Market Value432,344,000
Total Holdings191
File Date2013-10-30
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AMLP / ALPS ETF Trust - Alerian MLP ETF
AOL /
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
EPAC / Enerpac Tool Group Corp.
SNA / Snap-on Incorporated
PPL / PPL Corporation
ALU / Alcatel Lucent
AWR / American States Water Company
ACWI / iShares Trust - iShares MSCI ACWI ETF
ETN / Eaton Corporation plc
IWM / iShares Trust - iShares Russell 2000 ETF
Buckeye Technologies Inc / (118255108)
CFNL / Cardinal Financial Corp.
BSJF / Guggenheim BulletShares 2015 High Yield Corporate Bond ETF
BSJE / Guggenheim BulletShares 2014 High Yield Corporate Bond ETF
Claymore Exchange Traded Fd Tr Guggenhei / GUGG BULL 2013 (18383M449)
BSCF / Guggenheim BulletShares 2015 Corporate Bond ETF
Guggenheim Bulletshares 2014 Corporate B / GUGG CRP BD 2014 (18383M571)
Guggenheim Bulletshares 2013 Corporate B / GUGG CRP BD 2013 (18383M589)
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
D / Dominion Energy, Inc.
LUV / Southwest Airlines Co.
EXP / Eagle Materials Inc.
ESRX / Express Scripts Holding Co.
XGUTX / Gabelli Utility Trust (The)
GRX / The Gabelli Healthcare & Wellness Trust
Gabelli Healthcare & Wellness Rx Tr Rt E / RIGHT 07/17/2013 (36246K129)
GE / General Electric Company
GTXO / GTX Corp
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
HL / Hecla Mining Company
BAX / Baxter International Inc.
UPS / United Parcel Service, Inc.
PEP / PepsiCo, Inc.
IDA / IDACORP, Inc.
GOOGL / Alphabet Inc.
GLAE / GlassBridge Enterprises, Inc.
IAU / iShares Gold Trust
OEF / iShares Trust - iShares S&P 100 ETF
IXC / iShares Trust - iShares Global Energy ETF
ACWX / iShares Trust - iShares MSCI ACWI ex U.S. ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
REZ / iShares Trust - iShares Residential and Multisector Real Estate ETF
MXI / iShares Trust - iShares Global Materials ETF
EFV / iShares Trust - iShares MSCI EAFE Value ETF
IBME / iShares iBonds Sep 2016 AMT-Free Muni Bond ETF
IBMD / iShares iBonds Sep 2015 AMT-Free Muni Bond ETF
Ishares Tr 2014 S&P Amt-Free Mun Ser / 14 AMT-FREE ETF (464289362)
Ishares Tr 2013 S&P Amt Free Mun Ser / 2013 S&P AMTFR (464289388)
Ishares Tr 2016 Invt Grade Corp Bd Etf / 2016 INVTGR BD (46432FAD9)
KMP /
KND / Kindred Healthcare, Inc.
KRFT /
LSI / Life Storage Inc - Registered Shares
Market Vectors Etf Tr Rve Hard Assets Pr / RVE HARD ETF (57060U795)
MSFT / Microsoft Corporation
61166W101 / Monsanto Co.
MOS / The Mosaic Company
NVS / Novartis AG - Depositary Receipt (Common Stock)
NUAN / Nuance Communications Inc
NEA / Nuveen AMT-Free Quality Municipal Income Fund
NVE / Nv Energy, Inc.
OGE / OGE Energy Corp.
PNM / PNM Resources, Inc.
ORCL / Oracle Corporation
F / Ford Motor Company
IBM / International Business Machines Corporation
EXC / Exelon Corporation
POM / PEPCO Holdings, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
PCG / PG&E Corporation
SWK / Stanley Black & Decker, Inc.
CL / Colgate-Palmolive Company
PAA / Plains All American Pipeline, L.P. - Limited Partnership
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
PM / Philip Morris International Inc.
POR / Portland General Electric Company
JPM / JPMorgan Chase & Co.
COP / ConocoPhillips
Powershares Qqq Tr Unit Ser 1 / UNIT SER 1 (73935A104)
Powershares Exchange Traded Fds Tst List / GBL LSTD PVT EQT (73935X195)
Powershares Dvd Achievers Pt Powershares / DIV ACHV PRTF (73935X732)
74005P104 / Praxair, Inc.
PCP / Precision Castparts Corporation
WFC / Wells Fargo & Company
VZ / Verizon Communications Inc.
PG / The Procter & Gamble Company
PFE / Pfizer Inc.
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
NFLX / Netflix, Inc.
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
ADP / Automatic Data Processing, Inc.
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HON / Honeywell International Inc.
PRU / Prudential Financial, Inc.
PEG / Public Service Enterprise Group Incorporated
RF / Regions Financial Corporation
RAI / Reynolds American, Inc.
ZG / Zillow Group, Inc.
ROVI / Rovi Corp.
RY / Royal Bank of Canada
WDIV / SPDR Index Shares Funds - SPDR S&P Global Dividend ETF
EDIV / SPDR Index Shares Funds - SPDR S&P Emerging Markets Dividend ETF
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
SPLB / SPDR Series Trust - SPDR Portfolio Long Term Corporate Bond ETF
EBND / SPDR Series Trust - SPDR Bloomberg Emerging Markets Local Bond ETF
INKM / SSGA Active Trust - SPDR SSGA Income Allocation ETF
PSK / SPDR Series Trust - SPDR ICE Preferred Securities ETF
Silicon Graphics Intl Corp Com / (82706L108)
SIRI / Sirius XM Holdings Inc.
SLF / Sun Life Financial Inc.
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
CVX / Chevron Corporation
FDX / FedEx Corporation
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
TWX / Warner Media LLC
TWC / Spectrum Management Holding Company LLC
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
TZOO / Travelzoo
UGI / UGI Corporation
BK / The Bank of New York Mellon Corporation
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
VODPF / Vodafone Group Public Limited Company
WAG /
WR / Westar Energy, Inc.
WES / Western Midstream Partners, LP - Limited Partnership
WY / Weyerhaeuser Company
WFM / Whole Foods Market, Inc.
WEC / WEC Energy Group, Inc.
98235T107 / Wright Medical Group N.V.
YRI / Yamana Gold Inc
SMMU / PIMCO ETF Trust - PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
IVV / iShares Trust - iShares Core S&P 500 ETF
XOM / Exxon Mobil Corporation
MRK / Merck & Co., Inc.
WMT / Walmart Inc.
T / AT&T Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
NEE / NextEra Energy, Inc.
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
CCL / Carnival Corporation & plc
SO / The Southern Company
EQC / Equity Commonwealth
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
ABT / Abbott Laboratories
JNJ / Johnson & Johnson
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
ALKS / Alkermes plc
CSCO / Cisco Systems, Inc.
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
CVS / CVS Health Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
LOW / Lowe's Companies, Inc.
DVY / iShares Trust - iShares Select Dividend ETF
WDFC / WD-40 Company
KMB / Kimberly-Clark Corporation
VPU / Vanguard World Fund - Vanguard Utilities ETF
JOE / The St. Joe Company
KO / The Coca-Cola Company
AZO / AutoZone, Inc.
INTC / Intel Corporation
DIS / The Walt Disney Company
EFA / iShares Trust - iShares MSCI EAFE ETF
CLX / The Clorox Company
BRK.B / Berkshire Hathaway Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
MCD / McDonald's Corporation
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
RTX / RTX Corporation
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
AEP / American Electric Power Company, Inc.
UNP / Union Pacific Corporation
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
MET / MetLife, Inc.
HD / The Home Depot, Inc.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
TGT / Target Corporation
DRI / Darden Restaurants, Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
DEO / Diageo plc - Depositary Receipt (Common Stock)
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
SYY / Sysco Corporation
CMCSA / Comcast Corporation
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
AMZN / Amazon.com, Inc.
MMM / 3M Company
IWB / iShares Trust - iShares Russell 1000 ETF
PSX / Phillips 66
FHN / First Horizon Corporation
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
AAPL / Apple Inc.
TSCO / Tractor Supply Company
CMS / CMS Energy Corporation
SBUX / Starbucks Corporation