| BXSY / Bexil Investment Trust
|
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|
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| KMI / Kinder Morgan, Inc.
|
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| SSSS / SuRo Capital Corp.
|
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| INF / Brookfield Global Listed Infrastructure Income Fund
|
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| ACP / Abrdn Income Credit Strategies Fund
|
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| NZF / Nuveen Municipal Credit Income Fund
|
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| GRT.PRH / Glimcher Realty Trust
|
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| HBIO / Harvard Bioscience, Inc.
|
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| DSPG / DSP Group, Inc.
|
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| TDS / Telephone and Data Systems, Inc.
|
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| PLXT / Plx Technology Inc
|
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| JAKK / JAKKS Pacific, Inc.
|
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| FNF / Fidelity National Financial, Inc.
|
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| FNF / Fidelity National Financial, Inc.
|
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| SPBC / Simplify Exchange Traded Funds - Simplify US Equity PLUS Bitcoin Strategy ETF
|
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| SZMK / Sizmek Inc
|
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| NQU / Nuveen Quality Income Municipal Fund, Inc.
|
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| A / Agilent Technologies, Inc.
|
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| THRD / Third Harmonic Bio, Inc.
|
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| MWW / Monster Worldwide, Inc.
|
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| MONT / Montage Technology Group Ltd
|
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| THI / Tim Hortons, Inc.
|
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| PFS / Provident Financial Services, Inc.
|
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|
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| SPG / Simon Property Group, Inc.
|
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| TPH / Tri Pointe Homes, Inc.
|
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| TRW / TRW Automotive Holdings
|
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| TLM /
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| 345838106 / Forest Laboratories Inc
|
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| RVBD /
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| ECYT / Endocyte, Inc.
|
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| BB / BlackBerry Limited
|
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| HTBI / HomeTrust Bancshares, Inc.
|
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| COV /
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| KMI.WS / Kinder Morgan, Inc. Warrants
|
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| GLPI / Gaming and Leisure Properties, Inc.
|
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| NICK / Nicholas Financial, Inc.
|
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| LORL / Loral Space & Communications Inc
|
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| HTR / Brookfield Total Return Fund Inc.
|
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| SSN / Samson Oil & Gas Limited
|
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| HNR / Harvest Natural Resources, Inc.
|
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| FTD / FTD Companies, Inc.
|
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| LFVN / LifeVantage Corporation
|
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| RFI / Cohen & Steers Total Return Realty Fund, Inc.
|
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| COBK / Colonial Financial Services, Inc.
|
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| BKW / Burger King Worldwide Inc. Put
|
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| ESC / Emeritus Corp
|
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| URS / Urs Corp
|
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| CPWR / Ocean Thermal Energy Corporation
|
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| NMA / Nuveen Municipal Advantage Fund, Inc.
|
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|
| PEOPLES FED BANCSHARES INC
/ (711037101) |
|
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| EQU / Equal Energy Ltd.
|
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| LUNA / Luna Innovations Incorporated
|
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| HCT / American Realty Capital Healthcare Trust Inc
|
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| IBCA / iShares Trust - iShares iBonds Dec 2035 Term Corp ETF
|
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| RTK / Rentech, Inc.
|
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| KOPN / Kopin Corporation
|
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| OUT / OUTFRONT Media Inc.
|
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| GULTU / Gulf Coast Ultra Deep Royalty Trust
|
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| DNP / DNP Select Income Fund Inc.
|
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| WMGIZ / Wright Medical Group N.V.
|
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| KEATING CAPITAL INC
/ (48722R106) |
|
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| VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
|
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| OUT / OUTFRONT Media Inc. Put
|
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|
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| UNS / Uns Energy Corp
|
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|
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| OABC / Omniamerican Bancorp, Inc.
|
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|
|
| DISCA / Discovery Inc - Class A
|
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|
|
| CORNERSTONE PROGRESSIVE RTN
/ (21925C101) |
|
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|
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|
|
| EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
|
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|
|
| SILVER EAGLE ACQUISITION COR
/ (827694100) |
|
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|
|
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|
|
| H & Q LIFE SCIENCES INVS
/ SH BEN INT (404053100) |
|
|
|
|
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|
|
| NVG / Nuveen AMT-Free Municipal Credit Income Fund
|
|
|
|
|
|
|
|
| INTERNET PATENTS CORP
/ (46063G101) |
|
|
|
|
|
|
|
| FURX / Furiex Pharmaceuticals, Inc.
|
|
|
|
|
|
|
|
| DTV / DTE Energy Company
|
|
|
|
|
|
|
|
| XRDC / Crossroads Capital, Inc.
|
|
|
|
|
|
|
|
| VALLEY NATL BANCORP
/ *W EXP 06/30/201 (919794123) |
|
|
|
|
|
|
|
| TPH / Tri Pointe Homes, Inc. Put
|
|
|
|
|
|
|
|
| GABELLI MULTIMEDIA TR INC
/ RIGHT 07/18/2014 (36239Q141) |
|
|
|
|
|
|
|
| CUBIST PHARMACEUTICALS INC
/ RIGHT 99/99/9999 (229678123) |
|
|
|
|
|
|
|
| CVC / Cablevision Systems Corp.
|
|
|
|
|
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|
|
| TKR / The Timken Company
|
|
|
|
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|
|
| NRF / NorthStar Realty Finance Corp.
|
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|
|
|
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|
|
| WY / Weyerhaeuser Company
|
|
|
|
|
|
|
|
| FBCNP / First Citizens Bancorporation, Inc. - Preferred Security
|
|
|
|
|
|
|
|
| FUBC / 1st United Bancorp
|
|
|
|
|
|
|
|
| QCOR /
|
|
|
|
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|
|
|
| TWC / Spectrum Management Holding Company LLC
|
|
|
|
|
|
|
|
| SWS / Sws Group Inc
|
|
|
|
|
|
|
|
| YONG / Yongye International, Inc.
|
|
|
|
|
|
|
|
| WEN / The Wendy's Company
|
|
|
|
|
|
|
|
| INVA / Innoviva, Inc.
|
|
|
|
|
|
|
|
| NDZ /
|
|
|
|
|
|
|
|
| GABELLI HLTHCARE & WELLNESS
/ RIGHT 07/08/2014 (36246K137) |
|
|
|
|
|
|
|
| SBSI / Southside Bancshares, Inc. Put
|
|
|
|
|
|
|
|
| XUTGX / Reaves Utility Income Fund
|
|
|
|
|
|
|
|
| AABA / Altaba Inc Put
|
|
|
|
|
|
|
|
| TTF / Thaifund, Inc.
|
|
|
|
|
|
|
|
| DDF / Delaware Investments Dividend and Income Fund, Inc.
|
|
|
|
|
|
|
|
| CACB / Cascade Bancorp
|
|
|
|
|
|
|
|
| METI / Merge Tech Inc
|
|
|
|
|
|
|
|
| IGT / International Game Technology PLC
|
|
|
|
|
|
|
|
| BEAV / B/E Aerospace, Inc.
|
|
|
|
|
|
|
|
| STGG / STG Group, Inc.
|
|
|
|
|
|
|
|
| BH / Biglari Holdings Inc.
|
|
|
|
|
|
|
|
| GABELLI EQUITY TR INC
/ RIGHT 10/20/2014 (362397184) |
|
|
|
|
|
|
|
| NMFC / New Mountain Finance Corporation
|
|
|
|
|
|
|
|
| NOV / NOV Inc.
|
|
|
|
|
|
|
|
| XGUTX / Gabelli Utility Trust (The)
|
|
|
|
|
|
|
|
| / Oxford Lane Capital Corp.
|
|
|
|
|
|
|
|
| GLCH / Gleacher & Company, Inc.
|
|
|
|
|
|
|
|
| SUSS / Susser Holdings Corp
|
|
|
|
|
|
|
|
| NVLN / NOVELION THERAPEUTICS INC.
|
|
|
|
|
|
|
|
| ATLC / Atlanticus Holdings Corporation
|
|
|
|
|
|
|
|
| LTRE / Learning Tree International, Inc.
|
|
|
|
|
|
|
|
| AABA / Altaba Inc
|
|
|
|
|
|
|
|
| HQH / Abrdn Healthcare Investors
|
|
|
|
|
|
|
|
| ROI / RiskOn International, Inc.
|
|
|
|
|
|
|
|
| STCN / Steel Connect, Inc.
|
|
|
|
|
|
|
|
| SNY / Sanofi - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| WPG / Washington Prime Group Inc
|
|
|
|
|
|
|
|
| 19041P105 / CBS Corp.
|
|
|
|
|
|
|
|
| NLOK / NortonLifeLock Inc
|
|
|
|
|
|
|
|
| KSPN / Kaspien Holdings Inc.
|
|
|
|
|
|
|
|
| ENZN / Enzon Pharmaceuticals, Inc.
|
|
|
|
|
|
|
|
| GLU / The Gabelli Global Utility & Income Trust
|
|
|
|
|
|
|
|
| GRX / The Gabelli Healthcare & Wellness Trust
|
|
|
|
|
|
|
|
| TRQ / Turquoise Hill Resources Ltd
|
|
|
|
|
|
|
|
| RNWK / Realnetworks, Inc.
|
|
|
|
|
|
|
|
| SWYDF / Stornoway Diamond Corporation
|
|
|
|
|
|
|
|
| GAB / The Gabelli Equity Trust Inc.
|
|
|
|
|
|
|
|
| IIF / Morgan Stanley India Investment Fund, Inc.
|
|
|
|
|
|
|
|
| USA / Liberty All-Star Equity Fund
|
|
|
|
|
|
|
|
| GGT / The Gabelli Multimedia Trust Inc.
|
|
|
|
|
|
|
|
| PENN / PENN Entertainment, Inc.
|
|
|
|
|
|
|
|
| OXY / Occidental Petroleum Corporation
|
|
|
|
|
|
|
|
| NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
|
|
|
|
|
|
|
|
| FMC / FMC Corporation
|
|
|
|
|
|
|
|
| ZNGA / Zynga Inc - Class A
|
|
|
|
|
|
|
|
| LBTYK / Liberty Global Ltd.
|
|
|
|
|
|
|
|
| SVVC / Firsthand Technology Value Fund, Inc.
|
|
|
|
|
|
|
|
| LBTYA / Liberty Global Ltd.
|
|
|
|
|
|
|
|
| SFE / Safeguard Scientifics, Inc.
|
|
|
|
|
|
|
|
| SWZ / Total Return Securities, Inc.
|
|
|
|
|
|
|
|
| L / Loews Corporation
|
|
|
|
|
|
|
|
| CRF / Cornerstone Total Return Fund, Inc.
|
|
|
|
|
|
|
|
| IFN / The India Fund, Inc.
|
|
|
|
|
|
|
|
| CLM / Cornerstone Strategic Investment Fund, Inc.
|
|
|
|
|
|
|
|
| JNPR / Juniper Networks, Inc.
|
|
|
|
|
|
|
|
| SIRI / Sirius XM Holdings Inc.
|
|
|
|
|
|
|
|
.
