Market Value172,401,000
Total Holdings105
File Date2016-12-08
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AMGN / Amgen Inc.
WIA / Western Asset Inflation-Linked Income Fund
LUMN / Lumen Technologies, Inc.
CERN / Cerner Corp.
OXY / Occidental Petroleum Corporation
ZBH / Zimmer Biomet Holdings, Inc.
CSX / CSX Corporation
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
SRLP / Sprague Resources LP - Unit
AMLP / ALPS ETF Trust - Alerian MLP ETF
AFL / Aflac Incorporated
STWD / Starwood Property Trust, Inc.
US46138J5020 / Invesco BulletShares 2020 Corporate Bond ETF
BSCL / Invesco Capital Management LLC - Invesco BulletShares 2021 Corporate Bond ETF
BRK.A / Berkshire Hathaway Inc.
SWKS / Skyworks Solutions, Inc.
EHC / Encompass Health Corporation
MDCO / Medicines Company
VHT / Vanguard World Fund - Vanguard Health Care ETF
VIAB / Viacom, Inc.
SPH / Suburban Propane Partners, L.P. - Limited Partnership
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
OCSL / Oaktree Specialty Lending Corporation
BRCM / Broadcom Corporation
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
91911K102 / Bausch Health Companies
CVG / Convergys Corp.
BSCJ / Invesco BulletShares 2019 Corporate Bond ETF
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
NAZ / Nuveen Arizona Quality Municipal Income Fund
NRF / NorthStar Realty Finance Corp.
89376V100 / TransMontaigne Partners LP
BIIB / Biogen Inc.
FDO /
BXLT / Baxalta Incorporated
OKS / ONEOK Partners, L.P.
MMLP / Martin Midstream Partners L.P. - Limited Partnership
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
DRE / Duke Realty Corporation - Preferred Security
FNDF / Schwab Strategic Trust - Schwab Fundamental International Equity ETF
ORI / Old Republic International Corporation
CAPL / CrossAmerica Partners LP - Limited Partnership
XPFNX / PIMCO Income Strategy Fund II
FNB / F.N.B. Corporation
EMN / Eastman Chemical Company
CSRA / CSRA Inc.
BSJH / Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
PEY / Invesco Exchange-Traded Fund Trust - Invesco High Yield Equity Dividend Achievers ETF
CSC / Computer Sciences Corp.
GXP / Great Plains Energy, Inc.
PAG / Penske Automotive Group, Inc.
ICF / iShares Trust - iShares Select U.S. REIT ETF
FE / FirstEnergy Corp.
CBM / Cambrex Corp.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
BSCO / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco BulletShares 2024 Corporate Bond ETF
EEP / Enbridge Energy Partners, L.P.
GEL / Genesis Energy, L.P. - Limited Partnership
SXL / Sunoco Logistics Partners L.P.
CUT / Invesco Exchange-Traded Fund Trust II - Invesco MSCI Global Timber ETF
CEQP / Crestwood Equity Partners LP - Unit
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
PAA / Plains All American Pipeline, L.P. - Limited Partnership
TYG / Tortoise Energy Infrastructure Corporation
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
NGLS / Targa Resources Partners LP
QQXT / First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Ex-Technology Sector Index Fund
ARCC / Ares Capital Corporation
G67742109 / OneBeacon Insurance Group Ltd.
MAIN / Main Street Capital Corporation
PSEC / Prospect Capital Corporation
R / Ryder System, Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
UMBF / UMB Financial Corporation
US87233Q1085 / TC Pipelines, LP
ASX / ASE Technology Holding Co., Ltd. - Depositary Receipt (Common Stock)
MHI / Pioneer Municipal High Income Fund, Inc.
Market Vectors Hi Yld Muni ETF / HG YLD MUN ETF (57060U878)
WBA / Walgreens Boots Alliance, Inc.
CCLP / CSI Compressco LP - Limited Partnership
TRQ / Turquoise Hill Resources Ltd
JPEP / JP Energy Partners LP
USAC / USA Compression Partners, LP - Limited Partnership
GLP / Global Partners LP - Limited Partnership
FMO / Fiduciary/Claymore Energy Infrastructure Fund
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
CAIAF / CA Immobilien Anlagen AG
NTI / Northern Tier Energy LP
Exterran Partners LP / COM UNITS (30225N105)
AINV / Apollo Investment Corporation
SXE / Southcross Energy Partners, L.P.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
MTX / Minerals Technologies Inc.
DST / DST Systems, Inc.
WSM / Williams-Sonoma, Inc.
SPIL / Siliconware Precision Industries Company Ltd.
TSRA / Tessera Technologies, Inc.
BSJG / Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
NMZ / Nuveen Municipal High Income Opportunity Fund
GRES / IndexIQ ETF Trust - IQ Global Resources ETF
BAX / Baxter International Inc.
IVZ / Invesco Ltd.
SLB / Schlumberger Limited
WU / The Western Union Company
SWBI / Smith & Wesson Brands, Inc.
AFSIC / AmTrust Financial Services, Inc. - Preferred Stock
UHT / Universal Health Realty Income Trust
AIG / American International Group, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
TEL / TE Connectivity plc
BSCN / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco BulletShares 2023 Corporate Bond ETF
BSCM / Invesco Capital Management LLC - Invesco BulletShares 2022 Corporate Bond ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
WDC / Western Digital Corporation
MCD / McDonald's Corporation
ETN / Eaton Corporation plc
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
CSCO / Cisco Systems, Inc.
CMI / Cummins Inc.
EMR / Emerson Electric Co.
DIS / The Walt Disney Company
AXP / American Express Company
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
MA / Mastercard Incorporated
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
IBM / International Business Machines Corporation
ELV / Elevance Health, Inc.
CTSH / Cognizant Technology Solutions Corporation
REGN / Regeneron Pharmaceuticals, Inc.
INTC / Intel Corporation
QCOM / QUALCOMM Incorporated
JNJ / Johnson & Johnson
F / Ford Motor Company
IP / International Paper Company
PM / Philip Morris International Inc.
BAC / Bank of America Corporation
PEP / PepsiCo, Inc.
META / Meta Platforms, Inc.
UPS / United Parcel Service, Inc.
WHR / Whirlpool Corporation
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
ES / Eversource Energy
/ Windstream Holdings, Inc
AAPL / Apple Inc.
ABBV / AbbVie Inc.
COP / ConocoPhillips
GRMN / Garmin Ltd.
HST / Host Hotels & Resorts, Inc.
AMZN / Amazon.com, Inc.
KLAC / KLA Corporation
IWV / iShares Trust - iShares Russell 3000 ETF
VFC / V.F. Corporation
BDX / Becton, Dickinson and Company
T / AT&T Inc.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
SLFYF / Sun Life Financial, Inc. - 4.75% PRF PERPETUAL CAD 25 - Cls A Ser 1
SYK / Stryker Corporation
MBB / iShares Trust - iShares MBS ETF
UGI / UGI Corporation
PEG / Public Service Enterprise Group Incorporated
CELG / Celgene Corp.
ISEE / IVERIC bio Inc
DFE / WisdomTree Trust - WisdomTree Europe SmallCap Dividend Fund
CPB / The Campbell's Company
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
HDV / iShares Trust - iShares Core High Dividend ETF
UNP / Union Pacific Corporation
LOW / Lowe's Companies, Inc.
UNH / UnitedHealth Group Incorporated
SPY / SPDR S&P 500 ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
DVY / iShares Trust - iShares Select Dividend ETF
BMY / Bristol-Myers Squibb Company
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
SBUX / Starbucks Corporation
WFC / Wells Fargo & Company
HD / The Home Depot, Inc.
PG / The Procter & Gamble Company
DE / Deere & Company
DCP / DCP Midstream LP - Unit
SEB / Seaboard Corporation
CVS / CVS Health Corporation
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
ILMN / Illumina, Inc.
CMCSA / Comcast Corporation
GILD / Gilead Sciences, Inc.
ABT / Abbott Laboratories
GSK / GSK plc - Depositary Receipt (Common Stock)
CB / Chubb Limited
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
RTX / RTX Corporation
HON / Honeywell International Inc.
DFS / Discover Financial Services
XOM / Exxon Mobil Corporation
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
OGE / OGE Energy Corp.
TRV / The Travelers Companies, Inc.
BRK.B / Berkshire Hathaway Inc.
VZ / Verizon Communications Inc.
HSY / The Hershey Company
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
CAH / Cardinal Health, Inc.
CVX / Chevron Corporation
JPM / JPMorgan Chase & Co.
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
BA / The Boeing Company
V / Visa Inc.
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
MSFT / Microsoft Corporation
TSLA / Tesla, Inc.