| RVT / Royce Small-Cap Trust, Inc.
|
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| BXSY / Bexil Investment Trust
|
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| LUV / Southwest Airlines Co.
|
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| EDF / Virtus Stone Harbor Emerging Markets Income Fund
|
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| TSLF / THL Credit Senior Loan Fund
|
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| EMD / Western Asset Emerging Markets Debt Fund Inc.
|
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| 368682AN0 / Ajrd 4.0625 12/31/2039 Bond
|
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|
|
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| NQI / Nuveen Quality Municipal Fund, Inc.
|
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| NUVEEN CA SELECT QUALITY MUN
/ (670975101) |
|
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| OMNICARE CAP TR II
/ PFD B TR 4.00% (68214Q200) |
|
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| MYD / BlackRock MuniYield Fund, Inc.
|
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| TTF / Thaifund, Inc.
|
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| TKF / Turkish Investment Fund, Inc.
|
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| EXD / Eaton Vance Tax-Managed Buy-Write Strategy Fund
|
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|
|
|
| EUNITS 2 YR U S MKT PARTN TR
/ UNIT (298411109) |
|
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| EUNITS 2 YR US EQTY MKT PTNT
/ UNIT (29841R102) |
|
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| FCT / First Trust Senior Floating Rate Income Fund II
|
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| FEN / First Trust Energy Income and Growth Fund
|
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|
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| XGBAX / Guggenheim Build America Bonds
|
|
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|
|
|
|
| HF2 FINL MGMT INC
/ CL A (40421A104) |
|
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|
|
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| HPI / John Hancock Preferred Income Fund
|
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|
|
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| HPS / John Hancock Preferred Income Fund III
|
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| IFN / The India Fund, Inc.
|
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|
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| ING / ING Groep N.V. - Depositary Receipt (Common Stock)
|
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| IYT / iShares Trust - iShares U.S. Transportation ETF
|
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| KYE / Kayne Anderson Energy Total Return Fund, Inc.
|
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| 50063B104 / Korea Equity Fund, Inc.
|
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| MERGEWORTHRX CORP
/ (58952R106) |
|
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| MXE / Mexico Equity & Income Fund Inc.
|
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| GF / The New Germany Fund, Inc.
|
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| 502413AW7 / L-3 Communications Holdings, Inc. Convertible Bond 3%
|
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| NMA / Nuveen Municipal Advantage Fund, Inc.
|
|
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| XNPMX / Nuveen Premium Income Municipal
|
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| NPV / Nuveen Virginia Quality Municipal Income Fund
|
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| NKX / Nuveen California AMT-Free Quality Municipal Income Fund
|
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| NID / Nuveen Intermediate Duration Municipal Term Fund
|
|
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|
|
| GGN / GAMCO Global Gold, Natural Resources & Income Trust
|
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| NXZ / Nuveen Dividend Advantage Municipal Fund 2
|
|
|
|
|
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|
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| JRS / Nuveen Real Estate Income Fund
|
|
|
|
|
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|
|
| NEV / Nuveen Enhanced Municipal Value Fund
|
|
|
|
|
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|
|
| NQS / Nuveen Select Quality Municipal Fund, Inc.
|
|
|
|
|
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|
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| PMO / Putnam Municipal Opportunities Trust
|
|
|
|
|
|
|
|
| QUARTET MERGER CORP
/ UNIT 99/99/9999T (747717304) |
|
|
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|
|
|
|
| QUINPARIO ACQUISITION CORP
/ (74874R108) |
|
|
|
|
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|
|
| QUINPARIO ACQUISITION CORP
/ *W EXP 09/27/201 (74874R116) |
|
|
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|
|
|
|
| GNT / GAMCO Natural Resources, Gold & Income Trust
|
|
|
|
|
|
|
|
| MYC / BlackRock MuniYield California Fund Inc
|
|
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|
|
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|
|
| MIY / BlackRock MuniYield Michigan Quality Fund, Inc.
|
|
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|
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|
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| MYJ / BlackRock MuniYield New Jersey Fund Inc
|
|
|
|
|
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|
|
| MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
|
|
|
|
|
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|
|
| BOI / Brookfield Mortgage Opportunity Income Fund Inc.
|
|
|
|
|
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|
|
| CEN / Center Coast Brookfield MLP & Energy Infrastructure Fund
|
|
|
|
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|
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| CHN / The China Fund, Inc.
|
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|
|
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|
|
| GLQ / Clough Global Equity Fund
|
|
|
|
|
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|
|
| CIK / Credit Suisse Asset Management Income Fund, Inc.
|
|
|
|
|
|
|
|
| DWS MULTI MKT INCOME TR
/ SHS (23338L108) |
|
|
|
|
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|
|
| CEE / The Central and Eastern Europe Fund, Inc.
|
|
|
|
|
|
|
|
| CBA / ClearBridge American Energy MLP Fund Inc.
|
|
|
|
|
|
|
|
| FCO / abrdn Global Income Fund, Inc.
|
|
|
|
|
|
|
|
| ABE / Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.
|
|
|
|
|
|
|
|
| GCH / Aberdeen Greater China Fund, Inc.
|
|
|
|
|
|
|
|
| IF / Aberdeen Indonesia Fund, Inc.
|
|
|
|
|
|
|
|
| ALLIANT TECHSYSTEMS INC
/ NOTE 3.000% 8/1 (018804AK0) |
|
|
|
|
|
|
|
| AMERICAN STRATEGIC INCM PTFL
/ (030098107) |
|
|
|
|
|
|
|
| AMERN STRATEGIC INCOME PTFL
/ (030099105) |
|
|
|
|
|
|
|
| AMERICAN STRATEGIC INCOME II
/ (03009T101) |
|
|
|
|
|
|
|
| ARES / Ares Management Corporation
|
|
|
|
|
|
|
|
| GRR / Asia Tigers Fund, Inc. (THE)
|
|
|
|
|
|
|
|
| BLE / BlackRock Municipal Income Trust II
|
|
|
|
|
|
|
|
| MUA / BlackRock MuniAssets Fund, Inc.
|
|
|
|
|
|
|
|
| MFL / BlackRock MuniHoldings Investment Quality Fund
|
|
|
|
|
|
|
|
| GLRI / Glori Energy Inc.
|
|
|
|
|
|
|
|
| GLRI / Glori Energy Inc.
|
|
|
|
|
|
|
|
| US22542D3329 / VelocityShares Daily 2X VIX Short Term ETN S&P 500 VIX STF Index due 12/4/2030
|
|
|
|
|
|
|
|
| SPPP / Sprott Physical Platinum and Palladium Trust
|
|
|
|
|
|
|
|
| PALDF / North American Palladium Ltd.
|
|
|
|
|
|
|
|
| ALLIANZGI INTL & PREM STRATE
/ (01882X108) |
|
|
|
|
|
|
|
| MARKET VECTORS ETF TR
/ VIETNAM ETF (57060U761) |
|
|
|
|
|
|
|
| MEDWORTH ACQUISITION CORP
/ (58508R105) |
|
|
|
|
|
|
|
| QUINPARIO ACQUISITION CORP
/ UNIT 99/99/9999 (74874R207) |
|
|
|
|
|
|
|
| ILDBY / Ireland Bank Governor & Co
|
|
|
|
|
|
|
|
| GAZ / Barclays Bank PLC - ZC SP ETN REDEEM 05/03/2037 USD 50 - Ser A
|
|
|
|
|
|
|
|
| GSV / Gold Standard Ventures Corp
|
|
|
|
|
|
|
|
| US06740C1889 / IPATH S+P 500 VIX SHORT TERM F IPATH S+P 500 VIX S/T FU ETN Call
|
|
|
|
|
|
|
|
| NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc.
|
|
|
|
|
|
|
|
| NAC / Nuveen California Quality Municipal Income Fund
|
|
|
|
|
|
|
|
| DSL / DoubleLine Income Solutions Fund
|
|
|
|
|
|
|
|
| BFZ / BlackRock California Municipal Income Trust
|
|
|
|
|
|
|
|
| DAL / Delta Air Lines, Inc.
|
|
|
|
|
|
|
|
| CLM / Cornerstone Strategic Investment Fund, Inc.
|
|
|
|
|
|
|
|
| AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
|
|
|
|
|
|
|
|
| TRQ / Turquoise Hill Resources Ltd
|
|
|
|
|
|
|
|
| EFR / Eaton Vance Senior Floating-Rate Trust
|
|
|
|
|
|
|
|
| EVN / Eaton Vance Municipal Income Trust
|
|
|
|
|
|
|
|
| PVG / Pretium Resources Inc
|
|
|
|
|
|
|
|
| HPF / John Hancock Preferred Income Fund II
|
|
|
|
|
|
|
|
| SA / Seabridge Gold Inc.
|
|
|
|
|
|
|
|
| KODK / Eastman Kodak Company
|
|
|
|
|
|
|
|
| NGD / New Gold Inc.
|
|
|
|
|
|
|
|
| UMC / United Microelectronics Corporation - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| BSL / Blackstone Senior Floating Rate 2027 Term Fund
|
|
|
|
|
|
|
|
| JBLU / JetBlue Airways Corporation
|
|
|
|
|
|
|
|
| EMD / Western Asset Emerging Markets Debt Fund Inc.
|
|
|
|
|
|
|
|
| IQI / Invesco Quality Municipal Income Trust
|
|
|
|
|
|
|
|
| MVF / BlackRock MuniVest Fund, Inc.
|
|
|
|
|
|
|
|
| ASG / Liberty All-Star Growth Fund, Inc.
|
|
|
|
|
|
|
|
| VGM / Invesco Trust for Investment Grade Municipals
|
|
|
|
|
|
|
|
| FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
|
|
|
|
|
|
|
|
| MUJ / BlackRock MuniHoldings New Jersey Quality Fund, Inc.
|
|
|
|
|
|
|
|
| MYN / BlackRock MuniYield New York Quality Fund, Inc.
|
|
|
|
|
|
|
|
| JRO / Nuveen Floating Rate Income Opportunity Fund
|
|
|
|
|
|
|
|
| BTT / Blackrock Municipal 2030 Target Term Trust
|
|
|
|
|
|
|
|
| MUC / BlackRock MuniHoldings California Quality Fund, Inc.
|
|
|
|
|
|
|
|
| BYM / BlackRock Municipal Income Quality Trust
|
|
|
|
|
|
|
|
| NZF / Nuveen Municipal Credit Income Fund
|
|
|
|
|
|
|
|
| TEI / Templeton Emerging Markets Income Fund
|
|
|
|
|
|
|
|
| MYI / BlackRock MuniYield Quality Fund III, Inc.
|
|
|
|
|
|
|
|
| UAL / United Airlines Holdings, Inc.
|
|
|
|
|
|
|
|
| TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| EWY / iShares, Inc. - iShares MSCI South Korea ETF
|
|
|
|
|
|
|
|
| IIM / Invesco Value Municipal Income Trust
|
|
|
|
|
|
|
|
| LEO / BNY Mellon Strategic Municipals, Inc.
|
|
|
|
|
|
|
|
| VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
|
|
|
|
|
|
|
|
| DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
|
|
|
|
|
|
|
|
| NUV / Nuveen Municipal Value Fund, Inc.
|
|
|
|
|
|
|
|
| NEA / Nuveen AMT-Free Quality Municipal Income Fund
|
|
|
|
|
|
|
|
| PML / PIMCO Municipal Income Fund II
|
|
|
|
|
|
|
|
| RQI / Cohen & Steers Quality Income Realty Fund, Inc.
|
|
|
|
|
|
|
|
| SPY / SPDR S&P 500 ETF
|
|
|
|
|
|
|
|
| PHYS / Sprott Physical Gold Trust
|
|
|
|
|
|
|
|
.
