Market Value476,868,000
Total Holdings348
File Date2019-02-16
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
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Prev Value
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Current Value
(USD x1000)
Change
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GWP / GW Pharmaceuticals plc
SM / SM Energy Company
ORLY / O'Reilly Automotive, Inc.
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
VIOO / Vanguard Admiral Funds - Vanguard S&P Small-Cap 600 ETF
NYF / iShares Trust - iShares New York Muni Bond ETF
/ Nuveen High Income 2020 Target Term Fund
NUVEEN HIGH INCOME DECMBR 2019 COM / CEF (67076E107)
ESES / Eco-Stim Energy Solutions Inc.
SWN / Southwestern Energy Company
JILL / J.Jill, Inc.
DNL / WisdomTree Trust - WisdomTree Global ex-U.S. Quality Dividend Growth Fund
HCHC / HC2 Holdings Inc
TST / TheStreet, Inc.
XUTGX / Reaves Utility Income Fund
VCLT / Vanguard Scottsdale Funds - Vanguard Long-Term Corporate Bond ETF
EFL / Eaton Vance Floating-Rate 2022 Target Term Trust
FYC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund
DSL / DoubleLine Income Solutions Fund
PNNT / PennantPark Investment Corporation
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
ILF / iShares Trust - iShares Latin America 40 ETF
KTOS / Kratos Defense & Security Solutions, Inc.
SQBG / Sequential Brands Group Inc.
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
BIOS / BioPlus Acquisition Corp - Class A
IDN / Intellicheck, Inc.
VTIAX / Vanguard Star Funds - Vanguard Total International Stock Index Fund Admiral
BP / BP p.l.c. - Depositary Receipt (Common Stock)
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
/ Benefytt Technologies Inc
ALIM / Alimera Sciences, Inc.
VSTM / Verastem, Inc.
STC / Stewart Information Services Corporation
HSIC / Henry Schein, Inc.
RYDAF / Shell plc
PSX / Phillips 66
AVY / Avery Dennison Corporation
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
ARKK / ARK ETF Trust - ARK Innovation ETF
SSSS / SuRo Capital Corp.
NOC / Northrop Grumman Corporation
ORCL / Oracle Corporation
BILI / Bilibili Inc. - Depositary Receipt (Common Stock)
FDX / FedEx Corporation
LLY / Eli Lilly and Company
TWTR / Twitter Inc
TSS / Total System Services, Inc.
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
XNBBX / Nuveen Build America Bond Fund
AIF / Apollo Tactical Income Fund Inc.
ON / ON Semiconductor Corporation
/ THL Credit, Inc.
US87265KAB89 / TPG Specialty Lending, Inc. Bond
TMCX / Trinity Merger Corp.
SXE / Southcross Energy Partners, L.P.
PBE / Invesco Exchange-Traded Fund Trust - Invesco Biotechnology & Genome ETF
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
WYNN / Wynn Resorts, Limited
VGT / Vanguard World Fund - Vanguard Information Technology ETF
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
XFLT / XAI Octagon Floating Rate & Alternative Income Trust
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
MTZ / MasTec, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
US33740K1016 / First Trust Senior Floating Rate 2022 Target Term Fund
PFE / Pfizer Inc.
CRSP / CRISPR Therapeutics AG
SMDV / ProShares Trust - ProShares Russell 2000 Dividend Growers ETF
CME / CME Group Inc.
HPQ / HP Inc.
IBB / iShares Trust - iShares Biotechnology ETF
LYB / LyondellBasell Industries N.V.
MRK / Merck & Co., Inc.
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
KMI / Kinder Morgan, Inc.
NVG / Nuveen AMT-Free Municipal Credit Income Fund
UPS / United Parcel Service, Inc.
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
US00C4U1L353 / Mylan N.V.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
PYPL / PayPal Holdings, Inc.
LUMN / Lumen Technologies, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
ACWX / iShares Trust - iShares MSCI ACWI ex U.S. ETF
SUNS / Sunrise Realty Trust, Inc.
OLP / One Liberty Properties, Inc.
ANCX / Access National Corp.
KBE / SPDR Series Trust - SPDR S&P Bank ETF
US74348TAQ58 / Prospect Capital Corp. 4.75% Bond due 2020-04-15
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
US3120591082 / Fauquier Bankshares, Inc.
NUVEEN HGH INC DEC18 TRGT TR COM / CEF (67075P103)
REGL / ProShares Trust - ProShares S&P Midcap 400 Dividend Aristocrats ETF
ARDC / Ares Dynamic Credit Allocation Fund, Inc.
CHURCHILL CAP CORP / (17142R103)
NTES / NetEase, Inc. - Depositary Receipt (Common Stock)
DBE / Invesco DB Multi-Sector Commodity Trust - Invesco DB Energy Fund
INDA / iShares Trust - iShares MSCI India ETF
BKNG / Booking Holdings Inc.
FVC / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Dynamic Focus 5 ETF
IAU / iShares Gold Trust
48242A104 / KBL Merger Corp. IV Unit
SNA / Snap-on Incorporated
IXC / iShares Trust - iShares Global Energy ETF
MAN / ManpowerGroup Inc.
EFV / iShares Trust - iShares MSCI EAFE Value ETF
DBL / DoubleLine Opportunistic Credit Fund
XPO / XPO, Inc.
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
CQP / Cheniere Energy Partners, L.P. - Limited Partnership
AFT / Apollo Senior Floating Rate Fund Inc.
SFIX / Stitch Fix, Inc.
CHURCHILL CAP CORP / Right/Warrant (17142R111)
FSLR / First Solar, Inc.
APO / Apollo Global Management, Inc.
DGP / DB Gold Double Long ETN
IQ / iQIYI, Inc. - Depositary Receipt (Common Stock)
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
BOX / Box, Inc.
ACWV / iShares, Inc. - iShares MSCI Global Min Vol Factor ETF
FFTY / Innovator ETFs Trust - Innovator IBD 50 ETF
EYPT / EyePoint Pharmaceuticals, Inc.
FICO / Fair Isaac Corporation
48242A104 / KBL Merger Corp. IV Unit
48242A104 / KBL Merger Corp. IV Unit
GER / GE Capital Global Holdings, LLC - Preferred Security
IDV / iShares Trust - iShares International Select Dividend ETF
NMFC / New Mountain Finance Corporation
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
US8794551031 / Telenav, Inc.
CGRN / Capstone Green Energy Corp.
US0325111070 / Anadarko Petroleum Corp.
PFLT / PennantPark Floating Rate Capital Ltd.
LDP / Cohen & Steers Limited Duration Preferred and Income Fund, Inc.
IVE / iShares Trust - iShares S&P 500 Value ETF
CELG / Celgene Corp.
BLUE / bluebird bio, Inc.
US38147W1036 / Goldman Sachs MLP Income Opportunities Fund
/ Immunomedics, Inc.
MTN / Vail Resorts, Inc.
NTG / Tortoise Midstream Energy Fund, Inc.
HOFV / Hall of Fame Resort & Entertainment Company
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
DWTR / Invesco DWA Tactical Sector Rotation ETF
GNR / SPDR Index Shares Funds - SPDR S&P Global Natural Resources ETF
UNP / Union Pacific Corporation
WB / Weibo Corporation - Depositary Receipt (Common Stock)
LECO / Lincoln Electric Holdings, Inc.
PWR / Quanta Services, Inc.
GOOGL / Alphabet Inc.
LOW / Lowe's Companies, Inc.
HD / The Home Depot, Inc.
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
NCA / Nuveen California Municipal Value Fund
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
TURN / 180 Degree Capital Corp.
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
QQQ / Invesco QQQ Trust, Series 1
US74348TAR32 / Prospect Capital Corp. 4.95% Bond due 2022-07-15
CSM / ProShares Trust - ProShares Large Cap Core Plus
BRK.A / Berkshire Hathaway Inc.
V / Visa Inc.
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
EPD / Enterprise Products Partners L.P. - Limited Partnership
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
STZ / Constellation Brands, Inc.
VHT / Vanguard World Fund - Vanguard Health Care ETF
XLC / The Select Sector SPDR Trust - The Communication Services Select Sector SPDR Fund
WELL / Welltower Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
FPEI / First Trust Exchange-Traded Fund III - First Trust Institutional Preferred Securities and Income ETF
JPS / Nuveen Preferred & Income Securities Fund
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
SPY / SPDR S&P 500 ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
TIP / iShares Trust - iShares TIPS Bond ETF
DVY / iShares Trust - iShares Select Dividend ETF
GLD / SPDR Gold Trust
IWD / iShares Trust - iShares Russell 1000 Value ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
IWY / iShares Trust - iShares Russell Top 200 Growth ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
EWX / SPDR Index Shares Funds - SPDR S&P Emerging Markets Small Cap ETF
MDLZ / Mondelez International, Inc.
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
EMLC / VanEck ETF Trust - VanEck J.P. Morgan EM Local Currency Bond ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
NXC / Nuveen California Select Tax-Free Income Portfolio
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
AWH / Aspira Women's Health Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
NAC / Nuveen California Quality Municipal Income Fund
IWF / iShares Trust - iShares Russell 1000 Growth ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
MDY / SPDR S&P MidCap 400 ETF Trust
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
PHYS / Sprott Physical Gold Trust
DWM / WisdomTree Trust - WisdomTree International Equity Fund
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
USB / U.S. Bancorp
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
GS / The Goldman Sachs Group, Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
BLV / Vanguard Bond Index Funds - Vanguard Long-Term Bond ETF
EYES / Vivani Medical Inc
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
VFC / V.F. Corporation
KO / The Coca-Cola Company
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
MUB / iShares Trust - iShares National Muni Bond ETF
COP / ConocoPhillips
WMB / The Williams Companies, Inc.
AVGO / Broadcom Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
MCD / McDonald's Corporation
HYZD / WisdomTree Trust - WisdomTree Interest Rate Hedged High Yield Bond Fund
IYH / iShares Trust - iShares U.S. Healthcare ETF
VZ / Verizon Communications Inc.
CVS / CVS Health Corporation
ILCG / iShares Trust - iShares Morningstar Growth ETF
LLNW / Limelight Networks Inc
SLB / Schlumberger Limited
AMLP / ALPS ETF Trust - Alerian MLP ETF
UNH / UnitedHealth Group Incorporated
WY / Weyerhaeuser Company
MA / Mastercard Incorporated
TEL / TE Connectivity plc
MO / Altria Group, Inc.
ADBE / Adobe Inc.
RTN / Raytheon Co.
AMRN / Amarin Corporation plc - Depositary Receipt (Common Stock)
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
NVAX / Novavax, Inc.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
PXD / Pioneer Natural Resources Company
FL / Foot Locker, Inc.
LTSK / Osaic Financial Services, Inc. - Corporate Bond/Note
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MUFG / Mitsubishi UFJ Financial Group, Inc. - Depositary Receipt (Common Stock)
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
W / Wayfair Inc.
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
ZG / Zillow Group, Inc.
ESI / Element Solutions Inc
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
SYY / Sysco Corporation
LITE / Lumentum Holdings Inc.
SGYPQ / SYNERGY PHARMACEUTICALS INC DEL
CCI / Crown Castle Inc.
SPLK / Splunk Inc.
/ Hi-Crush Inc.
AMZN / Amazon.com, Inc.
HON / Honeywell International Inc.
MU / Micron Technology, Inc.
OTRK / Ontrak, Inc.
EMR / Emerson Electric Co.
018490100 / Allergan plc
BRT / BRT Apartments Corp.
US67077N1063 / Nuveen High Income November 2021 Target Term Fund
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
VVR / Invesco Senior Income Trust
ROP / Roper Technologies, Inc.
SLRC / SLR Investment Corp.
TDOC / Teladoc Health, Inc.
DBC / Invesco DB Commodity Index Tracking Fund
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
NKE / NIKE, Inc.
MAR / Marriott International, Inc.
CMF / iShares Trust - iShares California Muni Bond ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
CAT / Caterpillar Inc.
T / AT&T Inc.
LDUR / PIMCO ETF Trust - PIMCO Enhanced Low Duration Active Exchange-Traded Fund
JCO / Nuveen Credit Opportunities 2022 Target Term Fund
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
JEMD / Nuveen Emerging Markets Debt 2022 Target Term Fund
DOW / Dow Inc.
SPR / Spirit AeroSystems Holdings, Inc.
TMO / Thermo Fisher Scientific Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
SNAP / Snap Inc.
NIO / NIO Inc. - Depositary Receipt (Common Stock)
CL / Colgate-Palmolive Company
JCI / Johnson Controls International plc
PNC / The PNC Financial Services Group, Inc.
GM / General Motors Company
RSG / Republic Services, Inc.
ASXC / Asensus Surgical, Inc.
CSCO / Cisco Systems, Inc.
META / Meta Platforms, Inc.
NVDA / NVIDIA Corporation
SBUX / Starbucks Corporation
EFA / iShares Trust - iShares MSCI EAFE ETF
VRAY / ViewRay Inc.
RTX / RTX Corporation
WBA / Walgreens Boots Alliance, Inc.
VLO / Valero Energy Corporation
AAPL / Apple Inc.
GE / General Electric Company
ITW / Illinois Tool Works Inc.
BA / The Boeing Company
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
APH / Amphenol Corporation
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
BAC / Bank of America Corporation
DIS / The Walt Disney Company
JKHY / Jack Henry & Associates, Inc.
SHW / The Sherwin-Williams Company
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
PH / Parker-Hannifin Corporation
AMRS / Amyris Inc
GOOG / Alphabet Inc.
WMT / Walmart Inc.
QCOM / QUALCOMM Incorporated
JPM / JPMorgan Chase & Co.
MPC / Marathon Petroleum Corporation
C / Citigroup Inc.
TGT / Target Corporation
JNJ / Johnson & Johnson
NFLX / Netflix, Inc.
BRK.B / Berkshire Hathaway Inc.
ISRG / Intuitive Surgical, Inc.
GLW / Corning Incorporated
ABBV / AbbVie Inc.
TRGP / Targa Resources Corp.
MNA / New York Life Investments ETF Trust - NYLI Merger Arbitrage ETF
MMM / 3M Company
QSR / Restaurant Brands International Inc.
DOCU / DocuSign, Inc.
TSLA / Tesla, Inc.
CMCSA / Comcast Corporation
CSWI / CSW Industrials, Inc.
PM / Philip Morris International Inc.
KHC / The Kraft Heinz Company
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
COST / Costco Wholesale Corporation
GIS / General Mills, Inc.
GILD / Gilead Sciences, Inc.
AMGN / Amgen Inc.
PEP / PepsiCo, Inc.
ADP / Automatic Data Processing, Inc.
ABT / Abbott Laboratories
DISCA / Discovery Inc - Class A
PG / The Procter & Gamble Company
ARCC / Ares Capital Corporation
F / Ford Motor Company
HRL / Hormel Foods Corporation
CRM / Salesforce, Inc.
GD / General Dynamics Corporation
ADAP / Adaptimmune Therapeutics plc - Depositary Receipt (Common Stock)
CSX / CSX Corporation
AXP / American Express Company
TXMD / TherapeuticsMD, Inc.
BDX / Becton, Dickinson and Company
TJX / The TJX Companies, Inc.
INTC / Intel Corporation
SIVB / SVB Financial Group
SQ / Block, Inc.
CMI / Cummins Inc.
CVX / Chevron Corporation
IBM / International Business Machines Corporation
GLPI / Gaming and Leisure Properties, Inc.
BX / Blackstone Inc.
DOC / Healthpeak Properties, Inc.
XOM / Exxon Mobil Corporation
LMT / Lockheed Martin Corporation
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
TXN / Texas Instruments Incorporated
EW / Edwards Lifesciences Corporation
CLX / The Clorox Company
NOW / ServiceNow, Inc.
RPM / RPM International Inc.
HCA / HCA Healthcare, Inc.
WFC / Wells Fargo & Company
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
AMT / American Tower Corporation
PEY / Invesco Exchange-Traded Fund Trust - Invesco High Yield Equity Dividend Achievers ETF
PEG / Public Service Enterprise Group Incorporated
I / Intelsat SA
GMRE / Global Medical REIT Inc.
PANW / Palo Alto Networks, Inc.
CARA / Cara Therapeutics, Inc.
WFT / Weatherford International plc
ETN / Eaton Corporation plc
PLX / Protalix BioTherapeutics, Inc.
SHOP / Shopify Inc.
MSFT / Microsoft Corporation
BMY / Bristol-Myers Squibb Company