Market Value203,181,000
Total Holdings142
File Date2021-11-04
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
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Shares
Current
Shares
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(USD x1000)
Current Value
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FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
AAPL / Apple Inc.
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
DMXF / iShares Trust - iShares ESG Advanced MSCI EAFE ETF
IFGL / iShares Trust - iShares International Developed Real Estate ETF
ACWV / iShares, Inc. - iShares MSCI Global Min Vol Factor ETF
ESGE / iShares, Inc. - iShares ESG Aware MSCI EM ETF
TSLA / Tesla, Inc.
AMZN / Amazon.com, Inc.
DIS / The Walt Disney Company
BAC / Bank of America Corporation
GOOGL / Alphabet Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
LAD / Lithia Motors, Inc.
XSOE / WisdomTree Trust - WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
VIOO / Vanguard Admiral Funds - Vanguard S&P Small-Cap 600 ETF
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
ENB / Enbridge Inc.
ESGV / Vanguard World Fund - Vanguard ESG U.S. Stock ETF
DIV / Global X Funds - Global X SuperDividend U.S. ETF
CMBS / iShares Trust - iShares CMBS ETF
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
SLQD / iShares Trust - iShares 0-5 Year Investment Grade Corporate Bond ETF
FMHI / First Trust Exchange-Traded Fund III - First Trust Municipal High Income ETF
FCTR / First Trust Exchange-Traded Fund - First Trust Lunt U.S. Factor Rotation ETF
NUHY / NuShares ETF Trust - Nuveen ESG High Yield Corporate Bond ETF
IAGG / iShares Trust - iShares Core International Aggregate Bond ETF
FKU / First Trust Exchange-Traded AlphaDEX Fund II - First Trust United Kingdom AlphaDEX Fund
BIO / Bio-Rad Laboratories, Inc.
FPXI / First Trust Exchange Traded Fund II - First Trust International Equity Opportunities ETF
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
SCHC / Schwab Strategic Trust - Schwab International Small-Cap Equity ETF
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
ESML / iShares Trust - iShares ESG Aware MSCI USA Small-Cap ETF
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
DGRO / iShares Trust - iShares Core Dividend Growth ETF
SUSA / iShares Trust - iShares ESG Optimized MSCI USA ETF
EWU / iShares Trust - iShares MSCI United Kingdom ETF
SUSC / iShares Trust - iShares ESG Aware USD Corporate Bond ETF
US83088V1026 / Slack Technologies Inc
CORP / PIMCO ETF Trust - PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
VSGX / Vanguard World Fund - Vanguard ESG International Stock ETF
XLSR / SSGA Active Trust - SPDR SSGA US Sector Rotation ETF
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
EPS / WisdomTree Trust - WisdomTree U.S. LargeCap Fund
TIP / iShares Trust - iShares TIPS Bond ETF
NVDA / NVIDIA Corporation
BGRN / iShares Trust - iShares USD Green Bond ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
CSCO / Cisco Systems, Inc.
ESGU / iShares Trust - iShares ESG Aware MSCI USA ETF
PAVE / Global X Funds - Global X U.S. Infrastructure Development ETF
HLAL / Listed Funds Trust - Wahed FTSE USA Shariah ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
NULG / Nushares ETF Trust - Nuveen ESG Large-Cap Growth ETF
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
SPEM / SPDR Index Shares Funds - SPDR Portfolio Emerging Markets ETF
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
PPTY / ETF Series Solutions - U.S. Diversified Real Estate ETF
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
IEUR / iShares Trust - iShares Core MSCI Europe ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
NUEM / Nushares ETF Trust - Nuveen ESG Emerging Markets Equity ETF
NULV / Nushares ETF Trust - Nuveen ESG Large-Cap Value ETF
VIGI / Vanguard Whitehall Funds - Vanguard International Dividend Appreciation ETF
WEC / WEC Energy Group, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
RFDI / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Developed International ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
BWZ / SPDR Series Trust - SPDR Bloomberg Short Term International Treasury Bond ETF
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
JNJ / Johnson & Johnson
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
MUB / iShares Trust - iShares National Muni Bond ETF
SUSB / iShares Trust - iShares ESG Aware 1-5 Year USD Corporate Bond ETF
FUMB / First Trust Exchange-Traded Fund III - First Trust Ultra Short Duration Municipal ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
ESGD / iShares Trust - iShares ESG Aware MSCI EAFE ETF
USXF / iShares Trust - iShares ESG Advanced MSCI USA ETF
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
RING / iShares, Inc. - iShares MSCI Global Gold Miners ETF
HYXF / iShares Trust - iShares ESG Advanced High Yield Corporate Bond ETF
IGRO / iShares Trust - iShares International Dividend Growth ETF
PFE / Pfizer Inc.
VTEB / Vanguard Municipal Bond Funds - Vanguard Tax-Exempt Bond ETF
EMNT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
QCLN / First Trust Exchange-Traded Fund - First Trust NASDAQ Clean Edge Green Energy Index Fund
BRK.B / Berkshire Hathaway Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
FIW / First Trust Exchange-Traded Fund - First Trust Water ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
NUBD / NuShares ETF Trust - Nuveen ESG U.S. Aggregate Bond ETF
SPSM / SPDR Series Trust - SPDR Portfolio S&P 600 Small Cap ETF
GLDM / World Gold Trust - SPDR Gold MiniShares Trust
FDT / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Developed Markets ex-US AlphaDEX Fund
DEED / First Trust Exchange-Traded Fund VIII - First Trust TCW Securitized Plus ETF
FMF / First Trust Exchange-Traded Fund V - First Trust Managed Futures Strategy Fund
EWX / SPDR Index Shares Funds - SPDR S&P Emerging Markets Small Cap ETF
SPEU / SPDR Index Shares Funds - SPDR Portfolio Europe ETF
IDEV / iShares Trust - iShares Core MSCI International Developed Markets ETF
LWLG / Lightwave Logic, Inc.
XOM / Exxon Mobil Corporation
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
HD / The Home Depot, Inc.
DFEB / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Deep Buffer ETF - February
OUNZ / VanEck Merk Gold ETF
FAAR / First Trust Exchange-Traded Fund VII - First Trust Alternative Absolute Return Strategy ETF
SCHR / Schwab Strategic Trust - Schwab Intermediate-Term U.S. Treasury ETF
SPY / SPDR S&P 500 ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
IXC / iShares Trust - iShares Global Energy ETF
GUNR / FlexShares Trust - FlexShares Morningstar Global Upstream Natural Resources Index Fund
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
META / Meta Platforms, Inc.
FTGC / First Trust Exchange-Traded Fund VII - First Trust Global Tactical Commodity Strategy Fund
EUSB / iShares Trust - iShares ESG Advanced Total USD Bond Market ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
FMB / First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF
SLVP / iShares, Inc. - iShares MSCI Global Silver and Metals Miners ETF
NUDM / Nushares ETF Trust - Nuveen ESG International Developed Markets Equity ETF
IPAC / iShares Trust - iShares Core MSCI Pacific ETF
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
BUFD / First Trust Exchange-Traded Fund VIII - FT Vest Laddered Deep Buffer ETF
VYMI / Vanguard Whitehall Funds - Vanguard International High Dividend Yield ETF
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
VGLT / Vanguard Scottsdale Funds - Vanguard Long-Term Treasury ETF
JPM / JPMorgan Chase & Co.
IVOO / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 ETF
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
ICLN / iShares Trust - iShares Global Clean Energy ETF
LLY / Eli Lilly and Company
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
NUSC / Nushares ETF Trust - Nuveen ESG Small-Cap ETF
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
AGGY / WisdomTree Trust - WisdomTree Yield Enhanced U.S. Aggregate Bond Fund
GLD / SPDR Gold Trust
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
GOOG / Alphabet Inc.
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
EMXF / iShares Trust - iShares ESG Advanced MSCI EM ETF
VEEV / Veeva Systems Inc.
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
VGIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Treasury ETF
XLRE / The Select Sector SPDR Trust - The Real Estate Select Sector SPDR Fund
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
SPLG / SPDR Series Trust - SPDR Portfolio S&P 500 ETF
FIXD / First Trust Exchange-Traded Fund VIII - First Trust TCW Opportunistic Fixed Income ETF
UCON / First Trust Exchange-Traded Fund VIII - First Trust TCW Unconstrained Plus Bond ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
FEMB / First Trust Exchange Traded Fund III - First Trust Emerging Markets Local Currency Bond ETF
GWX / SPDR Index Shares Funds - SPDR S&P International Small Cap ETF
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
USB / U.S. Bancorp
HDV / iShares Trust - iShares Core High Dividend ETF
CRM / Salesforce, Inc.
MFG / Mizuho Financial Group, Inc. - Depositary Receipt (Common Stock)
MSFT / Microsoft Corporation
VUG / Vanguard Index Funds - Vanguard Growth ETF
EXAS / Exact Sciences Corporation