Market Value611,005,000
Total Holdings789
File Date2016-08-02
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

Click the link icon to see the full transaction history.

Upgrade to unlock premium data and export to Excel .

Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
VCV / Invesco California Value Municipal Income Trust
TWO / Two Harbors Investment Corp.
GER / GE Capital Global Holdings, LLC - Preferred Security
BXSY / Bexil Investment Trust
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
ETR / Entergy Corporation
HEFA / iShares Trust - iShares Currency Hedged MSCI EAFE ETF
SCU / Sculptor Capital Management Inc - Class A
ZNGA / Zynga Inc - Class A
BMY / Bristol-Myers Squibb Company
CIK / Credit Suisse Asset Management Income Fund, Inc.
MO / Altria Group, Inc.
PLM / Polymet Mining Corp
GAB / The Gabelli Equity Trust Inc.
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
BXLT / Baxalta Incorporated
/ Delphi Technologies PLC
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
SSSS / SuRo Capital Corp.
WFT / Weatherford International plc
MTEM / Molecular Templates, Inc.
XGHIX / Global High Income Fund, Inc
/ VG Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redee
NRP / Natural Resource Partners L.P. - Limited Partnership
AWP / abrdn Global Premier Properties Fund
BYBK / Bay Bancorp, Inc.
EOS / Eaton Vance Enhanced Equity Income Fund II
WFM / Whole Foods Market, Inc.
370023103 / GGP, Inc.
WSCI / WSI Industries, Inc.
PRAA / PRA Group, Inc.
LNCO / Linn Co, LLC
US88829M1053 / Titan Energy LLC
KYE / Kayne Anderson Energy Total Return Fund, Inc.
CPLP / Capital Clean Energy Carriers Corp. - Limited Partnership
BRC / Brady Corporation
US58503F5026 / Medley Capital Corp.
465685105 / ITC Holdings Corp.
67071S101 / Nuveen Quality Preferred Income Fund
153501101 / Central Fund of Canada Ltd.
FEN / First Trust Energy Income and Growth Fund
FNHC / FedNat Holding Co
SYNA / Synaptics Incorporated
SNAK / Inventure Foods, Inc.
SBS / Companhia de Saneamento Básico do Estado de São Paulo - SABESP - Depositary Receipt (Common Stock)
TUP / Tupperware Brands Corporation
COSI / Cosi, Inc.
EMO / ClearBridge Energy Midstream Opportunity Fund Inc
XBKS / Xenith Bankshares, Inc.
XIAFX / Aberdeen Australia Equity Fund,
RBSPF / NatWest Group plc
RBSPF / NatWest Group plc
FMNB / Farmers National Banc Corp.
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
HTM / U.S. Geothermal Inc.
TC / Token Cat Limited - Depositary Receipt (Common Stock)
NQS / Nuveen Select Quality Municipal Fund, Inc.
NQM / Nuveen Investment Quality Municipal Fund, Inc.
385002100 / Gramercy Property Trust Inc.
CFNB / California First Leasing Corporation
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
MDY / SPDR S&P MidCap 400 ETF Trust
EMD / Western Asset Emerging Markets Debt Fund Inc.
DBL / DoubleLine Opportunistic Credit Fund
RGLS / Regulus Therapeutics Inc.
ARNC / Arconic Corporation
NSAM / NorthStar Asset Management Group, Inc.
VIRC / Virco Mfg. Corporation
IOSP / Innospec Inc.
847560109 / Spectra Energy Corp.
AGM / Federal Agricultural Mortgage Corporation
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
FEI / First Trust MLP and Energy Income Fund
AUO / AU Optronics Corp.
BYFC / Broadway Financial Corporation
REM / iShares Trust - iShares Mortgage Real Estate ETF
US88163VAE92 / Teva Pharmaceutical Fin Llc Bond
CBB / Cincinnati Bell, Inc.
VER / VEREIT Inc
QBAK / Qualstar Corporation
US94973VBG14 / Anthem, Inc. Bond
SCOR / comScore, Inc.
CWBC / Community West Bancshares
AKS / AK Steel Holding Corp.
US741503AS58 / The Priceline Group Inc. Bond
EFZ / ProShares Trust - ProShares Short MSCI EAFE
US22542D3329 / VelocityShares Daily 2X VIX Short Term ETN S&P 500 VIX STF Index due 12/4/2030
US235851AF96 / Danaher Corp. Bond
452327AF6 / Illumina, Inc. Bond
XNPMX / Nuveen Premium Income Municipal
NAT / Nordic American Tankers Limited
QQQ / Invesco QQQ Trust, Series 1
MNI / McClatchy Co. (THE)
CNS / Cohen & Steers, Inc.
VRP / Invesco Exchange-Traded Fund Trust II - Invesco Variable Rate Preferred ETF
WESTERN ASSET GLOBAL * / (95766G108)
RZG / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Growth ETF
RUSHA / Rush Enterprises, Inc.
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
PPP / Primero Mining Corp.
FOX / Fox Corporation
CPRX / Catalyst Pharmaceuticals, Inc.
CVA / Covanta Holding Corporation
EOGSF / Emerald Resources NL
LPT / Liberty Property Trust
MEP / Midcoast Energy Partners, L.P.
AEGR / Aegerion Pharmaceuticals, Inc.
CPGX / Columbia Pipeline Group Inc.
OA / Orbital ATK, Inc.
KMPH / Zevra Therapeutics Inc
NVEE / NV5 Global, Inc.
RFI / Cohen & Steers Total Return Realty Fund, Inc.
REXX / Rex Energy Corp.
TRUE / TrueCar, Inc.
NBR / Nabors Industries Ltd.
SELF / Global Self Storage, Inc.
CIF / MFS Intermediate High Income Fund
/ Immunomedics, Inc.
NVG / Nuveen AMT-Free Municipal Credit Income Fund
918194101 / VCA Inc.
ANCB / Anchor Bancorp
US458140AF79 / Intel Corp. 3.25% Bond Due 8/1/2039
/ Nuveen High Income 2020 Target Term Fund
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
ORN / Orion Group Holdings, Inc.
FBP / First BanCorp.
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
NRF / NorthStar Realty Finance Corp.
LF / Leapfrog Enterprises Inc
US85207U1051 / Sprint Corporation
LVLT / Level 3 Financing Inc. - Corporate Bond/Note
74348TAM4 / Prospect Capital Corp. 5.875% Bond due 2019-01-15
AMTG / Apollo Residential Mortgage, Inc.
OSHC / Ocean Shore Holding Co.
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
ALTS / ALT5 Sigma Corporation
ONVO / Organovo Holdings, Inc.
TA / TravelCenters of America Inc
XBHKX / BlackRock Core Bond Trust
MRNS / Marinus Pharmaceuticals, Inc.
DEUTSCHE GLOBAL HIGH / (25158V108)
79466LAD6 / Salesforce.com, Inc. 0.25% Convertible Bond due 2018-04-01
FMY / First Trust Mortgage Income Fund
VNR / Vanguard Natural Resources, LLC
ECR / Eclipse Resources Corp.
US63934E1082 / Navistar International Corp
BMS / Bemis Co., Inc.
VHC / VirnetX Holding Corporation
CSUN / China Sunergy Co., Ltd.
CNAT / Conatus Pharmaceuticals Inc.
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
JOF / Japan Smaller Capitalization Fund, Inc.
US670008AD31 / NOVELLUS SYS INC Bond
LIFE / aTyr Pharma, Inc.
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
PBMD / Prima BioMed Ltd
VPV / Invesco Pennsylvania Value Municipal Income Trust
NHS / Neuberger Berman High Yield Strategies Fund Inc.
CY / Cypress Semiconductor Corp.
FELP / Foresight Energy LP
XMFVX / MFS Special Value Trust
741503AQ9 / The Priceline Group Inc. Bond
DXGE / WisdomTree Trust - WisdomTree Germany Hedged Equity Fund
SXL / Sunoco Logistics Partners L.P.
HYLD / Exchange Listed Funds Trust - High Yield ETF
NUVEEN HIGH INCOME / (67075P103)
JRJC / China Finance Online Co. Ltd. - ADR
ZF / Zweig Fund, Inc.
AABA / Altaba Inc
472319AG7 / Jefferies Group Inc Bond
ARO / Aeropostale Inc
HHY / Brookfield High Income Fund Inc.
HTA / Healthcare Realty Trust Inc - Class A
285512AA7 / Electronic Arts Inc. Bond
61166W101 / Monsanto Co.
RWM / ProShares Trust - ProShares Short Russell2000
451731103 / Ignyta, Inc.
IMGN / ImmunoGen, Inc.
UVXY / ProShares Trust II - ProShares Ultra VIX Short-Term Futures ETF
TROX / Tronox Holdings plc
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
651639AJ5 / Newmont Mining Corp. 1.625% Bond due 2017-07-15
NMA / Nuveen Municipal Advantage Fund, Inc.
KS / KapStone Paper & Packaging Corp.
FELCOR LODGING TRUST INC / PREF (31430F200)
GNMA / iShares Trust - iShares GNMA Bond ETF
KSS / Kohl's Corporation
CHEF / The Chefs' Warehouse, Inc.
FVC / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Dynamic Focus 5 ETF
US33812L1026 / Fitbit Inc.
GNCA / Genocea Biosciences Inc
EVRI / Everi Holdings Inc.
RIT / LMP Real Estate Income Fund, Inc.
ERF / Enerplus Corporation
SBW / Western Asset Worldwide Income Fund, Inc.
HIBB / Hibbett, Inc.
983919AF8 / Xilinx, Inc. Bond
VOXX / VOXX International Corporation
UTSI / UTStarcom Holdings Corp.
74005P104 / Praxair, Inc.
PSQ / ProShares Trust - ProShares Short QQQ
OREX / Orexigen Therapeutics, Inc.
095428108 / Blue Earth, Inc.
MHY / Western Asset Managed High Income Fund.
GIM / Templeton Global Income Fund
58471AAB1 / Medidata Solutions, Inc. Bond
DIREXION DAILY / (25459W235)
CBRI / CMTSU Liquidation, Inc.
88947EAM2 / Toll Brothers, Inc., 0.5% Bond Due 9/15/2032
CIEIQ / Cobalt Intl Energy Inc
177376AD2 / Citrix Systems, Inc. 0.5% Convertible Bond due 2019-04-15
SUNE / SUNation Energy Inc.
CPPL / Columbia Pipeline Partners LP
ESMC / Escalon Medical Corp.
MCI / Barings Corporate Investors
LIME / Lime Energy Co.
749685AT0 / RPM International, Inc. 2.25% Bond Due 12/15/2020
CORP / PIMCO ETF Trust - PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
PSUN / Pacific Sunwear of California, Inc.
HDGE / AdvisorShares Trust - AdvisorShares Ranger Equity Bear ETF
BJZ / BlackRock California Municipal 2018 Term Trust
TPLM / Triangle Petroleum Corp.
IEV / iShares Trust - iShares Europe ETF
EXD / Eaton Vance Tax-Managed Buy-Write Strategy Fund
HLX / Helix Energy Solutions Group, Inc.
OCX / OncoCyte Corporation
BGY / BlackRock Enhanced International Dividend Trust
RAS / RAIT Financial Trust
OKS / ONEOK Partners, L.P.
NFG / National Fuel Gas Company
GUGGENHEIM EQUAL WEIGHT / (40167M106)
FMD / First Marblehead Corp. (The)
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
680223AH7 / Old Republic International Corp. 3.75% Bond Due 3/15/2018
HEES / H&E Equipment Services, Inc.
NQU / Nuveen Quality Income Municipal Fund, Inc.
BC / Brunswick Corporation
GDP / Goodrich Petroleum Corp.
EXXI / Energy XXI Ltd.
RCII / Upbound Group Inc
MOH / Molina Healthcare, Inc.
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
SAVE / Spirit Airlines, Inc.
CGBBW / Citigroup, Inc. Warrants exp. 2018-10-28
RAI / Reynolds American, Inc.
TRR / TRC Companies, Inc.
ORI / Old Republic International Corporation
VGR / Vector Group Ltd.
UFI / Unifi, Inc.
US0153511094 / Alexion Pharmaceuticals, Inc.
UCFC / United Community Financial Corp.
CBA / ClearBridge American Energy MLP Fund Inc.
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
US38147W1036 / Goldman Sachs MLP Income Opportunities Fund
SIM / Grupo Simec, S.A.B. de C.V. - Depositary Receipt (Common Stock)
US59560V1098 / Mid-Con Energy Partners, LP
EHI / Western Asset Global High Income Fund Inc.
55608BAA3 / Macquarie Infrastructure Company LLC 2.875% Bond Due 7/15/2019
PAR / PAR Technology Corporation
CCP / Care Capital Properties, Inc.
STON / StoneMor Inc
GOOGL / Alphabet Inc.
BCX / Blackrock Resources & Commodities Strategy Trust
STNG / Scorpio Tankers Inc.
GDL / The GDL Fund
HABK / Hamilton Bancorp, Inc.
KMX / CarMax, Inc.
ERINQ / Erin Energy Corporation
TNK / Teekay Tankers Ltd.
RLYP / Relypsa, Inc.
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
MSFT / Microsoft Corporation
ENBL / Enable Midstream Partners LP - Unit
HMG / HMG Courtland Properties Inc.
DSU / BlackRock Debt Strategies Fund, Inc.
CALA / Calithera Biosciences, Inc.
AXR / AMREP Corporation
DIT / AMCON Distributing Company
IFV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright International Focus 5 ETF
NUVEEN HIGH INCOME / (67076E107)
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
IQI / Invesco Quality Municipal Income Trust
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
BVA / Cordia Bancorp Inc.
FSBW / FS Bancorp, Inc.
OXY / Occidental Petroleum Corporation
171779AE1 / Ciena Corp. 0.875% Bond due 2017-06-15
DML / Denison Mines Corp.
EPRSQ / Epirus Biopharmaceuticals Inc
SLB / Schlumberger Limited
AMGN / Amgen Inc.
SGL / Strategic Global Income Fund, Inc.
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
FLR / Fluor Corporation
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
SRRA / Sierra Oncology Inc
DAR / Darling Ingredients Inc.
512807AL2 / Lam Research Corp. Bond
UAA / Under Armour, Inc.
CVEO / Civeo Corporation
HP / Helmerich & Payne, Inc.
UA / Under Armour, Inc.
CSWI / CSW Industrials, Inc.
ECYT / Endocyte, Inc.
MDGL / Madrigal Pharmaceuticals, Inc.
US0549371070 / BB&T Corp.
WINT / Windtree Therapeutics, Inc.
DBD / Diebold Nixdorf, Incorporated
DIREXION DAILY / (25459Y371)
TIP / iShares Trust - iShares TIPS Bond ETF
SHPG / Shire Plc.
BABSON CAPITAL PARTN / (05616B100)
UPLMQ / Ultra Petroleum Corp.
ROYTL / Pacific Coast Oil Trust
ENLV / Enlivex Therapeutics Ltd.
FATE / Fate Therapeutics, Inc.
WPC / W. P. Carey Inc.
WYY / WidePoint Corporation
CBAK / China BAK Battery, Inc.
NYMX / Nymox Pharmaceutical Corp
TTEK / Tetra Tech, Inc.
SCI / Service Corporation International
SJB / ProShares Trust - ProShares Short High Yield
BTO / John Hancock Financial Opportunities Fund
SIRI / Sirius XM Holdings Inc.
INBK / First Internet Bancorp
TISI / Team, Inc.
STXAX / Legg Mason Partners Income Trust - Western Asset Municipal High Income Fund Class A
DFS / Discover Financial Services
FTR / Frontier Communications Corp.
VCF / Delaware Investments Colorado Insured Municipal Income Fund Inc
RGR / Sturm, Ruger & Company, Inc.
DLX / Deluxe Corporation
BXMX / Nuveen S&P 500 Buy-Write Income Fund
MIN / MFS Intermediate Income Trust
CALM / Cal-Maine Foods, Inc.
PHMD / PhotoMedex, Inc.
US16706W1027 / Chiasma Inc
EUO / ProShares Trust II - ProShares UltraShort Euro
TZA / Direxion Shares ETF Trust - Direxion Daily Small Cap Bear 3X Shares
TWX / Warner Media LLC
CMP / Compass Minerals International, Inc.
CERN / Cerner Corp.
NYMT / New York Mortgage Trust, Inc.
DYNT / Dynatronics Corporation
POT / Potash Corp. of Saskatchewan, Inc.
MINI / Mobile Mini, Inc.
MDVN / Medivation, Inc.
SYN / Synthetic Biologics Inc
SDRL / Seadrill Limited
GWR / Genesee & Wyoming, Inc.
CELG / Celgene Corp.
19041P105 / CBS Corp.
GNW / Genworth Financial, Inc.
018490100 / Allergan plc
JEF / Jefferies Financial Group Inc.
CAVM / MontaVista Software, LLC
US756577AD47 / Red Hat, Inc. Bond
CBI / Chicago Bridge & Iron Co., N.V.
US0325111070 / Anadarko Petroleum Corp.
AET / Aetna, Inc.
CLMT / Calumet, Inc.
GASS / StealthGas Inc.
BAX / Baxter International Inc.
IMCB / iShares Trust - iShares Morningstar Mid-Cap ETF
OWE / Obsidian Energy Ltd.
ICPT / Intercept Pharmaceuticals Inc
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
NVAX / Novavax, Inc.
HYT / BlackRock Corporate High Yield Fund, Inc.
CYS / CYS Investments, Inc.
GHY / PGIM Global High Yield Fund, Inc
AX / Axos Financial, Inc.
471109AM0 / Jarden Corporation Bond
RTN / Raytheon Co.
PRLB / Proto Labs, Inc.
DEX / Delaware Enhanced Global Dividend & Income Fund
BCE / BCE Inc.
APA / APA Corporation
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
018490100 / Allergan plc
AHT / Ashford Hospitality Trust, Inc.
NAZ / Nuveen Arizona Quality Municipal Income Fund
COO / The Cooper Companies, Inc.
RVSB / Riverview Bancorp, Inc.
AFSIC / AmTrust Financial Services, Inc. - Preferred Stock
OPI / Office Properties Income Trust
NWBO / Northwest Biotherapeutics, Inc.
OEG / Orbital Energy Group Inc
AFHIF / Atlas Financial Holdings, Inc.
CGRN / Capstone Green Energy Corp.
TSI / TCW Strategic Income Fund, Inc.
DSWL / Deswell Industries, Inc.
TCPC / BlackRock TCP Capital Corp.
ACV / Virtus Diversified Income & Convertible Fund
DOW / Dow Inc.
MDC / M.D.C. Holdings, Inc.
PFPT / Proofpoint Inc
CBIO / Crescent Biopharma, Inc.
KND / Kindred Healthcare, Inc.
KBH / KB Home
OXSQ / Oxford Square Capital Corp.
PAG / Penske Automotive Group, Inc.
MT / ArcelorMittal S.A. - Depositary Receipt (Common Stock)
NWLI / National Western Life Group, Inc.
DXPE / DXP Enterprises, Inc.
AEY / ADDvantage Technologies Group, Inc.
US0293261055 / American River Bankshares
ERII / Energy Recovery, Inc.
NICK / Nicholas Financial, Inc.
TPST / Tempest Therapeutics, Inc.
RHE / Regional Health Properties, Inc.
UNAM / Unico American Corporation
WMT / Walmart Inc.
ESRX / Express Scripts Holding Co.
XRX / Xerox Holdings Corporation
NOV / NOV Inc.
DARE / Daré Bioscience, Inc.
INSG / Inseego Corp.
STEW / SRH Total Return Fund, Inc.
ECA / EnCana Corp.
VTR / Ventas, Inc.
WIW / Western Asset Inflation-Linked Opportunities & Income Fund
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
L / Loews Corporation
AGU / Agrium Inc.
VGM / Invesco Trust for Investment Grade Municipals
PMO / Putnam Municipal Opportunities Trust
IYR / iShares Trust - iShares U.S. Real Estate ETF
TD / The Toronto-Dominion Bank
FEO / First Trust-abrdn Emerging Opportunity Fund
TRT / Trio-Tech International
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
NAVI / Navient Corporation
HOG / Harley-Davidson, Inc.
PCG / PG&E Corporation
HXL / Hexcel Corporation
UNG / United States Natural Gas Fund, LP - Limited Partnership
PEAK / Healthpeak Properties, Inc.
BEN / Franklin Resources, Inc.
NLY / Annaly Capital Management, Inc.
PHD / Pioneer Floating Rate Fund, Inc.
QEPC / Q.E.P. Co., Inc.
GPC / Genuine Parts Company
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
CUBI / Customers Bancorp, Inc.
IGLB / iShares Trust - iShares 10+ Year Investment Grade Corporate Bond ETF
W / Wayfair Inc.
TACO / Berto Acquisition Corp.
USIG / iShares Trust - iShares Broad USD Investment Grade Corporate Bond ETF
UAN / CVR Partners, LP - Limited Partnership
PAYX / Paychex, Inc.
WBA / Walgreens Boots Alliance, Inc.
HIE / Miller/Howard High Income Equity Fund
CNA / CNA Financial Corporation
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
HCSG / Healthcare Services Group, Inc.
VIPS / Vipshop Holdings Limited - Depositary Receipt (Common Stock)
RDS.B / Shell Plc - ADR
KALV / KalVista Pharmaceuticals, Inc.
AMT / American Tower Corporation
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
APD / Air Products and Chemicals, Inc.
NEE / NextEra Energy, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
GGT / The Gabelli Multimedia Trust Inc.
SWKS / Skyworks Solutions, Inc.
NAC / Nuveen California Quality Municipal Income Fund
PCAR / PACCAR Inc
XEL / Xcel Energy Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
TSCO / Tractor Supply Company
CONN / Conn's, Inc.
CCM / Concord Medical Services Holdings Limited - Depositary Receipt (Common Stock)
VONG / Vanguard Scottsdale Funds - Vanguard Russell 1000 Growth ETF
MET / MetLife, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
DVY / iShares Trust - iShares Select Dividend ETF
DGICA / Donegal Group Inc.
VSR / Versar, Inc.
JPI / Nuveen Preferred Securities & Income Opportunities Fund
CHK / Chesapeake Energy Corporation
PESX / Pioneer Energy Services Corp.
AXP / American Express Company
RGA / Reinsurance Group of America, Incorporated
NRIM / Northrim BanCorp, Inc.
MITT / AG Mortgage Investment Trust, Inc.
AWF / AllianceBernstein Global High Income Fund
NAII / Natural Alternatives International, Inc.
BIOL / BIOLASE, Inc.
F / Ford Motor Company
TPR / Tapestry, Inc.
BIZD / VanEck ETF Trust - VanEck BDC Income ETF
TGT / Target Corporation
OMER / Omeros Corporation
NEM / Newmont Corporation
VZ / Verizon Communications Inc.
SBUXCL / Starbucks Corporation
0R1Z / Oracle Corporation
MA / Mastercard Incorporated
INTC / Intel Corporation
GLD / SPDR Gold Trust
COST / Costco Wholesale Corporation
APPS / Digital Turbine, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
CSWC / Capital Southwest Corporation
DIS / The Walt Disney Company
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
BA / The Boeing Company
CME / CME Group Inc.
PANW / Palo Alto Networks, Inc.
CVX / Chevron Corporation
NSC / Norfolk Southern Corporation
KMI / Kinder Morgan, Inc.
JCI / Johnson Controls International plc
CVS / CVS Health Corporation
BOE / BlackRock Enhanced Global Dividend Trust
PNC / The PNC Financial Services Group, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
GILD / Gilead Sciences, Inc.
IP / International Paper Company
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
DD / DuPont de Nemours, Inc.
EWBC / East West Bancorp, Inc.
SRE / Sempra
BP / BP p.l.c. - Depositary Receipt (Common Stock)
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
EXC / Exelon Corporation
SHEL / Shell plc - Depositary Receipt (Common Stock)
LVS / Las Vegas Sands Corp.
MMP / Magellan Midstream Partners L.P.
LNC / Lincoln National Corporation
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
BLUE / bluebird bio, Inc.
XOMA / XOMA Royalty Corporation
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
SGMO / Sangamo Therapeutics, Inc.
TWTR / Twitter Inc
PLX / Protalix BioTherapeutics, Inc.
PTCT / PTC Therapeutics, Inc.
KCP / Cloud Peak Energy Inc
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
NOC / Northrop Grumman Corporation
TSLA / Tesla, Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
IPI / Intrepid Potash, Inc.
BTT / Blackrock Municipal 2030 Target Term Trust
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
SSKN / STRATA Skin Sciences, Inc.
CREE / Cree, Inc.
SCHN / Schnitzer Steel Industries, Inc. - Class A
AMD / Advanced Micro Devices, Inc.
AFMD / Affimed N.V.
CTSH / Cognizant Technology Solutions Corporation
LBTYK / Liberty Global Ltd.
RAD / Rite Aid Corp.
FOF / Cohen & Steers Closed-End Opportunity Fund, Inc.
HPE / Hewlett Packard Enterprise Company
GGB / Gerdau S.A. - Depositary Receipt (Common Stock)
ABUS / Arbutus Biopharma Corporation
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
JCI / Johnson Controls International plc
IAU / iShares Gold Trust
AMLP / ALPS ETF Trust - Alerian MLP ETF
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
VMW / Vmware Inc. - Class A
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
GE / General Electric Company
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
X / United States Steel Corporation
MTRX / Matrix Service Company
SSBI / Summit State Bank
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
LULU / lululemon athletica inc.
ALL / The Allstate Corporation
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
LEG / Leggett & Platt, Incorporated
SJT / San Juan Basin Royalty Trust
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
DLR / Digital Realty Trust, Inc.
HIX / Western Asset High Income Fund II Inc.
SAIA / Saia, Inc.
RVT / Royce Small-Cap Trust, Inc.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
TRAK / ReposiTrak, Inc.
HPQ / HP Inc.
O / Realty Income Corporation
PPG / PPG Industries, Inc.
K / Kellanova
5QV / City Office REIT, Inc.
PSEC / Prospect Capital Corporation
CCI / Crown Castle Inc.
SYF / Synchrony Financial
SH / ProShares Trust - ProShares Short S&P500
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
ROST / Ross Stores, Inc.
MCD / McDonald's Corporation
WEC / WEC Energy Group, Inc.
SNCR / Synchronoss Technologies, Inc.
CAT / Caterpillar Inc.
PFN / PIMCO Income Strategy Fund II
LTC / LTC Properties, Inc.
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
FAX / Abrdn Asia-Pacific Income Fund Inc
SO / The Southern Company
GLO / Clough Global Opportunities Fund
J / Jacobs Solutions Inc.
SYK / Stryker Corporation
AEP / American Electric Power Company, Inc.
ADM / Archer-Daniels-Midland Company
SUN / Sunoco LP - Limited Partnership
GUNR / FlexShares Trust - FlexShares Morningstar Global Upstream Natural Resources Index Fund
DEO / Diageo plc - Depositary Receipt (Common Stock)
SD / SandRidge Energy, Inc.
CRF / Cornerstone Total Return Fund, Inc.
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
VALE / Vale S.A. - Depositary Receipt (Common Stock)
C.WSA / Citigroup, Inc.
CAG / Conagra Brands, Inc.
WDC / Western Digital Corporation
UL / Unilever PLC - Depositary Receipt (Common Stock)
PRU / Prudential Financial, Inc.
STWD / Starwood Property Trust, Inc.
GD / General Dynamics Corporation
DHI / D.R. Horton, Inc.
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
LUMN / Lumen Technologies, Inc.
EVV / Eaton Vance Limited Duration Income Fund
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
MNTX / Manitex International, Inc.
SYY / Sysco Corporation
UMH / UMH Properties, Inc.
ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund
IWM / iShares Trust - iShares Russell 2000 ETF
0HO8 / Blackstone Inc.
HQH / Abrdn Healthcare Investors
PSX / Phillips 66
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
FSK / FS KKR Capital Corp.
FT / Franklin Universal Trust
PDT / John Hancock Premium Dividend Fund
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
ARNA / Arena Pharmaceuticals Inc
TAL / TAL Education Group - Depositary Receipt (Common Stock)
JPS / Nuveen Preferred & Income Securities Fund
GSK / GSK plc - Depositary Receipt (Common Stock)
IPG / The Interpublic Group of Companies, Inc.
AAL / American Airlines Group Inc.
AOD / Abrdn Total Dynamic Dividend Fund
ALK / Alaska Air Group, Inc.
THRM / Gentherm Incorporated
EEI / Ecology and Environment, Inc.
FUN / Six Flags Entertainment Corporation
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
SNY / Sanofi - Depositary Receipt (Common Stock)
MDLZ / Mondelez International, Inc.
KR / The Kroger Co.
D / Dominion Energy, Inc.
HQL / Abrdn Life Sciences Investors
ABT / Abbott Laboratories
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
CSM / ProShares Trust - ProShares Large Cap Core Plus
MNR / Mach Natural Resources LP
VMC / Vulcan Materials Company
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
TMO / Thermo Fisher Scientific Inc.
PPL / PPL Corporation
GOOG / Alphabet Inc.
BDJ / BlackRock Enhanced Equity Dividend Trust
RITM / Rithm Capital Corp.
BAC / Bank of America Corporation
JM2 / The J. M. Smucker Company
IBM / International Business Machines Corporation
ET / Energy Transfer LP - Limited Partnership
GM / General Motors Company
LYB / LyondellBasell Industries N.V.
STZ / Constellation Brands, Inc.
SPY / SPDR S&P 500 ETF
WYNN / Wynn Resorts, Limited
COP / ConocoPhillips
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
BDX / Becton, Dickinson and Company
MUA / BlackRock MuniAssets Fund, Inc.
TJX / The TJX Companies, Inc.
AIG / American International Group, Inc.
PNW / Pinnacle West Capital Corporation
KKR / KKR & Co. Inc.
BIIB / Biogen Inc.
HON / Honeywell International Inc.
CMCSA / Comcast Corporation
RY N / Royal Bank of Canada
LOW / Lowe's Companies, Inc.
KHC / The Kraft Heinz Company
CSCO / Cisco Systems, Inc.
DHR / Danaher Corporation
KO / The Coca-Cola Company
MRK / Merck & Co., Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
TSN / Tyson Foods, Inc.
MCK / McKesson Corporation
LMT / Lockheed Martin Corporation
UNP / Union Pacific Corporation
BBN / BlackRock Taxable Municipal Bond Trust
KMB / Kimberly-Clark Corporation
HD / The Home Depot, Inc.
NOU / NiSource Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
JPM / JPMorgan Chase & Co.
PFE / Pfizer Inc.
TXN / Texas Instruments Incorporated
STX / Seagate Technology Holdings plc
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
LLY / Eli Lilly and Company
ULTA / Ulta Beauty, Inc.
ETN / Eaton Corporation plc
C / Citigroup Inc.
GWW / W.W. Grainger, Inc.
ILMN / Illumina, Inc.
LUV / Southwest Airlines Co.
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
NKE / NIKE, Inc.
ADBE / Adobe Inc.
WFC / Wells Fargo & Company
FDX / FedEx Corporation
UNM / Unum Group
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
DXCM / DexCom, Inc.
PPIH / Perma-Pipe International Holdings, Inc.
CLX / The Clorox Company
CB / Chubb Limited
MPW / Medical Properties Trust, Inc.
CSQ / Calamos Strategic Total Return Fund
ABBV / AbbVie Inc.
WY / Weyerhaeuser Company
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
CHW / Calamos Global Dynamic Income Fund
YUM / Yum! Brands, Inc.
EQT / EQT Corporation
WDAY / Workday, Inc.
SHV / iShares Trust - iShares Short Treasury Bond ETF
ADP / Automatic Data Processing, Inc.
NFLX / Netflix, Inc.
V / Visa Inc.
DE / Deere & Company
MMM / 3M Company
PEP / PepsiCo, Inc.
AAPL / Apple Inc.
VLO / Valero Energy Corporation
META / Meta Platforms, Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
ED / Consolidated Edison, Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
WLDN / Willdan Group, Inc.
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
MDT / Medtronic plc
CCL / Carnival Corporation & plc
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
EBAY / eBay Inc.
MWA / Mueller Water Products, Inc.
UNH / UnitedHealth Group Incorporated
BRK.B / Berkshire Hathaway Inc.
NRG / NRG Energy, Inc.
AWK / American Water Works Company, Inc.
TRV / The Travelers Companies, Inc.
THW / Abrdn World Healthcare Fund
ZTS / Zoetis Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
ARCC / Ares Capital Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
ADI / Analog Devices, Inc.
MU / Micron Technology, Inc.
CRM / Salesforce, Inc.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
DUK / Duke Energy Corporation
PMT / PennyMac Mortgage Investment Trust
GIS / General Mills, Inc.
CMI / Cummins Inc.
AMZN / Amazon.com, Inc.
USA / Liberty All-Star Equity Fund
EVM / Eaton Vance California Municipal Bond Fund
ACN / Accenture plc
ECL / Ecolab Inc.
THQ / Abrdn Healthcare Opportunities Fund
BKNG / Booking Holdings Inc.
BK / The Bank of New York Mellon Corporation
CL / Colgate-Palmolive Company
MCR / MFS Charter Income Trust
RTX / RTX Corporation
AFL / Aflac Incorporated
HAL / Halliburton Company
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
IVV / iShares Trust - iShares Core S&P 500 ETF
FCX / Freeport-McMoRan Inc.
EMR / Emerson Electric Co.
GJR / Strats Trust For Procter & Gambel Security - Preferred Security
XOM / Exxon Mobil Corporation
PM / Philip Morris International Inc.
GS / The Goldman Sachs Group, Inc.
ASG / Liberty All-Star Growth Fund, Inc.
BAC.WS.A / Bank of America Corp. A Warrants
BTZ / BlackRock Credit Allocation Income Trust
NYCB / Flagstar Financial, Inc.
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
GOLD / Barrick Mining Corporation
USB / U.S. Bancorp
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
JNJ / Johnson & Johnson
CI / The Cigna Group
GGN / GAMCO Global Gold, Natural Resources & Income Trust
VVR / Invesco Senior Income Trust
UPS / United Parcel Service, Inc.
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
FPL / First Trust New Opportunities MLP & Energy Fund
CLM / Cornerstone Strategic Investment Fund, Inc.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
CIM / Chimera Investment Corporation
ISRG / Intuitive Surgical, Inc.
PII / Polaris Inc.
CSX / CSX Corporation
FAST / Fastenal Company
ITW / Illinois Tool Works Inc.
FAM / First Trust/Abrdn Global Opportunity Income Fund
PYPL / PayPal Holdings, Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
T / AT&T Inc.
DSL / DoubleLine Income Solutions Fund
MELI / MercadoLibre, Inc.
HSY / The Hershey Company
NBB / Nuveen Taxable Municipal Income Fund
PMM / Putnam Managed Municipal Income Trust
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
MMT / MFS Multimarket Income Trust
DGX / Quest Diagnostics Incorporated
ITB / iShares Trust - iShares U.S. Home Construction ETF
QCOM / QUALCOMM Incorporated
SCHW / The Charles Schwab Corporation
SLV / iShares Silver Trust
SWN / Southwestern Energy Company
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
NZF / Nuveen Municipal Credit Income Fund
WELL / Welltower Inc.
RIG / Transocean Ltd.
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
MGF / MFS Government Markets Income Trust
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
0HF3 / Cencora, Inc.
IBB / iShares Trust - iShares Biotechnology ETF
EDV / Vanguard World Fund - Vanguard Extended Duration Treasury ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
GDV / The Gabelli Dividend & Income Trust