Market Value126,207,000
Total Holdings319
File Date2014-03-07
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
CDNS / Cadence Design Systems, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
WFT / Weatherford International plc Call
EMCB / WisdomTree Trust - WisdomTree Emerging Markets Corporate Bond Fund
RAMP / LiveRamp Holdings, Inc.
018490100 / Allergan plc
CNX / CNX Resources Corporation
HSC / Enviri Corp
42805TAA3 / Hertz Global Holdings, Inc. 5.25% Convertible Bond
HBANP / Huntington Bancshares Incorporated - Preferred Stock
KRFT /
PALL / abrdn Palladium ETF Trust - abrdn Physical Palladium Shares ETF
PWER / Macquarie ETF Trust - Macquarie Energy Transition ETF
SIEGY / Siemens Aktiengesellschaft - Depositary Receipt (Common Stock)
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
BABS / SPDR(R) Nuveen Barclays Build America Bond ETF
TSL / GraniteShares ETF Trust - GraniteShares 1.25x Long TSLA Daily ETF
AAPL / Apple Inc.
SPY / SPDR S&P 500 ETF Call
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
NFX / Newfield Exploration Company
61166W101 / Monsanto Co.
EMN / Eastman Chemical Company
BRK.A / Berkshire Hathaway Inc.
CELG / Celgene Corp.
ORCL / Oracle Corporation
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
DRE / Duke Realty Corporation - Preferred Security
013817AT8 / Alcoa Corp. Bond
01741RAD4 / Allegheny Technologies, Inc. Bond
04685W103 / athenahealth, Inc.
US0549371070 / BB&T Corp.
MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
CUT / Invesco Exchange-Traded Fund Trust II - Invesco MSCI Global Timber ETF
CMP / Compass Minerals International, Inc.
PCH / PotlatchDeltic Corporation
CNX / CNX Resources Corporation Call
CEW / WisdomTree Trust - WisdomTree Emerging Currency Strategy Fund
REED ELSEVIER P L C / SPONS ADR NEW (758205207)
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
GWX / SPDR Index Shares Funds - SPDR S&P International Small Cap ETF
SPDR SERIES TRUST / NUVN BRCLY MUNI (78464A458)
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
INY / SPDR(R) Nuveen Barclays New York Municipal Bond ETF
SPIB / SPDR Series Trust - SPDR Portfolio Intermediate Term Corporate Bond ETF
SMA / SmartStop Self Storage REIT, Inc.
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
RYN / Rayonier Inc.
CM / Canadian Imperial Bank of Commerce
BOBE / Bob Evans Farms, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
CVG / Convergys Corp.
COVANTA HLDG CORP / (22282EAA0)
DTV / DTE Energy Company
SXL / Sunoco Logistics Partners L.P.
EXPR / Express, Inc.
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
FFR / First Trust Exchange-Traded Fund II - First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund
FLM / First Trust Exchange-Traded Fund III - First Trust Global Engineering and Construction ETF
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
FTR / Frontier Communications Corp.
GIGM / GigaMedia Limited
IDU / iShares Trust - iShares U.S. Utilities ETF
MLPA / Global X Funds - Global X MLP ETF
TV / Grupo Televisa, S.A.B. - Depositary Receipt (Common Stock)
HSH /
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist) Call
EWC / iShares, Inc. - iShares MSCI Canada ETF
IYY / iShares Trust - iShares Dow Jones U.S. ETF
IYW / iShares Trust - iShares U.S. Technology ETF
JYF / WisdomTree Dreyfus Japanese Yen Fund
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
904784709 / Unilever N.V.
UQM / UQM Technologies, Inc.
URBN / Urban Outfitters, Inc.
WFT / Weatherford International plc
WFT / Weatherford International plc Put
WLTGQ / Walter Energy, Inc.
VODPF / Vodafone Group Public Limited Company
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
LVLT / Level 3 Financing Inc. - Corporate Bond/Note
MNKD / MannKind Corporation
MWA / Mueller Water Products, Inc.
NXZ / Nuveen Dividend Advantage Municipal Fund 2
JMF / Nuveen Energy MLP Total Return Fund
PCP / Precision Castparts Corporation
NUVEEN NJ PREM INCOME MUN FD / (67101N106)
NUVEEN NY DIV ADVANTG MUN FD / (67070A101)
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
PNI / PIMCO New York Municipal Income Fund II
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF Call
POT / Potash Corp. of Saskatchewan, Inc.
POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
POWERSHARES QQQ TRUST / UNIT SER 1 Call (73935A104)
74005P104 / Praxair, Inc.
PCOM / Points.com Inc
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
DWM / WisdomTree Trust - WisdomTree International Equity Fund
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
QQXT / First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Ex-Technology Sector Index Fund
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
DOW / Dow Inc.
FIW / First Trust Exchange-Traded Fund - First Trust Water ETF
TWX / Warner Media LLC
STI / Solidion Technology, Inc.
COO / The Cooper Companies, Inc.
ESRX / Express Scripts Holding Co.
TRIP / Tripadvisor, Inc.
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
FMX / Fomento Económico Mexicano, S.A.B. de C.V. - Depositary Receipt (Common Stock)
BAC / Bank of America Corporation Call
AMZN / Amazon.com, Inc.
T / AT&T Inc.
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
XOM / Exxon Mobil Corporation
BMY / Bristol-Myers Squibb Company
JEF / Jefferies Financial Group Inc.
GTAT / GT Advanced Technologies Inc
LLY / Eli Lilly and Company
US00C4U1L353 / Mylan N.V.
BDX / Becton, Dickinson and Company
COST / Costco Wholesale Corporation
TRV / The Travelers Companies, Inc.
MA / Mastercard Incorporated
PPG / PPG Industries, Inc.
HON / Honeywell International Inc.
SAP / SAP SE - Depositary Receipt (Common Stock)
ED / Consolidated Edison, Inc.
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
IEFA / iShares Trust - iShares Core MSCI EAFE ETF Call
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund Call
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
IBM / International Business Machines Corporation
NXJ / Nuveen New Jersey Quality Municipal Income Fund
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
AMGN / Amgen Inc. Call
IYR / iShares Trust - iShares U.S. Real Estate ETF
CSX / CSX Corporation
TROW / T. Rowe Price Group, Inc.
DD / DuPont de Nemours, Inc.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund Call
CPB / The Campbell's Company
CSCO / Cisco Systems, Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
BRK.B / Berkshire Hathaway Inc. Call
BRK.B / Berkshire Hathaway Inc.
MMM / 3M Company
BA / The Boeing Company
HSY / The Hershey Company Call
HSY / The Hershey Company
MMM / 3M Company Call
EBND / SPDR Series Trust - SPDR Bloomberg Emerging Markets Local Bond ETF
C / Citigroup Inc. Call
VLO / Valero Energy Corporation
SCHC / Schwab Strategic Trust - Schwab International Small-Cap Equity ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF Put
TRP / TC Energy Corporation
NAN / Nuveen New York Quality Municipal Income Fund
YUM / Yum! Brands, Inc.
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
SBI / Western Asset Intermediate Muni Fund Inc.
IWV / iShares Trust - iShares Russell 3000 ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
WY / Weyerhaeuser Company Call
IWB / iShares Trust - iShares Russell 1000 ETF
WMT / Walmart Inc. Call
IWM / iShares Trust - iShares Russell 2000 ETF Call
NVS / Novartis AG - Depositary Receipt (Common Stock)
GILD / Gilead Sciences, Inc. Call
GSK / GSK plc - Depositary Receipt (Common Stock)
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
LTBR / Lightbridge Corporation
APA / APA Corporation
EXC / Exelon Corporation
AXP / American Express Company
TMO / Thermo Fisher Scientific Inc.
GM / General Motors Company
IBM / International Business Machines Corporation Call
ACWX / iShares Trust - iShares MSCI ACWI ex U.S. ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
BIIB / Biogen Inc.
SCCO / Southern Copper Corporation
CRM / Salesforce, Inc.
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
ABT / Abbott Laboratories
NEE / NextEra Energy, Inc.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
CSX / CSX Corporation Call
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
C / Citigroup Inc.
CSX / CSX Corporation Put
PEG / Public Service Enterprise Group Incorporated
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
CVX / Chevron Corporation
GE / General Electric Company
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
BK / The Bank of New York Mellon Corporation
K / Kellanova
UNP / Union Pacific Corporation
LOW / Lowe's Companies, Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF Call
EFA / iShares Trust - iShares MSCI EAFE ETF
PPL / PPL Corporation
STZ / Constellation Brands, Inc.
NSC / Norfolk Southern Corporation Call
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
META / Meta Platforms, Inc. Call
IWF / iShares Trust - iShares Russell 1000 Growth ETF
ELME / Elme Communities
WOOD / iShares Trust - iShares Global Timber & Forestry ETF
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
VZ / Verizon Communications Inc.
KO / The Coca-Cola Company
ADBE / Adobe Inc.
UNH / UnitedHealth Group Incorporated
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
MSFT / Microsoft Corporation
JPM / JPMorgan Chase & Co.
WY / Weyerhaeuser Company
BAC / Bank of America Corporation
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
MO / Altria Group, Inc.
V / Visa Inc.
NXN / Nuveen New York Select Tax-Free Income Portfolio
IWR / iShares Trust - iShares Russell Mid-Cap ETF
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
STT / State Street Corporation
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
ITW / Illinois Tool Works Inc.
KMI / Kinder Morgan, Inc.
EWX / SPDR Index Shares Funds - SPDR S&P Emerging Markets Small Cap ETF
MBB / iShares Trust - iShares MBS ETF
KMB / Kimberly-Clark Corporation
SWK / Stanley Black & Decker, Inc.
CIM / Chimera Investment Corporation
MRK / Merck & Co., Inc.
SPY / SPDR S&P 500 ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
DIA / SPDR Dow Jones Industrial Average ETF Trust
SJM / The J. M. Smucker Company
CVS / CVS Health Corporation
ACWI / iShares Trust - iShares MSCI ACWI ETF
NOC / Northrop Grumman Corporation
GOOGL / Alphabet Inc.
AES / The AES Corporation
IWD / iShares Trust - iShares Russell 1000 Value ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
DIS / The Walt Disney Company
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
SPY / SPDR S&P 500 ETF Put
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
AMGN / Amgen Inc.
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
JNJ / Johnson & Johnson
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
GILD / Gilead Sciences, Inc.
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
NSC / Norfolk Southern Corporation
HEIA / Heico Corp. - Class A
CMCSA / Comcast Corporation
COR / Cencora, Inc.
PEP / PepsiCo, Inc.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
HII / Huntington Ingalls Industries, Inc.
MDLZ / Mondelez International, Inc.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
MAS / Masco Corporation
META / Meta Platforms, Inc.
WMT / Walmart Inc.
DNP / DNP Select Income Fund Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
MUB / iShares Trust - iShares National Muni Bond ETF
HD / The Home Depot, Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
ACN / Accenture plc
PM / Philip Morris International Inc.
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
TXN / Texas Instruments Incorporated
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
AMP / Ameriprise Financial, Inc.
PG / The Procter & Gamble Company
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
CL / Colgate-Palmolive Company
ES / Eversource Energy
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
RTX / RTX Corporation
PFE / Pfizer Inc.
AAPL / Apple Inc. Call
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
IWM / iShares Trust - iShares Russell 2000 ETF
MCD / McDonald's Corporation
ZBH / Zimmer Biomet Holdings, Inc.
IP / International Paper Company
KMI / Kinder Morgan, Inc.
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
PAA / Plains All American Pipeline, L.P. - Limited Partnership