Market Value553,390,000
Total Holdings744
File Date2016-02-03
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
VCV / Invesco California Value Municipal Income Trust
TWO / Two Harbors Investment Corp.
GER / GE Capital Global Holdings, LLC - Preferred Security
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
ETR / Entergy Corporation
ATVI / Activision Blizzard Inc
BXSY / Bexil Investment Trust
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
847560109 / Spectra Energy Corp.
ZNGA / Zynga Inc - Class A
CIO / City Office REIT, Inc.
DSU / BlackRock Debt Strategies Fund, Inc.
PLM / Polymet Mining Corp
CIK / Credit Suisse Asset Management Income Fund, Inc.
PCP / Precision Castparts Corporation
GAB / The Gabelli Equity Trust Inc.
MWZ / MetLife, Inc.
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
AKS / AK Steel Holding Corp.
HKRS / Halcon Resources Corp.
XEL / Xcel Energy Inc.
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
MUB / iShares Trust - iShares National Muni Bond ETF
ESMC / Escalon Medical Corp.
WPC / W. P. Carey Inc.
AWF / AllianceBernstein Global High Income Fund
C.WSA / Citigroup, Inc.
US88829M1053 / Titan Energy LLC
KMX / CarMax, Inc.
XGHIX / Global High Income Fund, Inc
MCI / Barings Corporate Investors
EOS / Eaton Vance Enhanced Equity Income Fund II
WSCI / WSI Industries, Inc.
LNCO / Linn Co, LLC
ARII / American Railcar Industries, Inc.
SXL / Sunoco Logistics Partners L.P.
EROC /
KYE / Kayne Anderson Energy Total Return Fund, Inc.
MOH / Molina Healthcare, Inc.
PKD / Parker Drilling Co.
US58503F5026 / Medley Capital Corp.
UTSI / UTStarcom Holdings Corp.
PFYA / PRGX Global Inc
XGCVX / Gabelli Convertible and Income
OI / O-I Glass, Inc.
465685105 / ITC Holdings Corp.
MHY / Western Asset Managed High Income Fund.
67071S101 / Nuveen Quality Preferred Income Fund
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
US85207U1051 / Sprint Corporation
153501101 / Central Fund of Canada Ltd.
BBEP / Breitburn Energy Partners LP
US63934E1082 / Navistar International Corp
FNHC / FedNat Holding Co
VNR / Vanguard Natural Resources, LLC
SYNA / Synaptics Incorporated
SNAK / Inventure Foods, Inc.
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
HERO / Global X Funds - Global X Video Games & Esports ETF
US87233Q1085 / TC Pipelines, LP
COSI / Cosi, Inc.
XBKS / Xenith Bankshares, Inc.
STXAX / Legg Mason Partners Income Trust - Western Asset Municipal High Income Fund Class A
BVH / Bluegreen Vacations Holding Corporation
GWR / Genesee & Wyoming, Inc.
XIAFX / Aberdeen Australia Equity Fund,
WABC / Westamerica Bancorporation
LOJN / LoJack Corporation
RBSPF / NatWest Group plc
LXU / LSB Industries, Inc.
AABA / Altaba Inc
HYLD / Exchange Listed Funds Trust - High Yield ETF
BMS / Bemis Co., Inc.
HTM / U.S. Geothermal Inc.
656844107 / North American Energy Partners Inc.
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
TC / Token Cat Limited - Depositary Receipt (Common Stock)
385002100 / Gramercy Property Trust Inc.
RCII / Upbound Group Inc
CFNB / California First Leasing Corporation
LPT / Liberty Property Trust
RGLS / Regulus Therapeutics Inc.
PEAK / Healthpeak Properties, Inc.
ARNC / Arconic Corporation
KGC / Kinross Gold Corporation
EMD / Western Asset Emerging Markets Debt Fund Inc.
DBL / DoubleLine Opportunistic Credit Fund
SSKN / STRATA Skin Sciences, Inc.
DHR / Danaher Corporation
USA / Liberty All-Star Equity Fund
AUO / AU Optronics Corp.
BYFC / Broadway Financial Corporation
REM / iShares Trust - iShares Mortgage Real Estate ETF
CBB / Cincinnati Bell, Inc.
ORI / Old Republic International Corporation
UCFC / United Community Financial Corp.
QBAK / Qualstar Corporation
AEY / ADDvantage Technologies Group, Inc.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
UFI / Unifi, Inc.
ACV / Virtus Diversified Income & Convertible Fund
NAT / Nordic American Tankers Limited
QQQ / Invesco QQQ Trust, Series 1
SH / ProShares Trust - ProShares Short S&P500
BC / Brunswick Corporation
EFZ / ProShares Trust - ProShares Short MSCI EAFE
74005P104 / Praxair, Inc.
EXTERRAN PARTNERS L P / (30225N105)
FELP / Foresight Energy LP
UPLMQ / Ultra Petroleum Corp.
ANRZQ / Alpha Natural Resources, Inc.
NMA / Nuveen Municipal Advantage Fund, Inc.
CGBBW / Citigroup, Inc. Warrants exp. 2018-10-28
BJZ / BlackRock California Municipal 2018 Term Trust
ECR / Eclipse Resources Corp.
RZG / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Growth ETF
GUGGENHEIM EQUAL WEIGHT / (40167M106)
BYBK / Bay Bancorp, Inc.
FEI / First Trust MLP and Energy Income Fund
LAD / Lithia Motors, Inc.
US34407D1090 / Fly Leasing Ltd.
AREX / Approach Resources, Inc.
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
ERF / Enerplus Corporation
TFM / Fresh Market Holdings Inc (The)
MIN / MFS Intermediate Income Trust
HEES / H&E Equipment Services, Inc.
US22542D3329 / VelocityShares Daily 2X VIX Short Term ETN S&P 500 VIX STF Index due 12/4/2030
GAS / AGL Resources Inc.
CSUN / China Sunergy Co., Ltd.
LEA / Lear Corporation
SSO / ProShares Trust - ProShares Ultra S&P500
03761UAE6 / Apollo Investment Corp. Bond
TPLM / Triangle Petroleum Corp.
HYHG / ProShares Trust - ProShares High Yield - Interest Rate Hedged
DXTR / Dextera Surgical Inc.
IEV / iShares Trust - iShares Europe ETF
LVLT / Level 3 Financing Inc. - Corporate Bond/Note
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
AMTG / Apollo Residential Mortgage, Inc.
SBW / Western Asset Worldwide Income Fund, Inc.
IMCB / iShares Trust - iShares Morningstar Mid-Cap ETF
NRF / NorthStar Realty Finance Corp.
TTEK / Tetra Tech, Inc.
NADL / North Atlantic Drilling Ltd.
ONVO / Organovo Holdings, Inc.
TWM / ProShares Trust - ProShares UltraShort Russell2000
BVA / Cordia Bancorp Inc.
WPZ / Access Midstream Partners, L.P
ACADEMY / (004006508)
FACTORSHARES PUREFUNDS / (30304R407)
BGY / BlackRock Enhanced International Dividend Trust
FMD / First Marblehead Corp. (The)
CIF / MFS Intermediate High Income Fund
PRKR / ParkerVision, Inc.
/ Weight Watchers International, Inc.
FELCOR LODGING TRUST INC / PREF (31430F200)
CERS / Cerus Corporation
WINT / Windtree Therapeutics, Inc.
NQU / Nuveen Quality Income Municipal Fund, Inc.
TRUE / TrueCar, Inc.
RAI / Reynolds American, Inc.
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
TA / TravelCenters of America Inc
PBP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 BuyWrite ETF
ZF / Zweig Fund, Inc.
AFSIC / AmTrust Financial Services, Inc. - Preferred Stock
370023103 / GGP, Inc.
HLX / Helix Energy Solutions Group, Inc.
YGE / Yingli Green Energy Holding Company Limited
NBY / NovaBay Pharmaceuticals, Inc.
HTA / Healthcare Realty Trust Inc - Class A
OREX / Orexigen Therapeutics, Inc.
US12654A1016 / CNX Midstream Partners LP
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
BABSON CAPITAL PARTN / (05616B100)
RUSHA / Rush Enterprises, Inc.
WYY / WidePoint Corporation
NQS / Nuveen Select Quality Municipal Fund, Inc.
CBRI / CMTSU Liquidation, Inc.
ALTS / ALT5 Sigma Corporation
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
NHS / Neuberger Berman High Yield Strategies Fund Inc.
AWP / abrdn Global Premier Properties Fund
SGL / Strategic Global Income Fund, Inc.
CPLP / Capital Clean Energy Carriers Corp. - Limited Partnership
095428108 / Blue Earth, Inc.
FEN / First Trust Energy Income and Growth Fund
PSUN / Pacific Sunwear of California, Inc.
GPRO / GoPro, Inc.
VOXX / VOXX International Corporation
KATE / Kate Spade & Company
HHY / Brookfield High Income Fund Inc.
GIM / Templeton Global Income Fund
JMBA / Jamba, Inc.
DLX / Deluxe Corporation
DEUTSCHE GLOBAL HIGH / (25158V108)
NFG / National Fuel Gas Company
VKQ / Invesco Municipal Trust
VPV / Invesco Pennsylvania Value Municipal Income Trust
PRAA / PRA Group, Inc.
HIBB / Hibbett, Inc.
OCX / OncoCyte Corporation
LOCO / El Pollo Loco Holdings, Inc.
AMPY / Amplify Energy Corp.
ETB / Eaton Vance Tax-Managed Buy-Write Income Fund
ATNY / API Technologies Corp.
CPPL / Columbia Pipeline Partners LP
OKS / ONEOK Partners, L.P.
INPHQ / Interphase Corp.
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
EMO / ClearBridge Energy Midstream Opportunity Fund Inc
AGU / Agrium Inc.
TRR / TRC Companies, Inc.
NRP / Natural Resource Partners L.P. - Limited Partnership
LF / Leapfrog Enterprises Inc
APLP / Archrock Partners, L.P.
GDP / Goodrich Petroleum Corp.
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
OA / Orbital ATK, Inc.
NQM / Nuveen Investment Quality Municipal Fund, Inc.
EXXI / Energy XXI Ltd.
PHMD / PhotoMedex, Inc.
BXLT / Baxalta Incorporated
CMP / Compass Minerals International, Inc.
FMNB / Farmers National Banc Corp.
DEUTSCHE MULTI MARKET / (25160E102)
DXGE / WisdomTree Trust - WisdomTree Germany Hedged Equity Fund
TCPC / BlackRock TCP Capital Corp.
CNS / Cohen & Steers, Inc.
RVSB / Riverview Bancorp, Inc.
VGR / Vector Group Ltd.
PAR / PAR Technology Corporation
CBA / ClearBridge American Energy MLP Fund Inc.
US38147W1036 / Goldman Sachs MLP Income Opportunities Fund
SIM / Grupo Simec, S.A.B. de C.V. - Depositary Receipt (Common Stock)
US59560V1098 / Mid-Con Energy Partners, LP
SUNE / SUNation Energy Inc.
ANCB / Anchor Bancorp
CWBC / Community West Bancshares
CCP / Care Capital Properties, Inc.
BXMX / Nuveen S&P 500 Buy-Write Income Fund
SAVE / Spirit Airlines, Inc.
RIT / LMP Real Estate Income Fund, Inc.
EHI / Western Asset Global High Income Fund Inc.
AGM / Federal Agricultural Mortgage Corporation
IBM / International Business Machines Corporation
STNG / Scorpio Tankers Inc.
HABK / Hamilton Bancorp, Inc.
ERINQ / Erin Energy Corporation
TNK / Teekay Tankers Ltd.
CVA / Covanta Holding Corporation
EUO / ProShares Trust II - ProShares UltraShort Euro
JACK / Jack in the Box Inc.
WWAV / The WhiteWave Foods Co.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
TPST / Tempest Therapeutics, Inc.
OXSQ / Oxford Square Capital Corp.
GDL / The GDL Fund
LEG / Leggett & Platt, Incorporated
VVR / Invesco Senior Income Trust
JWN / Nordstrom, Inc.
RLYP / Relypsa, Inc.
FBP / First BanCorp.
HMG / HMG Courtland Properties Inc.
NKA / Niska Gas Storage Partners LLC
REXX / Rex Energy Corp.
ENBL / Enable Midstream Partners LP - Unit
DIT / AMCON Distributing Company
NAD / Nuveen Quality Municipal Income Fund
IFV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright International Focus 5 ETF
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
IQI / Invesco Quality Municipal Income Trust
IOSP / Innospec Inc.
X / United States Steel Corporation
MTEM / Molecular Templates, Inc.
DIREXION DAILY OLDCHG / (25459Y389)
UNAM / Unico American Corporation
EPRSQ / Epirus Biopharmaceuticals Inc
PBMD / Prima BioMed Ltd
APU / AmeriGas Partners, L.P.
LIME / Lime Energy Co.
CORP / PIMCO ETF Trust - PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
FTR / Frontier Communications Corp.
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
SPY / SPDR S&P 500 ETF
HIE / Miller/Howard High Income Equity Fund
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
BCX / Blackrock Resources & Commodities Strategy Trust
BDJ / BlackRock Enhanced Equity Dividend Trust
/ VG Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redee
WAB / Westinghouse Air Brake Technologies Corporation
CMCSA / Comcast Corporation
NFLX / Netflix, Inc.
WMB / The Williams Companies, Inc.
US0549371070 / BB&T Corp.
CVEO / Civeo Corporation
CRM / Salesforce, Inc.
BKNG / Booking Holdings Inc.
UAA / Under Armour, Inc.
ECYT / Endocyte, Inc.
LGCY / Legacy Education Inc.
BWP / Boardwalk Pipeline Partners L.P
TOLZ / ProShares Trust - ProShares DJ Brookfield Global Infrastructure ETF
EOGSF / Emerald Resources NL
MNI / McClatchy Co. (THE)
WESTERN ASSET GLOBAL * / (95766G108)
ARO / Aeropostale Inc
DRYS / DryShips, Inc.
WIBC / Wilshire Bancorp, Inc,
PPG / PPG Industries, Inc.
WAL / Western Alliance Bancorporation
TWX / Warner Media LLC
ALU / Alcatel Lucent
CBAK / China BAK Battery, Inc.
NYMX / Nymox Pharmaceutical Corp
NWBO / Northwest Biotherapeutics, Inc.
WEC / WEC Energy Group, Inc.
PAG / Penske Automotive Group, Inc.
PRGN / Paragon Shipping, Inc.
TISI / Team, Inc.
SCU / Sculptor Capital Management Inc - Class A
SJB / ProShares Trust - ProShares Short High Yield
DG / Dollar General Corporation
NWLI / National Western Life Group, Inc.
RAS / RAIT Financial Trust
AVP / Avon Products, Inc.
GNMA / iShares Trust - iShares GNMA Bond ETF
SBS / Companhia de Saneamento Básico do Estado de São Paulo - SABESP - Depositary Receipt (Common Stock)
JRJC / China Finance Online Co. Ltd. - ADR
HYT / BlackRock Corporate High Yield Fund, Inc.
CME / CME Group Inc.
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
AXR / AMREP Corporation
EFAD / ProShares Trust - ProShares MSCI EAFE Dividend Growers ETF
VCF / Delaware Investments Colorado Insured Municipal Income Fund Inc
NVAX / Novavax, Inc.
RMTI / Rockwell Medical, Inc.
DYNT / Dynatronics Corporation
NSAM / NorthStar Asset Management Group, Inc.
POT / Potash Corp. of Saskatchewan, Inc.
MINI / Mobile Mini, Inc.
MDVN / Medivation, Inc.
US0153511094 / Alexion Pharmaceuticals, Inc.
AX / Axos Financial, Inc.
GNW / Genworth Financial, Inc.
TACO / Berto Acquisition Corp.
IYR / iShares Trust - iShares U.S. Real Estate ETF
JEF / Jefferies Financial Group Inc.
CAVM / MontaVista Software, LLC
GOOG / Alphabet Inc.
NBR / Nabors Industries Ltd.
US0325111070 / Anadarko Petroleum Corp.
AET / Aetna, Inc.
EIGR / Eiger BioPharmaceuticals, Inc.
GASS / StealthGas Inc.
OWE / Obsidian Energy Ltd.
ICPT / Intercept Pharmaceuticals Inc
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
CEQP / Crestwood Equity Partners LP - Unit
CY / Cypress Semiconductor Corp.
CYS / CYS Investments, Inc.
TSI / TCW Strategic Income Fund, Inc.
RTN / Raytheon Co.
PRLB / Proto Labs, Inc.
ADS / Bread Financial Holdings Inc
DEX / Delaware Enhanced Global Dividend & Income Fund
BCE / BCE Inc.
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
US00C4U1L353 / Mylan N.V.
018490100 / Allergan plc
/ Denbury Resources, Inc.
91531F103 / General Electric Capital Corp. 6.10#% Public Income Bonds PINES due 2032-11-15
CBI / Chicago Bridge & Iron Co., N.V.
FFBC / First Financial Bancorp.
DSWL / Deswell Industries, Inc.
CORR / CorEnergy Infrastructure Trust, Inc.
OPI / Office Properties Income Trust
OSHC / Ocean Shore Holding Co.
DOOR / Masonite International Corporation
CGRN / Capstone Green Energy Corp.
ISCG / iShares Trust - iShares Morningstar Small-Cap Growth ETF
AUY / Yamana Gold Inc.
MMP / Magellan Midstream Partners L.P.
DOW / Dow Inc.
SDRL / Seadrill Limited
APPCQ / American Apparel, Inc.
PFPT / Proofpoint Inc
AFHIF / Atlas Financial Holdings, Inc.
61166W101 / Monsanto Co.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
CRF / Cornerstone Total Return Fund, Inc.
MT / ArcelorMittal S.A. - Depositary Receipt (Common Stock)
VER / VEREIT Inc
INBK / First Internet Bancorp
US0293261055 / American River Bankshares
ERII / Energy Recovery, Inc.
FSBW / FS Bancorp, Inc.
NICK / Nicholas Financial, Inc.
RHE / Regional Health Properties, Inc.
WFT / Weatherford International plc
NOV / NOV Inc.
NAZ / Nuveen Arizona Quality Municipal Income Fund
WIW / Western Asset Inflation-Linked Opportunities & Income Fund
ESRX / Express Scripts Holding Co.
SYN / Synthetic Biologics Inc
IPG / The Interpublic Group of Companies, Inc.
DARE / Daré Bioscience, Inc.
INSG / Inseego Corp.
/ Delphi Technologies PLC
FLR / Fluor Corporation
ECA / EnCana Corp.
NBG / National Bank of Greece SA
ARCC / Ares Capital Corporation
L / Loews Corporation
RH / RH
KSS / Kohl's Corporation
VGM / Invesco Trust for Investment Grade Municipals
PMO / Putnam Municipal Opportunities Trust
FEO / First Trust-abrdn Emerging Opportunity Fund
TRT / Trio-Tech International
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
RENT / Rent the Runway, Inc.
QEPC / Q.E.P. Co., Inc.
ITB / iShares Trust - iShares U.S. Home Construction ETF
CHK / Chesapeake Energy Corporation
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
PCG / PG&E Corporation
VMC / Vulcan Materials Company
UNG / United States Natural Gas Fund, LP - Limited Partnership
BTT / Blackrock Municipal 2030 Target Term Trust
BEN / Franklin Resources, Inc.
018490100 / Allergan plc
WMT / Walmart Inc.
NAVI / Navient Corporation
DEO / Diageo plc - Depositary Receipt (Common Stock)
BAX / Baxter International Inc.
AXP / American Express Company
CUBI / Customers Bancorp, Inc.
SD / SandRidge Energy, Inc.
W / Wayfair Inc.
VTR / Ventas, Inc.
AAP / Advance Auto Parts, Inc.
HOV / Hovnanian Enterprises, Inc.
RDS.B / Shell Plc - ADR
APA / APA Corporation
MDC / M.D.C. Holdings, Inc.
TWTR / Twitter Inc
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
CNA / CNA Financial Corporation
XNPMX / Nuveen Premium Income Municipal
MTRX / Matrix Service Company
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
KALV / KalVista Pharmaceuticals, Inc.
PII / Polaris Inc.
IGLB / iShares Trust - iShares 10+ Year Investment Grade Corporate Bond ETF
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
UMH / UMH Properties, Inc.
CSWI / CSW Industrials, Inc.
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
KHC / The Kraft Heinz Company
BA / The Boeing Company
TSCO / Tractor Supply Company
MA / Mastercard Incorporated
NEM / Newmont Corporation
CELG / Celgene Corp.
AMZN / Amazon.com, Inc.
SBUX / Starbucks Corporation
PFE / Pfizer Inc.
0R1Z / Oracle Corporation
TSN / Tyson Foods, Inc.
INTC / Intel Corporation
JNJ / Johnson & Johnson
CONN / Conn's, Inc.
APPS / Digital Turbine, Inc.
SCHN / Schnitzer Steel Industries, Inc. - Class A
XOM / Exxon Mobil Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
HSY / The Hershey Company
NXPI / NXP Semiconductors N.V.
SLV / iShares Silver Trust
ISRG / Intuitive Surgical, Inc.
CCM / Concord Medical Services Holdings Limited - Depositary Receipt (Common Stock)
KMI / Kinder Morgan, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
DD / DuPont de Nemours, Inc.
EWBC / East West Bancorp, Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
D / Dominion Energy, Inc.
MO / Altria Group, Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
BAC / Bank of America Corporation
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
DE / Deere & Company
NEE / NextEra Energy, Inc.
MCK / McKesson Corporation
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
SO / The Southern Company
HQL / Abrdn Life Sciences Investors
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
BMY / Bristol-Myers Squibb Company
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
PCAR / PACCAR Inc
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
CODI / Compass Diversified
WELL / Welltower Inc.
GWW / W.W. Grainger, Inc.
PMT / PennyMac Mortgage Investment Trust
DVY / iShares Trust - iShares Select Dividend ETF
HPE / Hewlett Packard Enterprise Company
LYB / LyondellBasell Industries N.V.
PESX / Pioneer Energy Services Corp.
NRIM / Northrim BanCorp, Inc.
MITT / AG Mortgage Investment Trust, Inc.
VSR / Versar, Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
PNW / Pinnacle West Capital Corporation
RITM / Rithm Capital Corp.
NAII / Natural Alternatives International, Inc.
SWKS / Skyworks Solutions, Inc.
OMER / Omeros Corporation
CTSH / Cognizant Technology Solutions Corporation
PSEC / Prospect Capital Corporation
MSFT / Microsoft Corporation
SHEL / Shell plc - Depositary Receipt (Common Stock)
FSD / First Trust High Income Long/Short Fund
NKE / NIKE, Inc.
FOF / Cohen & Steers Closed-End Opportunity Fund, Inc.
BLUE / bluebird bio, Inc.
XOMA / XOMA Royalty Corporation
PMM / Putnam Managed Municipal Income Trust
FITB / Fifth Third Bancorp
SGMO / Sangamo Therapeutics, Inc.
BIOL / BIOLASE, Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
TSLA / Tesla, Inc.
PLX / Protalix BioTherapeutics, Inc.
AMD / Advanced Micro Devices, Inc.
USAC / USA Compression Partners, LP - Limited Partnership
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
VIPS / Vipshop Holdings Limited - Depositary Receipt (Common Stock)
PNNT / PennantPark Investment Corporation
IPI / Intrepid Potash, Inc.
KCP / Cloud Peak Energy Inc
RAD / Rite Aid Corp.
COO / The Cooper Companies, Inc.
JPS / Nuveen Preferred & Income Securities Fund
PDT / John Hancock Premium Dividend Fund
CREE / Cree, Inc.
TRAK / ReposiTrak, Inc.
FTXP / Foothills Exploration, Inc.
BTZ / BlackRock Credit Allocation Income Trust
CCI / Crown Castle Inc.
VZ / Verizon Communications Inc.
DAR / Darling Ingredients Inc.
NLY / Annaly Capital Management, Inc.
IAU / iShares Gold Trust
AMLP / ALPS ETF Trust - Alerian MLP ETF
WLDN / Willdan Group, Inc.
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
VMW / Vmware Inc. - Class A
SNCR / Synchronoss Technologies, Inc.
CSCO / Cisco Systems, Inc.
AIG / American International Group, Inc.
RY N / Royal Bank of Canada
MRK / Merck & Co., Inc.
UNH / UnitedHealth Group Incorporated
GILD / Gilead Sciences, Inc.
O / Realty Income Corporation
PSX / Phillips 66
EVM / Eaton Vance California Municipal Bond Fund
BK / The Bank of New York Mellon Corporation
ACN / Accenture plc
PM / Philip Morris International Inc.
LOW / Lowe's Companies, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
BOE / BlackRock Enhanced Global Dividend Trust
WY / Weyerhaeuser Company
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
CL / Colgate-Palmolive Company
CLM / Cornerstone Strategic Investment Fund, Inc.
TXN / Texas Instruments Incorporated
LULU / lululemon athletica inc.
SRE / Sempra
CAT / Caterpillar Inc.
ULTA / Ulta Beauty, Inc.
JPM / JPMorgan Chase & Co.
SSBI / Summit State Bank
SYK / Stryker Corporation
DFS / Discover Financial Services
MUA / BlackRock MuniAssets Fund, Inc.
NOC / Northrop Grumman Corporation
WDAY / Workday, Inc.
LMT / Lockheed Martin Corporation
PYPL / PayPal Holdings, Inc.
QCOM / QUALCOMM Incorporated
PFN / PIMCO Income Strategy Fund II
DGICA / Donegal Group Inc.
ILMN / Illumina, Inc.
AMGN / Amgen Inc.
ET / Energy Transfer LP - Limited Partnership
SNY / Sanofi - Depositary Receipt (Common Stock)
HON / Honeywell International Inc.
BRK.B / Berkshire Hathaway Inc.
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
PPL / PPL Corporation
HD / The Home Depot, Inc.
MU / Micron Technology, Inc.
AFL / Aflac Incorporated
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
JPI / Nuveen Preferred Securities & Income Opportunities Fund
CSQ / Calamos Strategic Total Return Fund
EDI / Virtus Stone Harbor Emerging Markets Total Income Fund
CLMT / Calumet, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
GGN / GAMCO Global Gold, Natural Resources & Income Trust
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
LVS / Las Vegas Sands Corp.
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
RVT / Royce Small-Cap Trust, Inc.
PRU / Prudential Financial, Inc.
VLO / Valero Energy Corporation
0JSP / LTC Properties, Inc.
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
AWK / American Water Works Company, Inc.
DUK / Duke Energy Corporation
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
0HO8 / Blackstone Inc.
NYCB / Flagstar Financial, Inc.
ABT / Abbott Laboratories
UL / Unilever PLC - Depositary Receipt (Common Stock)
GGB / Gerdau S.A. - Depositary Receipt (Common Stock)
CVS / CVS Health Corporation
STWD / Starwood Property Trust, Inc.
KKR / KKR & Co. Inc.
UNP / Union Pacific Corporation
THQ / Abrdn Healthcare Opportunities Fund
WBA / Walgreens Boots Alliance, Inc.
SLB / Schlumberger Limited
RGA / Reinsurance Group of America, Incorporated
EFA / iShares Trust - iShares MSCI EAFE ETF
BIO / Bio-Rad Laboratories, Inc.
DHI / D.R. Horton, Inc.
META / Meta Platforms, Inc.
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
MPW / Medical Properties Trust, Inc.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
FDX / FedEx Corporation
MNTX / Manitex International, Inc.
SAIA / Saia, Inc.
SIRI / Sirius XM Holdings Inc.
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
TAL / TAL Education Group - Depositary Receipt (Common Stock)
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
AAL / American Airlines Group Inc.
WFC / Wells Fargo & Company
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
TRV / The Travelers Companies, Inc.
CLX / The Clorox Company
MAIN / Main Street Capital Corporation
MMM / 3M Company
BIIB / Biogen Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
DLR / Digital Realty Trust, Inc.
DIS / The Walt Disney Company
PPIH / Perma-Pipe International Holdings, Inc.
BBN / BlackRock Taxable Municipal Bond Trust
VIRC / Virco Mfg. Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
USB / U.S. Bancorp
KMB / Kimberly-Clark Corporation
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
HEFA / iShares Trust - iShares Currency Hedged MSCI EAFE ETF
PEP / PepsiCo, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
IBB / iShares Trust - iShares Biotechnology ETF
SYY / Sysco Corporation
CAG / Conagra Brands, Inc.
COP / ConocoPhillips
MDLZ / Mondelez International, Inc.
ADP / Automatic Data Processing, Inc.
ARNA / Arena Pharmaceuticals Inc
NSC / Norfolk Southern Corporation
GIS / General Mills, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
RTX / RTX Corporation
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
GJR / Strats Trust For Procter & Gambel Security - Preferred Security
MDT / Medtronic plc
CSWC / Capital Southwest Corporation
MMT / MFS Multimarket Income Trust
APD / Air Products and Chemicals, Inc.
LLY / Eli Lilly and Company
HAL / Halliburton Company
IVV / iShares Trust - iShares Core S&P 500 ETF
HPQ / HP Inc.
EMR / Emerson Electric Co.
OXY / Occidental Petroleum Corporation
PANW / Palo Alto Networks, Inc.
AOD / Abrdn Total Dynamic Dividend Fund
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
RF / Regions Financial Corporation
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
ALK / Alaska Air Group, Inc.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
C / Citigroup Inc.
AAPL / Apple Inc.
ITW / Illinois Tool Works Inc.
DAL / Delta Air Lines, Inc.
ED / Consolidated Edison, Inc.
FCX / Freeport-McMoRan Inc.
KR / The Kroger Co.
GGT / The Gabelli Multimedia Trust Inc.
K / Kellanova
CVX / Chevron Corporation
COF / Capital One Financial Corporation
GLD / SPDR Gold Trust
IWD / iShares Trust - iShares Russell 1000 Value ETF
GOOGL / Alphabet Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
PAYX / Paychex, Inc.
GM / General Motors Company
NRG / NRG Energy, Inc.
MNR / Mach Natural Resources LP
EBAY / eBay Inc.
TGT / Target Corporation
MWA / Mueller Water Products, Inc.
GD / General Dynamics Corporation
RMD / ResMed Inc.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
EEI / Ecology and Environment, Inc.
FUN / Six Flags Entertainment Corporation
THRM / Gentherm Incorporated
EXC / Exelon Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
V / Visa Inc.
FLT / Corpay, Inc.
JOF / Japan Smaller Capitalization Fund, Inc.
TDW / Tidewater Inc.
BAC.WS.A / Bank of America Corp. A Warrants
FAX / Abrdn Asia-Pacific Income Fund Inc
HQH / Abrdn Healthcare Investors
IWM / iShares Trust - iShares Russell 2000 ETF
AEP / American Electric Power Company, Inc.
EVV / Eaton Vance Limited Duration Income Fund
GOLD / Barrick Mining Corporation
REGN / Regeneron Pharmaceuticals, Inc.
BTO / John Hancock Financial Opportunities Fund
CI / The Cigna Group
FT / Franklin Universal Trust
CSX / CSX Corporation
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
UTF / Cohen & Steers Infrastructure Fund, Inc
MELI / MercadoLibre, Inc.
CIM / Chimera Investment Corporation
UPS / United Parcel Service, Inc.
FAST / Fastenal Company
FAM / First Trust/Abrdn Global Opportunity Income Fund
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
NBB / Nuveen Taxable Municipal Income Fund
SWN / Southwestern Energy Company
SCHW / The Charles Schwab Corporation
FSK / FS KKR Capital Corp.
LUV / Southwest Airlines Co.
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
VALE / Vale S.A. - Depositary Receipt (Common Stock)
STX / Seagate Technology Holdings plc
J / Jacobs Solutions Inc.
THW / Abrdn World Healthcare Fund
JPC / Nuveen Preferred & Income Opportunities Fund
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
RIG / Transocean Ltd.
CMI / Cummins Inc.
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
CSM / ProShares Trust - ProShares Large Cap Core Plus
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
PHD / Pioneer Floating Rate Fund, Inc.
STEW / SRH Total Return Fund, Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
NAC / Nuveen California Quality Municipal Income Fund
DGX / Quest Diagnostics Incorporated
T / AT&T Inc.
KO / The Coca-Cola Company
ASG / Liberty All-Star Growth Fund, Inc.
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
ROST / Ross Stores, Inc.
DSL / DoubleLine Income Solutions Fund
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
ABBV / AbbVie Inc.
DXCM / DexCom, Inc.
F / Ford Motor Company
GS / The Goldman Sachs Group, Inc.
ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
MCD / McDonald's Corporation
COST / Costco Wholesale Corporation
TJX / The TJX Companies, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund