Market Value393,641,000
Total Holdings205
File Date2016-01-13
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AEE / Ameren Corporation
GOOG / Alphabet Inc.
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
XPH / SPDR Series Trust - SPDR S&P Pharmaceuticals ETF
CSD / Invesco Exchange-Traded Fund Trust - Invesco S&P Spin-Off ETF
847560109 / Spectra Energy Corp.
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
ETB / Eaton Vance Tax-Managed Buy-Write Income Fund
NPD / China Nepstar Chain Drugstore Ltd.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
OEF / iShares Trust - iShares S&P 100 ETF
NZF / Nuveen Municipal Credit Income Fund
PEAK / Healthpeak Properties, Inc.
MMP / Magellan Midstream Partners L.P.
PEP / PepsiCo, Inc.
YRI / Yamana Gold Inc
STZ / Constellation Brands, Inc.
APD / Air Products and Chemicals, Inc.
META / Meta Platforms, Inc.
BMY / Bristol-Myers Squibb Company
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
MO / Altria Group, Inc.
MRK / Merck & Co., Inc.
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
IBM / International Business Machines Corporation
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
BRK.A / Berkshire Hathaway Inc.
PFE / Pfizer Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
MET / MetLife, Inc.
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MGV / Vanguard World Fund - Vanguard Mega Cap Value ETF
DVY / iShares Trust - iShares Select Dividend ETF
BRK.B / Berkshire Hathaway Inc.
BAC / Bank of America Corporation
FTEC / Fidelity Covington Trust - Fidelity MSCI Information Technology Index ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
KO / The Coca-Cola Company
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
T / AT&T Inc.
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
FHLC / Fidelity Covington Trust - Fidelity MSCI Health Care Index ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
WMT / Walmart Inc.
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
WFC / Wells Fargo & Company
IVV / iShares Trust - iShares Core S&P 500 ETF
MUB / iShares Trust - iShares National Muni Bond ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
CL / Colgate-Palmolive Company
EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund
MMM / 3M Company
US90267B6829 / ETRACS Alerian MLP Index ETN
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
XSD / SPDR Series Trust - SPDR S&P Semiconductor ETF
INTC / Intel Corporation
BXMX / Nuveen S&P 500 Buy-Write Income Fund
IYT / iShares Trust - iShares U.S. Transportation ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
DXJS / WisdomTree Trust - WisdomTree Japan Hedged SmallCap Equity Fund
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
RPV / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Value ETF
46434VAJ9 / Ishares Tr Bond
EWSC / Invesco Capital Management LLC - Invesco S&P SmallCap 600 Equal Weight ETF
JPC / Nuveen Preferred & Income Opportunities Fund
MMT / MFS Multimarket Income Trust
SPXX / Nuveen S&P 500 Dynamic Overwrite Fund
EWMC / Invesco Capital Management LLC - Invesco S&P MidCap 400 Equal Weight ETF
IBB / iShares Trust - iShares Biotechnology ETF
385002100 / Gramercy Property Trust Inc.
MKL / Markel Group Inc.
XNPMX / Nuveen Premium Income Municipal
HAL / Halliburton Company
UNP / Union Pacific Corporation
PPG / PPG Industries, Inc.
AIG / American International Group, Inc.
SLB / Schlumberger Limited
ONEQ / Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
EPI / WisdomTree Trust - WisdomTree India Earnings Fund
QQQX / Nuveen Nasdaq 100 Dynamic Overwrite Fund
XHS / SPDR Series Trust - SPDR S&P Health Care Services ETF
ETO / Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
NXZ / Nuveen Dividend Advantage Municipal Fund 2
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
NQS / Nuveen Select Quality Municipal Fund, Inc.
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
QQQ / Invesco QQQ Trust, Series 1
CACQ / Caesars Acquisition Co.
GXC / SPDR Index Shares Funds - SPDR S&P China ETF
MDY / SPDR S&P MidCap 400 ETF Trust
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
BDJ / BlackRock Enhanced Equity Dividend Trust
VHT / Vanguard World Fund - Vanguard Health Care ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
IHI / iShares Trust - iShares U.S. Medical Devices ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
NPF / Nuveen Premier Municipal Income Fund, Inc.
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
IYE / iShares Trust - iShares U.S. Energy ETF
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
SD / SandRidge Energy, Inc.
NPI / Nuveen Premium Income Municipal Fund, Inc.
NAD / Nuveen Quality Municipal Income Fund
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
DGRW / WisdomTree Trust - WisdomTree U.S. Quality Dividend Growth Fund
PEO / Adams Natural Resources Fund, Inc.
NCV / Virtus Convertible & Income Fund
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
BOE / BlackRock Enhanced Global Dividend Trust
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
GORO / Gold Resource Corporation
NLY / Annaly Capital Management, Inc.
DBJP / DBX ETF Trust - Xtrackers MSCI Japan Hedged Equity ETF
MARKET VECTORS WIDE MOAT / ETF (57060U134)
DEF / Invesco Capital Management LLC - Invesco Defensive Equity ETF
MARKET VECTORS INTERMEDIATE MUNI IDX / ETF (57060U845)
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
RIGS / ALPS ETF Trust - RiverFront Strategic Income Fund
PSEC / Prospect Capital Corporation
PBW / Invesco Exchange-Traded Fund Trust - Invesco WilderHill Clean Energy ETF
NMO / Nuveen Municipal Market Opportunity Fund, Inc.
PEJ / Invesco Exchange-Traded Fund Trust - Invesco Leisure and Entertainment ETF
NUVEEN PREM OME MUN FD 4 COM / CEF (6706K4105)
JRO / Nuveen Floating Rate Income Opportunity Fund
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
CSQ / Calamos Strategic Total Return Fund
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
XCIIX / BlackRock Enhanced Capital and
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
91911K102 / Bausch Health Companies
NMA / Nuveen Municipal Advantage Fund, Inc.
NQI / Nuveen Quality Municipal Fund, Inc.
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
WOOD / iShares Trust - iShares Global Timber & Forestry ETF
HPI / John Hancock Preferred Income Fund
NQU / Nuveen Quality Income Municipal Fund, Inc.
EWC / iShares, Inc. - iShares MSCI Canada ETF
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
NPP / Nuveen Performance Plus Municipal Fund, Inc.
AWF / AllianceBernstein Global High Income Fund
GPS / The Gap, Inc.
DFE / WisdomTree Trust - WisdomTree Europe SmallCap Dividend Fund
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
SLV / iShares Silver Trust
NMZ / Nuveen Municipal High Income Opportunity Fund
US2782651036 / Eaton Vance Corp.
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
JQC / Nuveen Credit Strategies Income Fund
F / Ford Motor Company
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
SDTTU / SandRidge Mississippian Trust I
EDAP / EDAP TMS S.A. - Depositary Receipt (Common Stock)
CPB / The Campbell's Company
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
TWX / Warner Media LLC
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
FDIS / Fidelity Covington Trust - Fidelity MSCI Consumer Discretionary Index ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
KR / The Kroger Co.
TIP / iShares Trust - iShares TIPS Bond ETF
ED / Consolidated Edison, Inc.
ADM / Archer-Daniels-Midland Company
VCLT / Vanguard Scottsdale Funds - Vanguard Long-Term Corporate Bond ETF
COP / ConocoPhillips
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
USB / U.S. Bancorp
IWM / iShares Trust - iShares Russell 2000 ETF
CSCO / Cisco Systems, Inc.
PSX / Phillips 66
IHF / iShares Trust - iShares U.S. Healthcare Providers ETF
JPM / JPMorgan Chase & Co.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
SO / The Southern Company
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
CVX / Chevron Corporation
GE / General Electric Company
GILD / Gilead Sciences, Inc.
RTX / RTX Corporation
ABT / Abbott Laboratories
MDT / Medtronic plc
ACWV / iShares, Inc. - iShares MSCI Global Min Vol Factor ETF
IDV / iShares Trust - iShares International Select Dividend ETF
NUV / Nuveen Municipal Value Fund, Inc.
NKE / NIKE, Inc.
SPY / SPDR S&P 500 ETF
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
EVG / Eaton Vance Short Duration Diversified Income Fund
GLD / SPDR Gold Trust
SBUX / Starbucks Corporation
CAT / Caterpillar Inc.
IAU / iShares Gold Trust
EMR / Emerson Electric Co.
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
PG / The Procter & Gamble Company
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
JNJ / Johnson & Johnson
XOM / Exxon Mobil Corporation
LMT / Lockheed Martin Corporation
GS / The Goldman Sachs Group, Inc.
VZ / Verizon Communications Inc.
ABBV / AbbVie Inc.
AAPL / Apple Inc.
NFLX / Netflix, Inc.
MSFT / Microsoft Corporation