Technology Trust
XPER / Xperi Inc.
SRC / Spirit Realty Capital, Inc.
SIL / Global X Funds - Global X Silver Miners ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
BSJM / Invesco Capital Management LLC - Invesco BulletShares 2022 High Yield Corporate Bond ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
PEP / PepsiCo, Inc.
ICLN / iShares Trust - iShares Global Clean Energy ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
IDV / iShares Trust - iShares International Select Dividend ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
HDMV / First Trust Exchange-Traded Fund III-First Trust Horizon Managed Volatility Developed Int ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
XLC / The Select Sector SPDR Trust - The Communication Services Select Sector SPDR Fund
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
NUBD / NuShares ETF Trust - Nuveen ESG U.S. Aggregate Bond ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
ESGU / iShares Trust - iShares ESG Aware MSCI USA ETF
NAC / Nuveen California Quality Municipal Income Fund
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
HIE / Miller/Howard High Income Equity Fund
FLQL / Franklin Templeton ETF Trust - Franklin U.S. Large Cap Multifactor Index ETF
DTD / WisdomTree Trust - WisdomTree U.S. Total Dividend Fund
IHDG / WisdomTree Trust - WisdomTree International Hedged Quality Dividend Growth Fund
HAWX / iShares Trust - iShares Currency Hedged MSCI ACWI ex U.S. ETF
NXTG / First Trust Exchange-Traded Fund II - First Trust Indxx NextG ETF
DOC / Healthpeak Properties, Inc.
GIS / General Mills, Inc.
JNJ / Johnson & Johnson
CERS / Cerus Corporation
RTX / RTX Corporation
NKE / NIKE, Inc.
DUK / Duke Energy Corporation
CVX / Chevron Corporation
MSFT / Microsoft Corporation
FTLS / First Trust Exchange-Traded Fund III - First Trust Long/Short Equity ETF
ALK / Alaska Air Group, Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
FINX / Global X Funds - Global X FinTech ETF
IWV / iShares Trust - iShares Russell 3000 ETF
COTY / Coty Inc.
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
MNA / New York Life Investments ETF Trust - NYLI Merger Arbitrage ETF
STK / Columbia Seligman Premium Technology Growth Fund
GBIL / Goldman Sachs ETF Trust - Goldman Sachs Access Treasury 0-1 Year ETF
FSLY / Fastly, Inc.
PK / Park Hotels & Resorts Inc.
MEIP / MEI Pharma, Inc.
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
PFE / Pfizer Inc.
ENB / Enbridge Inc.
TJX / The TJX Companies, Inc.
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
GDV / The Gabelli Dividend & Income Trust
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
MA / Mastercard Incorporated
PWZ / Invesco Exchange-Traded Fund Trust II - Invesco California AMT-Free Municipal Bond ETF
AMAT / Applied Materials, Inc.
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
JETS / ETF Series Solutions - U.S. Global Jets ETF
WELL / Welltower Inc.
K / Kellanova
DGRW / WisdomTree Trust - WisdomTree U.S. Quality Dividend Growth Fund
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
CSCO / Cisco Systems, Inc.
DBC / Invesco DB Commodity Index Tracking Fund
AAPL / Apple Inc.
ORCL / Oracle Corporation
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
BSCN / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco BulletShares 2023 Corporate Bond ETF
IGM / iShares Trust - iShares Expanded Tech Sector ETF
SPMD / SPDR Series Trust - SPDR Portfolio S&P 400 Mid Cap ETF
HTRB / Hartford Funds Exchange-Traded Trust - Hartford Total Return Bond ETF
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
MRK / Merck & Co., Inc.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
SPBO / SPDR Series Trust - SPDR Portfolio Corporate Bond ETF
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
CIBR / First Trust Exchange-Traded Fund II - First Trust NASDAQ Cybersecurity ETF
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
VNLA / Janus Detroit Street Trust - Janus Henderson Short Duration Income ETF
IAU / iShares Gold Trust
NVDA / NVIDIA Corporation
CVBF / CVB Financial Corp.
D / Dominion Energy, Inc.
WBA / Walgreens Boots Alliance, Inc.
PYPL / PayPal Holdings, Inc.
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
HL / Hecla Mining Company
HAL / Halliburton Company
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
EMR / Emerson Electric Co.
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
BAC / Bank of America Corporation
CRM / Salesforce, Inc.
ABT / Abbott Laboratories
SBUX / Starbucks Corporation
VZ / Verizon Communications Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
WMT / Walmart Inc.
PTON / Peloton Interactive, Inc.
IHI / iShares Trust - iShares U.S. Medical Devices ETF
FTGC / First Trust Exchange-Traded Fund VII - First Trust Global Tactical Commodity Strategy Fund
SPCE / Virgin Galactic Holdings, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
BSCM / Invesco Capital Management LLC - Invesco BulletShares 2022 Corporate Bond ETF
SO / The Southern Company
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
AMZN / Amazon.com, Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
TGT / Target Corporation
BOTZ / Global X Funds - Global X Robotics & Artificial Intelligence ETF
PG / The Procter & Gamble Company
NLY / Annaly Capital Management, Inc.
UPS / United Parcel Service, Inc.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
STM / STMicroelectronics N.V. - Depositary Receipt (Common Stock)
FTEC / Fidelity Covington Trust - Fidelity MSCI Information Technology Index ETF
NFLX / Netflix, Inc.
AMCR / Amcor plc
AMLP / ALPS ETF Trust - Alerian MLP ETF
TAL / TAL Education Group - Depositary Receipt (Common Stock)
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
BSJL / Invesco Capital Management LLC - Invesco BulletShares 2021 High Yield Corporate Bond ETF
CAH / Cardinal Health, Inc.
XEL / Xcel Energy Inc.
SUN / Sunoco LP - Limited Partnership
MXDU / ETF Series Solutions Trust - Nationwide Maximum Diversification U.S. Core Equity ETF
WPM / Wheaton Precious Metals Corp.
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
PBA / Pembina Pipeline Corporation
EES / WisdomTree Trust - WisdomTree U.S. SmallCap Fund
HQH / Abrdn Healthcare Investors
US46138J6010 / Invesco BulletShares 2020 High Yield Corporate Bond ETF
US35952V3033 / FS KKR Capital Corp II
BOX / Box, Inc.
FISV / Fiserv, Inc.
PMT / PennyMac Mortgage Investment Trust
GLW / Corning Incorporated
CCL / Carnival Corporation & plc
UUP / Invesco DB US Dollar Index Trust - Invesco DB US Dollar Index Bullish Fund
CODI / Compass Diversified
HACK / Amplify ETF Trust - Amplify Cybersecurity ETF
OUNZ / VanEck Merk Gold ETF
US83088V1026 / Slack Technologies Inc
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
XT / iShares Trust - iShares Exponential Technologies ETF
JAGG / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan U.S. Aggregate Bond ETF
AMT / American Tower Corporation
ALLK / Allakos Inc.
GPS / The Gap, Inc.
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
CLOU / Global X Funds - Global X Cloud Computing ETF
IBB / iShares Trust - iShares Biotechnology ETF
SOXX / iShares Trust - iShares Semiconductor ETF
DDIV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Momentum & Dividend ETF
ACWV / iShares, Inc. - iShares MSCI Global Min Vol Factor ETF
CIM / Chimera Investment Corporation
ULST / SSGA Active Trust - SPDR SSGA Ultra Short Term Bond ETF
SIVR / abrdn Silver ETF Trust - abrdn Physical Silver Shares ETF
XSOE / WisdomTree Trust - WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
AGGY / WisdomTree Trust - WisdomTree Yield Enhanced U.S. Aggregate Bond Fund
CMP / Compass Minerals International, Inc.
SPYX / SPDR Series Trust - SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYV / SPDR Series Trust - SPDR Portfolio S&P 500 Value ETF
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
CMF / iShares Trust - iShares California Muni Bond ETF
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
SPTS / SPDR Series Trust - SPDR Portfolio Short Term Treasury ETF
GSLC / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
DVY / iShares Trust - iShares Select Dividend ETF
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
SPSM / SPDR Series Trust - SPDR Portfolio S&P 600 Small Cap ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
MBB / iShares Trust - iShares MBS ETF
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
FIXD / First Trust Exchange-Traded Fund VIII - First Trust TCW Opportunistic Fixed Income ETF
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
CAPL / CrossAmerica Partners LP - Limited Partnership
PEJ / Invesco Exchange-Traded Fund Trust - Invesco Leisure and Entertainment ETF
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
GEM / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta Emerging Markets Equity ETF
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
USIG / iShares Trust - iShares Broad USD Investment Grade Corporate Bond ETF
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
RODM / Lattice Strategies Trust - Hartford Multifactor Developed Markets (ex-US) ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
ESGE / iShares, Inc. - iShares ESG Aware MSCI EM ETF
DGRO / iShares Trust - iShares Core Dividend Growth ETF
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
SPEM / SPDR Index Shares Funds - SPDR Portfolio Emerging Markets ETF
ESGD / iShares Trust - iShares ESG Aware MSCI EAFE ETF
GSIE / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta International Equity ETF
HDV / iShares Trust - iShares Core High Dividend ETF
IAT / iShares Trust - iShares U.S. Regional Banks ETF
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
FPXI / First Trust Exchange Traded Fund II - First Trust International Equity Opportunities ETF
IFV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright International Focus 5 ETF
EDOW / First Trust Exchange-Traded Fund - First Trust Dow 30 Equal Weight ETF
US46138J5020 / Invesco BulletShares 2020 Corporate Bond ETF
NWL / Newell Brands Inc.
TIPX / SPDR Series Trust - SPDR Bloomberg 1-10 Year TIPS ETF
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
JD / JD.com, Inc. - Depositary Receipt (Common Stock)
SILJ / Amplify ETF Trust - Amplify Junior Silver Miners ETF
ZROZ / PIMCO ETF Trust - PIMCO 25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded Fund
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
TAIL / Cambria ETF Trust - Cambria Tail Risk ETF
EPRF / Innovator ETFs Trust - Innovator S&P Investment Grade Preferred ETF
BSCL / Invesco Capital Management LLC - Invesco BulletShares 2021 Corporate Bond ETF
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
FIW / First Trust Exchange-Traded Fund - First Trust Water ETF
NUSC / Nushares ETF Trust - Nuveen ESG Small-Cap ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
PZC / PIMCO California Municipal Income Fund III
SLQD / iShares Trust - iShares 0-5 Year Investment Grade Corporate Bond ETF
CLTL / Invesco Capital Management LLC - Invesco Treasury Collateral ETF
T / AT&T Inc.
CEQP / Crestwood Equity Partners LP - Unit
O / Realty Income Corporation
NIO / NIO Inc. - Depositary Receipt (Common Stock)
SQ / Block, Inc.
ARKK / ARK ETF Trust - ARK Innovation ETF
XOM / Exxon Mobil Corporation
CMCSA / Comcast Corporation
TDOC / Teladoc Health, Inc.
BX / Blackstone Inc.
AMGN / Amgen Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
IWF / iShares Trust - iShares Russell 1000 Growth ETF
HPQ / HP Inc.
OHI / Omega Healthcare Investors, Inc.
DOCU / DocuSign, Inc.
AB / AllianceBernstein Holding L.P. - Limited Partnership
MO / Altria Group, Inc.
MPW / Medical Properties Trust, Inc.
ABBV / AbbVie Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
INTC / Intel Corporation
IVE / iShares Trust - iShares S&P 500 Value ETF
ARCC / Ares Capital Corporation
SPY / SPDR S&P 500 ETF
SLV / iShares Silver Trust
MMM / 3M Company
PARA / Paramount Global
GLD / SPDR Gold Trust
MDLZ / Mondelez International, Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
WPC / W. P. Carey Inc.
UBER / Uber Technologies, Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
JPM / JPMorgan Chase & Co.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
V / Visa Inc.
DIS / The Walt Disney Company
KO / The Coca-Cola Company
MCD / McDonald's Corporation
SPTM / SPDR Series Trust - SPDR Portfolio S&P 1500 Composite Stock Market ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
GILD / Gilead Sciences, Inc.
BA / The Boeing Company
BMY / Bristol-Myers Squibb Company
META / Meta Platforms, Inc.
QCOM / QUALCOMM Incorporated
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
GM / General Motors Company
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
TWTR / Twitter Inc
HEFA / iShares Trust - iShares Currency Hedged MSCI EAFE ETF
SE / Sea Limited - Depositary Receipt (Common Stock)
HD / The Home Depot, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
ATVI / Activision Blizzard Inc
WFC / Wells Fargo & Company
ARKG / ARK ETF Trust - ARK Genomic Revolution ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
QQQ / Invesco QQQ Trust, Series 1
IWD / iShares Trust - iShares Russell 1000 Value ETF
IWM / iShares Trust - iShares Russell 2000 ETF
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
BGCP / BGC Partners Inc - Class A
USB / U.S. Bancorp
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
VOX / Vanguard World Fund - Vanguard Communication Services ETF
LUV / Southwest Airlines Co.
SPTI / SPDR Series Trust - SPDR Portfolio Intermediate Term Treasury ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
VTIAX / Vanguard Star Funds - Vanguard Total International Stock Index Fund Admiral
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
SPLG / SPDR Series Trust - SPDR Portfolio S&P 500 ETF
ZNGA / Zynga Inc - Class A
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
VSBIX / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury Index Fund Institutional Shares
AMD / Advanced Micro Devices, Inc.
GE / General Electric Company
EVG / Eaton Vance Short Duration Diversified Income Fund
BRK.B / Berkshire Hathaway Inc.
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
TSLA / Tesla, Inc.