Market Value302,320,000
Total Holdings295
File Date2017-11-18
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
BR / Broadridge Financial Solutions, Inc.
ARGO / Argo Group International Holdings, Inc.
HTGC / Hercules Capital, Inc.
IBND / SPDR Series Trust - SPDR Bloomberg International Corporate Bond ETF
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
CORP / PIMCO ETF Trust - PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
MSFT / Microsoft Corporation
SPY / SPDR S&P 500 ETF
IBB / iShares Trust - iShares Biotechnology ETF
INBK / First Internet Bancorp
LUMN / Lumen Technologies, Inc.
EMCB / WisdomTree Trust - WisdomTree Emerging Markets Corporate Bond Fund
CORN / Teucrium Commodity Trust - Teucrium Corn Fund
VZ / Verizon Communications Inc.
ESV / Ensco plc
M / Macy's, Inc.
ESRX / Express Scripts Holding Co.
CGNX / Cognex Corporation
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
US74733V1008 / QEP Resources, Inc.
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
WLL / Whiting Petroleum Corp (New)
OAS / Oasis Petroleum Inc. - New
DOW / Dow Inc.
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
ENFR / ALPS ETF Trust - Alerian Energy Infrastructure ETF
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
BA / The Boeing Company
AAPL / Apple Inc.
ORLY / O'Reilly Automotive, Inc.
US00C4U1L353 / Mylan N.V.
V / Visa Inc.
AMZN / Amazon.com, Inc.
NVDA / NVIDIA Corporation
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
GE / General Electric Company
PG / The Procter & Gamble Company
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
MDT / Medtronic plc
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
WU / The Western Union Company
MUB / iShares Trust - iShares National Muni Bond ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
SCHR / Schwab Strategic Trust - Schwab Intermediate-Term U.S. Treasury ETF
TIP / iShares Trust - iShares TIPS Bond ETF
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
DVY / iShares Trust - iShares Select Dividend ETF
BAC / Bank of America Corporation
CAT / Caterpillar Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
META / Meta Platforms, Inc.
FI / Fiserv, Inc.
ABT / Abbott Laboratories
PFF / iShares Trust - iShares Preferred and Income Securities ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
DIS / The Walt Disney Company
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
JNJ / Johnson & Johnson
ABBV / AbbVie Inc.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
HD / The Home Depot, Inc.
CSCO / Cisco Systems, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
SRE / Sempra
WMT / Walmart Inc.
HDV / iShares Trust - iShares Core High Dividend ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
MCD / McDonald's Corporation
XOM / Exxon Mobil Corporation
DVYE / iShares, Inc. - iShares Emerging Markets Dividend ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
EFV / iShares Trust - iShares MSCI EAFE Value ETF
ALL / The Allstate Corporation
ROK / Rockwell Automation, Inc.
ORCL / Oracle Corporation
F / Ford Motor Company
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
UNP / Union Pacific Corporation
KO / The Coca-Cola Company
CMF / iShares Trust - iShares California Muni Bond ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
TCOM / Trip.com Group Limited - Depositary Receipt (Common Stock)
PSQ / ProShares Trust - ProShares Short QQQ
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
GLW / Corning Incorporated
RMD / ResMed Inc.
CELG / Celgene Corp.
BSCL / Invesco Capital Management LLC - Invesco BulletShares 2021 Corporate Bond ETF
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
IP / International Paper Company
CPA / Copa Holdings, S.A.
PTEN / Patterson-UTI Energy, Inc.
ROP / Roper Technologies, Inc.
TAL / TAL Education Group - Depositary Receipt (Common Stock)
SMB / VanEck ETF Trust - VanEck Short Muni ETF
MC / Moelis & Company
BSJJ / Invesco BulletShares 2019 High Yield Corporate Bond ETF
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
BRK.A / Berkshire Hathaway Inc.
KHC / The Kraft Heinz Company
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
ON / ON Semiconductor Corporation
ALB / Albemarle Corporation
ES / Eversource Energy
EYES / Vivani Medical Inc
DOG / ProShares Trust - ProShares Short Dow30
SIOX / Sio Gene Therapies Inc.
NUAN / Nuance Communications Inc
APO / Apollo Global Management, Inc.
PAF / Invesco FTSE RAFI Asia Pacific ex-Japan ETF
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
US0153511094 / Alexion Pharmaceuticals, Inc.
OAK / Oaktree Capital Group, LLC
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
FNSR / Finisar Corporation
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
RESN / Resonant Inc
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
CAFD / 8point3 Energy Partners LP
CWI / SPDR Index Shares Funds - SPDR MSCI ACWI ex-US ETF
MIN / MFS Intermediate Income Trust
GIM / Templeton Global Income Fund
IDOG / ALPS ETF Trust - ALPS International Sector Dividend Dogs ETF
EWP / iShares, Inc. - iShares MSCI Spain ETF
BSJH / Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
SNCR / Synchronoss Technologies, Inc.
ABDC / Altmore BDC Inc
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
KBWY / Invesco Exchange-Traded Fund Trust II - Invesco KBW Premium Yield Equity REIT ETF
AFT / Apollo Senior Floating Rate Fund Inc.
SHYD / VanEck ETF Trust - VanEck Short High Yield Muni ETF
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
BBRC / Columbia Beyond BRICs ETF
74348TAL6 / Prospect Capital Corp. 5.75% Bond due 2018-03-15
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
ONEQ / Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index ETF
GURU / Global X Funds - Global X Guru Index ETF
BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF
MET / MetLife, Inc.
PKX / POSCO Holdings Inc. - Depositary Receipt (Common Stock)
SQM / Sociedad Química y Minera de Chile S.A. - Depositary Receipt (Common Stock)
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
GPC / Genuine Parts Company
QQQ / Invesco QQQ Trust, Series 1
YY / JOYY Inc. - Depositary Receipt (Common Stock)
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
WABC / Westamerica Bancorporation
SDS / ProShares Trust - ProShares UltraShort S&P500
IDXX / IDEXX Laboratories, Inc.
OXY / Occidental Petroleum Corporation
SCU / Sculptor Capital Management Inc - Class A
EL / The Estée Lauder Companies Inc.
MTN / Vail Resorts, Inc.
PDI / PIMCO Dynamic Income Fund
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
FTEC / Fidelity Covington Trust - Fidelity MSCI Information Technology Index ETF
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
MLQD / iShares 5-10 Year Investment Grade Corporate Bond ETF
ANGL / VanEck ETF Trust - VanEck Fallen Angel High Yield Bond ETF
LNC / Lincoln National Corporation
TWM / ProShares Trust - ProShares UltraShort Russell2000
SHYG / iShares Trust - iShares 0-5 Year High Yield Corporate Bond ETF
MCHP / Microchip Technology Incorporated
QID / ProShares Trust - ProShares UltraShort QQQ
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
ILF / iShares Trust - iShares Latin America 40 ETF
BGCP / BGC Partners Inc - Class A
KMI / Kinder Morgan, Inc.
PCG / PG&E Corporation
MDY / SPDR S&P MidCap 400 ETF Trust
AWK / American Water Works Company, Inc.
ENZL / iShares Trust - iShares MSCI New Zealand ETF
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
WBA / Walgreens Boots Alliance, Inc.
CLX / The Clorox Company
MMM / 3M Company
ARCC / Ares Capital Corporation
HPQ / HP Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
CVS / CVS Health Corporation
TTWO / Take-Two Interactive Software, Inc.
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
MDC / M.D.C. Holdings, Inc.
RGR / Sturm, Ruger & Company, Inc.
SODA / SodaStream International Ltd.
MMT / MFS Multimarket Income Trust
WNRL / Western Refining Logistics, LP
BXMX / Nuveen S&P 500 Buy-Write Income Fund
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
HSY / The Hershey Company
KAR / OPENLANE, Inc.
GAB / The Gabelli Equity Trust Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
BBDC / Barings BDC, Inc.
CONE / CyrusOne Inc
AJX / Great Ajax Corp.
FEU / SPDR STOXX Europe 50 ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
OZRK / Bank of the Ozarks, Inc.
DXC / DXC Technology Company
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
US92189F8095 / VanEck Vectors Coal ETF
SDLP / Seadrill Partners LLC
FLRN / SPDR Series Trust - SPDR Bloomberg Investment Grade Floating Rate ETF
NWL / Newell Brands Inc.
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
KBE / SPDR Series Trust - SPDR S&P Bank ETF
JFR / Nuveen Floating Rate Income Fund
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
SDRL / Seadrill Limited
HEWG / iShares Trust - iShares Currency Hedged MSCI Germany ETF
JMF / Nuveen Energy MLP Total Return Fund
74348TAK8 / Prospect Capital Corp. 5.375% Bond due 2017-10-15
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
IWD / iShares Trust - iShares Russell 1000 Value ETF
TEI / Templeton Emerging Markets Income Fund
SLB / Schlumberger Limited
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
SLV / iShares Silver Trust
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
IGM / iShares Trust - iShares Expanded Tech Sector ETF
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
T / AT&T Inc.
CVX / Chevron Corporation
IBM / International Business Machines Corporation
PEP / PepsiCo, Inc.
OHI / Omega Healthcare Investors, Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
HON / Honeywell International Inc.
INTU / Intuit Inc.
CRM / Salesforce, Inc.
PAYX / Paychex, Inc.
SMG / The Scotts Miracle-Gro Company
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
BDX / Becton, Dickinson and Company
TMO / Thermo Fisher Scientific Inc.
PM / Philip Morris International Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
GOOGL / Alphabet Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
GSBC / Great Southern Bancorp, Inc.
BRK.B / Berkshire Hathaway Inc.
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
MRK / Merck & Co., Inc.
PFE / Pfizer Inc.
SJT / San Juan Basin Royalty Trust
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
JPM / JPMorgan Chase & Co.
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
SGDM / Sprott Funds Trust - Sprott Gold Miners ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
TGT / Target Corporation
ETN / Eaton Corporation plc
GS / The Goldman Sachs Group, Inc.
INDA / iShares Trust - iShares MSCI India ETF
COP / ConocoPhillips
IVE / iShares Trust - iShares S&P 500 Value ETF
WFC / Wells Fargo & Company
COST / Costco Wholesale Corporation
QCOM / QUALCOMM Incorporated
SBUX / Starbucks Corporation
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
GSK / GSK plc - Depositary Receipt (Common Stock)
MO / Altria Group, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
INTC / Intel Corporation
AMGN / Amgen Inc.
LMT / Lockheed Martin Corporation
GOOGL / Alphabet Inc.
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF