Market Value237,558,000
Total Holdings245
File Date2017-02-17
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
BR / Broadridge Financial Solutions, Inc.
HTGC / Hercules Capital, Inc.
LMT / Lockheed Martin Corporation
TSN / Tyson Foods, Inc.
MSFT / Microsoft Corporation
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
KMB / Kimberly-Clark Corporation
KSS / Kohl's Corporation
INBK / First Internet Bancorp
MRK / Merck & Co., Inc.
TMO / Thermo Fisher Scientific Inc.
KBE / SPDR Series Trust - SPDR S&P Bank ETF
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
ESV / Ensco plc
YY / JOYY Inc. - Depositary Receipt (Common Stock)
CONE / CyrusOne Inc
BA / The Boeing Company
SCU / Sculptor Capital Management Inc - Class A
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
OHI / Omega Healthcare Investors, Inc.
SGDM / Sprott Funds Trust - Sprott Gold Miners ETF
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
IYM / iShares Trust - iShares U.S. Basic Materials ETF
AAPL / Apple Inc.
IYE / iShares Trust - iShares U.S. Energy ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
T / AT&T Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
MDT / Medtronic plc
DIA / SPDR Dow Jones Industrial Average ETF Trust
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
MUB / iShares Trust - iShares National Muni Bond ETF
WATT / Energous Corporation
AMLP / ALPS ETF Trust - Alerian MLP ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
CMF / iShares Trust - iShares California Muni Bond ETF
JPM / JPMorgan Chase & Co.
TIP / iShares Trust - iShares TIPS Bond ETF
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
PAYX / Paychex, Inc.
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
GE / General Electric Company
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
DIS / The Walt Disney Company
ALL / The Allstate Corporation
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
FTEC / Fidelity Covington Trust - Fidelity MSCI Information Technology Index ETF
BRK.B / Berkshire Hathaway Inc.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
VZ / Verizon Communications Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
HDV / iShares Trust - iShares Core High Dividend ETF
IAU / iShares Gold Trust
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
EFV / iShares Trust - iShares MSCI EAFE Value ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
UNH / UnitedHealth Group Incorporated
AMZN / Amazon.com, Inc.
MLQD / iShares 5-10 Year Investment Grade Corporate Bond ETF
F / Ford Motor Company
COMT / iShares U.S. ETF Trust - iShares GSCI Commodity Dynamic Roll Strategy ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
PG / The Procter & Gamble Company
GOOGL / Alphabet Inc.
AMGN / Amgen Inc.
MCD / McDonald's Corporation
GS / The Goldman Sachs Group, Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
DVY / iShares Trust - iShares Select Dividend ETF
BAC / Bank of America Corporation
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
EMCB / WisdomTree Trust - WisdomTree Emerging Markets Corporate Bond Fund
LNC / Lincoln National Corporation
VSBIX / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury Index Fund Institutional Shares
XLNX / Xilinx, Inc.
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
ES / Eversource Energy
RMD / ResMed Inc.
FTR / Frontier Communications Corp.
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
/ Cantel Medical Corp.
PLOW / Douglas Dynamics, Inc.
BRK.A / Berkshire Hathaway Inc.
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
CWI / SPDR Index Shares Funds - SPDR MSCI ACWI ex-US ETF
PRGO / Perrigo Company plc
TAL / TAL Education Group - Depositary Receipt (Common Stock)
ROP / Roper Technologies, Inc.
018490100 / Allergan plc
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
SRCL / Stericycle, Inc.
ARGO / Argo Group International Holdings, Inc.
BSFT / BroadSoft, Inc.
VDE / Vanguard World Fund - Vanguard Energy ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
LEG / Leggett & Platt, Incorporated
BSJG / Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
SNCR / Synchronoss Technologies, Inc.
JMF / Nuveen Energy MLP Total Return Fund
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
RTNB / root9B Holdings, Inc.
WBMD / WebMD Health Corp.
US54142L1098 / LogMein, Inc.
DTE / DTE Energy Company
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
GSIE / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta International Equity ETF
MIN / MFS Intermediate Income Trust
IBA / Industrias Bachoco, S.A.B. DE C.V. - ADR
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
CORP / PIMCO ETF Trust - PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
BXMX / Nuveen S&P 500 Buy-Write Income Fund
MMT / MFS Multimarket Income Trust
HSY / The Hershey Company
IDOG / ALPS ETF Trust - ALPS International Sector Dividend Dogs ETF
PSEC / Prospect Capital Corporation
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
KBWY / Invesco Exchange-Traded Fund Trust II - Invesco KBW Premium Yield Equity REIT ETF
BBRC / Columbia Beyond BRICs ETF
CAFD / 8point3 Energy Partners LP
RRGB / Red Robin Gourmet Burgers, Inc.
PZA / Invesco Exchange-Traded Fund Trust II - Invesco National AMT-Free Municipal Bond ETF
74348TAK8 / Prospect Capital Corp. 5.375% Bond due 2017-10-15
XMPT / VanEck ETF Trust - VanEck CEF Muni Income ETF
FAX / Abrdn Asia-Pacific Income Fund Inc
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
GEM / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta Emerging Markets Equity ETF
SHYD / VanEck ETF Trust - VanEck Short High Yield Muni ETF
BSJH / Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
GUNR / FlexShares Trust - FlexShares Morningstar Global Upstream Natural Resources Index Fund
GAB / The Gabelli Equity Trust Inc.
MET / MetLife, Inc.
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
OZRK / Bank of the Ozarks, Inc.
ALB / Albemarle Corporation
MXL / MaxLinear, Inc.
QQQ / Invesco QQQ Trust, Series 1
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
ENFR / ALPS ETF Trust - Alerian Energy Infrastructure ETF
IDXX / IDEXX Laboratories, Inc.
SCHR / Schwab Strategic Trust - Schwab Intermediate-Term U.S. Treasury ETF
AFL / Aflac Incorporated
BBDC / Barings BDC, Inc.
SMG / The Scotts Miracle-Gro Company
VUG / Vanguard Index Funds - Vanguard Growth ETF
SNA / Snap-on Incorporated
MDY / SPDR S&P MidCap 400 ETF Trust
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
TCOM / Trip.com Group Limited - Depositary Receipt (Common Stock)
QRVO / Qorvo, Inc.
US74733V1008 / QEP Resources, Inc.
WU / The Western Union Company
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
IYZ / iShares Trust - iShares U.S. Telecommunications ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
BGCP / BGC Partners Inc - Class A
MCHP / Microchip Technology Incorporated
ILF / iShares Trust - iShares Latin America 40 ETF
ENZL / iShares Trust - iShares MSCI New Zealand ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
ORCL / Oracle Corporation
ARCC / Ares Capital Corporation
GIS / General Mills, Inc.
BGS / B&G Foods, Inc.
WBA / Walgreens Boots Alliance, Inc.
HPQ / HP Inc.
MCK / McKesson Corporation
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
PSQ / ProShares Trust - ProShares Short QQQ
IBM / International Business Machines Corporation
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
JFR / Nuveen Floating Rate Income Fund
AEP / American Electric Power Company, Inc.
TIS / Orchids Paper Products Company
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
DBL / DoubleLine Opportunistic Credit Fund
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
VANECK VECTORS SHORT HIGH-YIELD MUNICIPAL INDEX ETF / ETF (57061R486)
RYU / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Utilities ETF
DNP / DNP Select Income Fund Inc.
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
GPC / Genuine Parts Company
74348TAL6 / Prospect Capital Corp. 5.75% Bond due 2018-03-15
KAR / OPENLANE, Inc.
GSLC / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF
CALM / Cal-Maine Foods, Inc.
KEP / Korea Electric Power Corporation - Depositary Receipt (Common Stock)
IYJ / iShares Trust - iShares U.S. Industrials ETF
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
UFS / Domtar Corporation
GIM / Templeton Global Income Fund
SDLP / Seadrill Partners LLC
KXI / iShares Trust - iShares Global Consumer Staples ETF
RHS / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Consumer Staples ETF
OAK / Oaktree Capital Group, LLC
ON / ON Semiconductor Corporation
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
SDS / ProShares Trust - ProShares UltraShort S&P500
AJX / Great Ajax Corp.
DBC / Invesco DB Commodity Index Tracking Fund
ONEQ / Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index ETF
SDRL / Seadrill Limited
PBP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 BuyWrite ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
RAI / Reynolds American, Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
910187903 / UNITED DEV FDG IV
IBB / iShares Trust - iShares Biotechnology ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
SWK / Stanley Black & Decker, Inc.
TWM / ProShares Trust - ProShares UltraShort Russell2000
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
PCG / PG&E Corporation
IYW / iShares Trust - iShares U.S. Technology ETF
SNI / Scripps Networks Interactive, Inc.
LUMN / Lumen Technologies, Inc.
MMM / 3M Company
CLX / The Clorox Company
SO / The Southern Company
PEP / PepsiCo, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
WFC / Wells Fargo & Company
CVX / Chevron Corporation
TTWO / Take-Two Interactive Software, Inc.
AWK / American Water Works Company, Inc.
TEI / Templeton Emerging Markets Income Fund
IXN / iShares Trust - iShares Global Tech ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
SJT / San Juan Basin Royalty Trust
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
XOM / Exxon Mobil Corporation
IVE / iShares Trust - iShares S&P 500 Value ETF
SRE / Sempra
PEG / Public Service Enterprise Group Incorporated
HON / Honeywell International Inc.
MTN / Vail Resorts, Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
CSCO / Cisco Systems, Inc.
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
NWL / Newell Brands Inc.
EXR / Extra Space Storage Inc.
RY / Royal Bank of Canada
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
INTU / Intuit Inc.
MBB / iShares Trust - iShares MBS ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
CRM / Salesforce, Inc.
JNJ / Johnson & Johnson
PFE / Pfizer Inc.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
KO / The Coca-Cola Company
WMT / Walmart Inc.
GSBC / Great Southern Bancorp, Inc.
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
BDX / Becton, Dickinson and Company
DD / DuPont de Nemours, Inc.
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
GLD / SPDR Gold Trust
IWR / iShares Trust - iShares Russell Mid-Cap ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
HD / The Home Depot, Inc.
TGT / Target Corporation
ROK / Rockwell Automation, Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
GILD / Gilead Sciences, Inc.
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
SPY / SPDR S&P 500 ETF
INDA / iShares Trust - iShares MSCI India ETF
COP / ConocoPhillips
FLOT / iShares Trust - iShares Floating Rate Bond ETF
FI / Fiserv, Inc.
QCOM / QUALCOMM Incorporated
META / Meta Platforms, Inc.
MO / Altria Group, Inc.
INTC / Intel Corporation
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF