Market Value382,664,000
Total Holdings315
File Date2018-11-13
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
BR / Broadridge Financial Solutions, Inc.
AFT / Apollo Senior Floating Rate Fund Inc.
SPYV / SPDR Series Trust - SPDR Portfolio S&P 500 Value ETF
IBND / SPDR Series Trust - SPDR Bloomberg International Corporate Bond ETF
XLNX / Xilinx, Inc.
RMD / ResMed Inc.
FAST / Fastenal Company
MSFT / Microsoft Corporation
TNP / Tsakos Energy Navigation Limited
FDX / FedEx Corporation
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
KHC / The Kraft Heinz Company
CELG / Celgene Corp.
ANDV / Andeavor Corp.
KSS / Kohl's Corporation
SPLK / Splunk Inc.
US46138J6010 / Invesco BulletShares 2020 High Yield Corporate Bond ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
PAF / Invesco FTSE RAFI Asia Pacific ex-Japan ETF
ABMD / Abiomed Inc.
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
CI / The Cigna Group
INBK / First Internet Bancorp
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
PKX / POSCO Holdings Inc. - Depositary Receipt (Common Stock)
FEU / SPDR STOXX Europe 50 ETF
BBRC / Columbia Beyond BRICs ETF
JFR / Nuveen Floating Rate Income Fund
GUGGENHEIM BLT 2018 HIGH YIELD CORP BND ETF / ETF (46138J205)
HTUS / Capitol Series Trust - Hull Tactical US ETF
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
JMF / Nuveen Energy MLP Total Return Fund
IPE / SPDR Barclays TIPS ETF
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
FSK / FS KKR Capital Corp.
SPMD / SPDR Series Trust - SPDR Portfolio S&P 400 Mid Cap ETF
ROP / Roper Technologies, Inc.
OUNZ / VanEck Merk Gold ETF
IEUR / iShares Trust - iShares Core MSCI Europe ETF
IGHG / ProShares Trust - ProShares Investment Grade - Interest Rate Hedged
KAR / OPENLANE, Inc.
ON / ON Semiconductor Corporation
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
WABC / Westamerica Bancorporation
PIE / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Emerging Markets Momentum ETF
PSCH / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Health Care ETF
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
SMB / VanEck ETF Trust - VanEck Short Muni ETF
78463X368 / SPDR Solactive Japan ETF
BSJJ / Invesco BulletShares 2019 High Yield Corporate Bond ETF
DOG / ProShares Trust - ProShares Short Dow30
GMF / SPDR Index Shares Funds - SPDR S&P Emerging Asia Pacific ETF
SPSM / SPDR Series Trust - SPDR Portfolio S&P 600 Small Cap ETF
ABDC / Altmore BDC Inc
FENY / Fidelity Covington Trust - Fidelity MSCI Energy Index ETF
DXC / DXC Technology Company
AJX / Great Ajax Corp.
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
CONE / CyrusOne Inc
CTAS / Cintas Corporation
RAAX / VanEck Vectors ETF Trust - VanEck Real Assets ETF
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF
SXT / Sensient Technologies Corporation
XHE / SPDR Series Trust - SPDR S&P Health Care Equipment ETF
SODA / SodaStream International Ltd.
MIN / MFS Intermediate Income Trust
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
ITE / SPDR Barclays Capital Intermediate Term Treasury ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
TAL / TAL Education Group - Depositary Receipt (Common Stock)
QID / ProShares Trust - ProShares UltraShort QQQ
IQ / iQIYI, Inc. - Depositary Receipt (Common Stock)
HYGH / iShares U.S. ETF Trust - iShares Interest Rate Hedged High Yield Bond ETF
NOG / Northern Oil and Gas, Inc.
ALGN / Align Technology, Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
IDOG / ALPS ETF Trust - ALPS International Sector Dividend Dogs ETF
ESRX / Express Scripts Holding Co.
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
TWM / ProShares Trust - ProShares UltraShort Russell2000
BIS / ProShares Trust - ProShares UltraShort Nasdaq Biotechnology
ONEQ / Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index ETF
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
GURU / Global X Funds - Global X Guru Index ETF
AMKR / Amkor Technology, Inc.
CUE / Cue Biopharma, Inc.
SDLP / Seadrill Partners LLC
CWI / SPDR Index Shares Funds - SPDR MSCI ACWI ex-US ETF
MC / Moelis & Company
URA / Global X Funds - Global X Uranium ETF
THD / iShares, Inc. - iShares MSCI Thailand ETF
CCT / Comcast Corporation - Preferred Security
JPN / DBX ETF Trust - Xtrackers Japan JPX-Nikkei 400 Equity ETF
PTEN / Patterson-UTI Energy, Inc.
SHYD / VanEck ETF Trust - VanEck Short High Yield Muni ETF
MLCO / Melco Resorts & Entertainment Limited - Depositary Receipt (Common Stock)
VIRT / Virtu Financial, Inc.
BXMX / Nuveen S&P 500 Buy-Write Income Fund
FMB / First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
ES / Eversource Energy
ECOL / US Ecology Inc.
IDXG / Interpace Biosciences, Inc.
CORN / Teucrium Commodity Trust - Teucrium Corn Fund
872307903 / TCF Financial Corporation
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
57772K101 / Maxim Integrated Products Inc.
NFLX / Netflix, Inc.
KMI / Kinder Morgan, Inc.
AMD / Advanced Micro Devices, Inc.
WU / The Western Union Company
VRTIX / Vanguard Scottsdale Funds - Vanguard Russell 2000 Index Fund Institutional Shares
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
CME / CME Group Inc.
GATX / GATX Corporation
AFL / Aflac Incorporated
EL / The Estée Lauder Companies Inc.
PDBC / Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
KBWY / Invesco Exchange-Traded Fund Trust II - Invesco KBW Premium Yield Equity REIT ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
SH / ProShares Trust - ProShares Short S&P500
BSCL / Invesco Capital Management LLC - Invesco BulletShares 2021 Corporate Bond ETF
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
SPY / SPDR S&P 500 ETF Put
SPY / SPDR S&P 500 ETF
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
STX / Seagate Technology Holdings plc
MRK / Merck & Co., Inc.
SDS / ProShares Trust - ProShares UltraShort S&P500
VFC / V.F. Corporation
EMR / Emerson Electric Co.
EXC / Exelon Corporation
JOBS / 51Job Inc. - ADR
AAPL / Apple Inc.
INDA / iShares Trust - iShares MSCI India ETF
GE / General Electric Company
BA / The Boeing Company
UNH / UnitedHealth Group Incorporated
BDX / Becton, Dickinson and Company
BGCP / BGC Partners Inc - Class A
VYMI / Vanguard Whitehall Funds - Vanguard International High Dividend Yield ETF
IBB / iShares Trust - iShares Biotechnology ETF
MCD / McDonald's Corporation
MSI / Motorola Solutions, Inc.
KMI / Kinder Morgan, Inc.
OXY / Occidental Petroleum Corporation
CVS / CVS Health Corporation
IYLD / iShares Trust - iShares Morningstar Multi-Asset Income ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
GIS / General Mills, Inc.
PANW / Palo Alto Networks, Inc.
SPIB / SPDR Series Trust - SPDR Portfolio Intermediate Term Corporate Bond ETF
NRG / NRG Energy, Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
SHW / The Sherwin-Williams Company
VTV / Vanguard Index Funds - Vanguard Value ETF
TROW / T. Rowe Price Group, Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
LNC / Lincoln National Corporation
ADP / Automatic Data Processing, Inc.
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
SLV / iShares Silver Trust
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
DVY / iShares Trust - iShares Select Dividend ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
EBAY / eBay Inc.
MA / Mastercard Incorporated
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
HDV / iShares Trust - iShares Core High Dividend ETF
SPTS / SPDR Series Trust - SPDR Portfolio Short Term Treasury ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
SNAP / Snap Inc.
LLL / JX Luxventure Limited
IDXX / IDEXX Laboratories, Inc.
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
MMM / 3M Company
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
ANGL / VanEck ETF Trust - VanEck Fallen Angel High Yield Bond ETF
CMF / iShares Trust - iShares California Muni Bond ETF
SJT / San Juan Basin Royalty Trust
IBM / International Business Machines Corporation
QQQ / Invesco QQQ Trust, Series 1
TMO / Thermo Fisher Scientific Inc.
JPM / JPMorgan Chase & Co.
CCL / Carnival Corporation & plc
SCHR / Schwab Strategic Trust - Schwab Intermediate-Term U.S. Treasury ETF
TIP / iShares Trust - iShares TIPS Bond ETF
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
GOOG / Alphabet Inc.
INTC / Intel Corporation
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
PEP / PepsiCo, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
META / Meta Platforms, Inc.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
ABT / Abbott Laboratories
FI / Fiserv, Inc.
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
DIS / The Walt Disney Company
MPC / Marathon Petroleum Corporation
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
SPEM / SPDR Index Shares Funds - SPDR Portfolio Emerging Markets ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
JNJ / Johnson & Johnson
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
FTEC / Fidelity Covington Trust - Fidelity MSCI Information Technology Index ETF
SPTM / SPDR Series Trust - SPDR Portfolio S&P 1500 Composite Stock Market ETF
BRK.B / Berkshire Hathaway Inc.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
NVDA / NVIDIA Corporation
VZ / Verizon Communications Inc.
KO / The Coca-Cola Company
MUB / iShares Trust - iShares National Muni Bond ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
COP / ConocoPhillips
WMT / Walmart Inc.
IAU / iShares Gold Trust
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
EFV / iShares Trust - iShares MSCI EAFE Value ETF
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
UNP / Union Pacific Corporation
ARCC / Ares Capital Corporation
VUG / Vanguard Index Funds - Vanguard Growth ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
LOW / Lowe's Companies, Inc.
MLQD / iShares 5-10 Year Investment Grade Corporate Bond ETF
AMZN / Amazon.com, Inc.
HPQ / HP Inc.
TGT / Target Corporation
IYW / iShares Trust - iShares U.S. Technology ETF
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
FTGC / First Trust Exchange-Traded Fund VII - First Trust Global Tactical Commodity Strategy Fund
TTWO / Take-Two Interactive Software, Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
V / Visa Inc.
F / Ford Motor Company
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
DVYE / iShares, Inc. - iShares Emerging Markets Dividend ETF
SPLG / SPDR Series Trust - SPDR Portfolio S&P 500 ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
AIG / American International Group, Inc. Call
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
BRK.A / Berkshire Hathaway Inc.
ALL / The Allstate Corporation
APD / Air Products and Chemicals, Inc.
ABBV / AbbVie Inc.
NEM / Newmont Corporation
CSCO / Cisco Systems, Inc.
PSX / Phillips 66
DOW / Dow Inc.
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
SHYG / iShares Trust - iShares 0-5 Year High Yield Corporate Bond ETF
T / AT&T Inc.
IVE / iShares Trust - iShares S&P 500 Value ETF
HON / Honeywell International Inc.
GOOGL / Alphabet Inc.
GWW / W.W. Grainger, Inc.
WFC / Wells Fargo & Company
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
GILD / Gilead Sciences, Inc.
WWE / World Wrestling Entertainment, Inc. - Class A
GS / The Goldman Sachs Group, Inc.
INTU / Intuit Inc.
HII / Huntington Ingalls Industries, Inc.
EXR / Extra Space Storage Inc.
ENFR / ALPS ETF Trust - Alerian Energy Infrastructure ETF
ENZL / iShares Trust - iShares MSCI New Zealand ETF
SHV / iShares Trust - iShares Short Treasury Bond ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
ORCL / Oracle Corporation
XOM / Exxon Mobil Corporation
GSBC / Great Southern Bancorp, Inc.
PG / The Procter & Gamble Company
ADBE / Adobe Inc.
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
SPGI / S&P Global Inc.
AMGN / Amgen Inc.
PFE / Pfizer Inc.
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
GLD / SPDR Gold Trust
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
BX / Blackstone Inc.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
EWJ / iShares, Inc. - iShares MSCI Japan ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
CORP / PIMCO ETF Trust - PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
SGDM / Sprott Funds Trust - Sprott Gold Miners ETF
CRM / Salesforce, Inc.
HD / The Home Depot, Inc.
ETN / Eaton Corporation plc
EA / Electronic Arts Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
NOC / Northrop Grumman Corporation
CVX / Chevron Corporation
BIIB / Biogen Inc.
QCOM / QUALCOMM Incorporated
GSK / GSK plc - Depositary Receipt (Common Stock)
BAC / Bank of America Corporation
COST / Costco Wholesale Corporation
MO / Altria Group, Inc.
LMT / Lockheed Martin Corporation
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
CAT / Caterpillar Inc.