James D Dondero - Insider Trading Tracker

Gray Media, Inc.

US ˙ NYSE ˙ US3893751061

Pendahuluan

Halaman ini memberikan analisis komprehensif tentang sejarah perdagangan orang dalam yang diketahui dari James D Dondero. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Adalah ilegal bagi orang dalam untuk melakukan perdagangan di perusahaan mereka berdasarkan informasi spesifik yang tidak dipublikasikan. Ini tidak berarti bahwa mereka dilarang melakukan perdagangan apa pun di perusahaan mereka sendiri. Namun, mereka harus melaporkan semua perdagangan kepada SEC melalui Formulir 4. Terlepas dari pembatasan ini, penelitian akademis menunjukkan bahwa orang dalam - secara umum - cenderung mengungguli pasar di perusahaan mereka sendiri.

Rata-rata Profitabilitas Perdagangan

Profitabilitas perdagangan rata-rata adalah pengembalian rata-rata dari semua pembelian pasar terbuka yang dilakukan oleh orang dalam dalam tiga tahun terakhir. Untuk menghitung ini, kami memeriksa setiap pembelian pasar terbuka yang tidak direncanakan yang dilakukan oleh orang dalam, tidak termasuk semua perdagangan yang ditandai sebagai bagian dari rencana perdagangan 10b5-1. Kami kemudian menghitung kinerja rata-rata dari perdagangan tersebut selama 3, 6, dan 12 bulan, dengan merata-ratakan setiap durasi tersebut untuk menghasilkan metrik kinerja akhir untuk setiap perdagangan. Terakhir, kami merata-ratakan semua metrik kinerja untuk menghitung metrik kinerja untuk orang dalam. Daftar ini hanya mencakup orang dalam yang telah melakukan setidaknya tiga perdagangan dalam dua tahun terakhir.

Jika profitabilitas perdagangan orang dalam ini adalah "N/A", maka orang dalam tersebut belum melakukan pembelian di pasar terbuka dalam tiga tahun terakhir, atau perdagangan yang mereka lakukan terlalu baru untuk menghitung metrik kinerja yang andal.

Frekuensi Pembaruan: Setiap Hari

Lihat daftar pedagang dalam perusahaan yang paling menguntungkan.

Lihat Peringkat Tertinggi Orang Dalam

Perusahaan dengan Posisi Orang Dalam yang Dilaporkan

Pengajuan SEC menunjukkan bahwa James D Dondero telah melaporkan kepemilikan atau perdagangan di perusahaan-perusahaan berikut:

Keamanan	Judul	Kepemilikan Terakhir yang Dilaporkan
US:NXDT / NexPoint Diversified Real Estate Trust	See Remarks, Director, 10% Owner	2,493,169
US:NXRT / NexPoint Residential Trust, Inc.	President, Director, 10% Owner	499,783
	Director	193,394
US:NREF / NexPoint Real Estate Finance, Inc.	President, Director, 10% Owner	317,752
	See Remarks, 10% Owner	12,939
US:PRTK / Paratek Pharmaceuticals Inc.	10% Owner	2,156,000
	Director	0
	See Remarks, 10% Owner	6,648
	See Remarks, 10% Owner	0
US:PCO / Pendrell Corporation	10% Owner	1,255,965
US:RLYP / Relypsa, Inc.	10% Owner	128,500
US:58441K100 / Media General, Inc.	10% Owner	3,776,559
US:US00829UAB89 / Affinity Gaming		1,665,458
US:GTN / Gray Media, Inc.	10% Owner	4,193,430
US:MVIS / MicroVision, Inc.	10% Owner	4,722,287
	10% Owner	0

Cara Membaca Grafik

Grafik berikut menunjukkan kinerja saham sekuritas setelah setiap perdagangan pasar terbuka yang tidak direncanakan yang dilakukan oleh James D Dondero. Perdagangan yang tidak direncanakan adalah perdagangan yang tidak dilakukan sebagai bagian dari rencana perdagangan 10b5-1. Kinerja saham digambarkan sebagai perubahan persentase kumulatif dalam harga saham. Misalnya, jika perdagangan orang dalam dilakukan pada 1 Januari 2019, grafik akan menunjukkan perubahan persentase harian sekuritas hingga saat ini. Jika harga saham naik dari $10 menjadi $15 selama periode ini, perubahan persentase kumulatif dalam harga saham akan menjadi 50%. Perubahan harga dari $10 menjadi $20 akan menjadi 100%, dan perubahan harga dari $10 menjadi $5 akan menjadi -50%.

Pada akhirnya, kita mencoba menentukan seberapa erat korelasi perdagangan orang dalam dengan pengembalian berlebih (positif atau negatif) pada harga saham untuk melihat apakah orang dalam tersebut mengatur waktu perdagangannya untuk mendapatkan keuntungan dari informasi orang dalam. Pertimbangkan situasi di mana orang dalam melakukan hal ini. Dalam situasi ini, kita akan mengharapkan (a) pengembalian positif setelah pembelian, atau (b) pengembalian negatif setelah penjualan. Dalam kasus (a), grafik PEMBELIAN akan menunjukkan serangkaian kurva yang miring ke atas, menunjukkan pengembalian positif setelah setiap transaksi pembelian. Dalam kasus (b), grafik PENJUALAN akan menunjukkan serangkaian kurva yang miring ke bawah, menunjukkan pengembalian negatif setelah setiap transaksi penjualan.

Namun, ini saja tidak cukup untuk menarik kesimpulan. Jika, misalnya, harga saham perusahaan berada dalam tren kenaikan non-siklikal selama bertahun-tahun, maka kita akan mengharapkan semua plot pasca-pembelian memiliki kemiringan ke atas. Demikian pula, penurunan non-siklikal selama bertahun-tahun akan menghasilkan plot pasca-perdagangan dengan kemiringan ke bawah. Tak satu pun dari grafik ini akan menunjukkan aktivitas perdagangan orang dalam.

Indikator terkuat adalah situasi di mana harga saham sangat siklikal, dan terdapat sinyal positif pada grafik PEMBELIAN dan plot negatif pada grafik PENJUALAN. Situasi ini akan sangat menunjukkan adanya orang dalam yang mengatur waktu perdagangan untuk keuntungan finansial mereka.

Pembelian Orang Dalam GTN / Gray Media, Inc. - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di GTN / Gray Media, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan	Ticker	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Maksimal	Harga di Maksimal	Maksimal Keuntungan ($)	Maksimum Pengembalian (%)
2008-01-23	GTN	HIGHLAND CAPITAL MANAGEMENT LP	50,000	7.1592	50,000	7.1592	357,960	0	7.88	36,040	10.07
2007-12-06	GTN	HIGHLAND CAPITAL MANAGEMENT LP	100	7.8500	100	7.8500	785
2007-12-06	GTN	HIGHLAND CAPITAL MANAGEMENT LP	99,800	8.0000	99,800	8.0000	798,400
2007-12-05	GTN	HIGHLAND CAPITAL MANAGEMENT LP	100,000	7.4809	100,000	7.4809	748,090
2007-12-04	GTN	HIGHLAND CAPITAL MANAGEMENT LP	103,600	7.7303	103,600	7.7303	800,859
2007-12-03	GTN	HIGHLAND CAPITAL MANAGEMENT LP	36,000	8.1944	36,000	8.1944	294,998
2007-12-03	GTN	HIGHLAND CAPITAL MANAGEMENT LP	75,000	8.2000	75,000	8.2000	615,000
2007-11-30	GTN	HIGHLAND CAPITAL MANAGEMENT LP	60,000	8.3200	60,000	8.3200	499,200
2007-11-30	GTN	HIGHLAND CAPITAL MANAGEMENT LP	32,300	8.3263	32,300	8.3263	268,939
2007-11-29	GTN	HIGHLAND CAPITAL MANAGEMENT LP	51,500	7.8959	51,500	7.8959	406,639
2007-11-29	GTN	HIGHLAND CAPITAL MANAGEMENT LP	11,600	7.9499	11,600	7.9499	92,219
2007-11-29	GTN	HIGHLAND CAPITAL MANAGEMENT LP	64,200	7.8998	64,200	7.8998	507,167
2007-11-28	GTN	HIGHLAND CAPITAL MANAGEMENT LP	33,900	7.7600	33,900	7.7600	263,064
2007-11-28	GTN	HIGHLAND CAPITAL MANAGEMENT LP	142,200	7.8023	142,200	7.8023	1,109,487
2007-11-27	GTN	HIGHLAND CAPITAL MANAGEMENT LP	10,500	7.3975	10,500	7.3975	77,674
2007-11-27	GTN	HIGHLAND CAPITAL MANAGEMENT LP	193,600	7.3996	193,600	7.3996	1,432,563
2007-11-26	GTN	HIGHLAND CAPITAL MANAGEMENT LP	24,500	7.3769	24,500	7.3769	180,734
2007-11-26	GTN	HIGHLAND CAPITAL MANAGEMENT LP	20,000	7.4000	20,000	7.4000	148,000
2007-11-26	GTN	HIGHLAND CAPITAL MANAGEMENT LP	108,400	7.3867	108,400	7.3867	800,718
2007-08-03	GTN	HIGHLAND CAPITAL MANAGEMENT LP	25,000	7.7500	25,000	7.7500	193,750
2007-08-01	GTN	HIGHLAND CAPITAL MANAGEMENT LP	39,800	7.8238	39,800	7.8238	311,387
2007-07-31	GTN	HIGHLAND CAPITAL MANAGEMENT LP	44,000	8.0000	44,000	8.0000	352,000
2007-07-25	GTN	HIGHLAND CAPITAL MANAGEMENT LP	24,700	9.1911	24,700	9.1911	227,020
2007-07-24	GTN	HIGHLAND CAPITAL MANAGEMENT LP	41,500	9.0910	41,500	9.0910	377,276
2007-07-23	GTN	HIGHLAND CAPITAL MANAGEMENT LP	12,100	8.9498	12,100	8.9498	108,293
2007-07-20	GTN	HIGHLAND CAPITAL MANAGEMENT LP	25,000	9.0626	25,000	9.0626	226,565
2007-07-12	GTN	HIGHLAND CAPITAL MANAGEMENT LP	1,300	9.2000	1,300	9.2000	11,960
2007-07-10	GTN	HIGHLAND CAPITAL MANAGEMENT LP	75,000	9.2108	75,000	9.2108	690,810
2007-07-09	GTN	HIGHLAND CAPITAL MANAGEMENT LP	10,400	9.2600	10,400	9.2600	96,304
2007-06-27	GTN	HIGHLAND CAPITAL MANAGEMENT LP	44,700	9.3970	44,700	9.3970	420,046
2007-06-13	GTN	HIGHLAND CAPITAL MANAGEMENT LP	3,372	9.4000	3,372	9.4000	31,697
2007-06-12	GTN	HIGHLAND CAPITAL MANAGEMENT LP	100,000	9.4000	100,000	9.4000	940,000
2007-06-12	GTN	HIGHLAND CAPITAL MANAGEMENT LP	55,300	9.4394	55,300	9.4394	521,999
2007-06-11	GTN	HIGHLAND CAPITAL MANAGEMENT LP	46,000	9.6320	46,000	9.6320	443,072
2007-06-11	GTN	HIGHLAND CAPITAL MANAGEMENT LP	27,600	9.7000	27,600	9.7000	267,720
2007-05-21	GTN	HIGHLAND CAPITAL MANAGEMENT LP	328,000	10.3520	328,000	10.3520	3,395,456
2007-05-18	GTN	HIGHLAND CAPITAL MANAGEMENT LP	56,000	10.0427	56,000	10.0427	562,391
2007-05-18	GTN	HIGHLAND CAPITAL MANAGEMENT LP	104,500	10.2141	104,500	10.2141	1,067,373
2007-05-17	GTN	HIGHLAND CAPITAL MANAGEMENT LP	35,300	9.7179	35,300	9.7179	343,042
2007-05-16	GTN	HIGHLAND CAPITAL MANAGEMENT LP	41,292	9.4052	41,292	9.4052	388,360
2007-05-15	GTN	HIGHLAND CAPITAL MANAGEMENT LP	20,500	9.3082	20,500	9.3082	190,818
2007-05-14	GTN	HIGHLAND CAPITAL MANAGEMENT LP	63,100	9.2813	63,100	9.2813	585,650
2007-03-16	GTN	HIGHLAND CAPITAL MANAGEMENT LP	50,000	8.5413	50,000	8.5413	427,065
2007-03-15	GTN	HIGHLAND CAPITAL MANAGEMENT LP	31,100	8.3137	31,100	8.3137	258,556
2006-12-19	GTN	HIGHLAND CAPITAL MANAGEMENT LP	3,700	6.7457	3,700	6.7457	24,959
2006-12-18	GTN	HIGHLAND CAPITAL MANAGEMENT LP	12,000	6.7200	12,000	6.7200	80,640
2006-12-15	GTN	HIGHLAND CAPITAL MANAGEMENT LP	50,000	6.6854	50,000	6.6854	334,270
2006-12-14	GTN	HIGHLAND CAPITAL MANAGEMENT LP	126,000	6.6740	126,000	6.6740	840,924
2006-12-06	GTN	HIGHLAND CAPITAL MANAGEMENT LP	1,400	6.2821	1,400	6.2821	8,795

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Penjualan Orang Dalam GTN / Gray Media, Inc. - Analisis Kerugian Jangka Pendek

Pada bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan internal pasar terbuka yang tidak direncanakan yang dilakukan di GTN / Gray Media, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Menit Harga di
Menit Kerugian Maksimal
Dihindari ($) Kerugian Maksimal
Dihindari (%)

2009-05-07 GTN HIGHLAND CAPITAL MANAGEMENT LP 85,000 0.8000 85,000 0.8000 68,000 71 0.38 -35,700 -52.50

2009-05-06 GTN HIGHLAND CAPITAL MANAGEMENT LP 75,000 0.7500 75,000 0.7500 56,250

2009-05-05 GTN HIGHLAND CAPITAL MANAGEMENT LP 50,000 0.7300 50,000 0.7300 36,500

2008-11-07 GTN HIGHLAND CAPITAL MANAGEMENT LP 2,263 0.5200 2,263 0.5200 1,177

2008-11-06 GTN HIGHLAND CAPITAL MANAGEMENT LP 43,418 0.5200 43,418 0.5200 22,577

2008-10-27 GTN HIGHLAND CAPITAL MANAGEMENT LP 50,000 0.5200 50,000 0.5200 26,000

2008-10-24 GTN HIGHLAND CAPITAL MANAGEMENT LP 2,100 0.5200 2,100 0.5200 1,092

2008-10-21 GTN HIGHLAND CAPITAL MANAGEMENT LP 49,436 0.5860 49,436 0.5860 28,969

2008-10-20 GTN HIGHLAND CAPITAL MANAGEMENT LP 53,895 0.6653 53,895 0.6653 35,856

2008-10-17 GTN HIGHLAND CAPITAL MANAGEMENT LP 116,800 0.5501 116,800 0.5501 64,252

2008-10-16 GTN HIGHLAND CAPITAL MANAGEMENT LP 18,284 0.6000 18,284 0.6000 10,970

2008-10-10 GTN HIGHLAND CAPITAL MANAGEMENT LP 169,482 0.6386 169,482 0.6386 108,231

2008-10-03 GTN HIGHLAND CAPITAL MANAGEMENT LP 8,800 1.5600 8,800 1.5600 13,728

2008-10-02 GTN HIGHLAND CAPITAL MANAGEMENT LP 18,400 1.6200 18,400 1.6200 29,808

2008-10-01 GTN HIGHLAND CAPITAL MANAGEMENT LP 12,500 1.7500 12,500 1.7500 21,875

2008-09-30 GTN HIGHLAND CAPITAL MANAGEMENT LP 30,100 1.7500 30,100 1.7500 52,675

2008-09-29 GTN HIGHLAND CAPITAL MANAGEMENT LP 10,542 1.8000 10,542 1.8000 18,976

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Pembelian Orang Dalam MVIS / MicroVision, Inc. - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di GTN / Gray Media, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Maksimal Harga di
Maksimal Maksimal
Keuntungan ($) Maksimum Pengembalian (%)

2008-07-25 MVIS HIGHLAND CAPITAL MANAGEMENT LP 5,364,807 2.3300 5,364,807 2.3300 12,500,000 364 28 137,714,596 1,101.72

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Penjualan Orang Dalam MVIS / MicroVision, Inc. - Analisis Kerugian Jangka Pendek

Pada bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan internal pasar terbuka yang tidak direncanakan yang dilakukan di GTN / Gray Media, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Menit Harga di
Menit Kerugian Maksimal
Dihindari ($) Kerugian Maksimal
Dihindari (%)

2009-05-08 MVIS HIGHLAND CAPITAL MANAGEMENT LP 60,000 1.8500 60,000 1.8500 111,000 5 12.72 652,200 587.57

2009-05-04 MVIS HIGHLAND CAPITAL MANAGEMENT LP 40,000 2.0300 40,000 2.0300 81,200

2009-04-01 MVIS DONDERO JAMES D 40,000 1.3120 40,000 1.3120 52,480

2008-11-14 MVIS DONDERO JAMES D 38,600 1.4600 38,600 1.4600 56,356

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Pembelian Orang Dalam NREF.PRA / NexPoint Real Estate Finance, Inc. - Preferred Stock - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di GTN / Gray Media, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Maksimal Harga di
Maksimal Maksimal
Keuntungan ($) Maksimum Pengembalian (%)

2020-09-10 NREF DONDERO JAMES D 354 15.3500 354 15.3500 5,434 337 23.2900 2,812 51.75

2020-09-09 NREF DONDERO JAMES D 1,097 15.3300 1,097 15.3300 16,817

2020-09-08 NREF DONDERO JAMES D 2,098 15.1700 2,098 15.1700 31,827

2020-09-01 NREF DONDERO JAMES D 513 15.3500 513 15.3500 7,875

2020-08-31 NREF DONDERO JAMES D 103 15.1900 103 15.1900 1,565

2020-08-28 NREF DONDERO JAMES D 8,630 15.1700 8,630 15.1700 130,917

2020-08-12 NREF DONDERO JAMES D 611 15.2400 611 15.2400 9,312

2020-08-11 NREF DONDERO JAMES D 2,594 15.5000 2,594 15.5000 40,207

2020-08-10 NREF DONDERO JAMES D 4,000 15.1700 4,000 15.1700 60,680

2020-05-22 NREF DONDERO JAMES D 5,564 14.4300 5,564 14.4300 80,289

2020-05-22 NREF DONDERO JAMES D 836 14.4300 836 14.4300 12,063

2020-05-21 NREF DONDERO JAMES D 5,652 13.8900 5,652 13.8900 78,506

2020-05-21 NREF DONDERO JAMES D 848 13.8900 848 13.8900 11,779

2020-05-20 NREF DONDERO JAMES D 5,652 12.0400 5,652 12.0400 68,050

2020-05-20 NREF DONDERO JAMES D 848 12.0400 848 12.0400 10,210

2020-05-19 NREF DONDERO JAMES D 5,055 11.0600 5,055 11.0600 55,908

2020-05-19 NREF DONDERO JAMES D 759 11.0600 759 11.0600 8,395

2020-05-15 NREF DONDERO JAMES D 44 10.8900 44 10.8900 479

2020-05-15 NREF DONDERO JAMES D 6 10.8900 6 10.8900 65

2020-05-14 NREF DONDERO JAMES D 6,102 11.1500 6,102 11.1500 68,037

2020-05-14 NREF DONDERO JAMES D 916 11.1500 916 11.1500 10,213

2020-05-13 NREF DONDERO JAMES D 6,774 11.6200 6,774 11.6200 78,714

2020-05-13 NREF DONDERO JAMES D 1,017 11.6200 1,017 11.6200 11,818

2020-05-12 NREF DONDERO JAMES D 418 11.8100 418 11.8100 4,937

2020-05-12 NREF DONDERO JAMES D 62 11.8100 62 11.8100 732

2020-04-09 NREF DONDERO JAMES D 23,600 12.8200 23,600 12.8200 302,552

2020-04-08 NREF DONDERO JAMES D 16,300 9.9300 16,300 9.9300 161,859

2020-04-07 NREF DONDERO JAMES D 23,500 9.3900 23,500 9.3900 220,665

2020-04-06 NREF DONDERO JAMES D 20,679 8.3000 20,679 8.3000 171,636

2020-04-03 NREF DONDERO JAMES D 12,244 8.4100 12,244 8.4100 102,972

2020-04-02 NREF DONDERO JAMES D 7,169 8.7900 7,169 8.7900 63,016

2020-03-13 NREF DONDERO JAMES D 1,800 14.4500 1,800 14.4500 26,010

2020-03-02 NREF DONDERO JAMES D 525 18.5970 525 18.5970 9,763

2020-02-28 NREF DONDERO JAMES D 12,975 18.6140 12,975 18.6140 241,517

2020-02-26 NREF DONDERO JAMES D 2,599 18.9840 2,599 18.9840 49,339

2020-02-25 NREF DONDERO JAMES D 9,357 18.9800 9,357 18.9800 177,596

2020-02-21 NREF DONDERO JAMES D 366 18.9890 366 18.9890 6,950

2020-02-20 NREF DONDERO JAMES D 84 18.9100 84 18.9100 1,588

2020-02-19 NREF DONDERO JAMES D 2,400 18.9750 2,400 18.9750 45,540

2020-02-11 NREF DONDERO JAMES D 123,680 19.0000 123,680 19.0000 2,349,920

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Penjualan Orang Dalam NREF.PRA / NexPoint Real Estate Finance, Inc. - Preferred Stock - Analisis Kerugian Jangka Pendek

Pada bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan internal pasar terbuka yang tidak direncanakan yang dilakukan di GTN / Gray Media, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Menit Harga di
Menit Kerugian Maksimal
Dihindari ($) Kerugian Maksimal
Dihindari (%)

Tidak ada transaksi pasar terbuka tak terduga yang diketahui untuk kombinasi orang dalam dan sekuritas ini.

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Pembelian Orang Dalam NXDT.PRA / NexPoint Diversified Real Estate Trust - Preferred Stock - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di GTN / Gray Media, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Maksimal Harga di
Maksimal Maksimal
Keuntungan ($) Maksimum Pengembalian (%)

2025-04-08 NXDT DONDERO JAMES D 100,000 4.0800 100,000 4.0800 408,000 106 5.2400 116,000 28.43

2024-06-28 NXDT DONDERO JAMES D 9,832 5.4400 9,832 5.4400 53,486

2024-06-27 NXDT DONDERO JAMES D 15,544 5.1900 15,544 5.1900 80,673

2024-06-26 NXDT DONDERO JAMES D 24,828 5.1000 24,828 5.1000 126,623

2024-06-25 NXDT DONDERO JAMES D 45,552 5.0900 45,552 5.0900 231,860

2024-06-24 NXDT DONDERO JAMES D 16,489 4.9300 16,489 4.9300 81,291

2024-06-21 NXDT DONDERO JAMES D 40,471 4.8900 40,471 4.8900 197,903

2024-06-13 NXDT DONDERO JAMES D 2,387 4.9200 2,387 4.9200 11,744

2024-06-13 NXDT DONDERO JAMES D 2,387 4.9200 2,387 4.9200 11,744

2024-06-13 NXDT DONDERO JAMES D 2,387 4.9200 2,387 4.9200 11,744

2024-06-13 NXDT DONDERO JAMES D 2,387 4.9200 2,387 4.9200 11,744

2024-06-13 NXDT DONDERO JAMES D 2,387 4.9200 2,387 4.9200 11,744

2024-06-13 NXDT DONDERO JAMES D 2,387 4.9200 2,387 4.9200 11,744

2023-05-22 NXDT DONDERO JAMES D 3,545 10.1300 3,545 10.1300 35,911

2023-05-19 NXDT DONDERO JAMES D 14,429 9.9100 14,429 9.9100 142,991

2023-05-18 NXDT DONDERO JAMES D 8,558 9.6500 8,558 9.6500 82,585

2023-05-18 NXDT DONDERO JAMES D 5,024 9.7000 5,024 9.7000 48,733

2022-11-28 NXDT DONDERO JAMES D 118,673 13.8300 118,673 13.8300 1,641,248

2022-10-04 NXDT DONDERO JAMES D 27,781 13.2400 27,781 13.2400 367,820

2022-10-03 NXDT DONDERO JAMES D 12,619 12.5600 12,619 12.5600 158,495

2022-09-30 NXDT DONDERO JAMES D 10,000 12.6000 10,000 12.6000 126,000

2022-09-29 NXDT DONDERO JAMES D 50,206 12.2800 50,206 12.2800 616,530

2022-09-28 NXDT DONDERO JAMES D 49,422 12.8200 49,422 12.8200 633,590

2022-09-27 NXDT DONDERO JAMES D 9,972 12.3400 9,972 12.3400 123,054

2022-08-30 NXDT DONDERO JAMES D 1,000 15.7300 1,000 15.7300 15,730

2022-07-14 NXDT DONDERO JAMES D 33,312 15.5400 33,312 15.5400 517,668

2022-06-16 NXDT DONDERO JAMES D 21,090 14.9300 21,090 14.9300 314,874

2022-06-15 NXDT DONDERO JAMES D 5,290 14.9400 5,290 14.9400 79,033

2022-06-14 NXDT DONDERO JAMES D 21,090 14.8000 21,090 14.8000 312,132

2022-06-13 NXDT DONDERO JAMES D 66,000 14.9500 66,000 14.9500 986,700

2022-06-09 NXDT DONDERO JAMES D 18,977 15.3000 18,977 15.3000 290,348

2022-05-04 NXDT DONDERO JAMES D 14,723 15.6700 14,723 15.6700 230,709

2022-05-03 NXDT DONDERO JAMES D 127,400 15.7500 127,400 15.7500 2,006,550

2022-04-05 NXDT DONDERO JAMES D 10,500 16.0200 10,500 16.0200 168,210

2022-03-16 NXDT DONDERO JAMES D 14,380 14.8900 14,380 14.8900 214,118

2022-03-15 NXDT DONDERO JAMES D 29,112 14.7900 29,112 14.7900 430,566

2022-03-14 NXDT DONDERO JAMES D 19,833 14.7500 19,833 14.7500 292,537

2022-03-11 NXDT DONDERO JAMES D 15,067 14.7600 15,067 14.7600 222,389

2022-03-10 NXDT DONDERO JAMES D 6,070 14.6900 6,070 14.6900 89,168

2022-03-09 NXDT DONDERO JAMES D 11,353 14.5800 11,353 14.5800 165,527

2022-03-08 NXDT DONDERO JAMES D 31,585 14.0000 31,585 14.0000 442,190

2022-03-07 NXDT DONDERO JAMES D 10,300 14.1600 10,300 14.1600 145,848

2022-02-15 NXDT DONDERO JAMES D 12,010 15.3400 12,010 15.3400 184,233

2022-02-14 NXDT DONDERO JAMES D 37,515 15.0500 37,515 15.0500 564,601

2022-02-11 NXDT DONDERO JAMES D 46,190 15.0400 46,190 15.0400 694,698

2022-02-10 NXDT DONDERO JAMES D 37,635 15.0600 37,635 15.0600 566,783

2022-01-28 NXDT DONDERO JAMES D 15,500 14.0300 15,500 14.0300 217,465

2022-01-27 NXDT DONDERO JAMES D 30,858 13.8000 30,858 13.8000 425,840

2022-01-26 NXDT DONDERO JAMES D 62,258 13.8800 62,258 13.8800 864,141

2022-01-26 NXDT DONDERO JAMES D 1,150 13.7000 1,150 13.7000 15,755

2022-01-19 NXDT DONDERO JAMES D 2,240 13.8100 2,240 13.8100 30,934

2022-01-19 NXDT DONDERO JAMES D 2,230 13.8100 2,230 13.8100 30,796

2022-01-19 NXDT DONDERO JAMES D 2,240 13.8200 2,240 13.8200 30,957

2022-01-19 NXDT DONDERO JAMES D 2,240 13.8200 2,240 13.8200 30,957

2022-01-11 NXDT DONDERO JAMES D 13,572 13.8500 13,572 13.8500 187,972

2022-01-11 NXDT DONDERO JAMES D 4,217 13.7200 4,217 13.7200 57,857

2022-01-11 NXDT DONDERO JAMES D 1,700 13.7500 1,700 13.7500 23,375

2022-01-10 NXDT DONDERO JAMES D 14,100 13.5400 14,100 13.5400 190,914

2022-01-07 NXDT DONDERO JAMES D 10,000 13.5000 10,000 13.5000 135,000

2022-01-06 NXDT DONDERO JAMES D 11,000 13.5300 11,000 13.5300 148,830

2021-12-13 NXDT DONDERO JAMES D 187,500 13.3100 187,500 13.3100 2,495,625

2021-12-08 NXDT DONDERO JAMES D 8,926 13.5300 8,926 13.5300 120,769

2021-12-07 NXDT DONDERO JAMES D 17,047 13.5600 17,047 13.5600 231,157

2021-12-06 NXDT DONDERO JAMES D 9,375 13.4300 9,375 13.4300 125,906

2021-12-03 NXDT DONDERO JAMES D 19,237 13.4000 19,237 13.4000 257,776

2021-12-02 NXDT DONDERO JAMES D 19,765 13.4500 19,765 13.4500 265,839

2021-12-01 NXDT DONDERO JAMES D 16,329 13.6800 16,329 13.6800 223,381

2021-11-30 NXDT DONDERO JAMES D 19,765 13.8600 19,765 13.8600 273,943

2021-11-29 NXDT DONDERO JAMES D 15,306 13.9500 15,306 13.9500 213,519

2021-11-24 NXDT DONDERO JAMES D 20,000 13.9500 20,000 13.9500 279,000

2021-11-19 NXDT DONDERO JAMES D 927 14.2100 927 14.2100 13,173

2021-11-18 NXDT DONDERO JAMES D 9,743 14.3300 9,743 14.3300 139,617

2021-11-17 NXDT DONDERO JAMES D 19,593 14.4600 19,593 14.4600 283,315

2021-11-16 NXDT DONDERO JAMES D 18,692 14.4400 18,692 14.4400 269,912

2021-11-15 NXDT DONDERO JAMES D 20,945 14.2900 20,945 14.2900 299,304

2021-11-01 NHF DONDERO JAMES D 10,815 15.1700 10,815 15.1700 164,064

2021-10-29 NHF DONDERO JAMES D 21,407 15.1400 21,407 15.1400 324,102

2021-10-28 NHF DONDERO JAMES D 15,900 14.9000 15,900 14.9000 236,910

2021-10-27 NHF DONDERO JAMES D 20,736 14.6200 20,736 14.6200 303,160

2021-10-26 NHF DONDERO JAMES D 21,853 14.5900 21,853 14.5900 318,835

2021-10-25 NHF DONDERO JAMES D 21,853 14.6100 21,853 14.6100 319,272

2021-10-22 NHF DONDERO JAMES D 20,408 14.6800 20,408 14.6800 299,589

2021-10-21 NHF DONDERO JAMES D 8,979 14.6500 8,979 14.6500 131,542

2021-10-20 NHF DONDERO JAMES D 18,500 14.7800 18,500 14.7800 273,430

2021-10-19 NHF DONDERO JAMES D 16,215 14.7700 16,215 14.7700 239,496

2021-10-18 NHF DONDERO JAMES D 18,675 14.6900 18,675 14.6900 274,336

2021-10-15 NHF DONDERO JAMES D 16,900 14.7100 16,900 14.7100 248,599

2021-10-14 NHF DONDERO JAMES D 19,695 14.6400 19,695 14.6400 288,335

2021-10-13 NHF DONDERO JAMES D 19,397 14.6500 19,397 14.6500 284,166

2021-10-12 NHF DONDERO JAMES D 11,403 14.3100 11,403 14.3100 163,177

2021-10-11 NHF DONDERO JAMES D 5,000 14.2700 5,000 14.2700 71,350

2021-09-01 NHF DONDERO JAMES D 6,913 14.9700 6,913 14.9700 103,488

2021-08-31 NHF DONDERO JAMES D 25,987 15.1800 25,987 15.1800 394,483

2021-08-18 NHF DONDERO JAMES D 3,000 14.2300 3,000 14.2300 42,690

2021-08-17 NHF DONDERO JAMES D 16,371 14.2400 16,371 14.2400 233,123

2021-08-16 NHF DONDERO JAMES D 40,000 14.1600 40,000 14.1600 566,400

2021-08-13 NHF DONDERO JAMES D 11,329 13.9900 11,329 13.9900 158,493

2021-08-12 NHF DONDERO JAMES D 1,300 13.9600 1,300 13.9600 18,148

2021-06-22 NHF DONDERO JAMES D 6,593 14.2800 6,593 14.2800 94,148

2021-06-21 NHF DONDERO JAMES D 17,100 14.2900 17,100 14.2900 244,359

2021-06-18 NHF DONDERO JAMES D 13,735 14.2200 13,735 14.2200 195,312

2021-06-17 NHF DONDERO JAMES D 6,800 14.2800 6,800 14.2800 97,104

2021-06-16 NHF DONDERO JAMES D 2,600 14.2900 2,600 14.2900 37,154

2021-06-15 NHF DONDERO JAMES D 6,000 14.3800 6,000 14.3800 86,280

2021-06-14 NHF DONDERO JAMES D 14,737 14.3200 14,737 14.3200 211,034

2021-06-10 NHF DONDERO JAMES D 17,400 13.9200 17,400 13.9200 242,208

2021-06-09 NHF DONDERO JAMES D 750 13.8000 750 13.8000 10,350

2021-06-08 NHF DONDERO JAMES D 6,225 13.7500 6,225 13.7500 85,594

2021-06-07 NHF DONDERO JAMES D 5,952 13.6800 5,952 13.6800 81,423

2020-03-18 ?NHF? DONDERO JAMES D 83,900 8.6900 83,900 8.6900 729,091

2020-03-17 ?NHF? DONDERO JAMES D 83,900 11.9900 83,900 11.9900 1,005,961

2019-07-23 ?NHF? DONDERO JAMES D 546,286 18.8500 546,286 18.8500 10,297,500

2018-11-28 ?NHF? DONDERO JAMES D 888,731 22.0900 888,731 22.0900 19,632,068

2018-11-23 ?NHF? DONDERO JAMES D 35,000 21.5700 35,000 21.5700 754,950

2018-11-21 ?NHF? DONDERO JAMES D 13,385 21.5000 13,385 21.5000 287,778

2018-11-05 ?NHF? DONDERO JAMES D 8,963 22.0000 8,963 22.0000 197,186

2018-11-02 ?NHF? DONDERO JAMES D 4,739 21.8700 4,739 21.8700 103,642

2018-11-01 ?NHF? DONDERO JAMES D 824 21.6000 824 21.6000 17,798

2018-10-31 ?NHF? DONDERO JAMES D 4,017 21.6500 4,017 21.6500 86,968

2018-10-31 ?NHF? DONDERO JAMES D 36,531 21.6400 36,531 21.6400 790,531

2018-10-30 ?NHF? DONDERO JAMES D 3,900 21.3400 3,900 21.3400 83,226

2018-10-30 ?NHF? DONDERO JAMES D 31,005 21.4000 31,005 21.4000 663,507

2018-10-30 ?NHF? DONDERO JAMES D 636 21.4500 636 21.4500 13,642

2018-10-26 ?NHF? DONDERO JAMES D 449 21.5129 449 21.5129 9,659

2018-10-26 ?NHF? DONDERO JAMES D 200 21.5150 200 21.5150 4,303

2018-10-26 ?NHF? DONDERO JAMES D 500 21.5260 500 21.5260 10,763

2018-10-26 ?NHF? DONDERO JAMES D 5,203 21.5927 5,203 21.5927 112,347

2018-05-07 "NHF" DONDERO JAMES D 17,100 24.4370 17,100 24.4370 417,873

2018-05-07 "NHF" DONDERO JAMES D 65,900 24.2628 65,900 24.2628 1,598,919

2018-05-03 "NHF" DONDERO JAMES D 180,979 24.3169 180,979 24.3169 4,400,848

2018-05-03 "NHF" DONDERO JAMES D 13,021 24.4609 13,021 24.4609 318,505

2018-05-01 "NHF" DONDERO JAMES D 21,136 23.9779 21,136 23.9779 506,797

2018-05-01 "NHF" DONDERO JAMES D 13,864 24.0623 13,864 24.0623 333,600

2018-04-30 "NHF" DONDERO JAMES D 5,000 23.8390 5,000 23.8390 119,195

2018-04-30 "NHF" DONDERO JAMES D 20,649 24.0554 20,649 24.0554 496,720

2018-04-27 "NHF" DONDERO JAMES D 6,351 23.8976 6,351 23.8976 151,774

2018-04-27 "NHF" DONDERO JAMES D 10,000 23.8223 10,000 23.8223 238,223

2018-04-26 "NHF" DONDERO JAMES D 50,000 23.8449 50,000 23.8449 1,192,245

2018-04-26 "NHF" DONDERO JAMES D 20,250 23.7982 20,250 23.7982 481,914

2018-04-25 "NHF" DONDERO JAMES D 10,300 23.4911 10,300 23.4911 241,958

2018-04-24 "NHF" DONDERO JAMES D 12,336 23.2779 12,336 23.2779 287,156

2017-05-02 "NHF" DONDERO JAMES D 100 23.4400 100 23.4400 2,344

2017-05-01 "NHF" DONDERO JAMES D 100 23.3600 100 23.3600 2,336

2017-04-28 "NHF" DONDERO JAMES D 200 23.4800 200 23.4800 4,696

2017-04-28 "NHF" DONDERO JAMES D 400 23.4800 400 23.4800 9,392

2015-10-22 "NHF" DONDERO JAMES D 36,295 23.9400 36,295 23.9400 868,909

2015-09-21 "NHF" DONDERO JAMES D 170,332 6.0900 170,332 6.0900 1,037,323

2015-08-20 "NHF" DONDERO JAMES D 174,545 6.5131 174,545 6.5131 1,136,829

2015-08-03 "NHF" HIGHLAND CAPITAL MANAGEMENT LP 10,282 6.7400 10,282 6.7400 69,301

2015-07-31 "NHF" HIGHLAND CAPITAL MANAGEMENT LP 156,927 7.1772 156,927 7.1772 1,126,299

2015-07-31 "NHF" HIGHLAND CAPITAL MANAGEMENT LP 18,573 7.1772 18,573 7.1772 133,299

2015-07-01 "NHF" HIGHLAND CAPITAL MANAGEMENT LP 27,145 7.4020 27,145 7.4020 200,927

2015-07-01 "NHF" HIGHLAND CAPITAL MANAGEMENT LP 3,100 7.2935 3,100 7.2935 22,610

2015-07-01 "NHF" HIGHLAND CAPITAL MANAGEMENT LP 6,360 7.4020 6,360 7.4020 47,077

2015-06-26 "NHF" DONDERO JAMES D 144,655 7.7201 144,655 7.7201 1,116,752

2015-06-26 "NHF" DONDERO JAMES D 14,466 7.7201 14,466 7.7201 111,675

2015-06-03 "NHF" HIGHLAND CAPITAL MANAGEMENT LP 24,788 7.9576 24,788 7.9576 197,253

2015-06-02 "NHF" HIGHLAND CAPITAL MANAGEMENT LP 126 7.9100 126 7.9100 993

2015-06-02 "NHF" HIGHLAND CAPITAL MANAGEMENT LP 8,050 7.9532 8,050 7.9532 64,023

2015-05-21 "NHF" DONDERO JAMES D 126 7.9400 126 7.9400 1,002

2015-05-21 "NHF" DONDERO JAMES D 140,276 7.8951 140,276 7.8951 1,107,493

2015-05-01 "NHF" HIGHLAND CAPITAL MANAGEMENT LP 8,695 7.8634 8,695 7.8634 68,372

2015-04-13 "NHF" DONDERO JAMES D 0 7.6000 0 7.6000 0

2015-04-13 "NHF" DONDERO JAMES D 132 7.6000 132 7.6000 1,000

2015-04-01 "NHF" HIGHLAND CAPITAL MANAGEMENT LP 8,855 7.5857 8,855 7.5857 67,171

2015-03-24 "NHF" DONDERO JAMES D 97,835 11.9460 97,835 11.9460 1,168,740

2015-03-20 "NHF" DONDERO JAMES D 67 11.9300 67 11.9300 800

2015-03-20 "NHF" DONDERO JAMES D 84 11.9300 84 11.9300 1,000

2015-03-10 "NHF" DONDERO JAMES D 86 11.6300 86 11.6300 1,000

2015-03-10 "NHF" DONDERO JAMES D 86 11.6300 86 11.6300 1,000

2015-03-02 "NHF" HIGHLAND CAPITAL MANAGEMENT LP 5,795 11.5819 5,795 11.5819 67,117

2015-02-25 "NHF" DONDERO JAMES D 100,692 11.5405 100,692 11.5405 1,162,030

2015-02-24 "NHF" DONDERO JAMES D 87 11.4300 87 11.4300 1,000

2015-02-24 "NHF" DONDERO JAMES D 87 11.4300 87 11.4300 1,000

2015-02-05 "NHF" HIGHLAND CAPITAL MANAGEMENT LP 90 11.4936 90 11.4936 1,034

2015-02-04 "NHF" HIGHLAND CAPITAL MANAGEMENT LP 5,890 11.4042 5,890 11.4042 67,171

2015-01-27 "NHF" DONDERO JAMES D 87 11.4936 87 11.4936 999

2015-01-27 "NHF" DONDERO JAMES D 87 11.4936 87 11.4936 999

2015-01-27 "NHF" DONDERO JAMES D 102,037 11.3210 102,037 11.3210 1,155,156

2015-01-06 "NHF" HIGHLAND CAPITAL MANAGEMENT LP 86,900 10.9239 86,900 10.9239 949,288

2015-01-05 "NHF" HIGHLAND CAPITAL MANAGEMENT LP 5,900 11.2318 5,900 11.2318 66,268

2014-12-24 "NHF" DONDERO JAMES D 67 10.8900 67 10.8900 730

2014-12-10 "NHF" DONDERO JAMES D 65 11.2000 65 11.2000 730

2014-12-01 "NHF" HIGHLAND CAPITAL MANAGEMENT LP 7,250 11.1563 7,250 11.1563 80,883

2014-12-01 "NHF" HIGHLAND CAPITAL MANAGEMENT LP 278,818 11.2282 278,818 11.2282 3,130,629

2014-11-21 "NHF" DONDERO JAMES D 65 11.3200 65 11.3200 731

2014-11-07 NHF DONDERO JAMES D 67 10.8900 17 43.5600 731

2014-11-03 NHF HIGHLAND CAPITAL MANAGEMENT LP 7,380 10.9104 1,845 43.6416 80,519

2014-10-24 NHF DONDERO JAMES D 120,313 10.3400 30,078 41.3600 1,244,037

2014-10-17 NHF DONDERO JAMES D 70 10.3900 18 41.5600 730

2014-10-07 NHF DONDERO JAMES D 68 10.6900 17 42.7600 731

2014-10-01 NHF HIGHLAND CAPITAL MANAGEMENT LP 6,160 10.5450 1,540 42.1800 64,957

2014-09-26 NHF DONDERO JAMES D 0 10.8000 0 43.2000 0

2014-09-19 NHF DONDERO JAMES D 123,269 11.1400 30,817 44.5600 1,373,218

2014-09-17 NHF DONDERO JAMES D 66 11.2100 16 44.8400 737

2014-09-04 NHF DONDERO JAMES D 1 11.5300 0 46.1200 11

2014-09-04 NHF DONDERO JAMES D 4,535 11.5300 1,134 46.1200 52,289

2014-09-03 NHF DONDERO JAMES D 5,303 11.5000 1,326 46.0000 60,982

2014-09-03 NHF DONDERO JAMES D 2,566 11.5000 641 46.0000 29,507

2014-09-03 NHF DONDERO JAMES D 16,843 11.5000 4,211 46.0000 193,694

2014-09-03 NHF DONDERO JAMES D 7,769 11.5000 1,942 46.0000 89,346

2014-09-03 NHF HIGHLAND CAPITAL MANAGEMENT LP 16,957 11.4300 4,239 45.7200 193,819

2014-08-22 NHF DONDERO JAMES D 152 11.5372 38 46.1488 1,749

2014-08-22 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 173,352 11.5372 43,338 46.1488 2,000,000

2014-08-20 NHF DONDERO JAMES D 118,364 11.5400 29,591 46.1600 1,365,921

2014-08-06 NHF DONDERO JAMES D 63 11.5100 16 46.0400 729

2014-08-06 NHF DONDERO JAMES D 0 11.5100 0 46.0400 1

2014-08-06 NHF DONDERO JAMES D 0 11.5100 0 46.0400 0

2014-07-24 NHF DONDERO JAMES D 0 12.2000 0 48.8000 3

2014-07-24 NHF DONDERO JAMES D 110,127 12.3300 27,532 49.3200 1,357,866

2014-07-23 NHF DONDERO JAMES D 141 12.3328 35 49.3312 1,739

2014-07-18 NHF DONDERO JAMES D 118 12.3600 30 49.4400 1,458

2014-06-23 NHF DONDERO JAMES D 147 11.5372 37 46.1488 1,695

2014-06-23 NHF DONDERO JAMES D 114,260 11.5900 28,565 46.3600 1,324,273

2014-06-19 NHF DONDERO JAMES D 124 11.8100 31 47.2400 1,459

2014-06-03 NHF DONDERO JAMES D 0 11.4200 0 45.6800 0

2014-06-02 NHF HIGHLAND CAPITAL MANAGEMENT LP 5,560 11.4200 1,390 45.6800 63,495

2014-05-23 NHF DONDERO JAMES D 128 11.3700 32 45.4800 1,461

2014-05-23 NHF DONDERO JAMES D 136 11.5929 34 46.3716 1,577

2014-05-23 NHF DONDERO JAMES D 114,174 11.5928 28,544 46.3712 1,323,596

2014-05-01 NHF HIGHLAND CAPITAL MANAGEMENT LP 5,170 11.2500 1,292 45.0000 58,162

2014-04-25 NHF DONDERO JAMES D 82 11.3900 20 45.5600 933

2014-04-24 NHF DONDERO JAMES D 47 11.2400 12 44.9600 527

2014-04-23 NHF DONDERO JAMES D 140 11.1777 35 44.7108 1,570

2014-04-17 NHF DONDERO JAMES D 117,768 11.1770 29,442 44.7080 1,316,288

2014-03-26 NHF DONDERO JAMES D 56 11.3500 14 45.4000 639

2014-03-26 NHF DONDERO JAMES D 64 11.3500 16 45.4000 730

2014-03-24 NHF DONDERO JAMES D 136 11.5223 34 46.0892 1,562

2014-03-24 NHF DONDERO JAMES D 113,643 11.5200 28,411 46.0800 1,309,164

2014-03-11 NHF DONDERO JAMES D 63 11.6200 16 46.4800 730

2014-03-11 NHF DONDERO JAMES D 153 11.6200 38 46.4800 1,776

2014-03-03 NHF HIGHLAND CAPITAL MANAGEMENT LP 41,617 11.1200 10,404 44.4800 462,781

2014-02-19 NHF DONDERO JAMES D 133 10.6300 33 42.5200 1,412

2014-02-18 NHF DONDERO JAMES D 120,854 10.6300 30,214 42.5200 1,284,678

2014-02-06 NHF DONDERO JAMES D 486 10.5200 121 42.0800 5,111

2014-02-06 NHF DONDERO JAMES D 0 10.5200 0 42.0800 2

2014-02-06 NHF DONDERO JAMES D 0 10.5200 0 42.0800 1

2014-02-06 NHF DONDERO JAMES D 138 10.5200 35 42.0800 1,453

2014-02-05 "NHF" HIGHLAND CAPITAL MANAGEMENT LP 90 11.4936 90 11.4936 1,034

2014-02-03 NHF HIGHLAND CAPITAL MANAGEMENT LP 228 10.2700 57 41.0800 2,342

2014-01-24 NHF DONDERO JAMES D 142 9.9014 35 39.6056 1,405

2014-01-24 NHF DONDERO JAMES D 92 10.0500 23 40.2000 929

2014-01-24 NHF DONDERO JAMES D 73 10.0500 18 40.2000 730

2014-01-24 NHF DONDERO JAMES D 547 10.0500 137 40.2000 5,499

2014-01-21 NHF DONDERO JAMES D 129,102 9.9010 32,276 39.6040 1,278,239

2014-01-13 NHF HIGHLAND CAPITAL MANAGEMENT LP 200,274 9.9720 50,068 39.8880 1,997,132

2014-01-10 NHF DONDERO JAMES D 128 9.8000 32 39.2000 1,257

2014-01-06 NHF HIGHLAND CAPITAL MANAGEMENT LP 33,675 9.3980 8,419 37.5920 316,478

2014-01-02 NHF HIGHLAND CAPITAL MANAGEMENT LP 2,450 9.3700 612 37.4800 22,956

2013-12-23 NHF DONDERO JAMES D 15 9.0872 4 36.3488 139

2013-12-18 NHF DONDERO JAMES D 139,867 9.0800 34,967 36.3200 1,269,992

2013-12-05 NHF DONDERO JAMES D 82 8.6900 21 34.7600 716

2013-12-02 NHF HIGHLAND CAPITAL MANAGEMENT LP 2,560 8.9152 640 35.6608 22,823

2013-12-01 NHF DONDERO JAMES D 138 9.0872 35 36.3488 1,258

2013-11-22 NHF DONDERO JAMES D 159 8.7293 40 34.9172 1,387

2013-11-19 NHF DONDERO JAMES D 81 9.0300 20 36.1200 729

2013-11-19 NHF DONDERO JAMES D 144,537 8.7300 36,134 34.9200 1,261,808

2013-11-18 NHF DONDERO JAMES D 2 8.8800 0 35.5200 18

2013-11-13 NHF HIGHLAND CAPITAL MANAGEMENT LP 113,799 8.7906 28,450 35.1624 1,000,361

2013-11-08 NHF DONDERO JAMES D 87 8.4000 22 33.6000 730

2013-11-01 NHF HIGHLAND CAPITAL MANAGEMENT LP 2,754 8.2269 688 32.9076 22,657

2013-11-01 NHF DONDERO JAMES D 176 8.7293 44 34.9172 1,534

2013-10-21 NHF DONDERO JAMES D 159,839 7.8400 39,960 31.3600 1,253,138

2013-10-17 NHF DONDERO JAMES D 93 7.8000 23 31.2000 725

2013-10-02 NHF HIGHLAND CAPITAL MANAGEMENT LP 2,883 7.9251 721 31.7004 22,848

2013-10-02 NHF DONDERO JAMES D 93 7.8500 23 31.4000 730

2013-09-23 NHF DONDERO JAMES D 180 7.5870 45 30.3480 1,367

2013-09-23 NHF DONDERO JAMES D 163,928 7.5900 40,982 30.3600 1,244,214

2013-09-17 NHF DONDERO JAMES D 96 7.6100 24 30.4400 730

2013-09-04 NHF HIGHLAND CAPITAL MANAGEMENT LP 2,982 7.5115 746 30.0460 22,399

2013-09-04 NHF DONDERO JAMES D 194 7.5400 48 30.1600 1,461

2013-08-22 NHF DONDERO JAMES D 178 7.6064 45 30.4256 1,357

2013-08-21 NHF DONDERO JAMES D 162,623 7.6100 40,656 30.4400 1,237,561

2013-08-07 NHF HIGHLAND CAPITAL MANAGEMENT LP 198,675 7.5775 49,669 30.3100 1,505,460

2013-08-06 NHF DONDERO JAMES D 0 7.6300 0 30.5200 1

2013-08-02 NHF DONDERO JAMES D 93 7.8000 23 31.2000 726

2013-08-01 NHF HIGHLAND CAPITAL MANAGEMENT LP 2,800 7.8075 700 31.2300 21,861

2013-08-01 NHF HIGHLAND CAPITAL MANAGEMENT LP 57 7.8137 14 31.2548 445

2013-07-24 NHF DONDERO JAMES D 173 7.8111 43 31.2444 1,348

2013-07-19 NHF DONDERO JAMES D 141,262 7.8100 35,316 31.2400 1,103,256

2013-07-19 NHF DONDERO JAMES D 15,692 7.8100 3,923 31.2400 122,555

2013-07-17 NHF DONDERO JAMES D 159 7.9800 40 31.9200 1,270

2013-07-17 NHF DONDERO JAMES D 24 7.8400 6 31.3600 191

2013-07-01 NHF HIGHLAND CAPITAL MANAGEMENT LP 2,750 7.9483 688 31.7932 21,858

2013-06-25 NHF DONDERO JAMES D 151 7.9477 38 31.7908 1,204

2013-06-20 NHF DONDERO JAMES D 136,673 7.9477 34,168 31.7908 1,086,236

2013-06-20 NHF DONDERO JAMES D 15,082 7.9477 3,770 31.7908 119,867

2013-06-19 NHF DONDERO JAMES D 92 7.9300 23 31.7200 730

2013-06-10 NHF HIGHLAND CAPITAL MANAGEMENT LP 2,477 7.9968 619 31.9872 19,808

2013-06-04 NHF DONDERO JAMES D 93 7.8400 23 31.3600 726

2013-05-28 NHF DONDERO JAMES D 137 8.1072 34 32.4288 1,108

2013-05-22 NHF DONDERO JAMES D 123,216 8.1158 30,804 32.4632 999,996

2013-05-22 NHF DONDERO JAMES D 23,917 8.1158 5,979 32.4632 194,106

2013-04-25 NHF DONDERO JAMES D 144 7.6442 36 30.5768 1,101

2013-04-22 NHF DONDERO JAMES D 139,686 7.6400 34,922 30.5600 1,067,201

2013-04-22 NHF DONDERO JAMES D 15,419 7.6400 3,855 30.5600 117,801

2013-03-26 NHF DONDERO JAMES D 122 7.5071 30 30.0284 913

2013-03-26 NHF DONDERO JAMES D 166,512 7.5071 41,628 30.0284 1,250,021

2013-03-21 NHF DONDERO JAMES D 18,408 7.5071 4,602 30.0284 138,191

2013-03-21 NHF DONDERO JAMES D 166,505 7.5071 41,626 30.0284 1,249,970

2013-02-25 NHF DONDERO JAMES D 128 7.1785 32 28.7140 917

2013-02-25 NHF DONDERO JAMES D 23,862 7.1785 5,966 28.7140 171,297

2013-02-22 NHF DONDERO JAMES D 214,878 7.1785 53,720 28.7140 1,542,502

2013-02-22 NHF DONDERO JAMES D 23,746 7.1785 5,936 28.7140 170,461

2013-01-29 NHF DONDERO JAMES D 132 6.9014 33 27.6056 912

2013-01-29 NHF DONDERO JAMES D 3 6.9900 1 27.9600 21

2013-01-28 NHF DONDERO JAMES D 4 7.0600 1 28.2400 28

2013-01-24 NHF DONDERO JAMES D 171,532 6.9014 42,883 27.6056 1,183,811

2012-12-20 NHF DONDERO JAMES D 144 6.4612 36 25.8448 933

2012-12-20 NHF DONDERO JAMES D 2,884 6.7100 721 26.8400 19,352

2012-12-17 NHF DONDERO JAMES D 3,073 6.6100 768 26.4400 20,313

2012-12-17 NHF DONDERO JAMES D 3,073 6.6500 768 26.6000 20,435

2012-12-17 NHF DONDERO JAMES D 3,073 6.7000 768 26.8000 20,589

2012-12-17 NHF DONDERO JAMES D 171,433 6.4612 42,858 25.8448 1,107,663

2012-12-17 NHF DONDERO JAMES D 18,102 6.4612 4,526 25.8448 116,961

2012-11-20 NHF DONDERO JAMES D 136 6.5673 34 26.2692 892

2012-11-15 NHF DONDERO JAMES D 307,206 6.5673 76,802 26.2692 2,017,514

2012-11-15 NHF DONDERO JAMES D 34,134 6.5673 8,534 26.2692 224,168

2012-10-19 NHF DONDERO JAMES D 130 6.8519 33 27.4076 893

2012-10-16 NHF DONDERO JAMES D 148,174 6.8519 37,044 27.4076 1,015,273

2012-10-16 NHF DONDERO JAMES D 15,895 6.8519 3,974 27.4076 108,911

2012-09-20 NHF DONDERO JAMES D 2,277 6.7538 569 27.0152 15,377

2012-09-17 NHF DONDERO JAMES D 148,949 6.7538 37,237 27.0152 1,005,972

2012-09-17 NHF DONDERO JAMES D 16,550 6.7538 4,138 27.0152 111,775

2012-08-31 NHF DONDERO JAMES D 20,768 6.6900 5,192 26.7600 138,938

2012-08-15 HCF DONDERO JAMES D 153,678 6.5071 153,678 6.5071 999,998

2012-08-15 NHF DONDERO JAMES D 17,075 6.5071 4,269 26.0284 111,109

2009-11-30 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 97 6.4006 24 25.6024 621

2009-10-31 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 99 6.1941 25 24.7764 613

2009-07-31 NHF HIGHLAND CAPITAL MANAGEMENT LP 154 54.7854 39 219.1416 8,457

2009-02-28 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 193 5.9512 48 23.8048 1,149

2009-01-31 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 183 6.2818 46 25.1272 1,150

2008-12-31 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 220 6.0297 55 24.1188 1,327

2008-11-30 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 183 8.9491 46 35.7964 1,638

2008-10-31 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 168 9.5468 42 38.1872 1,604

2008-09-30 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 130 12.2102 32 48.8408 1,587

2008-08-31 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 129 12.1892 32 48.7568 1,572

2008-07-31 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 116 13.3667 29 53.4668 1,551

2008-06-30 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 107 14.3701 27 57.4804 1,538

2008-05-31 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 108 14.0471 27 56.1884 1,517

2008-04-30 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 111 13.5295 28 54.1180 1,502

2008-04-08 NHF HIGHLAND CAPITAL MANAGEMENT LP 16,260 24.1822 4,065 96.7288 393,203

2008-04-08 NHF HIGHLAND CAPITAL MANAGEMENT LP 6,801 6.5607 1,700 26.2428 44,619

2008-04-08 NHF HIGHLAND CAPITAL MANAGEMENT LP 5,721 17.7314 1,430 70.9256 101,441

2008-04-04 NHF HIGHLAND CAPITAL MANAGEMENT LP 20,760 16.9107 5,190 67.6428 351,066

2008-04-03 NHF HIGHLAND CAPITAL MANAGEMENT LP 16,146 16.9052 4,036 67.6208 272,951

2008-04-01 NHF HIGHLAND CAPITAL MANAGEMENT LP 10,132 16.5767 2,533 66.3068 167,955

2008-04-01 NHF HIGHLAND CAPITAL MANAGEMENT LP 4,613 15.4589 1,153 61.8356 71,312

2008-03-31 NHF HIGHLAND CAPITAL MANAGEMENT LP 16,677 15.1740 4,169 60.6960 253,057

2008-03-31 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 108 13.8079 27 55.2316 1,491

2008-03-28 NHF HIGHLAND CAPITAL MANAGEMENT LP 1,061 14.5938 265 58.3752 15,484

2008-02-29 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 126 14.0368 32 56.1472 1,769

2008-02-07 HCF HIGHLAND CAPITAL MANAGEMENT LP 40,000 13.7500 40,000 13.7500 550,000

2008-02-06 HCF HIGHLAND CAPITAL MANAGEMENT LP 9,219 14.0000 9,219 14.0000 129,066

2008-02-05 HCF HIGHLAND CAPITAL MANAGEMENT LP 19,600 13.9300 19,600 13.9300 273,028

2008-02-04 HCF HIGHLAND CAPITAL MANAGEMENT LP 41,181 13.9800 41,181 13.9800 575,710

2008-01-31 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 55 15.9530 14 63.8120 877

2008-01-31 HCF HIGHLAND CAPITAL MANAGEMENT LP 35,000 14.0100 35,000 14.0100 490,350

2008-01-30 HCF HIGHLAND CAPITAL MANAGEMENT LP 35,000 14.0000 35,000 14.0000 490,000

2008-01-10 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 3,918 14.6800 980 58.7200 57,516

2007-12-31 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 51 17.0351 13 68.1404 869

2007-11-30 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 47 18.2698 12 73.0792 859

2007-10-31 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 46 18.6019 12 74.4076 856

2007-09-30 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 45 18.6888 11 74.7552 841

2007-07-31 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 42 19.9971 10 79.9884 840

2007-06-30 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 41 20.2889 10 81.1556 832

2007-04-30 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 40 20.4376 10 81.7504 818

2007-03-31 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 40 20.3097 10 81.2388 812

2007-03-31 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 45 18.4780 11 73.9120 832

2007-02-28 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 40 20.3100 10 81.2400 812

2007-01-31 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 39 20.4698 10 81.8792 798

2006-12-31 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 39 20.1000 10 80.4000 784

2006-11-30 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 39 20.2078 10 80.8312 788

2006-10-31 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 40 19.5001 10 78.0004 780

2006-09-29 NHF HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. 40 19.2698 10 77.0792 771

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Penjualan Orang Dalam NXDT.PRA / NexPoint Diversified Real Estate Trust - Preferred Stock - Analisis Kerugian Jangka Pendek

Pada bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan internal pasar terbuka yang tidak direncanakan yang dilakukan di GTN / Gray Media, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Menit Harga di
Menit Kerugian Maksimal
Dihindari ($) Kerugian Maksimal
Dihindari (%)

2022-11-28 NXDT DONDERO JAMES D 118,673 13.8300 118,673 13.8300 1,641,248 333 7.3900 -764,254 -46.57

2020-03-30 NHF DONDERO JAMES D 198,419 8.0400 198,419 8.0400 1,595,289

2020-03-30 NHF DONDERO JAMES D 5,820 8.0400 5,820 8.0400 46,793

2020-03-27 NHF DONDERO JAMES D 127,261 8.1500 127,261 8.1500 1,037,177

2020-03-26 NHF DONDERO JAMES D 86,634 8.0800 86,634 8.0800 700,003

2020-03-26 NHF DONDERO JAMES D 1,768 8.0800 1,768 8.0800 14,285

2020-03-25 NHF DONDERO JAMES D 91,180 7.6900 91,180 7.6900 701,174

2020-03-25 NHF DONDERO JAMES D 1,861 7.6900 1,861 7.6900 14,311

2020-03-25 NHF DONDERO JAMES D 131,691 7.8400 131,691 7.8400 1,032,457

2020-03-25 NHF DONDERO JAMES D 2,688 7.8400 2,688 7.8400 21,074

2020-03-25 NHF DONDERO JAMES D 60,000 7.8800 60,000 7.8800 472,800

2020-03-23 ?NHF? DONDERO JAMES D 100,000 7.5000 100,000 7.5000 750,000

2020-03-20 ?NHF? DONDERO JAMES D 60,633 8.3600 60,633 8.3600 506,892

2020-03-20 ?NHF? DONDERO JAMES D 50,000 8.6400 50,000 8.6400 432,000

2020-03-20 ?NHF? DONDERO JAMES D 58,000 8.5600 58,000 8.5600 496,480

2020-01-15 ?NHF? DONDERO JAMES D 525,189 17.3500 525,189 17.3500 9,112,029

2020-01-14 ?NHF? DONDERO JAMES D 36,211 17.5100 36,211 17.5100 634,055

2020-01-13 ?NHF? DONDERO JAMES D 10,000 17.6900 10,000 17.6900 176,900

2019-07-23 ?NHF? DONDERO JAMES D 546,286 18.8500 546,286 18.8500 10,297,500

2018-11-28 ?NHF? DONDERO JAMES D 888,731 22.0900 888,731 22.0900 19,632,068

2017-08-11 "NHF" DONDERO JAMES D 165,395 21.9400 165,395 21.9400 3,628,766

2017-08-11 "NHF" DONDERO JAMES D 100 21.9400 100 21.9400 2,194

2015-12-24 "NHF" Dugaboy Investment Trust 0 0

2014-03-05 NHF DONDERO JAMES D 322 11.3300 80 45.3200 3,646

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Pembelian Orang Dalam NXRT / NexPoint Residential Trust, Inc. - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di GTN / Gray Media, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Maksimal Harga di
Maksimal Maksimal
Keuntungan ($) Maksimum Pengembalian (%)

2022-11-04 NXRT DONDERO JAMES D 28,488 44.7800 28,488 44.7800 1,275,693 96 51.9000 202,835 15.90

2022-06-16 NXRT DONDERO JAMES D 17,050 59.0100 17,050 59.0100 1,006,120

2020-04-03 NXRT DONDERO JAMES D 94,500 21.8100 94,500 21.8100 2,061,045

2020-03-19 NXRT DONDERO JAMES D 73,100 37.4700 73,100 37.4700 2,739,057

2020-03-16 NXRT DONDERO JAMES D 73,100 34.6700 73,100 34.6700 2,534,377

2019-07-23 NXRT DONDERO JAMES D 250,000 41.1900 250,000 41.1900 10,297,500

2019-07-23 NXRT DONDERO JAMES D 250,000 41.1900 250,000 41.1900 10,297,500

2018-11-16 NXRT DONDERO JAMES D 18,182 33.0000 18,182 33.0000 600,006

2018-11-16 NXRT DONDERO JAMES D 119,698 33.0000 119,698 33.0000 3,950,034

2018-11-16 NXRT DONDERO JAMES D 60,606 33.0000 60,606 33.0000 1,999,998

2018-11-16 NXRT DONDERO JAMES D 9,486 33.0000 9,486 33.0000 313,038

2018-01-23 NXRT DONDERO JAMES D 12,512 27.7646 12,512 27.7646 347,391

2018-01-22 NXRT DONDERO JAMES D 17,400 27.3755 17,400 27.3755 476,334

2018-01-19 NXRT DONDERO JAMES D 7,388 26.9014 7,388 26.9014 198,748

2018-01-17 NXRT DONDERO JAMES D 18,700 26.9789 18,700 26.9789 504,505

2018-01-12 NXRT DONDERO JAMES D 1,000 26.8680 1,000 26.8680 26,868

2018-01-10 NXRT DONDERO JAMES D 22,235 27.3429 22,235 27.3429 607,969

2018-01-09 NXRT DONDERO JAMES D 10,286 27.6861 10,286 27.6861 284,779

2018-01-08 NXRT DONDERO JAMES D 3,779 27.6812 3,779 27.6812 104,607

2017-12-18 NXRT DONDERO JAMES D 10,000 28.5025 10,000 28.5025 285,025

2017-12-14 NXRT DONDERO JAMES D 18,000 26.6530 18,000 26.6530 479,754

2017-10-10 NXRT DONDERO JAMES D 1,100 23.3700 1,100 23.3700 25,707

2017-09-15 NXRT DONDERO JAMES D 1,000 23.4768 1,000 23.4768 23,477

2017-08-11 NXRT DONDERO JAMES D 2,000 23.2986 2,000 23.2986 46,597

2017-08-07 NXRT DONDERO JAMES D 12,600 23.8100 12,600 23.8100 300,006

2017-08-03 NXRT DONDERO JAMES D 41,900 24.2835 41,900 24.2835 1,017,479

2016-09-09 NXRT DONDERO JAMES D 7,600 19.7398 7,600 19.7398 150,022

2016-08-11 NXRT DONDERO JAMES D 7,800 19.2500 7,800 19.2500 150,150

2016-03-16 NXRT DONDERO JAMES D 31,399 12.7391 31,399 12.7391 400,000

2016-02-11 NXRT DONDERO JAMES D 7,500 10.9800 7,500 10.9800 82,350

2015-08-13 NXRT DONDERO JAMES D 5,100 12.5600 5,100 12.5600 64,056

2015-07-01 NXRT DONDERO JAMES D 22,799 13.5292 22,799 13.5292 308,452

2015-04-24 NXRT DONDERO JAMES D 142,750 13.9778 142,750 13.9778 1,995,331

2015-04-23 NXRT DONDERO JAMES D 144,000 13.9047 144,000 13.9047 2,002,277

2015-04-21 NXRT DONDERO JAMES D 213,700 13.9906 213,700 13.9906 2,989,791

2015-04-17 NXRT DONDERO JAMES D 114,500 14.0019 114,500 14.0019 1,603,218

2015-04-13 NXRT DONDERO JAMES D 39,755 13.8455 39,755 13.8455 550,428

2015-04-06 NXRT DONDERO JAMES D 143,044 14.4589 143,044 14.4589 2,068,259

2015-04-02 NXRT DONDERO JAMES D 35,951 13.6026 35,951 13.6026 489,027

2015-04-01 NXRT DONDERO JAMES D 13,928 13.8489 13,928 13.8489 192,887

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Penjualan Orang Dalam NXRT / NexPoint Residential Trust, Inc. - Analisis Kerugian Jangka Pendek

Pada bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan internal pasar terbuka yang tidak direncanakan yang dilakukan di GTN / Gray Media, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Menit Harga di
Menit Kerugian Maksimal
Dihindari ($) Kerugian Maksimal
Dihindari (%)

2022-11-04 NXRT DONDERO JAMES D 28,488 44.7800 28,488 44.7800 1,275,693 357 26.7500 -513,638 -40.26

2020-03-30 NXRT DONDERO JAMES D 411,356 25.0000 411,356 25.0000 10,283,900

2020-03-26 NXRT DONDERO JAMES D 17,401 25.0400 17,401 25.0400 435,721

2020-03-25 NXRT DONDERO JAMES D 9,855 24.0000 9,855 24.0000 236,520

2020-03-25 NXRT DONDERO JAMES D 30,035 24.9500 30,035 24.9500 749,373

2020-03-25 NXRT DONDERO JAMES D 8,110 25.6600 8,110 25.6600 208,103

2020-03-25 NXRT DONDERO JAMES D 2,000 26.6900 2,000 26.6900 53,380

2020-03-25 NXRT DONDERO JAMES D 10,373 26.0700 10,373 26.0700 270,424

2020-03-25 NXRT DONDERO JAMES D 4,899 24.6600 4,899 24.6600 120,809

2020-03-24 NXRT DONDERO JAMES D 27,399 24.9300 27,399 24.9300 683,057

2020-03-24 NXRT DONDERO JAMES D 58,135 26.1200 58,135 26.1200 1,518,486

2020-03-24 NXRT DONDERO JAMES D 12,802 27.0500 12,802 27.0500 346,294

2020-03-24 NXRT DONDERO JAMES D 600 27.7100 600 27.7100 16,626

2020-03-24 NXRT DONDERO JAMES D 39,780 26.0400 39,780 26.0400 1,035,871

2020-03-23 NXRT DONDERO JAMES D 508,382 24.2600 508,382 24.2600 12,333,347

2020-03-23 NXRT DONDERO JAMES D 138,681 24.2400 138,681 24.2400 3,361,627

2020-03-23 NXRT DONDERO JAMES D 5,748 22.9700 5,748 22.9700 132,032

2020-03-23 NXRT DONDERO JAMES D 14,477 23.9500 14,477 23.9500 346,724

2020-03-23 NXRT DONDERO JAMES D 24,079 24.9400 24,079 24.9400 600,530

2020-03-23 NXRT DONDERO JAMES D 5,091 25.6000 5,091 25.6000 130,330

2020-03-23 NXRT DONDERO JAMES D 605 26.8100 605 26.8100 16,220

2020-03-20 NXRT DONDERO JAMES D 1,354 36.9600 1,354 36.9600 50,044

2020-03-20 NXRT DONDERO JAMES D 14,468 33.0600 14,468 33.0600 478,312

2020-03-20 NXRT DONDERO JAMES D 1,800 36.9400 1,800 36.9400 66,492

2020-03-19 NXRT DONDERO JAMES D 32,819 33.6000 32,819 33.6000 1,102,718

2020-03-18 NXRT DONDERO JAMES D 147,000 30.6600 147,000 30.6600 4,507,020

2020-03-16 NXRT DONDERO JAMES D 145,000 33.1300 145,000 33.1300 4,803,850

2020-03-16 NXRT DONDERO JAMES D 10,500 33.8500 10,500 33.8500 355,425

2020-03-13 NXRT DONDERO JAMES D 53,500 36.9600 53,500 36.9600 1,977,360

2019-07-23 NXRT DONDERO JAMES D 250,000 41.1900 250,000 41.1900 10,297,500

2019-07-23 NXRT DONDERO JAMES D 250,000 41.1900 250,000 41.1900 10,297,500

2017-08-11 NXRT DONDERO JAMES D 220,527 23.2000 220,527 23.2000 5,116,226

2015-12-24 NXRT DONDERO JAMES D 0 0

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Sejarah Perdagangan Orang Dalam

Tabel ini menunjukkan daftar lengkap transaksi orang dalam yang dilakukan oleh James D Dondero sebagaimana diungkapkan kepada Komisi Bursa Efek (Securities Exchange Commission/SEC).

Tanggal File Tanggal Transaksi Formulir Ticker Keamanan Kode 10b5-1 Saham Sisa Saham Persen
Ubah Bagikan
Harga Tran
Nilai Sisa
Nilai

2025-09-04 2025-09-02 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock A - Award 115,123 2,493,169 4.84

2025-09-04 2025-09-02 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock A - Award 135,114 2,378,045 6.02

2025-09-04 2025-09-02 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock A - Award 130,353 2,242,931 6.17

2025-05-19 2025-05-15 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock A - Award 119,491 2,063,805 6.15

2025-05-19 2025-05-15 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock A - Award 94,657 1,944,314 5.12

2025-05-19 2025-05-15 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock A - Award 84,735 1,849,656 4.80

2025-05-13 2025-05-11 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 6,779 499,783 1.38

2025-04-21 2025-04-17 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock J - Other 14,958 2,065,241 0.73

2025-04-21 2025-04-17 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock J - Other 76,079 1,748,565 4.55

2025-04-21 2025-04-17 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock J - Other 354,133 737,610 92.35

2025-04-15 2025-04-11 4 NA VINEBROOK HOMES TRUST, INC.
Common Stock M - Exercise 7,329 193,394 3.94

2025-04-14 2025-04-08 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 100,000 383,477 35.28 4.08 408,000 1,564,586

2025-04-07 2025-04-04 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock A - Award 46,914 4,883,823 0.97

2025-04-07 2025-04-04 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock M - Exercise 33,284 317,752 11.70

2025-04-07 2025-04-04 4 NA VINEBROOK HOMES TRUST, INC.
Common Stock M - Exercise 31,304 186,065 20.23

2025-04-07 2025-04-04 4 NA VINEBROOK HOMES TRUST, INC.
Common Stock M - Exercise 28,957 154,761 23.02

2025-04-07 2025-04-03 4 NA VINEBROOK HOMES TRUST, INC.
Common Stock M - Exercise 7,824 125,804 6.63

2025-04-01 2025-03-28 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 16,506 491,739 3.47

2025-03-20 2025-03-18 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock A - Award 73,125 4,662,278 1.59

2025-03-17 2025-03-13 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 22,352 475,233 4.94

2025-03-17 2025-03-13 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock M - Exercise 38,438 277,027 16.11

2025-02-25 2025-02-22 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock M - Exercise 15,840 238,589 7.11

2025-02-25 2025-02-21 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock M - Exercise 17,309 222,749 8.43

2025-02-24 2025-02-20 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 9,756 678,730 1.46

2025-02-21 2025-02-18 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 11,941 668,974 1.82

2025-02-21 2025-02-17 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 8,810 657,033 1.36

2025-02-19 2025-02-17 4 NA VINEBROOK HOMES TRUST, INC.
Common Stock M - Exercise 6,926 116,972 6.29

2025-02-19 2025-02-15 4 NA VINEBROOK HOMES TRUST, INC.
Common Stock M - Exercise 7,826 110,046 7.66

2025-02-03 2025-01-31 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock A - Award 71,911 1,628,721 4.62

2025-02-03 2025-01-31 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock A - Award 95,315 1,556,810 6.52

2025-02-03 2025-01-31 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock A - Award 90,327 1,461,495 6.59

2024-10-09 2024-10-07 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock A - Award 80,930 1,348,951 6.38

2024-10-09 2024-10-07 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock A - Award 90,502 1,268,021 7.69

2024-10-09 2024-10-07 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock A - Award 78,922 1,177,519 7.18

2024-10-09 2022-08-30 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 1,000 4,141 31.83 15.73 15,730 65,143

2024-10-09 2022-01-26 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 1,150 4,328 36.19 13.70 15,755 59,290

2024-10-09 2022-01-19 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 2,240 5,834 62.33 13.82 30,957 80,619

2024-10-09 2022-01-19 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 2,240 5,834 62.33 13.82 30,957 80,619

2024-10-09 2022-01-19 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 2,230 5,820 62.11 13.81 30,796 80,380

2024-10-09 2022-01-19 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 2,240 5,834 62.33 13.81 30,934 80,561

2024-08-15 2024-08-13 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock A - Award 85,997 1,079,611 8.65

2024-08-15 2024-08-13 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock A - Award 82,577 993,614 9.06

2024-08-15 2024-08-13 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock A - Award 70,661 911,038 8.41

2024-07-01 2024-06-28 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 9,832 258,025 3.96 5.44 53,486 1,403,656

2024-07-01 2024-06-27 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 15,544 248,193 6.68 5.19 80,673 1,288,122

2024-06-27 2024-06-26 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 24,828 232,649 11.95 5.10 126,623 1,186,510

2024-06-26 2024-06-25 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 45,552 207,821 28.07 5.09 231,860 1,057,809

2024-06-26 2024-06-24 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 16,489 162,269 11.31 4.93 81,291 799,986

2024-06-25 2024-06-21 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 40,471 145,780 38.43 4.89 197,903 712,864

2024-06-17 2024-06-13 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
5.50% Series A Cumulative Preferred Shares P - Purchase 325 325 15.25 4,956 4,956

2024-06-17 2024-06-13 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
5.50% Series A Cumulative Preferred Shares P - Purchase 325 325 15.25 4,956 4,956

2024-06-17 2024-06-13 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
5.50% Series A Cumulative Preferred Shares P - Purchase 325 325 15.25 4,956 4,956

2024-06-17 2024-06-13 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
5.50% Series A Cumulative Preferred Shares P - Purchase 325 325 15.25 4,956 4,956

2024-06-17 2024-06-13 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
5.50% Series A Cumulative Preferred Shares P - Purchase 325 325 15.25 4,956 4,956

2024-06-17 2024-06-13 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
5.50% Series A Cumulative Preferred Shares P - Purchase 325 325 15.25 4,956 4,956

2024-06-17 2024-06-13 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 2,387 2,387 4.92 11,744 11,744

2024-06-17 2024-06-13 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 2,387 2,387 4.92 11,744 11,744

2024-06-17 2024-06-13 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 2,387 2,387 4.92 11,744 11,744

2024-06-17 2024-06-13 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 2,387 2,387 4.92 11,744 11,744

2024-06-17 2024-06-13 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 2,387 2,387 4.92 11,744 11,744

2024-06-17 2024-06-13 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 2,387 2,387 4.92 11,744 11,744

2024-06-17 2022-01-13 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
5.50% Series A Cumulative Preferred Shares P - Purchase 3,900 29,517 15.22 14.36 56,004 423,864

2024-06-17 2022-01-12 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
5.50% Series A Cumulative Preferred Shares P - Purchase 3,117 25,617 13.85 14.36 44,760 367,860

2024-06-17 2021-11-02 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
5.50% Series A Cumulative Preferred Shares P - Purchase 5,693 22,500 33.87 14.36 81,751 323,100

2024-06-17 2021-11-01 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
5.50% Series A Cumulative Preferred Shares P - Purchase 3,803 16,807 29.24 14.36 54,611 241,349

2024-05-14 2024-05-11 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 6,779 459,199 1.50

2024-05-14 2024-05-11 4 NA VINEBROOK HOMES TRUST, INC.
Common Stock M - Exercise 7,239 99,525 7.84

2024-05-09 2024-05-08 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock M - Exercise 17,557 185,650 10.44

2024-04-30 2024-04-29 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock A - Award 71,410 815,136 9.60

2024-04-30 2024-04-29 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock A - Award 71,310 743,726 10.60

2024-04-30 2024-04-29 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock A - Award 65,398 672,417 10.77

2024-04-15 2024-04-11 4 N/A VINEBROOK HOMES TRUST, INC.
Common Stock M - Exercise 7,329 92,286 8.63

2024-04-08 2024-04-04 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock M - Exercise 33,284 168,093 24.69

2024-04-08 2024-04-04 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock M - Exercise 46,916 4,207,129 1.13

2024-04-01 2024-03-28 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 16,506 412,997 4.16

2024-02-23 2024-02-22 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock M - Exercise 15,839 134,809 13.31

2024-02-23 2024-02-21 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock M - Exercise 17,309 118,970 17.03

2024-02-22 2024-02-21 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 8,904 396,491 2.30

2024-02-22 2024-02-20 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 9,756 387,587 2.58

2024-02-21 2024-02-18 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 11,941 377,831 3.26

2024-02-21 2024-02-17 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 8,810 365,890 2.47

2024-02-20 2024-02-17 4 NA VINEBROOK HOMES TRUST, INC.
Common Stock M - Exercise 6,926 84,957 8.88

2024-02-20 2024-02-15 4 NA VINEBROOK HOMES TRUST, INC.
Common Stock M - Exercise 7,826 78,031 11.15

2024-01-17 2024-01-12 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock J - Other 56,455 597,204 10.44

2024-01-17 2024-01-12 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock J - Other 55,617 540,748 11.46

2024-01-17 2024-01-12 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock J - Other 57,848 485,131 13.54

2023-12-12 2023-12-10 4 NA VINEBROOK HOMES TRUST, INC.
Common Stock M - Exercise 5,666 69,574 8.87

2023-10-27 2023-10-25 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock J - Other 55,162 423,461 14.98

2023-10-27 2023-10-25 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock J - Other 49,143 368,299 15.40

2023-10-27 2023-10-25 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock J - Other 26,726 319,156 9.14

2023-10-10 2023-10-06 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
5.50% Series A Cumulative Preferred Shares P - Purchase 373 20,797 1.83 14.20 5,297 295,317

2023-10-10 2023-10-05 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
5.50% Series A Cumulative Preferred Shares P - Purchase 2,081 20,424 11.34 14.20 29,550 290,021

2023-09-18 2023-08-15 4 NRSAX NEXPOINT REAL ESTATE STRATEGIES FUND
Class Z Shares of Beneficial Interest S - Sale -500,120 12,939 -97.48 18.79 -9,397,248 243,115

2023-08-03 2023-08-01 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock J - Other 6,808 288,510 2.42

2023-08-03 2023-08-01 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock J - Other 7,780 281,701 2.84

2023-08-01 2023-07-31 4 NA VINEBROOK HOMES TRUST, INC.
9.50% Series B Cumulative Redeemable Preferred Stock P - Purchase 200,000 200,000 25.00 5,000,000 5,000,000

2023-06-01 2023-05-31 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
5.50% Series A Cumulative Preferred Shares P - Purchase 1,397 18,343 8.24 15.24 21,290 279,547

2023-06-01 2023-05-30 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
5.50% Series A Cumulative Preferred Shares P - Purchase 405 16,946 2.45 15.00 6,075 254,190

2023-05-30 2023-05-26 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
5.50% Series A Cumulative Preferred Shares P - Purchase 9 16,541 0.05 15.20 137 251,423

2023-05-30 2023-05-25 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
5.50% Series A Cumulative Preferred Shares P - Purchase 500 16,532 3.12 15.22 7,610 251,617

2023-05-26 2023-05-24 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
5.50% Series A Cumulative Preferred Shares P - Purchase 180 16,032 1.14 15.24 2,743 244,328

2023-05-24 2023-05-23 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
5.50% Series A Cumulative Preferred Shares P - Purchase 441 15,852 2.86 15.25 6,725 241,743

2023-05-24 2023-05-22 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 3,545 273,050 1.32 10.13 35,911 2,766,000

2023-05-22 2023-05-19 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 14,429 269,505 5.66 9.91 142,991 2,670,798

2023-05-22 2023-05-19 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
5.50% Series A Cumulative Preferred Shares P - Purchase 205 15,411 1.35 15.25 3,126 235,018

2023-05-22 2023-05-18 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 5,024 255,076 2.01 9.70 48,733 2,474,241

2023-05-22 2023-05-18 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 8,558 250,052 3.54 9.65 82,585 2,413,006

2023-05-22 2023-05-18 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
5.50% Series A Cumulative Preferred Shares P - Purchase 2,202 15,206 16.93 15.24 33,558 231,739

2023-05-15 2023-05-11 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 6,779 53,528 14.50

2023-05-15 2023-05-11 4 NA VINEBROOK HOMES TRUST, INC.
Common Stock M - Exercise 7,239 77,689 10.28

2023-05-10 2023-05-08 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock M - Exercise 17,558 101,661 20.88

2023-03-29 2023-03-23 4 PRTK Paratek Pharmaceuticals, Inc.
Common Stock P - Purchase 100,000 2,156,000 4.86 1.73 173,000 3,729,880

2023-03-29 2023-03-22 4 PRTK Paratek Pharmaceuticals, Inc.
Common Stock P - Purchase 106,000 2,056,000 5.44 1.77 187,620 3,639,120

2023-03-29 2023-03-21 4 PRTK Paratek Pharmaceuticals, Inc.
Common Stock P - Purchase 242,500 1,307,617 22.77 1.74 421,950 2,275,254

2023-03-29 2023-03-20 4 PRTK Paratek Pharmaceuticals, Inc.
Common Stock P - Purchase 105,137 2,239,770 4.93 1.40 147,192 3,135,678

2023-03-29 2023-03-17 4 PRTK Paratek Pharmaceuticals, Inc.
Common Stock P - Purchase 234,863 2,134,663 12.36 1.50 352,294 3,201,994

2023-03-29 3 PRTK Paratek Pharmaceuticals, Inc.
Common Stock 1,899,770

2023-03-29 3 PRTK Paratek Pharmaceuticals, Inc.
Common Stock 50,000

2023-03-29 3 PRTK Paratek Pharmaceuticals, Inc.
Common Stock 2,889,060

2023-03-29 3 PRTK Paratek Pharmaceuticals, Inc.
Common Stock 1,065,117

2023-03-09 2023-03-08 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
5.50% Series A Cumulative Preferred Shares P - Purchase 4,900 13,831 54.87 15.83 77,567 218,945

2023-03-09 2023-03-07 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
5.50% Series A Cumulative Preferred Shares P - Purchase 8,931 8,931 15.93 142,271 142,271

2023-02-23 2023-02-22 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock M - Exercise 15,839 84,103 23.20

2023-02-23 2023-02-21 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock M - Exercise 17,309 68,264 33.97

2023-02-22 2023-02-17 4 NA VINEBROOK HOMES TRUST, INC.
Common Stock M - Exercise 6,926 55,380 14.30

2023-02-22 2023-02-21 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 8,904 46,676 23.57

2023-02-22 2023-02-20 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 9,756 37,649 34.98

2023-02-22 2023-02-18 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 11,941 27,893 74.85

2023-02-22 2023-02-17 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 8,811 15,952 123.38

2023-02-17 2023-02-15 4 NA VINEBROOK HOMES TRUST, INC.
Common Stock M - Exercise 7,826 48,453 19.26

2023-01-11 2023-01-09 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 510 29,810 1.74 20.25 10,328 603,652

2022-12-23 2022-12-23 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock M - Exercise 2,100,000 2,863,485 275.05

2022-12-13 2022-12-10 4 NA VINEBROOK HOMES TRUST, INC.
Common Stock M - Exercise 5,666 40,385 16.32

2022-11-30 2022-11-28 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 118,673 1,825,479 6.95 13.83 1,641,248 25,246,375

2022-11-30 2022-11-28 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock S - Sale -118,673 1,706,806 -6.50 13.83 -1,641,248 23,605,127

2022-11-08 2022-11-04 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 28,488 350,712 8.84 44.78 1,275,693 15,704,883

2022-11-08 2022-11-04 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale -28,488 320,113 -8.17 44.78 -1,275,693 14,334,660

2022-10-05 2022-10-04 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 27,781 3,789,355 0.74 13.24 367,820 50,171,060

2022-10-05 2022-10-03 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 12,619 3,761,574 0.34 12.56 158,495 47,245,369

2022-10-03 2022-09-30 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 10,000 3,748,955 0.27 12.60 126,000 47,236,833

2022-09-30 2022-09-29 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 50,206 3,738,955 1.36 12.28 616,530 45,914,367

2022-09-29 2022-09-28 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 49,422 3,688,749 1.36 12.82 633,590 47,289,762

2022-09-28 2022-09-26 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 4,463 29,300 17.97 23.50 104,880 688,550

2022-09-28 2022-09-26 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 537 19,511 2.83 23.50 12,620 458,508

2022-09-28 2022-09-27 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 9,972 3,639,327 0.27 12.34 123,054 44,909,295

2022-09-26 2022-09-23 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 6,111 24,837 32.63 23.70 144,831 588,637

2022-09-26 2022-09-23 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 734 18,974 4.02 23.70 17,396 449,684

2022-09-23 2022-09-22 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 1,280 18,726 7.34 23.77 30,426 445,117

2022-09-23 2022-09-22 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 154 18,240 0.85 23.77 3,661 433,565

2022-09-22 2022-09-21 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 237 17,446 1.38 23.70 5,617 413,470

2022-09-22 2022-09-21 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 29 18,086 0.16 23.70 687 428,638

2022-09-21 2022-09-20 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 585 17,209 3.52 23.75 13,894 408,714

2022-09-21 2022-09-20 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 70 18,057 0.39 23.75 1,662 428,854

2022-09-20 2022-09-19 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 652 16,624 4.08 23.75 15,485 394,820

2022-09-20 2022-09-19 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 78 17,987 0.44 23.75 1,852 427,191

2022-09-19 2022-09-16 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 1,428 15,972 9.82 23.85 34,058 380,932

2022-09-19 2022-09-16 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 172 17,909 0.97 23.85 4,102 427,130

2022-09-19 2022-09-15 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 1,757 14,544 13.74 23.83 41,869 346,584

2022-09-19 2022-09-15 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 211 17,737 1.20 23.83 5,028 422,673

2022-09-15 2022-09-14 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 4,287 12,787 50.44 23.90 102,459 305,609

2022-09-15 2022-09-14 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 515 17,526 3.03 23.90 12,308 418,871

2022-09-08 2022-09-06 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 2,550 17,011 17.63 23.80 60,690 404,862

2022-09-06 2022-09-01 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 1,250 14,461 9.46 23.75 29,688 343,449

2022-09-06 2022-09-01 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 1,637 13,211 14.14 23.80 38,961 314,422

2022-09-01 2022-08-30 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 413 11,574 3.70 23.80 9,829 275,461

2022-08-16 2022-07-06 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
5.50% Series A Cumulative Preferred Shares P - Purchase 286 45,986 0.63 18.99 5,431 873,274

2022-08-10 2022-08-08 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 4,590 11,161 69.85 23.95 109,930 267,306

2022-08-08 2022-08-04 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 410 6,571 6.65 24.00 9,840 157,704

2022-08-05 3 NA VINEBROOK HOMES TRUST, INC.
Common Stock 34,491

2022-07-15 2022-07-14 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 33,312 3,580,862 0.94 15.54 517,668 55,646,595

2022-07-08 2022-07-06 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 1,132 6,161 22.51 24.80 28,074 152,793

2022-06-21 2022-06-16 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 5,029 5,029 24.64 123,915 123,915

2022-06-21 2022-06-16 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 17,050 2,033,188 0.85 59.01 1,006,120 119,978,424

2022-06-21 2022-06-16 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 21,090 3,534,941 0.60 14.93 314,874 52,776,669

2022-06-16 2022-06-15 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 5,290 3,513,851 0.15 14.94 79,033 52,496,934

2022-06-16 2022-06-14 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 21,090 3,508,561 0.60 14.80 312,132 51,926,703

2022-06-14 2022-06-13 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 66,000 3,487,471 1.93 14.95 986,700 52,137,691

2022-06-10 2022-06-09 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 18,977 3,411,289 0.56 15.30 290,348 52,192,722

2022-05-13 2022-05-11 4 NXRT NexPoint Residential Trust, Inc.
Restricted Stock Units M - Exercise -6,779 20,337 -25.00

2022-05-13 2022-05-11 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 6,779 60,915 12.52

2022-05-10 2022-05-08 4 NREF NexPoint Real Estate Finance, Inc.
Restricted Stock Units M - Exercise -17,558 35,115 -33.33

2022-05-10 2022-05-08 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock M - Exercise 17,558 50,955 52.57

2022-05-05 2022-05-04 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 14,723 3,362,201 0.44 15.67 230,709 52,685,690

2022-05-04 2022-05-03 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 127,400 3,347,478 3.96 15.75 2,006,550 52,722,778

2022-04-07 2022-04-05 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 10,500 84,785 14.13 16.02 168,210 1,358,262

2022-03-17 2022-03-16 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 14,380 3,189,381 0.45 14.89 214,118 47,489,883

2022-03-17 2022-03-11 4 NRSAX NEXPOINT REAL ESTATE STRATEGIES FUND
Class Z Shares of Beneficial Interest P - Purchase 220,653 464,494 90.49 20.66 4,558,694 9,596,439

2022-03-16 2022-03-15 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 29,112 3,175,001 0.93 14.79 430,566 46,958,265

2022-03-15 2022-03-14 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 19,833 3,145,889 0.63 14.75 292,537 46,401,863

2022-03-14 2022-03-11 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 15,067 3,126,056 0.48 14.76 222,389 46,140,587

2022-03-14 2022-03-10 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 6,070 3,110,989 0.20 14.69 89,168 45,700,428

2022-03-10 2022-03-09 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 11,353 3,078,794 0.37 14.58 165,527 44,888,817

2022-03-09 2022-03-08 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 31,585 3,067,441 1.04 14.00 442,190 42,944,174

2022-03-09 2022-03-07 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 10,300 3,035,856 0.34 14.16 145,848 42,987,721

2022-02-23 2022-02-22 4 NREF NexPoint Real Estate Finance, Inc.
Restricted Stock Units M - Exercise -15,839 47,518 -25.00

2022-02-23 2022-02-22 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock M - Exercise 15,839 33,397 90.21

2022-02-23 2022-02-21 4 NREF NexPoint Real Estate Finance, Inc.
Restricted Stock Units A - Award 69,235 69,235

2022-02-22 2022-02-21 4 NXRT NexPoint Residential Trust, Inc.
Restricted Stock Units M - Exercise -8,904 17,808 -33.33

2022-02-22 2022-02-21 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 8,904 84,367 11.80

2022-02-22 2022-02-20 4 NXRT NexPoint Residential Trust, Inc.
Restricted Stock Units M - Exercise -9,757 29,269 -25.00

2022-02-22 2022-02-20 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 9,757 75,463 14.85

2022-02-22 2022-02-18 4 NXRT NexPoint Residential Trust, Inc.
Restricted Stock Units M - Exercise -11,941 47,762 -20.00

2022-02-22 2022-02-18 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 11,941 65,706 22.21

2022-02-17 2022-02-17 4 NXRT NexPoint Residential Trust, Inc.
Restricted Stock Units A - Award 44,051 44,051

2022-02-17 2022-02-15 4 NXRT NexPoint Residential Trust, Inc.
Restricted Stock Units M - Exercise -16,443 0 -100.00

2022-02-17 2022-02-15 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 16,443 53,765 44.06

2022-02-16 2022-02-15 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 12,010 3,025,556 0.40 15.34 184,233 46,412,029

2022-02-16 2022-02-14 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 37,515 3,013,546 1.26 15.05 564,601 45,353,867

2022-02-14 2022-02-11 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 46,190 2,976,031 1.58 15.04 694,698 44,759,506

2022-02-14 2022-02-10 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 37,635 2,918,283 1.31 15.06 566,783 43,949,342

2022-01-31 2022-01-28 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 15,500 2,880,648 0.54 14.03 217,465 40,415,491

2022-01-28 2022-01-27 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 30,858 2,865,148 1.09 13.80 425,840 39,539,042

2022-01-27 2022-01-26 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 62,258 2,834,290 2.25 13.88 864,141 39,339,945

2022-01-12 2022-01-11 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 1,700 73,644 2.36 13.75 23,375 1,012,600

2022-01-12 2022-01-11 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 4,217 71,944 6.23 13.72 57,857 987,067

2022-01-12 2022-01-11 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 13,572 67,727 25.06 13.85 187,972 938,014

2022-01-12 2022-01-10 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 14,100 51,155 38.05 13.54 190,914 692,634

2022-01-10 2022-01-07 4 NREF NexPoint Real Estate Finance, Inc.
Class C OP Units D - Sale to Issuer -276,946 0 -100.00 21.04 -5,826,950

2022-01-10 2022-01-07 4 NREF NexPoint Real Estate Finance, Inc.
Class C OP Units D - Sale to Issuer -4,497,626 0 -100.00 21.04 -94,630,054

2022-01-10 2022-01-07 4 NREF NexPoint Real Estate Finance, Inc.
Class C OP Units A - Award 276,946 276,946 21.04 5,826,950 5,826,950

2022-01-10 2022-01-07 4 NREF NexPoint Real Estate Finance, Inc.
Class C OP Units A - Award 4,497,626 4,497,626 21.04 94,630,054 94,630,054

2022-01-10 2022-01-07 4 NREF NexPoint Real Estate Finance, Inc.
Class B OP Units A - Award 3,721,572 6,969,081 114.60 21.04 78,301,869 146,629,473

2022-01-10 2022-01-07 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock A - Award 276,945 763,485 56.92 21.04 5,826,923 16,063,724

2022-01-10 2022-01-07 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock A - Award 4,497,625 5,694,670 375.73 21.04 94,630,030 119,815,857

2022-01-10 2021-12-16 4 NREF NexPoint Real Estate Finance, Inc.
Class C OP Units G - Gift -395,034 0 -100.00

2022-01-10 2022-01-07 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 10,000 40,055 33.27 13.50 135,000 540,738

2022-01-10 2022-01-06 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 11,000 30,042 57.77 13.53 148,830 406,471

2021-12-14 2021-12-13 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 187,500 3,224,490 6.17 13.31 2,495,625 42,917,962

2021-12-09 2021-12-08 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 8,926 3,036,990 0.29 13.53 120,769 41,090,475

2021-12-08 2021-12-07 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 17,047 2,976,823 0.58 13.56 231,157 40,365,720

2021-12-07 2021-12-06 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 9,375 2,959,776 0.32 13.43 125,906 39,749,792

2021-12-06 2021-12-03 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 19,237 2,950,401 0.66 13.40 257,776 39,535,373

2021-12-06 2021-12-02 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 19,765 2,931,164 0.68 13.45 265,839 39,424,156

2021-12-03 2021-12-01 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 16,329 2,911,399 0.56 13.68 223,381 39,827,938

2021-12-01 2021-11-30 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 19,765 2,895,070 0.69 13.86 273,943 40,125,670

2021-11-30 2021-11-29 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 15,306 2,875,305 0.54 13.95 213,519 40,110,505

2021-11-29 2021-11-24 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 20,000 2,859,999 0.70 13.95 279,000 39,896,986

2021-11-24 2021-11-23 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
5.50% Series A Cumulative Preferred Shares P - Purchase 3,094 45,700 7.26 21.68 67,078 990,776

2021-11-23 2021-11-22 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
5.50% Series A Cumulative Preferred Shares P - Purchase 1,906 42,606 4.68 21.70 41,360 924,550

2021-11-23 2021-11-22 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
5.50% Series A Cumulative Preferred Shares P - Purchase 5,448 40,700 15.45 21.71 118,276 883,597

2021-11-22 2021-11-19 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
5.50% Series A Cumulative Preferred Shares P - Purchase 11,900 35,252 50.96 21.70 258,230 764,968

2021-11-22 2021-11-19 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 927 2,839,999 0.03 14.21 13,173 40,356,386

2021-11-19 2021-11-18 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
5.50% Series A Cumulative Preferred Shares P - Purchase 12,409 23,352 113.40 21.84 271,013 510,008

2021-11-19 2021-11-18 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
5.50% Series A Cumulative Preferred Shares P - Purchase 2,652 10,943 31.99 21.76 57,708 238,120

2021-11-19 2021-11-18 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 9,743 2,839,072 0.34 14.33 139,617 40,683,902

2021-11-19 2021-11-17 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
5.50% Series A Cumulative Preferred Shares P - Purchase 5,700 8,291 219.99 21.89 124,773 181,490

2021-11-19 2021-11-17 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
5.50% Series A Cumulative Preferred Shares P - Purchase 2,591 2,591 21.88 56,691 56,691

2021-11-19 2021-11-17 4 NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Common Stock P - Purchase 19,593 2,829,329 0.70 14.46 283,315 40,912,097

2021-11-17 2021-11-16 4 NXDT NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 18,692 2,809,736 0.67 14.44 269,912 40,572,588

2021-11-17 2021-11-15 4 NXDT NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 20,945 2,780,851 0.76 14.29 299,304 39,738,361

2021-11-12 2021-09-08 4 NREF NexPoint Real Estate Finance, Inc.
Class C OP Units J - Other 395,034 395,034

2021-11-12 2021-09-08 4 NREF NexPoint Real Estate Finance, Inc.
Class B OP Units J - Other 3,247,510 3,247,510

2021-11-12 2021-09-08 4 NREF NexPoint Real Estate Finance, Inc.
OP Units J - Other -395,034 0 -100.00

2021-11-12 2021-09-08 4 NREF NexPoint Real Estate Finance, Inc.
OP Units J - Other -3,247,510 0 -100.00

2021-11-02 2021-11-01 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 10,815 2,759,906 0.39 15.17 164,064 41,867,774

2021-11-01 2021-10-29 4 NHF NexPoint Strategic Opportunities Fund
5.50% Series A Cumulative Preferred Shares P - Purchase 9,172 13,004 239.35 22.02 201,967 286,348

2021-11-01 2021-10-29 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 21,407 2,749,091 0.78 15.14 324,102 41,621,238

2021-11-01 2021-10-28 4 NHF NexPoint Strategic Opportunities Fund
5.50% Series A Cumulative Preferred Shares P - Purchase 3,832 3,832 22.05 84,496 84,496

2021-11-01 2021-10-28 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 15,900 2,728,044 0.59 14.90 236,910 40,647,856

2021-10-29 2021-10-27 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 20,736 2,712,144 0.77 14.62 303,160 39,651,545

2021-10-27 2021-10-26 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 21,853 2,691,408 0.82 14.59 318,835 39,267,643

2021-10-27 2021-10-25 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 21,853 2,669,555 0.83 14.61 319,272 39,002,199

2021-10-25 2021-10-22 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 20,408 2,647,702 0.78 14.68 299,589 38,868,265

2021-10-22 2021-10-21 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 8,979 2,627,294 0.34 14.65 131,542 38,489,857

2021-10-21 2021-10-20 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 18,500 2,618,315 0.71 14.78 273,430 38,698,696

2021-10-20 2021-10-19 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 16,215 2,599,815 0.63 14.77 239,496 38,399,268

2021-10-19 2021-10-18 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 18,675 2,583,600 0.73 14.69 274,336 37,953,084

2021-10-18 2021-10-15 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 16,900 2,564,925 0.66 14.71 248,599 37,730,047

2021-10-18 2021-10-14 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 19,695 2,548,025 0.78 14.64 288,335 37,303,086

2021-10-14 2021-10-13 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 19,397 2,528,330 0.77 14.65 284,166 37,040,034

2021-10-14 2021-10-12 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 11,403 2,508,933 0.46 14.31 163,177 35,902,831

2021-10-12 2021-10-11 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 5,000 2,472,496 0.20 14.27 71,350 35,282,518

2021-09-10 2021-09-08 4 NREF NexPoint Real Estate Finance, Inc.
OP Units D - Sale to Issuer -420,842 3,247,510 -11.47 21.24 -8,938,805 68,978,080

2021-09-10 2021-09-08 4 NREF NexPoint Real Estate Finance, Inc.
OP Units D - Sale to Issuer -1,058,293 0 -100.00 21.24 -22,478,459

2021-09-10 2021-09-08 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock A - Award 420,840 486,540 640.55 21.24 8,938,768 10,334,256

2021-09-10 2021-09-08 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock A - Award 1,058,292 1,197,045 762.72 21.24 22,478,440 25,425,595

2021-09-02 2021-09-01 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 6,913 2,458,148 0.28 14.97 103,488 36,798,476

2021-09-02 2021-08-31 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 25,987 2,451,235 1.07 15.18 394,483 37,209,747

2021-08-19 2021-08-18 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 3,000 2,425,969 0.12 14.23 42,690 34,521,539

2021-08-18 2021-08-17 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 16,371 2,422,969 0.68 14.24 233,123 34,503,079

2021-08-18 2021-08-16 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 40,000 2,406,598 1.69 14.16 566,400 34,077,428

2021-08-16 2021-08-13 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 11,329 2,366,598 0.48 13.99 158,493 33,108,706

2021-08-16 2021-08-12 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 1,300 2,355,269 0.06 13.96 18,148 32,879,555

2021-06-29 3 N/A VINEBROOK HOMES TRUST, INC.
Common Stock 13,000

2021-06-28 2021-06-24 4 NREF NexPoint Real Estate Finance, Inc.
Restricted Stock Units M - Exercise -17,558 52,673 -25.00

2021-06-28 2021-06-24 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock M - Exercise 17,558 17,558

2021-06-24 2021-06-22 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 6,593 2,447,067 0.27 14.28 94,148 34,944,115

2021-06-21 2021-06-21 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 17,100 2,280,333 0.76 14.29 244,359 32,585,956

2021-06-21 2021-06-18 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 13,735 2,263,233 0.61 14.22 195,312 32,183,171

2021-06-21 2021-06-17 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 6,800 2,249,498 0.30 14.28 97,104 32,122,829

2021-06-16 2021-06-16 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 2,600 2,242,698 0.12 14.29 37,154 32,048,152

2021-06-16 2021-06-15 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 6,000 2,240,098 0.27 14.38 86,280 32,212,607

2021-06-16 2021-06-14 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 14,737 2,234,098 0.66 14.32 211,034 31,992,281

2021-06-11 2021-06-10 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 17,400 2,219,361 0.79 13.92 242,208 30,893,503

2021-06-11 2021-06-09 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 750 2,201,961 0.03 13.80 10,350 30,387,060

2021-06-09 2021-06-08 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 6,225 2,201,211 0.28 13.75 85,594 30,266,649

2021-06-09 2021-06-07 4 NHF NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 5,952 2,194,986 0.27 13.68 81,423 30,027,406

2021-05-13 2021-05-11 4 NXRT NexPoint Residential Trust, Inc.
Restricted Stock Units M - Exercise -6,779 27,116 -20.00

2021-05-13 2021-05-11 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 6,779 191,335 3.67

2021-02-26 2021-02-22 4 NREF NexPoint Real Estate Finance, Inc.
Restricted Stock Units A - Award 63,357 63,357

2021-02-23 2021-02-21 4 NXRT NexPoint Residential Trust, Inc.
Restricted Stock Units M - Exercise -8,904 26,712 -25.00

2021-02-23 2021-02-21 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 8,904 184,556 5.07

2021-02-23 2021-02-20 4 NXRT NexPoint Residential Trust, Inc.
Restricted Stock Units M - Exercise -9,756 39,026 -20.00

2021-02-23 2021-02-20 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 9,756 175,652 5.88

2021-02-22 2021-02-18 4 NXRT NexPoint Residential Trust, Inc.
Restricted Stock Units A - Award 59,703 59,703

2021-02-17 2021-02-15 4 NXRT NexPoint Residential Trust, Inc.
Restricted Stock Units M - Exercise -16,443 16,443 -50.00

2021-02-17 2021-02-15 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 16,443 165,896 11.00

2020-11-09 2020-11-06 4 JCAP Jernigan Capital, Inc.
Series A Preferred Stock J - Other -18,025 0 -100.00

2020-11-09 2020-11-06 4 JCAP Jernigan Capital, Inc.
Series A Preferred Stock J - Other -82,094 0 -100.00

2020-11-09 2020-11-06 4 JCAP Jernigan Capital, Inc.
Common Stock J - Other -133,150 0 -100.00

2020-11-09 2020-11-06 4 JCAP Jernigan Capital, Inc.
Common Stock J - Other -439,264 0 -100.00

2020-10-16 2020-10-15 4 JCAP Jernigan Capital, Inc.
Series A Preferred Stock A - Award 270 18,025 1.52

2020-10-16 2020-10-15 4 JCAP Jernigan Capital, Inc.
Series A Preferred Stock A - Award 1,228 82,094 1.52

2020-10-02 2020-09-30 4 NREF NexPoint Real Estate Finance, Inc.
OP Units J - Other 1,058,293 1,058,293

2020-10-02 2020-09-30 4 NREF NexPoint Real Estate Finance, Inc.
OP Units J - Other 3,668,351 3,668,351

2020-09-11 2020-09-10 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 354 148,972 0.24 15.35 5,434 2,286,720

2020-09-11 2020-09-09 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 1,097 148,618 0.74 15.33 16,817 2,278,314

2020-09-11 2020-09-09 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 300 8,500 3.66 24.16 7,248 205,360

2020-09-08 2020-09-08 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 2,098 147,521 1.44 15.17 31,827 2,237,894

2020-09-08 2020-09-04 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 400 8,200 5.13 23.98 9,592 196,636

2020-09-04 2020-09-03 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 400 7,800 5.41 24.10 9,640 187,980

2020-09-04 2020-09-02 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 400 7,400 5.71 24.05 9,620 177,970

2020-09-01 2020-09-01 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 513 145,423 0.35 15.35 7,875 2,232,243

2020-09-01 2020-08-31 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 103 144,910 0.07 15.19 1,565 2,201,183

2020-09-01 2020-08-31 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 1,133 7,000 19.31 24.10 27,305 168,700

2020-09-01 2020-08-28 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 8,630 144,807 6.34 15.17 130,917 2,196,722

2020-09-01 2020-08-28 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 367 5,867 6.67 23.90 8,771 140,221

2020-08-28 2020-08-27 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 1,250 5,500 29.41 24.08 30,100 132,440

2020-08-28 2020-08-26 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 700 4,250 19.72 24.15 16,905 102,638

2020-08-28 2020-08-25 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 1,300 3,550 57.78 24.18 31,434 85,839

2020-08-12 2020-08-11 4 NREF NexPoint Real Estate Finance, Inc.
8.50% Series A Cumulative Redeemable Preferred Stock P - Purchase 2,250 2,250 24.20 54,450 54,450

2020-08-12 2020-08-12 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 611 136,177 0.45 15.24 9,312 2,075,337

2020-08-12 2020-08-11 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 2,594 135,566 1.95 15.50 40,207 2,101,273

2020-08-12 2020-08-10 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 4,000 132,972 3.10 15.17 60,680 2,017,185

2020-07-17 2020-07-15 4 JCAP Jernigan Capital, Inc.
Series A Preferred Stock A - Award 270 17,755 1.54

2020-07-17 2020-07-15 4 JCAP Jernigan Capital, Inc.
Series A Preferred Stock A - Award 1,228 80,866 1.54

2020-06-24 2020-06-24 4 NREF NexPoint Real Estate Finance, Inc.
Restricted Stock Units A - Award 70,231 70,231

2020-05-29 2020-05-29 4 NREF NexPoint Real Estate Finance, Inc.
OP Units J - Other 395,034 395,034

2020-05-26 2020-05-22 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 836 128,972 0.65 14.43 12,063 1,861,066

2020-05-26 2020-05-22 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 5,564 138,753 4.18 14.43 80,289 2,002,206

2020-05-26 2020-05-21 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 848 128,136 0.67 13.89 11,779 1,779,809

2020-05-26 2020-05-21 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 5,652 133,189 4.43 13.89 78,506 1,849,995

2020-05-21 2020-05-20 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 848 127,288 0.67 12.04 10,210 1,532,548

2020-05-21 2020-05-20 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 5,652 127,537 4.64 12.04 68,050 1,535,545

2020-05-21 2020-05-19 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 759 126,440 0.60 11.06 8,395 1,398,426

2020-05-21 2020-05-19 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 5,055 121,885 4.33 11.06 55,908 1,348,048

2020-05-18 2020-05-15 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 6 125,681 0.00 10.89 65 1,368,666

2020-05-18 2020-05-15 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 44 116,830 0.04 10.89 479 1,272,279

2020-05-18 2020-05-14 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 916 125,675 0.73 11.15 10,213 1,401,276

2020-05-18 2020-05-14 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 6,102 116,786 5.51 11.15 68,037 1,302,164

2020-05-14 2020-05-13 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 1,017 124,759 0.82 11.62 11,818 1,449,700

2020-05-14 2020-05-13 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 6,774 110,684 6.52 11.62 78,714 1,286,148

2020-05-14 2020-05-12 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 62 123,742 0.05 11.81 732 1,461,393

2020-05-14 2020-05-12 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 418 103,910 0.40 11.81 4,937 1,227,177

2020-05-13 2020-05-11 4 NXRT NexPoint Residential Trust, Inc.
Restricted Stock Units A - Award 33,895 33,895

2020-04-16 2020-04-15 4 JCAP Jernigan Capital, Inc.
Series A Preferred Stock A - Award 270 17,485 1.57

2020-04-16 2020-04-15 4 JCAP Jernigan Capital, Inc.
Series A Preferred Stock A - Award 1,228 79,638 1.57

2020-04-10 2020-04-09 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 23,600 103,492 29.54 12.82 302,552 1,326,767

2020-04-10 2020-04-08 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 16,300 79,892 25.63 9.93 161,859 793,328

2020-04-08 2020-04-07 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 23,500 63,592 58.62 9.39 220,665 597,129

2020-04-08 2020-04-06 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 20,679 40,092 106.52 8.30 171,636 332,764

2020-04-07 2020-04-03 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 94,500 329,533 40.21 21.81 2,061,045 7,187,115

2020-04-06 2020-04-03 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 12,244 19,413 170.79 8.41 102,972 163,263

2020-04-06 2020-04-02 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 7,169 7,169 8.79 63,016 63,016

2020-04-01 2020-03-30 4 NHF NexPoint Strategic Opportunities Fund
Common Stock S - Sale -5,820 1,002,776 -0.58 8.04 -46,793 8,062,322

2020-04-01 2020-03-30 4 NHF NexPoint Strategic Opportunities Fund
Common Stock S - Sale -198,419 1,008,596 -16.44 8.04 -1,595,289 8,109,114

2020-03-31 2020-03-27 4 JCAP Jernigan Capital, Inc.
Common Stock S - Sale -10,576 133,150 -7.36 11.01 -116,442 1,465,982

2020-03-31 2020-03-30 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale -411,356 935,376 -30.54 25.00 -10,283,900 23,384,412

2020-03-30 2020-03-27 4 NHF NexPoint Strategic Opportunities Fund
Common Stock S - Sale -127,261 1,207,015 -9.54 8.15 -1,037,177 9,837,175

2020-03-30 2020-03-26 4 NHF NexPoint Strategic Opportunities Fund
Common Stock S - Sale -1,768 1,334,276 -0.13 8.08 -14,285 10,780,953

2020-03-30 2020-03-26 4 NHF NexPoint Strategic Opportunities Fund
Common Stock S - Sale -86,634 1,336,044 -6.09 8.08 -700,003 10,795,238

2020-03-27 2020-03-26 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale -17,401 1,346,732 -1.28 25.04 -435,721 33,722,181

2020-03-27 2020-03-25 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale -4,899 139,803 -3.39 24.66 -120,809 3,447,542

2020-03-27 2020-03-25 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale -10,373 1,364,133 -0.75 26.07 -270,424 35,562,959

2020-03-27 2020-03-25 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale -2,000 1,842,008 -0.11 26.69 -53,380 49,163,194

2020-03-27 2020-03-25 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale -8,110 1,844,008 -0.44 25.66 -208,103 47,317,245

2020-03-27 2020-03-25 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale -30,035 1,852,118 -1.60 24.95 -749,373 46,210,344

2020-03-27 2020-03-25 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale -9,855 1,882,153 -0.52 24.00 -236,520 45,171,672

2020-03-26 2020-03-26 4 JCAP Jernigan Capital, Inc.
Common Stock S - Sale -16,860 143,726 -10.50 10.83 -182,594 1,556,553

2020-03-26 2020-03-25 4 JCAP Jernigan Capital, Inc.
Common Stock S - Sale -20,017 160,586 -11.08 10.26 -205,374 1,647,612

2020-03-26 2020-03-24 4 JCAP Jernigan Capital, Inc.
Common Stock S - Sale -13,404 180,603 -6.91 9.37 -125,595 1,692,250

2020-03-26 2020-03-25 4 NHF NexPoint Strategic Opportunities Fund
Common Stock S - Sale -60,000 1,825,377 -3.18 7.88 -472,800 14,383,971

2020-03-26 2020-03-25 4 NHF NexPoint Strategic Opportunities Fund
Common Stock S - Sale -2,688 1,422,678 -0.19 7.84 -21,074 11,153,798

2020-03-26 2020-03-25 4 NHF NexPoint Strategic Opportunities Fund
Common Stock S - Sale -131,691 1,425,366 -8.46 7.84 -1,032,457 11,174,872

2020-03-26 2020-03-25 4 NHF NexPoint Strategic Opportunities Fund
Common Stock S - Sale -1,861 1,557,057 -0.12 7.69 -14,311 11,973,771

2020-03-26 2020-03-25 4 NHF NexPoint Strategic Opportunities Fund
Common Stock S - Sale -91,180 1,558,981 -5.53 7.69 -701,174 11,988,566

2020-03-25 2020-03-24 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale -39,780 1,374,506 -2.81 26.04 -1,035,871 35,792,148

2020-03-25 2020-03-24 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale -600 1,892,008 -0.03 27.71 -16,626 52,427,542

2020-03-25 2020-03-24 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale -12,802 1,892,608 -0.67 27.05 -346,294 51,195,046

2020-03-25 2020-03-24 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale -58,135 1,905,410 -2.96 26.12 -1,518,486 49,769,309

2020-03-25 2020-03-24 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale -27,399 1,963,545 -1.38 24.93 -683,057 48,951,177

2020-03-25 2020-03-23 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale -605 1,990,944 -0.03 26.81 -16,220 53,377,209

2020-03-25 2020-03-23 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale -5,091 1,991,549 -0.25 25.60 -130,330 50,983,654

2020-03-25 2020-03-23 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale -24,079 1,996,640 -1.19 24.94 -600,530 49,796,202

2020-03-25 2020-03-23 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale -14,477 2,020,719 -0.71 23.95 -346,724 48,396,220

2020-03-25 2020-03-23 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale -5,748 2,035,196 -0.28 22.97 -132,032 46,748,452

2020-03-24 2020-03-23 4 JCAP Jernigan Capital, Inc.
Common Stock S - Sale -26,104 194,007 -11.86 9.83 -256,602 1,907,089

2020-03-24 2020-03-20 4 JCAP Jernigan Capital, Inc.
Common Stock S - Sale -18,500 220,111 -7.75 10.76 -199,060 2,368,394

2020-03-24 2020-03-23 4 ?NHF? NexPoint Strategic Opportunities Fund
Common Stock S - Sale -100,000 1,650,098 -5.71 7.50 -750,000 12,375,737

2020-03-24 2020-03-20 4 ?NHF? NexPoint Strategic Opportunities Fund
Common Stock S - Sale -58,000 1,750,098 -3.21 8.56 -496,480 14,980,842

2020-03-24 2020-03-20 4 ?NHF? NexPoint Strategic Opportunities Fund
Common Stock S - Sale -50,000 2,071,229 -2.36 8.64 -432,000 17,895,417

2020-03-24 2020-03-20 4 ?NHF? NexPoint Strategic Opportunities Fund
Common Stock S - Sale -60,633 1,885,377 -3.12 8.36 -506,892 15,761,752

2020-03-24 2020-03-23 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale -138,681 2,040,944 -6.36 24.24 -3,361,627 49,472,483

2020-03-24 2020-03-23 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale -508,382 1,414,286 -26.44 24.26 -12,333,347 34,310,590

2020-03-24 2020-03-20 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale -1,800 2,179,625 -0.08 36.94 -66,492 80,515,348

2020-03-24 2020-03-20 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale -14,468 1,922,668 -0.75 33.06 -478,312 63,563,419

2020-03-24 2020-03-20 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale -1,354 1,937,136 -0.07 36.96 -50,044 71,596,564

2020-03-20 2020-03-19 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale -32,819 234,952 -12.26 33.60 -1,102,718 7,894,387

2020-03-20 2020-03-19 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 73,100 267,771 37.55 37.47 2,739,057 10,033,379

2020-03-20 2020-03-18 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale -147,000 1,938,490 -7.05 30.66 -4,507,020 59,434,118

2020-03-19 2020-03-18 4 ?NHF? NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 83,900 1,946,010 4.51 8.69 729,091 16,910,827

2020-03-19 2020-03-17 4 ?NHF? NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 83,900 1,862,110 4.72 11.99 1,005,961 22,326,699

2020-03-17 2020-03-13 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 1,800 1,800 14.45 26,010 26,010

2020-03-17 2020-03-16 4 NXRT NexPoint Residential Trust, Inc.
Restricted Stock Units M - Exercise -17,821 0 -100.00

2020-03-17 2020-03-16 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 73,100 194,671 60.13 34.67 2,534,377 6,749,244

2020-03-17 2020-03-16 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 17,821 149,453 13.54

2020-03-17 2020-03-16 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale -10,500 2,085,490 -0.50 33.85 -355,425 70,593,852

2020-03-17 2020-03-16 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale -145,000 2,095,990 -6.47 33.13 -4,803,850 69,440,164

2020-03-17 2020-03-13 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale -53,500 2,240,990 -2.33 36.96 -1,977,360 82,827,007

2020-03-03 2020-03-02 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 525 65,700 0.81 18.60 9,763 1,221,823

2020-03-03 2020-02-28 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 12,975 65,175 24.86 18.61 241,517 1,213,167

2020-02-28 2020-02-27 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 27,044 52,200 107.51 18.84 509,401 983,239

2020-02-28 2020-02-26 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 2,599 25,156 11.52 18.98 49,339 477,562

2020-02-26 2020-02-25 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 9,357 22,557 70.89 18.98 177,596 428,132

2020-02-26 2020-02-24 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 10,350 13,200 363.16 18.99 196,546 250,668

2020-02-26 2020-02-21 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 366 2,850 14.73 18.99 6,950 54,119

2020-02-25 2020-02-21 4 NXRT NexPoint Residential Trust, Inc.
Restricted Stock Units M - Exercise -8,904 35,616 -20.00

2020-02-25 2020-02-21 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 8,904 131,632 7.26

2020-02-24 2020-02-20 4 NXRT NexPoint Residential Trust, Inc.
Restricted Stock Units A - Award 48,782 48,782

2020-02-21 2020-02-20 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 84 2,484 3.50 18.91 1,588 46,972

2020-02-21 2020-02-19 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 2,400 2,400 18.98 45,540 45,540

2020-02-19 2020-02-15 4 NXRT NexPoint Residential Trust, Inc.
Restricted Stock Units M - Exercise -16,443 32,886 -33.33

2020-02-19 2020-02-15 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 16,443 122,728 15.47

2020-02-13 2020-02-11 4 JCAP Jernigan Capital, Inc.
Series A Preferred Stock J - Other -7,200 17,215 -29.49

2020-02-13 2020-02-11 4 JCAP Jernigan Capital, Inc.
Series A Preferred Stock J - Other -32,800 78,410 -29.49

2020-02-11 2020-02-11 4 NREF NexPoint Real Estate Finance, Inc.
Common Stock P - Purchase 123,680 123,680 19.00 2,349,920 2,349,920

2020-01-16 2020-01-15 4 JCAP Jernigan Capital, Inc.
Series A Preferred Stock A - Award 383 24,415 1.59

2020-01-16 2020-01-15 4 JCAP Jernigan Capital, Inc.
Series A Preferred Stock A - Award 1,742 111,210 1.59

2020-01-15 2020-01-15 4 ?NHF? NexPoint Strategic Opportunities Fund
Common Stock S - Sale -525,189 1,973,960 -21.01 17.35 -9,112,029 34,248,202

2020-01-15 2020-01-14 4 ?NHF? NexPoint Strategic Opportunities Fund
Common Stock S - Sale -36,211 2,499,149 -1.43 17.51 -634,055 43,760,095

2020-01-15 2020-01-13 4 ?NHF? NexPoint Strategic Opportunities Fund
Common Stock S - Sale -10,000 2,535,360 -0.39 17.69 -176,900 44,850,514

2019-10-17 2019-10-15 4 JCAP Jernigan Capital, Inc.
Series A Preferred Stock A - Award 383 24,032 1.62

2019-10-17 2019-10-15 4 JCAP Jernigan Capital, Inc.
Series A Preferred Stock A - Award 1,742 109,468 1.62

2019-08-13 2019-08-11 4 NXRT NexPoint Residential Trust, Inc.
Restricted Stock Units M - Exercise -12,762 0 -100.00

2019-08-13 2019-08-11 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 12,762 106,285 13.65

2019-07-25 2019-07-23 4 ?NHF? NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 546,286 2,416,448 29.21 18.85 10,297,500 45,550,050

2019-07-25 2019-07-23 4 ?NHF? NexPoint Strategic Opportunities Fund
Common Stock S - Sale -546,286 1,771,460 -23.57 18.85 -10,297,500 33,392,028

2019-07-24 2019-07-23 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 250,000 2,031,609 14.03 41.19 10,297,500 83,681,975

2019-07-24 2019-07-23 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 250,000 2,031,609 14.03 41.19 10,297,500 83,681,975

2019-07-24 2019-07-23 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale -250,000 2,289,105 -9.85 41.19 -10,297,500 94,288,248

2019-07-24 2019-07-23 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale -250,000 2,289,105 -9.85 41.19 -10,297,500 94,288,248

2019-07-17 2019-07-15 4 JCAP Jernigan Capital, Inc.
Series A Preferred Stock A - Award 383 23,649 1.65

2019-07-17 2019-07-15 4 JCAP Jernigan Capital, Inc.
Series A Preferred Stock A - Award 1,742 107,726 1.64

2019-06-04 2019-05-31 4 NHF NexPoint Strategic Opportunities Fund
Common Stock M - Exercise 7,941 14,701 117.47 17.77 141,112 261,241

2019-06-04 2019-05-31 4 NHF NexPoint Strategic Opportunities Fund
Common Stock M - Exercise 284 6,760 4.39 17.77 5,047 120,129

2019-06-04 2019-05-31 4 NHF NexPoint Strategic Opportunities Fund
Common Stock M - Exercise 9,600 2,317,747 0.42 17.77 170,592 41,186,362

2019-06-04 2019-05-31 4 NHF NexPoint Strategic Opportunities Fund
Common Stock M - Exercise 55,555 1,778,210 3.22 17.77 987,212 31,598,792

2019-06-04 2019-05-31 4 NHF NexPoint Strategic Opportunities Fund
Common Stock M - Exercise 32,818 1,722,655 1.94 17.77 583,176 30,611,579

2019-06-04 2019-05-31 4 NHF NexPoint Strategic Opportunities Fund
Common Stock M - Exercise 27,778 1,689,837 1.67 17.77 493,615 30,028,403

2019-06-04 2019-05-31 4 NHF NexPoint Strategic Opportunities Fund
Common Stock M - Exercise 84,270 1,662,059 5.34 17.77 1,497,478 29,534,788

2019-06-04 2019-05-31 4 NHF NexPoint Strategic Opportunities Fund
Common Stock M - Exercise 561,798 1,577,789 55.30 17.77 9,983,150 28,037,311

2019-06-04 2019-05-31 4 NHF NexPoint Strategic Opportunities Fund
Common Stock M - Exercise 47,960 1,870,162 2.63 17.77 852,249 33,232,775

2019-06-04 2019-05-31 4 NHF NexPoint Strategic Opportunities Fund
Common Stock M - Exercise 11,990 1,822,202 0.66 17.77 213,062 32,380,526

2019-06-04 2019-05-31 4 NHF NexPoint Strategic Opportunities Fund
Common Stock M - Exercise 5,556 1,810,212 0.31 17.77 98,730 32,167,464

2019-06-04 2019-05-31 4 NHF NexPoint Strategic Opportunities Fund
Common Stock M - Exercise 4,797 1,804,656 0.27 17.77 85,243 32,068,734

2019-06-04 2019-05-31 4 NHF NexPoint Strategic Opportunities Fund
Common Stock M - Exercise 23,980 1,799,859 1.35 17.77 426,125 31,983,491

2019-06-04 2019-05-22 4 NHF NexPoint Strategic Opportunities Fund
Subscription Rights (right to buy) M - Exercise -7,941 0 -100.00

2019-06-04 2019-05-22 4 NHF NexPoint Strategic Opportunities Fund
Subscription Rights (right to buy) M - Exercise -284 0 -100.00

2019-06-04 2019-05-22 4 NHF NexPoint Strategic Opportunities Fund
Subscription Rights (right to buy) M - Exercise -9,600 0 -100.00

2019-06-04 2019-05-22 4 NHF NexPoint Strategic Opportunities Fund
Subscription Rights (right to buy) M - Exercise -55,555 0 -100.00

2019-06-04 2019-05-22 4 NHF NexPoint Strategic Opportunities Fund
Subscription Rights (right to buy) M - Exercise -32,818 0 -100.00

2019-06-04 2019-05-22 4 NHF NexPoint Strategic Opportunities Fund
Subscription Rights (right to buy) M - Exercise -27,778 0 -100.00

2019-06-04 2019-05-22 4 NHF NexPoint Strategic Opportunities Fund
Subscription Rights (right to buy) M - Exercise -84,270 0 -100.00

2019-06-04 2019-05-22 4 NHF NexPoint Strategic Opportunities Fund
Subscription Rights (right to buy) M - Exercise -561,798 0 -100.00

2019-06-04 2019-05-22 4 NHF NexPoint Strategic Opportunities Fund
Subscription Rights (right to buy) M - Exercise -47,960 0 -100.00

2019-06-04 2019-05-22 4 NHF NexPoint Strategic Opportunities Fund
Subscription Rights (right to buy) M - Exercise -11,990 0 -100.00

2019-06-04 2019-05-22 4 NHF NexPoint Strategic Opportunities Fund
Subscription Rights (right to buy) M - Exercise -5,556 0 -100.00

2019-06-04 2019-05-22 4 NHF NexPoint Strategic Opportunities Fund
Subscription Rights (right to buy) M - Exercise -4,797 0 -100.00

2019-06-04 2019-05-22 4 NHF NexPoint Strategic Opportunities Fund
Subscription Rights (right to buy) M - Exercise -23,980 0 -100.00

2019-05-21 2019-05-17 4 JCAP Jernigan Capital, Inc.
Common Stock S - Sale -6,163 439,264 -1.38 20.91 -128,868 9,185,010

2019-05-17 2019-05-16 4 JCAP Jernigan Capital, Inc.
Common Stock S - Sale -73,889 445,427 -14.23 21.08 -1,557,580 9,389,601

2019-05-17 2019-05-15 4 JCAP Jernigan Capital, Inc.
Common Stock S - Sale -14,948 519,316 -2.80 21.11 -315,552 10,962,761

2019-05-02 2019-04-11 4 ?NHF? NexPoint Strategic Opportunities Fund
Restricted Stock Units A - Award -191,202 191,202 -50.00

2019-05-02 2019-04-11 4 N/A NexPoint Capital, Inc.
Restricted Stock Units A - Award -6,648 6,648 -50.00

2019-04-16 2019-04-15 4 JCAP Jernigan Capital, Inc.
Series A Preferred Stock A - Award 383 23,266 1.67

2019-04-16 2019-04-15 4 JCAP Jernigan Capital, Inc.
Series A Preferred Stock A - Award 1,742 105,984 1.67

2019-03-19 2019-03-16 4 NXRT NexPoint Residential Trust, Inc.
Restricted Stock Units M - Exercise -17,820 17,821 -50.00

2019-03-19 2019-03-16 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 17,820 92,108 23.99

2019-02-25 2019-02-21 4 NXRT NexPoint Residential Trust, Inc.
Restricted Stock Units A - Award 44,520 44,520

2019-02-20 2019-02-15 4 NXRT NexPoint Residential Trust, Inc.
Restricted Stock Units M - Exercise -16,443 49,329 -25.00

2019-02-20 2019-02-15 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 16,443 74,288 28.43

2019-01-17 2019-01-15 4 JCAP Jernigan Capital, Inc.
Series A Preferred Stock A - Award 383 22,883 1.70

2019-01-17 2019-01-15 4 JCAP Jernigan Capital, Inc.
Series A Preferred Stock A - Award 1,742 104,242 1.70

2018-12-18 2018-12-18 4 JCAP Jernigan Capital, Inc.
Common Stock P - Purchase 81 534,264 0.02 20.79 1,684 11,107,349

2018-12-18 2018-12-14 4 JCAP Jernigan Capital, Inc.
Common Stock S - Sale -19,081 534,183 -3.45 21.17 -403,945 11,308,654

2018-11-30 2018-11-28 4 ?NHF? NexPoint Strategic Opportunities Fund
Common Stock J - Other 22,537 1,598,622 1.43 22.19 500,106 35,473,424

2018-11-30 2018-11-28 4 ?NHF? NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 888,731 1,571,290 130.21 22.09 19,632,068 34,709,791

2018-11-30 2018-11-28 4 ?NHF? NexPoint Strategic Opportunities Fund
Common Stock S - Sale -888,731 1,571,290 -36.13 22.09 -19,632,068 34,709,791

2018-11-26 2018-11-23 4 ?NHF? NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 35,000 1,571,290 2.28 21.57 754,950 33,892,720

2018-11-26 2018-11-21 4 ?NHF? NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 13,385 1,571,290 0.86 21.50 287,778 33,782,730

2018-11-19 2018-11-16 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 9,486 16,986 126.48 33.00 313,038 560,538

2018-11-19 2018-11-16 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 60,606 117,572 106.39 33.00 1,999,998 3,879,876

2018-11-19 2018-11-16 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 119,698 141,085 559.68 33.00 3,950,034 4,655,805

2018-11-19 2018-11-16 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 18,182 2,511,393 0.73 33.00 600,006 82,875,955

2018-11-07 2018-11-05 4 ?NHF? NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 8,963 1,522,905 0.59 22.00 197,186 33,503,905

2018-11-05 2018-11-02 4 ?NHF? NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 4,739 1,513,942 0.31 21.87 103,642 33,109,906

2018-11-05 2018-11-01 4 ?NHF? NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 824 1,509,203 0.05 21.60 17,798 32,598,779

2018-11-01 2018-10-31 4 ?NHF? NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 36,531 1,507,369 2.48 21.64 790,531 32,619,473

2018-11-01 2018-10-31 4 ?NHF? NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 4,017 1,470,838 0.27 21.65 86,968 31,843,650

2018-11-01 2018-10-30 4 ?NHF? NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 636 1,466,821 0.04 21.45 13,642 31,463,318

2018-11-01 2018-10-30 4 ?NHF? NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 31,005 1,466,185 2.16 21.40 663,507 31,376,367

2018-11-01 2018-10-30 4 ?NHF? NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 3,900 1,435,180 0.27 21.34 83,226 30,626,749

2018-10-30 2018-10-26 4 ?NHF? NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 5,203 1,431,280 0.36 21.59 112,347 30,905,207

2018-10-30 2018-10-26 4 ?NHF? NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 500 1,426,077 0.04 21.53 10,763 30,697,741

2018-10-30 2018-10-26 4 ?NHF? NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 200 1,425,577 0.01 21.52 4,303 30,671,297

2018-10-30 2018-10-26 4 ?NHF? NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 449 1,425,377 0.03 21.51 9,659 30,664,001

2018-10-25 2018-10-23 4 ?NHF? NexPoint Strategic Opportunities Fund
Common Stock J - Other 25,962 1,424,928 1.86 22.15 575,052 31,562,163

2018-10-15 2018-10-15 4 JCAP Jernigan Capital, Inc.
Common Stock A - Award 19,901 238,611 9.10

2018-10-15 2018-10-15 4 JCAP Jernigan Capital, Inc.
Common Stock A - Award 89,593 553,264 19.32

2018-10-10 2018-08-24 4 NONE NEXPOINT HEALTHCARE OPPORTUNITIES FUND
Class Z Shares of Beneficial Interest S - Sale -50 0 -100.00 18.22 -911

2018-09-20 2018-09-18 4 ?NHF? NexPoint Strategic Opportunities Fund
Common Stock J - Other 22,104 1,393,964 1.61 22.62 499,985 31,531,465

2018-08-22 2018-08-21 4 ?NHF? NexPoint Strategic Opportunities Fund
Common Stock J - Other 28,955 1,358,469 2.18 22.94 664,239 31,163,288

2018-08-14 2018-08-11 4 NXRT NexPoint Residential Trust, Inc.
Restricted Stock Units M - Exercise -12,761 12,761 -50.00

2018-08-14 2018-08-11 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 12,761 62,428 25.69

2018-07-24 2018-07-20 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 24,003 2,493,211 0.97 28.37 680,917 70,728,395

2018-07-17 2018-07-13 4 JCAP Jernigan Capital, Inc.
Common Stock A - Award 11,331 218,710 5.46

2018-07-17 2018-07-13 4 JCAP Jernigan Capital, Inc.
Common Stock A - Award 99,868 463,671 27.45

2018-06-21 2018-06-19 4 "NRESF" NEXPOINT REAL ESTATE STRATEGIES FUND
Class Z Shares of Beneficial Interest P - Purchase 23,923 181,973 15.14 20.90 500,000 3,803,234

2018-06-21 2018-06-19 4 "NRESF" NEXPOINT REAL ESTATE STRATEGIES FUND
Class Z Shares of Beneficial Interest P - Purchase 5,095 10,816 89.07 20.90 106,493 226,050

2018-06-21 2018-06-19 4 "NRESF" NEXPOINT REAL ESTATE STRATEGIES FUND
Class Z Shares of Beneficial Interest P - Purchase 75,329 131,719 133.59 20.90 1,574,378 2,752,922

2018-06-15 2018-06-13 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 20,703 2,464,694 0.85 27.77 575,000 68,454,165

2018-06-14 2018-06-12 4 JCAP Jernigan Capital, Inc.
Common Stock P - Purchase 100,000 363,803 37.91 18.50 1,850,000 6,730,356

2018-06-11 2018-06-07 4 NHF NexPoint Strategic Opportunities Fund
Subscription Rights (right to buy) M - Exercise -860 0 -100.00

2018-06-11 2018-06-07 4 NHF NexPoint Strategic Opportunities Fund
Subscription Rights (right to buy) M - Exercise -860 0 -100.00

2018-06-11 2018-06-07 4 NHF NexPoint Strategic Opportunities Fund
Subscription Rights (right to buy) M - Exercise -4,357 0 -100.00

2018-06-11 2018-06-07 4 NHF NexPoint Strategic Opportunities Fund
Subscription Rights (right to buy) M - Exercise -152,505 0 -100.00

2018-06-11 2018-06-07 4 NHF NexPoint Strategic Opportunities Fund
Subscription Rights (right to buy) M - Exercise -152,506 0 -100.00

2018-06-11 2018-06-07 4 NHF NexPoint Strategic Opportunities Fund
Subscription Rights (right to buy) M - Exercise -2,186 0 -100.00

2018-06-11 2018-06-07 4 NHF NexPoint Strategic Opportunities Fund
Subscription Rights (right to buy) M - Exercise -217,865 0 -100.00

2018-06-11 2018-06-07 4 NHF NexPoint Strategic Opportunities Fund
Subscription Rights (right to buy) M - Exercise -217,865 0 -100.00

2018-06-11 2018-06-07 4 NHF NexPoint Strategic Opportunities Fund
Subscription Rights (right to buy) M - Exercise -43,573 0 -100.00

2018-06-11 2018-06-07 4 NHF NexPoint Strategic Opportunities Fund
Subscription Rights (right to buy) M - Exercise -43,573 0 -100.00

2018-06-11 2018-06-07 4 NHF NexPoint Strategic Opportunities Fund
Subscription Rights (right to buy) M - Exercise -43,573 0 -100.00

2018-06-11 2018-06-07 4 NHF NexPoint Strategic Opportunities Fund
Common Stock M - Exercise 860 41,527 2.11 21.30 18,318 884,515

2018-06-11 2018-06-07 4 NHF NexPoint Strategic Opportunities Fund
Common Stock M - Exercise 860 41,527 2.11 21.30 18,318 884,515

2018-06-11 2018-06-07 4 NHF NexPoint Strategic Opportunities Fund
Common Stock M - Exercise 4,357 7,340 146.06 21.30 92,804 156,342

2018-06-11 2018-06-07 4 NHF NexPoint Strategic Opportunities Fund
Common Stock M - Exercise 152,505 1,143,156 15.39 21.30 3,248,356 24,349,230

2018-06-11 2018-06-07 4 NHF NexPoint Strategic Opportunities Fund
Common Stock M - Exercise 152,506 2,602,797 6.22 21.30 3,248,378 55,439,582

2018-06-11 2018-06-07 4 NHF NexPoint Strategic Opportunities Fund
Common Stock M - Exercise 2,186 2,850 329.22 21.30 46,562 60,705

2018-06-11 2018-06-07 4 NHF NexPoint Strategic Opportunities Fund
Common Stock M - Exercise 217,865 427,345 104.00 21.30 4,640,524 9,102,448

2018-06-11 2018-06-07 4 NHF NexPoint Strategic Opportunities Fund
Common Stock M - Exercise 217,865 427,345 104.00 21.30 4,640,524 9,102,448

2018-06-11 2018-06-07 4 NHF NexPoint Strategic Opportunities Fund
Common Stock M - Exercise 43,573 65,078 202.62 21.30 928,105 1,386,161

2018-06-11 2018-06-07 4 NHF NexPoint Strategic Opportunities Fund
Common Stock M - Exercise 43,573 65,078 202.62 21.30 928,105 1,386,161

2018-06-11 2018-06-07 4 NHF NexPoint Strategic Opportunities Fund
Common Stock M - Exercise 43,573 65,078 202.62 21.30 928,105 1,386,161

2018-05-31 2018-05-29 4 NONE NEXPOINT HEALTHCARE OPPORTUNITIES FUND
Class Z Shares of Beneficial Interest P - Purchase 50 50 20.00 1,000 1,000

2018-05-31 2018-05-29 4 NONE NEXPOINT HEALTHCARE OPPORTUNITIES FUND
Class A Shares of Beneficial Interest P - Purchase 2,500 2,500 20.00 50,000 50,000

2018-05-31 2018-05-29 4 NONE NEXPOINT HEALTHCARE OPPORTUNITIES FUND
Class C Shares of Beneficial Interest P - Purchase 2,500 2,500 20.00 50,000 50,000

2018-05-30 3 NONE NEXPOINT HEALTHCARE OPPORTUNITIES FUND
Shares of Beneficial Interest 0

2018-05-23 2018-05-21 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 20,817 2,443,991 0.86 27.62 575,000 67,508,656

2018-05-08 2018-05-07 4 "NHF" NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 65,900 449,542 17.18 24.26 1,598,919 10,907,148

2018-05-08 2018-05-07 4 "NHF" NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 17,100 383,642 4.67 24.44 417,873 9,375,060

2018-05-07 2018-05-03 4 "NHF" NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 13,021 366,542 3.68 24.46 318,505 8,965,947

2018-05-07 2018-05-03 4 "NHF" NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 180,979 353,521 104.89 24.32 4,400,848 8,596,535

2018-05-02 2018-05-01 4 "NHF" NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 13,864 172,542 8.74 24.06 333,600 4,151,757

2018-05-02 2018-05-01 4 "NHF" NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 21,136 158,678 15.37 23.98 506,797 3,804,765

2018-05-02 2018-04-30 4 "NHF" NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 20,649 137,542 17.66 24.06 496,720 3,308,628

2018-05-02 2018-04-30 4 "NHF" NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 5,000 116,893 4.47 23.84 119,195 2,786,612

2018-04-30 2018-04-27 4 "NHF" NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 10,000 111,893 9.81 23.82 238,223 2,665,549

2018-04-30 2018-04-27 4 "NHF" NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 6,351 101,893 6.65 23.90 151,774 2,434,998

2018-04-30 2018-04-26 4 "NHF" NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 20,250 95,542 26.90 23.80 481,914 2,273,728

2018-04-30 2018-04-26 4 "NHF" NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 50,000 75,292 197.69 23.84 1,192,245 1,795,330

2018-04-26 2018-04-25 4 "NHF" NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 10,300 25,292 68.70 23.49 241,958 594,137

2018-04-26 2018-04-24 4 "NHF" NexPoint Strategic Opportunities Fund
Common Stock P - Purchase 12,336 14,992 464.46 23.28 287,156 348,982

2018-04-19 2018-04-17 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 25,553 2,396,575 1.08 25.95 663,156 62,196,863

2018-04-17 2018-04-13 4 JCAP Jernigan Capital, Inc.
Common Stock A - Award 120,028 263,803 83.48

2018-03-21 2018-03-19 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 19,898 2,392,678 0.84 25.13 500,000 60,123,931

2018-03-19 2018-03-16 4 NXRT NexPoint Residential Trust, Inc.
Restricted Stock Units M - Exercise -17,820 35,641 -33.33

2018-03-19 2018-03-16 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 17,820 48,925 57.29

2018-02-28 2018-02-26 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 20,938 2,369,795 0.89 23.88 500,000 56,590,242

2018-02-20 2018-02-15 4 NXRT NexPoint Residential Trust, Inc.
Restricted Stock Units A - Award 65,772 65,772

2018-01-24 2018-01-23 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 12,512 2,345,885 0.54 27.76 347,391 65,132,553

2018-01-24 2018-01-22 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 18,437 2,333,373 0.80 27.12 500,000 63,278,736

2018-01-23 2018-01-22 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 17,400 2,307,116 0.76 27.38 476,334 63,158,464

2018-01-23 2018-01-19 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 7,388 2,289,716 0.32 26.90 198,748 61,596,576

2018-01-19 2018-01-17 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 18,700 2,282,328 0.83 26.98 504,505 61,574,709

2018-01-17 2018-01-12 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 1,000 20,662 5.09 26.87 26,868 555,147

2018-01-16 2018-01-12 4 JCAP Jernigan Capital, Inc.
Common Stock A - Award 2,222 143,775 1.57

2018-01-12 2018-01-10 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 22,235 2,263,628 0.99 27.34 607,969 61,894,161

2018-01-10 2018-01-09 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 10,286 2,241,393 0.46 27.69 284,779 62,055,437

2018-01-10 2018-01-08 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 3,779 2,231,107 0.17 27.68 104,607 61,759,726

2017-12-29 2017-12-28 4 JCAP Jernigan Capital, Inc.
Common Stock S - Sale -23,000 141,553 -13.98 19.27 -443,210 2,727,726

2017-12-20 2017-12-18 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 316,174 2,227,328 16.54 26.62 8,416,548 59,291,478

2017-12-20 2017-12-18 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other -316,174 1,611,275 -16.40 26.62 -8,416,548 42,892,148

2017-12-20 2017-12-18 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 10,000 1,911,154 0.53 28.50 285,025 54,472,678

2017-12-15 2017-12-14 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 18,000 1,901,154 0.96 26.65 479,754 50,671,468

2017-12-15 2017-12-14 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 20,028 1,883,154 1.07 27.46 550,000 51,714,244

2017-11-22 2017-11-21 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 19,811 1,863,126 1.07 27.76 550,001 51,725,604

2017-11-20 2017-11-17 4 JCAP Jernigan Capital, Inc.
Common Stock S - Sale -48,900 207,379 -19.08 20.21 -988,430 4,191,814

2017-10-25 2017-10-23 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 25,572 1,843,316 1.41 23.96 612,726 44,167,687

2017-10-16 2017-10-12 4 PCO Pendrell Corp
Class A Common Stock S - Sale -5,269 1,255,965 -0.42 6.65 -35,039 8,352,167

2017-10-16 2017-10-12 4 PCO Pendrell Corp
Class A Common Stock S - Sale -12,650 1,261,234 -0.99 6.65 -84,122 8,387,206

2017-10-13 2017-10-13 4 JCAP Jernigan Capital, Inc.
Common Stock A - Award 6,703 164,553 4.25

2017-10-12 2017-10-10 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 1,100 19,500 5.98 23.37 25,707 455,715

2017-10-03 2017-09-30 4 PCO Pendrell Corp
Class A Common Stock P - Purchase 704,267 704,267 6.83 4,810,144 4,810,144

2017-10-03 2017-09-30 4 PCO Pendrell Corp
Class A Common Stock P - Purchase 704,267 704,267 6.83 4,810,144 4,810,144

2017-10-03 2017-09-30 4 PCO Pendrell Corp
Class A Common Stock S - Sale -704,267 0 -100.00 6.83 -4,810,144

2017-10-03 2017-09-30 4 PCO Pendrell Corp
Class A Common Stock S - Sale -704,267 3,090,342 -18.56 6.83 -4,810,144 21,107,036

2017-09-18 2017-09-15 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 1,000 18,400 5.75 23.48 23,477 431,973

2017-09-18 2017-09-14 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 23,070 1,822,284 1.28 23.84 550,000 43,444,881

2017-08-15 2017-08-11 4 NXRT NexPoint Residential Trust, Inc.
Restricted Stock Units M - Exercise -25,523 25,523 -50.00

2017-08-15 2017-08-11 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 2,000 17,400 12.99 23.30 46,597 405,396

2017-08-15 2017-08-11 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale -220,527 1,806,823 -10.88 23.20 -5,116,226 41,918,289

2017-08-15 2017-08-11 4 NXRT NexPoint Residential Trust, Inc.
Common Stock M - Exercise 25,523 30,725 490.64

2017-08-15 2017-08-11 4 NRESF NEXPOINT REAL ESTATE STRATEGIES FUND
Class Z Shares of Beneficial Interest S - Sale 96,400 51,474 -214.58 20.57 1,982,940 1,058,817

2017-08-15 2017-08-11 4 "NHF" NexPoint Credit Strategies Fund
Common Stock S - Sale -100 1,046,844 -0.01 21.94 -2,194 22,967,747

2017-08-15 2017-08-11 4 "NHF" NexPoint Credit Strategies Fund
Common Stock S - Sale -165,395 1,046,944 -13.64 21.94 -3,628,766 22,969,941

2017-08-10 2017-08-08 4 PCO Pendrell Corp
Class A Common Stock S - Sale -7,623 1,273,884 -0.59 6.42 -48,950 8,179,991

2017-08-10 2017-08-07 4 PCO Pendrell Corp
Class A Common Stock S - Sale -1,805 1,281,507 -0.14 6.50 -11,740 8,335,434

2017-08-09 2017-08-07 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 12,600 54,500 30.07 23.81 300,006 1,297,645

2017-08-07 2017-08-04 4 PCO Pendrell Corp
Class A Common Stock S - Sale -5,795 1,283,312 -0.45 6.67 -38,671 8,563,669

2017-08-07 2017-08-03 4 PCO Pendrell Corp
Class A Common Stock S - Sale -19,308 1,289,107 -1.48 6.70 -129,304 8,633,021

2017-08-07 2017-08-03 4 PCO Pendrell Corp
Class A Common Stock S - Sale -8,897 1,308,415 -0.68 6.70 -59,597 8,764,549

2017-08-07 2017-08-03 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 41,900 41,900 24.28 1,017,479 1,017,479

2017-08-02 2017-08-01 4 PCO Pendrell Corp
Class A Common Stock S - Sale -49,497 1,317,312 -3.62 6.88 -340,539 9,063,107

2017-08-02 2017-07-31 4 PCO Pendrell Corp
Class A Common Stock S - Sale -900 1,366,809 -0.07 6.99 -6,291 9,553,995

2017-08-02 2017-07-31 4 PCO Pendrell Corp
Class A Common Stock S - Sale -21,103 1,367,709 -1.52 6.98 -147,299 9,546,609

2017-06-27 2017-06-27 4 JCAP Jernigan Capital, Inc.
Common Stock P - Purchase 100,000 157,850 172.86 22.00 2,200,000 3,472,700

2017-06-14 2017-06-13 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 21,460 2,082,895 1.04 25.63 550,000 53,383,358

2017-06-05 2047-05-24 4 "NHF" NexPoint Credit Strategies Fund
Common Stock X - Other 33 1,178,232 0.00 20.93 691 24,660,393

2017-06-05 2017-06-01 4 "NHF" NexPoint Credit Strategies Fund
Subscription Rights (right to buy) X - Other -7,946 0 -100.00

2017-06-05 2017-06-01 4 "NHF" NexPoint Credit Strategies Fund
Subscription Rights (right to buy) X - Other -2,124 0 -100.00

2017-06-05 2017-06-01 4 "NHF" NexPoint Credit Strategies Fund
Subscription Rights (right to buy) X - Other -8,159 0 -100.00

2017-06-05 2017-06-01 4 "NHF" NexPoint Credit Strategies Fund
Common Stock X - Other 7,946 37,226 27.14 20.93 166,310 779,135

2017-06-05 2017-06-01 4 "NHF" NexPoint Credit Strategies Fund
Common Stock X - Other 2,124 2,656 399.25 20.93 44,455 55,590

2017-06-05 2017-06-01 4 "NHF" NexPoint Credit Strategies Fund
Common Stock X - Other 8,159 1,186,391 0.69 20.93 170,768 24,831,161

2017-06-05 2017-05-24 4 "NHF" NexPoint Credit Strategies Fund
Subscription Rights (right to buy) X - Other -132 0 -100.00

2017-06-05 2017-05-24 4 "NHF" NexPoint Credit Strategies Fund
Subscription Rights (right to buy) X - Other -33 0 -100.00

2017-06-05 2017-05-24 4 "NHF" NexPoint Credit Strategies Fund
Common Stock X - Other 132 532 33.00 20.93 2,763 11,135

2017-06-05 2017-05-22 4 "NHF" NexPoint Credit Strategies Fund
Subscription Rights (right to buy) X - Other -46,100 0 -100.00

2017-06-05 2017-05-22 4 "NHF" NexPoint Credit Strategies Fund
Subscription Rights (right to buy) X - Other -22,348 0 -100.00

2017-06-05 2017-05-22 4 "NHF" NexPoint Credit Strategies Fund
Common Stock X - Other 46,100 2,335,835 2.01 20.93 964,873 48,889,016

2017-06-05 2017-05-22 4 "NHF" NexPoint Credit Strategies Fund
Common Stock X - Other 22,348 1,178,199 1.93 20.93 467,744 24,659,703

2017-06-05 2017-05-19 4 "NHF" NexPoint Credit Strategies Fund
Subscription Rights (right to buy) X - Other -7,226 0 -100.00

2017-06-05 2017-05-19 4 "NHF" NexPoint Credit Strategies Fund
Subscription Rights (right to buy) X - Other -140,697 0 -100.00

2017-06-05 2017-05-19 4 "NHF" NexPoint Credit Strategies Fund
Common Stock X - Other 7,226 29,280 32.77 20.93 151,240 612,826

2017-06-05 2017-05-19 4 "NHF" NexPoint Credit Strategies Fund
Common Stock X - Other 140,697 1,155,851 13.86 20.93 2,944,788 24,191,959

2017-05-23 2017-05-19 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 21,933 2,061,436 1.08 25.08 550,000 51,693,590

2017-05-02 2017-05-02 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 100 1,011,085 0.01 23.44 2,344 23,699,843

2017-05-02 2017-05-01 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 100 1,010,985 0.01 23.36 2,336 23,616,620

2017-05-02 2017-04-28 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 400 400 23.48 9,392 9,392

2017-05-02 2017-04-28 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 200 1,010,885 0.02 23.48 4,696 23,735,591

2017-04-21 2017-04-19 4 "NHF" NexPoint Credit Strategies Fund
Common Stock J - Other 25,239 1,010,685 2.56 22.83 576,199 23,073,949

2017-04-20 2017-04-14 4 JCAP Jernigan Capital, Inc.
Common Stock A - Award 16,497 57,850 39.89 22.49 371,018 1,301,046

2017-04-17 2017-04-13 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 48,400 2,038,779 2.43 24.73 1,197,115 50,426,953

2017-04-03 2017-03-30 4 PCO Pendrell Corp
Class A Common Stock S - Sale -1,859 1,388,815 -0.13 6.43 -11,954 8,930,636

2017-03-17 2017-03-16 4 NXRT NexPoint Residential Trust, Inc.
Restricted Stock Units A - Award 53,461 53,461

2017-03-09 2017-03-07 4 "NHF" NexPoint Credit Strategies Fund
Common Stock J - Other 24,298 982,157 2.54 23.49 570,758 23,070,874

2017-02-21 2017-02-16 4 "NHF" NexPoint Credit Strategies Fund
Common Stock J - Other 45,281 954,671 4.98 23.43 1,060,926 22,367,942

2017-02-21 2017-02-16 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 23,497 1,989,504 1.20 23.41 550,000 46,569,105

2017-02-17 2017-02-15 4 JCAP Jernigan Capital, Inc.
Common Stock A - Award 41,353 41,353 19.89 822,511 822,511

2017-01-24 2017-01-20 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 39,419 1,966,007 2.05 23.01 906,870 45,229,950

2016-12-23 2016-12-21 4 "NHF" NexPoint Credit Strategies Fund
Common Stock J - Other 46,515 901,181 5.44 22.57 1,050,051 20,343,532

2016-12-16 2016-12-15 4 "NHF" NexPoint Credit Strategies Fund
Common Stock G - Gift -43,398 0 -100.00

2016-12-15 2016-12-15 4 NXRT NexPoint Residential Trust, Inc.
Common Stock G - Gift -50,156 0 -100.00

2016-12-15 2016-12-13 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 53,028 1,926,588 2.83 20.74 1,100,000 39,964,946

2016-12-13 2016-12-13 4 JCAP Jernigan Capital, Inc.
Common Stock P - Purchase 79,000 256,279 44.56 19.00 1,501,000 4,869,301

2016-11-23 2016-11-21 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 55,572 1,873,560 3.06 19.79 1,100,000 37,085,251

2016-11-23 2016-11-21 4 "NHF" NexPoint Credit Strategies Fund
Common Stock J - Other 49,382 849,173 6.17 21.20 1,047,003 18,004,257

2016-11-23 2016-11-21 4 "NHF" NexPoint Credit Strategies Fund
Common Stock J - Other 49,382 849,173 6.17 21.20 1,047,003 18,004,257

2016-11-21 2016-11-17 4 NRESF NEXPOINT REAL ESTATE STRATEGIES FUND
Class Z Shares of Beneficial Interest P - Purchase 94,059 144,210 187.55 20.20 1,900,000 2,913,039

2016-11-18 2016-11-16 4 JCAP Jernigan Capital, Inc.
Common Stock S - Sale -1,114 177,279 -0.62 18.50 -20,610 3,279,821

2016-10-24 2016-10-20 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 62,182 1,816,970 3.54 18.30 1,137,939 33,250,910

2016-10-24 2016-10-20 4 "NHF" NexPoint Credit Strategies Fund
Common Stock J - Other 46,982 793,036 6.30 22.02 1,034,579 17,463,288

2016-09-22 2016-09-21 4 "NHF" NexPoint Credit Strategies Fund
Common Stock J - Other 46,580 740,436 6.71 21.95 1,022,262 16,249,978

2016-09-15 2016-09-13 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 54,137 1,754,788 3.18 20.32 1,100,000 35,655,537

2016-09-13 2016-09-09 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 7,600 15,400 97.44 19.74 150,022 303,993

2016-08-25 2016-08-23 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 52,755 1,699,820 3.20 20.85 1,100,000 35,443,450

2016-08-25 2016-08-23 4 "NHF" NexPoint Credit Strategies Fund
Common Stock J - Other 45,829 688,292 7.13 22.04 1,010,143 15,171,136

2016-08-18 2016-08-17 4 RLYP Relypsa Inc
Common stock, par value $0.001 per share P - Purchase 500 128,500 0.39 31.92 15,960 4,101,848

2016-08-15 2016-08-11 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 7,800 7,800 19.25 150,150 150,150

2016-08-15 2016-08-11 4 RLYP Relypsa Inc
Option to purchase Common stock, par value $0.001 per share P - Purchase 5,000 65,799 8.22 0.15 750 9,870

2016-08-15 2016-08-11 4 RLYP Relypsa Inc
Common stock, par value $0.001 per share S - Sale -37,000 128,000 -22.42 31.96 -1,182,520 4,090,880

2016-08-12 2016-08-11 4 NXRT NexPoint Residential Trust, Inc.
Restricted Stock Units A - Award 51,046 51,046

2016-08-10 3 JCAP Jernigan Capital, Inc.
Common Stock 356,786

2016-08-10 3 JCAP Jernigan Capital, Inc.
Common Stock 356,786

2016-08-09 2016-08-05 4 RLYP Relypsa Inc
Option to purchase Common stock, par value $0.001 per share P - Purchase 3,300 60,799 5.74 0.15 495 9,120

2016-08-08 3 RLYP Relypsa Inc
Common stock, par value $0.001 per share 330,000

2016-08-08 3 RLYP Relypsa Inc
Common stock, par value $0.001 per share 330,000

2016-07-22 2016-07-20 4 NONE NEXPOINT REAL ESTATE STRATEGIES FUND
Class A Shares of Beneficial Interest P - Purchase 50 50 20.00 1,000 1,000

2016-07-22 2016-07-20 4 NONE NEXPOINT REAL ESTATE STRATEGIES FUND
Class C Shares of Beneficial Interest P - Purchase 50 50 20.00 1,000 1,000

2016-07-22 2016-07-20 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 23,028 1,646,951 1.42 19.48 448,480 32,074,540

2016-07-22 2016-07-20 4 "NHF" NexPoint Credit Strategies Fund
Common Stock J - Other 18,765 635,011 3.04 21.59 405,169 13,711,231

2016-07-14 2016-07-12 4 NONE NEXPOINT REAL ESTATE STRATEGIES FUND
Class Z Shares of Beneficial Interest P - Purchase 50,150 50,150 20.00 1,003,009 1,003,009

2016-07-01 3 NONE NEXPOINT REAL ESTATE STRATEGIES FUND
Class Z Shares of Beneficial Interest 10,175

2016-07-01 3 NONE NEXPOINT REAL ESTATE STRATEGIES FUND
Class Z Shares of Beneficial Interest 10,175

2016-06-24 2016-06-22 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 28,735 1,623,923 1.80 15.31 440,000 24,865,995

2016-06-23 2016-06-21 4 "NHF" NexPoint Credit Strategies Fund
Common Stock J - Other 18,399 615,418 3.08 21.76 400,312 13,389,830

2016-05-24 2016-05-20 4 "NHF" NexPoint Credit Strategies Fund
Common Stock J - Other 27,223 2,022,612 1.36 19.98 543,918 40,412,392

2016-05-24 2016-05-20 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 28,268 1,848,073 1.55 14.15 400,000 26,150,601

2016-04-22 2016-04-20 4 "NHF" NexPoint Credit Strategies Fund
Common Stock J - Other 28,941 1,974,161 1.49 18.52 535,987 36,561,461

2016-04-22 2016-04-20 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 41,979 1,816,978 2.36 14.14 593,619 25,693,885

2016-03-24 2016-03-22 4 "NHF" NexPoint Credit Strategies Fund
Common Stock J - Other 28,348 1,922,523 1.50 18.62 527,954 35,804,499

2016-03-18 2016-03-16 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 31,399 1,769,567 1.81 12.74 400,000 22,542,695

2016-02-22 2016-02-18 4 "NHF" NexPoint Credit Strategies Fund
Common Stock J - Other 51,834 1,871,276 2.85 17.63 913,835 32,990,964

2016-02-16 2016-02-11 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 7,500 7,500 10.98 82,350 82,350

2016-01-22 2016-01-20 4 "NHF" NexPoint Credit Strategies Fund
Common Stock J - Other 47,372 1,794,960 2.71 19.02 901,009 34,140,138

2015-12-29 2015-12-24 4 "NHF" NexPoint Credit Strategies Fund
Common Stock S - Sale 0 589,800 0.00

2015-12-29 2015-12-24 4 NXRT NexPoint Residential Trust, Inc.
Common Stock S - Sale 0 1,592,994 0.00

2015-12-29 2015-12-24 4 PCO Pendrell Corp
Class A Common Stock S - Sale 0 42,992,527 0.00

2015-12-23 2015-12-22 4 "NHF" NexPoint Credit Strategies Fund
Common Stock J - Other 42,312 1,711,916 2.53 21.02 889,390 35,984,475

2015-11-23 2015-11-19 4 "NHF" NexPoint Credit Strategies Fund
Common Stock J - Other 38,992 1,663,894 2.40 22.54 878,876 37,504,161

2015-10-26 2015-10-22 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 36,295 1,606,209 2.31 23.94 868,909 38,452,635

2015-09-23 2015-09-21 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 170,332 5,969,253 2.94 6.09 1,037,323 36,352,750

2015-08-24 2015-08-20 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 174,545 5,776,625 3.12 6.51 1,136,829 37,623,736

2015-08-17 2015-08-13 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 5,100 1,635,789 0.31 12.56 64,056 20,545,510

2015-08-04 2015-08-03 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 10,282 2,397,711 0.43 6.74 69,301 16,160,571

2015-08-04 2015-07-31 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 18,573 5,581,425 0.33 7.18 133,299 40,059,006

2015-08-04 2015-07-31 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 156,927 5,562,853 2.90 7.18 1,126,299 39,925,707

2015-07-02 2015-07-01 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 22,799 1,630,689 1.42 13.53 308,452 22,061,918

2015-07-02 2015-07-01 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 6,360 2,409,833 0.26 7.40 47,077 17,837,586

2015-07-02 2015-07-01 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 3,100 2,403,473 0.13 7.29 22,610 17,529,732

2015-07-02 2015-07-01 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 27,145 2,400,373 1.14 7.40 200,927 17,767,563

2015-06-26 2015-06-26 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 14,466 5,405,925 0.27 7.72 111,675 41,734,285

2015-06-26 2015-06-26 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 144,655 5,391,460 2.76 7.72 1,116,752 41,622,610

2015-06-04 2015-06-03 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 24,788 2,341,990 1.07 7.96 197,253 18,636,620

2015-06-04 2015-06-02 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 8,050 2,317,202 0.35 7.95 64,023 18,429,171

2015-06-04 2015-06-02 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 126 55,177 0.23 7.91 993 436,450

2015-05-26 2015-05-21 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 140,276 5,246,805 2.75 7.90 1,107,493 41,424,049

2015-05-26 2015-05-21 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 126 54,639 0.23 7.94 1,002 433,831

2015-05-04 2015-05-01 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 8,695 2,305,042 0.38 7.86 68,372 18,125,468

2015-04-29 2014-10-08 4 NONE NexPoint Capital, Inc.
Common Stock, par value $0.001 per share P - Purchase 652,174 1,108,693 142.86 9.20 6,000,000 10,199,978

2015-04-29 2014-09-02 4 NONE NexPoint Capital, Inc.
Common Stock, par value $0.001 per share P - Purchase 434,780 456,519 1,999.99 9.20 3,999,977 4,199,977

2015-04-29 2015-04-27 4 "NHF" NexPoint Credit Strategies Fund
Common Stock J - Other 139,471 5,092,501 2.82 7.87 1,097,859 40,086,133

2015-04-29 2015-04-23 4 "NHF" NexPoint Credit Strategies Fund
Common Stock J - Other 125 54,384 0.23 7.94 991 431,811

2015-04-29 3/A N/A NexPoint Capital, Inc.
Common Stock, par value $0.001 per share 21,739

2015-04-28 2015-04-24 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 142,750 1,607,890 9.74 13.98 1,995,331 22,474,765

2015-04-24 2015-04-23 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 144,000 1,465,140 10.90 13.90 2,002,277 20,372,332

2015-04-23 2015-04-21 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 213,700 1,321,140 19.30 13.99 2,989,791 18,483,541

2015-04-21 2015-04-17 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 114,500 1,107,440 11.53 14.00 1,603,218 15,506,264

2015-04-15 2015-04-13 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 132 54,259 0.24 7.60 1,000 412,371

2015-04-15 2015-04-13 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 0 54,128 0.00 7.60 0 411,371

2015-04-14 2015-04-13 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 39,755 992,920 4.17 13.85 550,428 13,747,474

2015-04-08 2015-04-06 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 143,044 953,165 17.66 14.46 2,068,259 13,781,717

2015-04-02 2015-04-02 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 35,951 810,121 4.64 13.60 489,027 11,019,752

2015-04-02 2015-04-01 4 NXRT NexPoint Residential Trust, Inc.
Common Stock P - Purchase 13,928 774,170 1.83 13.85 192,887 10,721,403

2015-04-02 2015-04-01 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 8,855 1,389,859 0.64 7.59 67,171 10,543,052

2015-03-25 2015-03-23 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 66,556 66,556

2015-03-25 2015-03-23 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 3,978 3,978

2015-03-25 2015-03-23 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 194 194

2015-03-25 2015-03-23 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 220,527 220,527

2015-03-25 2015-03-23 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 9,127 9,127

2015-03-25 2015-03-23 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 459,860 459,860

2015-03-25 2015-03-23 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 45,607 45,607

2015-03-25 2015-03-23 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 1,641,722 1,641,722

2015-03-25 2015-03-23 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 17,901 17,901

2015-03-25 2015-03-23 4 NXRT NexPoint Residential Trust, Inc.
Common Stock J - Other 4,654 4,654

2015-03-25 2015-03-24 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 97,835 4,935,988 2.02 11.95 1,168,740 58,965,315

2015-03-23 2015-03-20 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 84 67,669 0.12 11.93 1,000 807,290

2015-03-23 2015-03-20 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 67 67,585 0.10 11.93 800 806,290

2015-03-23 2015-03-10 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 86 14,557,028 0.00 11.63 1,000 169,298,230

2015-03-23 2015-03-10 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 86 67,253 0.13 11.63 1,000 782,157

2015-03-18 3 NXRT NexPoint Residential Trust, Inc.
Common Stock 0

2015-03-04 2015-03-02 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 5,795 1,379,581 0.42 11.58 67,117 15,978,164

2015-02-26 2015-02-25 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 100,692 4,827,335 2.13 11.54 1,162,030 55,709,855

2015-02-26 2015-02-24 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 87 67,009 0.13 11.43 1,000 765,916

2015-02-26 2015-02-24 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 87 67,009 0.13 11.43 1,000 765,916

2015-02-06 2015-02-05 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 90 66,467 0.14 11.49 1,034 763,949

2015-02-06 2015-02-04 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 5,890 1,372,321 0.43 11.40 67,171 15,650,220

2015-02-06 2014-02-05 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 90 66,557 0.14 11.49 1,034 764,982

2015-02-03 2015-01-30 4 NONE NexPoint Capital, Inc.
Common Stock, par value $0.001 per share P - Purchase 336,957 1,724,891 24.28 9.20 3,100,000 15,868,999

2015-01-29 2015-01-27 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 102,037 4,715,508 2.21 11.32 1,155,156 53,384,263

2015-01-29 2015-01-27 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 87 66,027 0.13 11.49 999 758,888

2015-01-29 2015-01-27 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 87 66,027 0.13 11.49 999 758,888

2015-01-07 2015-01-06 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 86,900 4,600,932 1.93 10.92 949,288 50,260,126

2015-01-07 2015-01-05 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 5,900 1,364,931 0.43 11.23 66,268 15,330,634

2014-12-29 2014-12-24 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 67 65,779 0.10 10.89 730 716,336

2014-12-10 2014-12-10 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 65 65,436 0.10 11.20 730 732,885

2014-12-02 2014-12-01 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 278,818 4,503,139 6.60 11.23 3,130,629 50,562,141

2014-12-02 2014-12-01 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 7,250 1,358,697 0.54 11.16 80,883 15,158,036

2014-11-21 2014-11-21 4 "NHF" NexPoint Credit Strategies Fund
Common Stock P - Purchase 65 65,297 0.10 11.32 731 739,158

2014-11-18 2014-11-14 4 NONE NexPoint Capital, Inc.
Common Stock, par value $0.001 per share P - Purchase 271,739 1,380,432 24.51 9.20 2,500,000 12,699,978

2014-11-07 2014-11-07 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 67 64,958 0.10 10.89 731 707,394

2014-11-05 2014-11-03 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 7,380 1,351,447 0.55 10.91 80,519 14,744,832

2014-10-28 2014-10-24 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 120,313 4,192,142 2.95 10.34 1,244,037 43,346,751

2014-10-24 2014-10-17 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 70 64,815 0.11 10.39 730 673,430

2014-10-24 2014-10-07 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 68 64,476 0.11 10.69 731 689,251

2014-10-24 2014-09-26 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 0 64,332 0.00 10.80 0 694,787

2014-10-24 2014-09-17 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 66 64,332 0.10 11.21 737 721,163

2014-10-24 2014-09-04 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 4,535 64,065 7.62 11.53 52,289 738,674

2014-10-24 2014-09-04 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 1 59,530 0.00 11.53 11 686,386

2014-10-24 2014-09-03 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 7,769 59,529 15.01 11.50 89,346 684,589

2014-10-24 2014-09-03 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 16,843 51,760 48.24 11.50 193,694 595,242

2014-10-24 2014-09-03 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 2,566 34,917 7.93 11.50 29,507 401,548

2014-10-24 2014-09-03 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 5,303 32,351 19.60 11.50 60,982 372,041

2014-10-24 2014-08-06 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 0 26,910 0.00 11.51 0 309,730

2014-10-24 2014-08-06 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 0 26,910 0.00 11.51 1 309,729

2014-10-24 2014-08-06 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 63 26,910 0.24 11.51 729 309,729

2014-10-24 2014-07-24 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 0 26,779 0.00 12.20 3 326,708

2014-10-24 2014-07-18 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 118 26,779 0.44 12.36 1,458 330,990

2014-10-24 2014-06-19 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 124 26,530 0.47 11.81 1,459 313,318

2014-10-24 2014-06-03 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 0 26,337 0.00 11.42 0 300,769

2014-10-24 2014-05-23 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 128 26,267 0.49 11.37 1,461 298,651

2014-10-24 2014-04-25 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 82 26,012 0.32 11.39 933 296,272

2014-10-24 2014-04-24 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 47 25,930 0.18 11.24 527 291,451

2014-10-24 2014-03-26 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 56 25,756 0.22 11.35 639 292,334

2014-10-24 2013-12-02 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 2,560 1,323,915 0.19 8.92 22,823 11,802,970

2014-10-24 2013-11-01 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 2,754 1,321,355 0.21 8.23 22,657 10,870,659

2014-10-24 2013-10-02 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 2,883 1,318,601 0.22 7.93 22,848 10,450,048

2014-10-24 2013-09-04 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 2,982 1,315,718 0.23 7.51 22,399 9,883,019

2014-10-24 2013-08-01 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 57 1,312,736 0.00 7.81 445 10,257,328

2014-10-24 2013-08-01 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 2,800 1,312,679 0.21 7.81 21,861 10,248,744

2014-10-24 2013-07-01 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 2,750 1,309,879 0.21 7.95 21,858 10,411,314

2014-10-24 2013-06-10 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 2,477 1,307,129 0.19 8.00 19,808 10,452,852

2014-10-24 2009-07-31 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 154 582 36.10 54.79 8,457 31,885

2014-10-24 2008-04-08 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 5,721 1,304,652 0.44 17.73 101,441 23,133,313

2014-10-24 2008-04-08 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 6,801 1,298,931 0.53 6.56 44,619 8,521,899

2014-10-24 2008-04-08 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 16,260 1,292,130 1.27 24.18 393,203 31,246,555

2014-10-24 2008-04-04 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 20,760 1,275,870 1.65 16.91 351,066 21,575,861

2014-10-24 2008-04-03 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 16,146 1,255,110 1.30 16.91 272,951 21,217,892

2014-10-24 2008-04-01 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 4,613 1,238,964 0.37 15.46 71,312 19,153,026

2014-10-24 2008-04-01 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 10,132 1,234,351 0.83 16.58 167,955 20,461,473

2014-10-24 2008-03-31 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 16,677 1,224,219 1.38 15.17 253,057 18,576,305

2014-10-24 2008-03-28 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 1,061 1,207,542 0.09 14.59 15,484 17,622,632

2014-10-24 2014-08-22 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 152 26,415 0.58 11.54 1,749 304,754

2014-10-24 2014-07-23 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 141 26,263 0.54 12.33 1,739 323,901

2014-10-24 2014-06-23 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 147 26,122 0.57 11.54 1,695 301,378

2014-10-24 2014-05-23 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 136 25,975 0.53 11.59 1,577 301,130

2014-10-24 2014-04-23 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 140 25,839 0.55 11.18 1,570 288,824

2014-10-24 2014-03-24 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 136 25,699 0.53 11.52 1,562 296,110

2014-10-24 2014-02-19 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 133 25,563 0.52 10.63 1,412 271,738

2014-10-24 2014-01-24 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 142 25,430 0.56 9.90 1,405 251,797

2014-10-24 2013-12-23 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 15 25,289 0.06 9.09 139 229,802

2014-10-24 2013-12-01 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 138 25,273 0.55 9.09 1,258 229,663

2014-10-24 2013-11-22 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 159 25,135 0.64 8.73 1,387 219,409

2014-10-24 2013-11-01 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 176 24,976 0.71 8.73 1,534 218,022

2014-10-24 2013-09-23 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 180 24,800 0.73 7.59 1,367 188,159

2014-10-24 2013-08-22 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 178 24,620 0.73 7.61 1,357 187,269

2014-10-24 2013-07-24 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 173 24,441 0.71 7.81 1,348 190,915

2014-10-24 2013-06-25 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 151 24,269 0.63 7.95 1,204 192,882

2014-10-24 2013-05-28 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 137 24,117 0.57 8.11 1,108 195,525

2014-10-24 2013-04-25 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 144 23,981 0.60 7.64 1,101 183,314

2014-10-24 2013-03-26 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 122 23,837 0.51 7.51 913 178,945

2014-10-24 2013-02-25 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 128 23,715 0.54 7.18 917 170,240

2014-10-24 2013-01-29 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 132 23,588 0.56 6.90 912 162,787

2014-10-24 2012-12-20 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 144 23,455 0.62 6.46 933 151,549

2014-10-24 2012-11-20 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 136 23,311 0.59 6.57 892 153,090

2014-10-24 2012-10-19 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 130 23,175 0.57 6.85 893 158,794

2014-10-24 2012-09-20 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 2,277 23,045 10.96 6.75 15,377 155,640

2014-10-24 2012-08-31 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 20,768 20,768 6.69 138,938 138,938

2014-10-24 2014-02-06 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 0 25,478 0.00 10.52 1 268,030

2014-10-24 2014-02-06 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 0 25,478 0.00 10.52 2 268,029

2014-10-24 2014-02-06 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 486 25,478 1.94 10.52 5,111 268,026

2014-10-24 2014-01-24 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 547 24,870 2.25 10.05 5,499 249,940

2014-10-24 2014-01-24 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 73 24,323 0.30 10.05 730 244,441

2014-10-24 2014-01-24 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 92 24,250 0.38 10.05 929 243,711

2014-10-24 2014-01-10 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 128 24,097 0.54 9.80 1,257 236,150

2014-10-24 2013-12-05 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 82 23,843 0.35 8.69 716 207,197

2014-10-24 2013-11-19 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 81 23,688 0.34 9.03 729 213,906

2014-10-24 2013-11-18 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 2 23,608 0.01 8.88 18 209,636

2014-10-24 2013-11-08 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 87 23,545 0.37 8.40 730 197,775

2014-10-24 2013-10-17 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 93 23,380 0.40 7.80 725 182,365

2014-10-24 2013-10-02 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 93 23,222 0.40 7.85 730 182,289

2014-10-24 2013-09-17 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 96 23,045 0.42 7.61 730 175,375

2014-10-24 2013-09-04 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 194 22,883 0.85 7.54 1,461 172,535

2014-10-24 2013-08-06 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 0 22,540 0.00 7.63 1 171,977

2014-10-24 2013-08-02 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 93 22,539 0.41 7.80 726 175,808

2014-10-24 2013-07-17 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 24 22,446 0.11 7.84 191 175,980

2014-10-24 2013-07-17 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 159 22,422 0.72 7.98 1,270 178,928

2014-10-24 2013-06-19 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 92 22,043 0.42 7.93 730 174,801

2014-10-24 2013-06-04 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 93 21,901 0.42 7.84 726 171,702

2014-10-24 2013-03-26 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 166,512 4,058,459 4.28 7.51 1,250,021 30,467,258

2014-10-24 2013-02-25 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 23,862 3,891,947 0.62 7.18 171,297 27,938,343

2014-10-24 2013-01-29 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 3 21,542 0.01 6.99 21 150,577

2014-10-24 2013-01-28 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 4 21,539 0.02 7.06 28 152,064

2014-10-24 2012-12-20 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 2,884 21,471 15.52 6.71 19,352 144,072

2014-10-24 2012-12-17 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 3,073 18,587 19.81 6.70 20,589 124,535

2014-10-24 2012-12-17 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 3,073 15,514 24.70 6.65 20,435 103,170

2014-10-24 2012-12-17 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 3,073 12,441 32.80 6.61 20,313 82,237

2014-10-24 2009-01-01 4 NHF NexPoint Credit Strategies Fund
Common Stock A - Award 9,368 9,368 7.84 73,447 73,447

2014-10-24 2014-03-26 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 64 25,700 0.25 11.35 730 291,695

2014-10-24 2014-03-11 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 153 25,636 0.60 11.62 1,776 297,887

2014-10-24 2014-03-11 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 63 25,483 0.25 11.62 730 296,111

2014-10-24 2014-03-05 4 NHF NexPoint Credit Strategies Fund
Common Stock S - Sale -322 25,360 -1.25 11.33 -3,646 287,326

2014-10-24 2014-02-06 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 138 25,616 0.54 10.52 1,453 269,483

2014-10-03 2014-10-01 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 6,160 649,033 0.96 10.54 64,957 6,844,053

2014-09-25 2009-02-28 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 193 11,725 1.67 5.95 1,149 69,778

2014-09-25 2009-01-31 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 183 11,532 1.61 6.28 1,150 72,442

2014-09-25 2008-12-31 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 220 11,349 1.98 6.03 1,327 68,431

2014-09-25 2008-11-30 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 183 11,129 1.67 8.95 1,638 99,595

2014-09-25 2008-10-31 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 168 10,946 1.56 9.55 1,604 104,499

2014-09-25 2008-09-30 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 130 10,778 1.22 12.21 1,587 131,602

2014-09-25 2008-08-31 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 129 10,648 1.23 12.19 1,572 129,791

2014-09-25 2008-07-31 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 116 10,519 1.12 13.37 1,551 140,604

2014-09-25 2008-06-30 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 107 10,403 1.04 14.37 1,538 149,492

2014-09-25 2008-05-31 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 108 10,296 1.06 14.05 1,517 144,629

2014-09-25 2008-04-30 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 111 10,188 1.10 13.53 1,502 137,839

2014-09-25 2008-03-31 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 108 10,077 1.08 13.81 1,491 139,142

2014-09-25 2008-02-29 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 126 9,969 1.28 14.04 1,769 139,933

2014-09-25 2008-01-31 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 55 9,843 0.56 15.95 877 157,025

2014-09-25 2008-01-10 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 3,918 9,788 66.75 14.68 57,516 143,688

2014-09-25 2007-12-31 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 51 5,870 0.88 17.04 869 99,996

2014-09-25 2007-11-30 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 47 5,819 0.81 18.27 859 106,312

2014-09-25 2007-10-31 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 46 5,772 0.80 18.60 856 107,370

2014-09-25 2007-09-30 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 45 5,726 0.79 18.69 841 107,012

2014-09-25 2007-07-31 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 42 5,681 0.74 20.00 840 113,604

2014-09-25 2007-06-30 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 41 5,639 0.73 20.29 832 114,409

2014-09-25 2007-04-30 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 40 5,598 0.72 20.44 818 114,410

2014-09-25 2007-03-31 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 45 5,558 0.82 18.48 832 102,701

2014-09-25 2007-03-31 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 40 5,513 0.73 20.31 812 111,967

2014-09-25 2007-02-28 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 40 5,473 0.74 20.31 812 111,157

2014-09-25 2007-01-31 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 39 5,433 0.72 20.47 798 111,212

2014-09-25 2006-12-31 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 39 5,394 0.73 20.10 784 108,419

2014-09-25 2006-11-30 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 39 5,355 0.73 20.21 788 108,213

2014-09-25 2006-10-31 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 40 5,316 0.76 19.50 780 103,663

2014-09-25 2006-09-29 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 40 5,276 0.76 19.27 771 101,667

2014-09-25 2014-08-22 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 173,352 173,352 11.54 2,000,000 2,000,000

2014-09-25 2009-11-30 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 97 11,921 0.82 6.40 621 76,302

2014-09-25 2009-10-31 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 99 11,824 0.84 6.19 613 73,239

2014-09-23 2014-09-19 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 123,269 4,065,240 3.13 11.14 1,373,218 45,286,775

2014-09-04 2014-09-03 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 16,957 642,873 2.71 11.43 193,819 7,348,038

2014-08-22 2014-08-20 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 118,364 3,941,971 3.10 11.54 1,365,921 45,490,345

2014-08-18 3 N/A NexPoint Capital, Inc.
Common Stock, par value $0.001 per share 2,173,913

2014-08-18 3 N/A NexPoint Capital, Inc.
Common Stock, par value $0.001 per share 2,173,913

2014-07-25 2014-07-24 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 110,127 3,823,607 2.97 12.33 1,357,866 47,145,074

2014-06-30 2014-06-23 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 114,260 3,713,480 3.17 11.59 1,324,273 43,039,233

2014-06-04 2014-06-02 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 5,560 402,773 1.40 11.42 63,495 4,599,668

2014-05-28 2014-05-23 4/A NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 114,174 3,599,220 3.28 11.59 1,323,596 41,725,038

2014-05-27 2014-05-23 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 114,174 3,599,220 3.28 1,323,611.27 151,121,993,141 4,763,968,155,209

2014-05-01 2014-05-01 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 5,170 397,213 1.32 11.25 58,162 4,468,646

2014-04-21 2014-04-17 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 117,768 3,485,046 3.50 11.18 1,316,288 38,952,359

2014-03-25 2014-03-24 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 113,643 3,367,279 3.49 11.52 1,309,164 38,791,054

2014-03-05 2014-03-03 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 41,617 392,043 11.88 11.12 462,781 4,359,518

2014-02-19 2014-02-18 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 120,854 3,253,637 3.86 10.63 1,284,678 34,586,161

2014-02-14 2013-07-19 5 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 15,692 3,003,681 0.53 7.81 122,555 23,458,749

2014-02-14 2013-06-20 5 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 15,082 3,003,681 0.50 7.95 119,867 23,872,355

2014-02-14 2013-05-22 5 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 23,917 3,003,681 0.80 8.12 194,106 24,377,274

2014-02-14 2013-04-22 5 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 15,419 3,003,681 0.52 7.64 117,801 22,948,123

2014-02-14 2013-03-21 5 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 166,505 3,003,681 5.87 7.51 1,249,970 22,548,934

2014-02-14 2013-02-22 5 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 23,746 3,003,681 0.80 7.18 170,461 21,561,924

2014-02-14 2012-12-17 5 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 18,102 3,003,681 0.61 6.46 116,961 19,407,384

2014-02-14 2012-11-15 5 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 34,134 3,003,681 1.15 6.57 224,168 19,726,074

2014-02-14 2012-10-16 5 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 15,895 3,003,681 0.53 6.85 108,911 20,580,922

2014-02-14 2012-09-17 5 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 16,550 3,003,681 0.55 6.75 111,775 20,286,261

2014-02-14 2012-08-15 5 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 17,075 3,003,681 0.57 6.51 111,109 19,545,253

2014-02-06 2014-02-03 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 228 350,426 0.07 10.27 2,342 3,598,875

2014-01-23 2014-01-21 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 129,102 2,883,458 4.69 9.90 1,278,239 28,549,118

2014-01-14 2014-01-13 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 200,274 350,198 133.58 9.97 1,997,132 3,492,174

2014-01-10 2014-01-06 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 33,675 149,924 28.97 9.40 316,478 1,408,986

2014-01-06 2014-01-02 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 2,450 116,249 2.15 9.37 22,956 1,089,253

2013-12-20 2013-12-18 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 139,867 2,754,356 5.35 9.08 1,269,992 25,009,552

2013-11-27 3 MEG MEDIA GENERAL INC
Voting Common Stock, no par value per share 3,776,559

2013-11-27 3 MEG MEDIA GENERAL INC
Voting Common Stock, no par value per share 4,938,971

2013-11-21 2013-11-19 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 144,537 2,614,489 5.85 8.73 1,261,808 22,824,489

2013-11-15 2013-11-13 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 113,799 113,799 8.79 1,000,361 1,000,361

2013-10-23 2013-10-21 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 159,839 2,469,952 6.92 7.84 1,253,138 19,364,424

2013-09-24 2013-09-23 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 163,928 2,310,113 7.64 7.59 1,244,214 17,533,758

2013-08-23 2013-08-21 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 162,623 2,146,185 8.20 7.61 1,237,561 16,332,468

2013-08-16 2013-08-07 4/A NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 198,675 880,020 29.16 7.58 1,505,460 6,668,352

2013-08-09 2013-08-07 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 198,675 198,675 7.58 1,505,460 1,505,460

2013-07-23 2013-07-19 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 141,262 1,983,562 7.67 7.81 1,103,256 15,491,619

2013-06-25 2013-06-20 4/A NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 136,673 1,842,300 8.01 7.95 1,086,236 14,642,048

2013-06-24 2013-06-20 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 136,673 1,842,300 8.01 7.95 1,086,236 14,642,048

2013-06-06 3 N/A Affinity Gaming
Common Stock, $0.001 par value per share 1,665,458

2013-05-24 2013-05-22 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 123,216 1,705,627 7.79 8.12 999,996 13,842,528

2013-04-23 2013-04-22 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 139,686 1,582,411 9.68 7.64 1,067,201 12,089,620

2013-03-22 2013-03-21 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 18,408 1,442,725 1.29 7.51 138,191 10,830,681

2013-02-25 2013-02-22 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 214,878 1,424,317 17.77 7.18 1,542,502 10,224,460

2013-01-28 2013-01-24 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 171,532 1,209,499 16.53 6.90 1,183,811 8,347,236

2012-12-18 2012-12-17 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 171,433 1,037,967 19.78 6.46 1,107,663 6,706,512

2012-11-16 2012-11-15 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 307,206 866,534 54.92 6.57 2,017,514 5,690,789

2012-10-16 2012-10-16 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 148,174 559,328 36.04 6.85 1,015,273 3,832,460

2012-09-19 2012-09-17 4 NHF NexPoint Credit Strategies Fund
Common Stock P - Purchase 148,949 411,154 56.81 6.75 1,005,972 2,776,852

2012-08-17 2012-08-15 4 HCF NexPoint Credit Strategies Fund
Common Stock P - Purchase 153,678 262,205 141.60 6.51 999,998 1,706,194

2012-04-18 2012-04-16 4 PCO Pendrell Corp
Class A Common Stock P - Purchase 1,004,868 52,679,332 1.94 1.14 1,146,655 60,112,386

2012-04-18 2012-04-16 4 PCO Pendrell Corp
Class A Common Stock P - Purchase 10,200 51,674,464 0.02 1.20 12,291 62,267,729

2012-04-18 2012-04-16 4 PCO Pendrell Corp
Class A Common Stock P - Purchase 1,484,932 51,664,264 2.96 1.14 1,694,456 58,954,092

2009-08-10 2009-08-06 4 GTN GRAY TELEVISION INC
Common Stock D - Sale to Issuer -666,368 4,193,430 -13.71 0.50 -333,184 2,096,715

2009-08-10 2009-08-05 4 GTN GRAY TELEVISION INC
Common Stock D - Sale to Issuer -300,000 4,859,798 -5.81 0.50 -150,000 2,429,899

2009-08-05 2009-08-04 4 GTN GRAY TELEVISION INC
Common Stock D - Sale to Issuer -114,888 5,159,798 -2.18 0.50 -57,444 2,579,899

2009-08-05 2009-08-03 4 GTN GRAY TELEVISION INC
Common Stock D - Sale to Issuer -147,100 5,274,686 -2.71 0.50 -73,550 2,637,343

2009-08-03 2009-07-31 4 GTN GRAY TELEVISION INC
Common Stock D - Sale to Issuer -164,900 5,421,786 -2.95 0.49 -80,801 2,656,675

2009-08-03 2009-07-30 4 GTN GRAY TELEVISION INC
Common Stock D - Sale to Issuer -62,800 5,586,686 -1.11 0.49 -30,772 2,737,476

2009-06-16 2009-06-12 4 HCF Highland Credit Strategies Fund
Common Shares par value $0.001 per share A - Award 399,045 1,630,456 32.41

2009-05-21 2009-05-07 4 GTN GRAY TELEVISION INC
Common Stock S - Sale -85,000 5,649,486 -1.48 0.80 -68,000 4,519,589

2009-05-21 2009-05-06 4 GTN GRAY TELEVISION INC
Common Stock S - Sale -75,000 5,734,486 -1.29 0.75 -56,250 4,300,864

2009-05-21 2009-05-05 4 GTN GRAY TELEVISION INC
Common Stock S - Sale -50,000 5,809,486 -0.85 0.73 -36,500 4,240,925

2009-05-21 2009-05-11 4 MVIS MICROVISION INC
Common Stock A - Award -65,000 4,722,287 -1.36 1.80 -117,000 8,500,117

2009-05-21 2009-05-08 4 MVIS MICROVISION INC
Common Stock S - Sale -60,000 4,787,287 -1.24 1.85 -111,000 8,856,481

2009-05-21 2009-05-04 4 MVIS MICROVISION INC
Common Stock S - Sale -40,000 4,847,287 -0.82 2.03 -81,200 9,839,993

2009-04-07 2009-04-01 4 MVIS MICROVISION INC
Common Stock, par value $0.001 per share S - Sale -40,000 4,887,287 -0.81 1.31 -52,480 6,412,121

2008-11-19 2008-11-14 4 MVIS MICROVISION INC
Common Stock, par value $0.001 per share S - Sale -38,600 4,927,287 -0.78 1.46 -56,356 7,193,839

2008-11-10 2008-11-07 4 GTN GRAY TELEVISION INC
Common Stock S - Sale -2,263 5,859,486 -0.04 0.52 -1,177 3,046,933

2008-11-10 2008-11-06 4 GTN GRAY TELEVISION INC
Common Stock S - Sale -43,418 5,861,749 -0.74 0.52 -22,577 3,048,109

2008-10-28 2008-10-27 4 GTN GRAY TELEVISION INC
Common Stock S - Sale -50,000 5,905,167 -0.84 0.52 -26,000 3,070,687

2008-10-28 2008-10-24 4 GTN GRAY TELEVISION INC
Common Stock S - Sale -2,100 5,955,167 -0.04 0.52 -1,092 3,096,687

2008-10-28 2008-10-23 4 MVIS MICROVISION INC
Common Stock, par value $0.001 per share D - Sale to Issuer -744 4,965,887 -0.01 1.34 -997 6,654,289

2008-10-28 2008-10-21 4 MVIS MICROVISION INC
Common Stock, par value $0.001 per share D - Sale to Issuer -27,500 4,966,631 -0.55 1.50 -41,250 7,449,946

2008-10-28 2008-10-20 4 MVIS MICROVISION INC
Common Stock, par value $0.001 per share D - Sale to Issuer -41,462 4,994,131 -0.82 1.48 -61,364 7,391,314

2008-10-28 2008-10-17 4 MVIS MICROVISION INC
Common Stock, par value $0.001 per share D - Sale to Issuer -260,074 5,035,593 -4.91 1.41 -366,704 7,100,186

2008-10-28 2008-10-16 4 MVIS MICROVISION INC
Common Stock, par value $0.001 per share D - Sale to Issuer -69,140 5,295,667 -1.29 1.40 -96,796 7,413,934

2008-10-24 2008-10-21 4 GTN GRAY TELEVISION INC
Common Stock S - Sale -49,436 5,957,267 -0.82 0.59 -28,969 3,490,958

2008-10-24 2008-10-20 4 GTN GRAY TELEVISION INC
Common Stock S - Sale -53,895 6,006,703 -0.89 0.67 -35,856 3,996,260

2008-10-24 2008-10-17 4 GTN GRAY TELEVISION INC
Common Stock S - Sale -116,800 6,060,598 -1.89 0.55 -64,252 3,333,935

2008-10-24 2008-10-16 4 GTN GRAY TELEVISION INC
Common Stock S - Sale -18,284 6,177,398 -0.30 0.60 -10,970 3,706,439

2008-10-17 2008-10-10 4 GTN GRAY TELEVISION INC
Common Stock S - Sale -169,482 6,195,682 -2.66 0.64 -108,231 3,956,563

2008-10-07 2008-10-03 4 GTN GRAY TELEVISION INC
Common Stock S - Sale -8,800 6,395,264 -0.14 1.56 -13,728 9,976,612

2008-10-03 2008-10-02 4 GTN GRAY TELEVISION INC
Common Stock S - Sale -18,400 6,404,064 -0.29 1.62 -29,808 10,374,584

2008-10-03 2008-10-01 4 GTN GRAY TELEVISION INC
Common Stock S - Sale -12,500 6,422,464 -0.19 1.75 -21,875 11,239,312

2008-10-01 2008-09-30 4 GTN GRAY TELEVISION INC
Common Stock S - Sale -30,100 6,404,864 -0.47 1.75 -52,675 11,208,512

2008-10-01 2008-09-29 4 GTN GRAY TELEVISION INC
Common Stock S - Sale -10,542 6,434,964 -0.16 1.80 -18,976 11,582,935

2008-07-28 2008-07-25 4 MVIS MICROVISION INC
Common Stock Warrants (right to buy) P - Purchase 3,218,884 3,218,884 2.33 7,500,000 7,500,000

2008-07-28 2008-07-25 4 MVIS MICROVISION INC
Common Stock, par value $0.001 per share P - Purchase 5,364,807 5,364,807 2.33 12,500,000 12,500,000

2008-02-27 2008-02-22 4 SCWH.OB SUNCOM WIRELESS HOLDINGS, INC.
Class A CommonStock, par value $0.01 per share S - Sale -18,587,616 0 -100.00 27.00 -501,865,632

2008-02-08 2008-02-07 4 HCF Highland Credit Strategies Fund
Common Stock P - Purchase 40,000 337,366 13.45 13.75 550,000 4,638,782

2008-02-06 2008-02-06 4 HCF Highland Credit Strategies Fund
Common Stock P - Purchase 9,219 297,366 3.20 14.00 129,066 4,163,124

2008-02-06 2008-02-05 4 HCF Highland Credit Strategies Fund
Common Stock P - Purchase 19,600 288,147 7.30 13.93 273,028 4,013,888

2008-02-06 2008-02-04 4 HCF Highland Credit Strategies Fund
Common Stock P - Purchase 41,181 268,547 18.11 13.98 575,710 3,754,287

2008-02-04 2008-01-31 4/A HCF Highland Credit Strategies Fund
Common Stock P - Purchase 35,000 227,366 18.19 14.01 490,350 3,185,398

2008-02-04 2008-01-30 4/A HCF Highland Credit Strategies Fund
Common Stock P - Purchase 35,000 192,366 22.24 14.00 490,000 2,693,124

2008-01-30 2008-01-23 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase -50,000 6,889,586 -0.72 7.16 -357,960 49,323,924

2007-12-06 2007-12-06 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 99,800 6,939,586 1.46 8.00 798,400 55,516,688

2007-12-06 2007-12-06 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 100 6,839,786 0.00 7.85 785 53,692,320

2007-12-06 2007-12-05 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 100,000 6,839,686 1.48 7.48 748,090 51,167,007

2007-12-06 2007-12-04 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 103,600 6,739,686 1.56 7.73 800,859 52,099,795

2007-12-03 2007-12-03 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 75,000 6,636,086 1.14 8.20 615,000 54,415,905

2007-12-03 2007-12-03 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 36,000 6,561,086 0.55 8.19 294,998 53,764,163

2007-12-03 2007-11-30 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 32,300 6,525,086 0.50 8.33 268,939 54,329,824

2007-12-03 2007-11-30 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 60,000 6,492,786 0.93 8.32 499,200 54,019,980

2007-12-03 2007-11-29 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 64,200 6,432,786 1.01 7.90 507,167 50,817,723

2007-12-03 2007-11-29 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 11,600 6,368,586 0.18 7.95 92,219 50,629,622

2007-12-03 2007-11-29 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 51,500 6,356,986 0.82 7.90 406,639 50,194,126

2007-11-28 2007-11-28 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 142,200 6,305,486 2.31 7.80 1,109,487 49,197,293

2007-11-28 2007-11-28 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 33,900 6,163,286 0.55 7.76 263,064 47,827,099

2007-11-28 2007-11-27 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 193,600 6,129,386 3.26 7.40 1,432,563 45,355,005

2007-11-28 2007-11-27 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 10,500 5,935,786 0.18 7.40 77,674 43,909,977

2007-11-28 2007-11-26 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 108,400 5,925,286 1.86 7.39 800,718 43,768,310

2007-11-28 2007-11-26 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 20,000 5,816,886 0.35 7.40 148,000 43,044,956

2007-11-28 2007-11-26 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 24,500 5,796,886 0.42 7.38 180,734 42,763,048

2007-08-08 2007-08-03 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 25,000 5,772,386 0.43 7.75 193,750 44,735,992

2007-08-02 2007-08-01 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 39,800 5,747,386 0.70 7.82 311,387 44,966,399

2007-08-02 2007-07-31 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 44,000 5,707,586 0.78 8.00 352,000 45,660,688

2007-07-26 2007-07-25 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 24,700 5,663,586 0.44 9.19 227,020 52,054,585

2007-07-26 2007-07-24 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 41,500 5,638,886 0.74 9.09 377,276 51,263,113

2007-07-24 2007-07-23 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 12,100 5,597,386 0.22 8.95 108,293 50,095,485

2007-07-24 2007-07-20 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 25,000 5,585,286 0.45 9.06 226,565 50,617,213

2007-07-16 2007-07-12 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 1,300 5,560,286 0.02 9.20 11,960 51,154,631

2007-07-11 2007-07-10 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 75,000 5,558,986 1.37 9.21 690,810 51,202,708

2007-07-11 2007-07-09 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 10,400 5,483,986 0.19 9.26 96,304 50,781,710

2007-06-29 2007-06-27 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 44,700 5,473,586 0.82 9.40 420,046 51,435,288

2007-06-14 2007-06-13 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 3,372 5,428,886 0.06 9.40 31,697 51,031,528

2007-06-14 2007-06-12 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 55,300 5,425,514 1.03 9.44 521,999 51,213,597

2007-06-14 2007-06-12 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 100,000 5,370,214 1.90 9.40 940,000 50,480,012

2007-06-13 2007-06-11 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 27,600 5,270,214 0.53 9.70 267,720 51,121,076

2007-06-13 2007-06-11 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 46,000 5,242,614 0.89 9.63 443,072 50,496,858

2007-05-23 2007-05-21 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 328,000 5,196,614 6.74 10.35 3,395,456 53,795,348

2007-05-21 2007-05-18 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 104,500 4,868,614 2.19 10.21 1,067,373 49,728,510

2007-05-21 2007-05-18 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 56,000 4,764,114 1.19 10.04 562,391 47,844,568

2007-05-21 2007-05-17 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 35,300 4,708,114 0.76 9.72 343,042 45,752,981

2007-05-17 2007-05-16 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 41,292 4,672,814 0.89 9.41 388,360 43,948,750

2007-05-17 2007-05-15 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 20,500 4,631,522 0.44 9.31 190,818 43,111,133

2007-05-16 2007-05-14 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 63,100 4,611,022 1.39 9.28 585,650 42,796,278

2007-03-19 2007-03-16 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 50,000 4,547,922 1.11 8.54 427,065 38,845,166

2007-03-19 2007-03-15 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 31,100 4,497,922 0.70 8.31 258,556 37,394,374

2006-12-21 2006-12-19 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 3,700 4,466,822 0.08 6.75 24,959 30,131,841

2006-12-18 2006-12-18 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 12,000 4,463,122 0.27 6.72 80,640 29,992,180

2006-12-18 2006-12-15 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 50,000 4,451,122 1.14 6.69 334,270 29,757,531

2006-12-18 2006-12-14 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 126,000 4,401,122 2.95 6.67 840,924 29,373,088

2006-12-18 2006-12-06 4 GTN GRAY TELEVISION INC
Common Stock P - Purchase 1,400 4,275,122 0.03 6.28 8,795 26,856,744

2006-11-15 3 GTN GRAY TELEVISION INC
Common Stock, no par value 4,273,722

2006-11-15 3 GTN GRAY TELEVISION INC
Common Stock, no par value 259,100

P

Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.

S

Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.

A

Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)

C

Konversi turunan

D

Penjualan atau pengalihan sekuritas kembali ke perusahaan.

F

Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.

G

Pemberian sekuritas oleh atau kepada orang dalam.

K

Swap ekuitas dan transaksi lindung nilai serupa

M

Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)

V

Transaksi yang dilaporkan secara sukarela pada Formulir 4.

J

Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)

Tanggal Perdagangan	Ticker	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Menit	Harga di Menit	Kerugian Maksimal Dihindari ($)	Kerugian Maksimal Dihindari (%)
2009-05-07	GTN	HIGHLAND CAPITAL MANAGEMENT LP	85,000	0.8000	85,000	0.8000	68,000	71	0.38	-35,700	-52.50
2009-05-06	GTN	HIGHLAND CAPITAL MANAGEMENT LP	75,000	0.7500	75,000	0.7500	56,250
2009-05-05	GTN	HIGHLAND CAPITAL MANAGEMENT LP	50,000	0.7300	50,000	0.7300	36,500
2008-11-07	GTN	HIGHLAND CAPITAL MANAGEMENT LP	2,263	0.5200	2,263	0.5200	1,177
2008-11-06	GTN	HIGHLAND CAPITAL MANAGEMENT LP	43,418	0.5200	43,418	0.5200	22,577
2008-10-27	GTN	HIGHLAND CAPITAL MANAGEMENT LP	50,000	0.5200	50,000	0.5200	26,000
2008-10-24	GTN	HIGHLAND CAPITAL MANAGEMENT LP	2,100	0.5200	2,100	0.5200	1,092
2008-10-21	GTN	HIGHLAND CAPITAL MANAGEMENT LP	49,436	0.5860	49,436	0.5860	28,969
2008-10-20	GTN	HIGHLAND CAPITAL MANAGEMENT LP	53,895	0.6653	53,895	0.6653	35,856
2008-10-17	GTN	HIGHLAND CAPITAL MANAGEMENT LP	116,800	0.5501	116,800	0.5501	64,252
2008-10-16	GTN	HIGHLAND CAPITAL MANAGEMENT LP	18,284	0.6000	18,284	0.6000	10,970
2008-10-10	GTN	HIGHLAND CAPITAL MANAGEMENT LP	169,482	0.6386	169,482	0.6386	108,231
2008-10-03	GTN	HIGHLAND CAPITAL MANAGEMENT LP	8,800	1.5600	8,800	1.5600	13,728
2008-10-02	GTN	HIGHLAND CAPITAL MANAGEMENT LP	18,400	1.6200	18,400	1.6200	29,808
2008-10-01	GTN	HIGHLAND CAPITAL MANAGEMENT LP	12,500	1.7500	12,500	1.7500	21,875
2008-09-30	GTN	HIGHLAND CAPITAL MANAGEMENT LP	30,100	1.7500	30,100	1.7500	52,675
2008-09-29	GTN	HIGHLAND CAPITAL MANAGEMENT LP	10,542	1.8000	10,542	1.8000	18,976

Tanggal Perdagangan	Ticker	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Menit	Harga di Menit	Kerugian Maksimal Dihindari ($)	Kerugian Maksimal Dihindari (%)
2009-05-08	MVIS	HIGHLAND CAPITAL MANAGEMENT LP	60,000	1.8500	60,000	1.8500	111,000	5	12.72	652,200	587.57
2009-05-04	MVIS	HIGHLAND CAPITAL MANAGEMENT LP	40,000	2.0300	40,000	2.0300	81,200
2009-04-01	MVIS	DONDERO JAMES D	40,000	1.3120	40,000	1.3120	52,480
2008-11-14	MVIS	DONDERO JAMES D	38,600	1.4600	38,600	1.4600	56,356

Tanggal Perdagangan	Ticker	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Maksimal	Harga di Maksimal	Maksimal Keuntungan ($)	Maksimum Pengembalian (%)
2020-09-10	NREF	DONDERO JAMES D	354	15.3500	354	15.3500	5,434	337	23.2900	2,812	51.75
2020-09-09	NREF	DONDERO JAMES D	1,097	15.3300	1,097	15.3300	16,817
2020-09-08	NREF	DONDERO JAMES D	2,098	15.1700	2,098	15.1700	31,827
2020-09-01	NREF	DONDERO JAMES D	513	15.3500	513	15.3500	7,875
2020-08-31	NREF	DONDERO JAMES D	103	15.1900	103	15.1900	1,565
2020-08-28	NREF	DONDERO JAMES D	8,630	15.1700	8,630	15.1700	130,917
2020-08-12	NREF	DONDERO JAMES D	611	15.2400	611	15.2400	9,312
2020-08-11	NREF	DONDERO JAMES D	2,594	15.5000	2,594	15.5000	40,207
2020-08-10	NREF	DONDERO JAMES D	4,000	15.1700	4,000	15.1700	60,680
2020-05-22	NREF	DONDERO JAMES D	5,564	14.4300	5,564	14.4300	80,289
2020-05-22	NREF	DONDERO JAMES D	836	14.4300	836	14.4300	12,063
2020-05-21	NREF	DONDERO JAMES D	5,652	13.8900	5,652	13.8900	78,506
2020-05-21	NREF	DONDERO JAMES D	848	13.8900	848	13.8900	11,779
2020-05-20	NREF	DONDERO JAMES D	5,652	12.0400	5,652	12.0400	68,050
2020-05-20	NREF	DONDERO JAMES D	848	12.0400	848	12.0400	10,210
2020-05-19	NREF	DONDERO JAMES D	5,055	11.0600	5,055	11.0600	55,908
2020-05-19	NREF	DONDERO JAMES D	759	11.0600	759	11.0600	8,395
2020-05-15	NREF	DONDERO JAMES D	44	10.8900	44	10.8900	479
2020-05-15	NREF	DONDERO JAMES D	6	10.8900	6	10.8900	65
2020-05-14	NREF	DONDERO JAMES D	6,102	11.1500	6,102	11.1500	68,037
2020-05-14	NREF	DONDERO JAMES D	916	11.1500	916	11.1500	10,213
2020-05-13	NREF	DONDERO JAMES D	6,774	11.6200	6,774	11.6200	78,714
2020-05-13	NREF	DONDERO JAMES D	1,017	11.6200	1,017	11.6200	11,818
2020-05-12	NREF	DONDERO JAMES D	418	11.8100	418	11.8100	4,937
2020-05-12	NREF	DONDERO JAMES D	62	11.8100	62	11.8100	732
2020-04-09	NREF	DONDERO JAMES D	23,600	12.8200	23,600	12.8200	302,552
2020-04-08	NREF	DONDERO JAMES D	16,300	9.9300	16,300	9.9300	161,859
2020-04-07	NREF	DONDERO JAMES D	23,500	9.3900	23,500	9.3900	220,665
2020-04-06	NREF	DONDERO JAMES D	20,679	8.3000	20,679	8.3000	171,636
2020-04-03	NREF	DONDERO JAMES D	12,244	8.4100	12,244	8.4100	102,972
2020-04-02	NREF	DONDERO JAMES D	7,169	8.7900	7,169	8.7900	63,016
2020-03-13	NREF	DONDERO JAMES D	1,800	14.4500	1,800	14.4500	26,010
2020-03-02	NREF	DONDERO JAMES D	525	18.5970	525	18.5970	9,763
2020-02-28	NREF	DONDERO JAMES D	12,975	18.6140	12,975	18.6140	241,517
2020-02-26	NREF	DONDERO JAMES D	2,599	18.9840	2,599	18.9840	49,339
2020-02-25	NREF	DONDERO JAMES D	9,357	18.9800	9,357	18.9800	177,596
2020-02-21	NREF	DONDERO JAMES D	366	18.9890	366	18.9890	6,950
2020-02-20	NREF	DONDERO JAMES D	84	18.9100	84	18.9100	1,588
2020-02-19	NREF	DONDERO JAMES D	2,400	18.9750	2,400	18.9750	45,540
2020-02-11	NREF	DONDERO JAMES D	123,680	19.0000	123,680	19.0000	2,349,920

Tanggal Perdagangan	Ticker	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Menit	Harga di Menit	Kerugian Maksimal Dihindari ($)	Kerugian Maksimal Dihindari (%)
2022-11-28	NXDT	DONDERO JAMES D	118,673	13.8300	118,673	13.8300	1,641,248	333	7.3900	-764,254	-46.57
2020-03-30	NHF	DONDERO JAMES D	198,419	8.0400	198,419	8.0400	1,595,289
2020-03-30	NHF	DONDERO JAMES D	5,820	8.0400	5,820	8.0400	46,793
2020-03-27	NHF	DONDERO JAMES D	127,261	8.1500	127,261	8.1500	1,037,177
2020-03-26	NHF	DONDERO JAMES D	86,634	8.0800	86,634	8.0800	700,003
2020-03-26	NHF	DONDERO JAMES D	1,768	8.0800	1,768	8.0800	14,285
2020-03-25	NHF	DONDERO JAMES D	91,180	7.6900	91,180	7.6900	701,174
2020-03-25	NHF	DONDERO JAMES D	1,861	7.6900	1,861	7.6900	14,311
2020-03-25	NHF	DONDERO JAMES D	131,691	7.8400	131,691	7.8400	1,032,457
2020-03-25	NHF	DONDERO JAMES D	2,688	7.8400	2,688	7.8400	21,074
2020-03-25	NHF	DONDERO JAMES D	60,000	7.8800	60,000	7.8800	472,800
2020-03-23	?NHF?	DONDERO JAMES D	100,000	7.5000	100,000	7.5000	750,000
2020-03-20	?NHF?	DONDERO JAMES D	60,633	8.3600	60,633	8.3600	506,892
2020-03-20	?NHF?	DONDERO JAMES D	50,000	8.6400	50,000	8.6400	432,000
2020-03-20	?NHF?	DONDERO JAMES D	58,000	8.5600	58,000	8.5600	496,480
2020-01-15	?NHF?	DONDERO JAMES D	525,189	17.3500	525,189	17.3500	9,112,029
2020-01-14	?NHF?	DONDERO JAMES D	36,211	17.5100	36,211	17.5100	634,055
2020-01-13	?NHF?	DONDERO JAMES D	10,000	17.6900	10,000	17.6900	176,900
2019-07-23	?NHF?	DONDERO JAMES D	546,286	18.8500	546,286	18.8500	10,297,500
2018-11-28	?NHF?	DONDERO JAMES D	888,731	22.0900	888,731	22.0900	19,632,068
2017-08-11	"NHF"	DONDERO JAMES D	165,395	21.9400	165,395	21.9400	3,628,766
2017-08-11	"NHF"	DONDERO JAMES D	100	21.9400	100	21.9400	2,194
2015-12-24	"NHF"	Dugaboy Investment Trust	0		0
2014-03-05	NHF	DONDERO JAMES D	322	11.3300	80	45.3200	3,646

Tanggal Perdagangan	Ticker	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Maksimal	Harga di Maksimal	Maksimal Keuntungan ($)	Maksimum Pengembalian (%)
2022-11-04	NXRT	DONDERO JAMES D	28,488	44.7800	28,488	44.7800	1,275,693	96	51.9000	202,835	15.90
2022-06-16	NXRT	DONDERO JAMES D	17,050	59.0100	17,050	59.0100	1,006,120
2020-04-03	NXRT	DONDERO JAMES D	94,500	21.8100	94,500	21.8100	2,061,045
2020-03-19	NXRT	DONDERO JAMES D	73,100	37.4700	73,100	37.4700	2,739,057
2020-03-16	NXRT	DONDERO JAMES D	73,100	34.6700	73,100	34.6700	2,534,377
2019-07-23	NXRT	DONDERO JAMES D	250,000	41.1900	250,000	41.1900	10,297,500
2019-07-23	NXRT	DONDERO JAMES D	250,000	41.1900	250,000	41.1900	10,297,500
2018-11-16	NXRT	DONDERO JAMES D	18,182	33.0000	18,182	33.0000	600,006
2018-11-16	NXRT	DONDERO JAMES D	119,698	33.0000	119,698	33.0000	3,950,034
2018-11-16	NXRT	DONDERO JAMES D	60,606	33.0000	60,606	33.0000	1,999,998
2018-11-16	NXRT	DONDERO JAMES D	9,486	33.0000	9,486	33.0000	313,038
2018-01-23	NXRT	DONDERO JAMES D	12,512	27.7646	12,512	27.7646	347,391
2018-01-22	NXRT	DONDERO JAMES D	17,400	27.3755	17,400	27.3755	476,334
2018-01-19	NXRT	DONDERO JAMES D	7,388	26.9014	7,388	26.9014	198,748
2018-01-17	NXRT	DONDERO JAMES D	18,700	26.9789	18,700	26.9789	504,505
2018-01-12	NXRT	DONDERO JAMES D	1,000	26.8680	1,000	26.8680	26,868
2018-01-10	NXRT	DONDERO JAMES D	22,235	27.3429	22,235	27.3429	607,969
2018-01-09	NXRT	DONDERO JAMES D	10,286	27.6861	10,286	27.6861	284,779
2018-01-08	NXRT	DONDERO JAMES D	3,779	27.6812	3,779	27.6812	104,607
2017-12-18	NXRT	DONDERO JAMES D	10,000	28.5025	10,000	28.5025	285,025
2017-12-14	NXRT	DONDERO JAMES D	18,000	26.6530	18,000	26.6530	479,754
2017-10-10	NXRT	DONDERO JAMES D	1,100	23.3700	1,100	23.3700	25,707
2017-09-15	NXRT	DONDERO JAMES D	1,000	23.4768	1,000	23.4768	23,477
2017-08-11	NXRT	DONDERO JAMES D	2,000	23.2986	2,000	23.2986	46,597
2017-08-07	NXRT	DONDERO JAMES D	12,600	23.8100	12,600	23.8100	300,006
2017-08-03	NXRT	DONDERO JAMES D	41,900	24.2835	41,900	24.2835	1,017,479
2016-09-09	NXRT	DONDERO JAMES D	7,600	19.7398	7,600	19.7398	150,022
2016-08-11	NXRT	DONDERO JAMES D	7,800	19.2500	7,800	19.2500	150,150
2016-03-16	NXRT	DONDERO JAMES D	31,399	12.7391	31,399	12.7391	400,000
2016-02-11	NXRT	DONDERO JAMES D	7,500	10.9800	7,500	10.9800	82,350
2015-08-13	NXRT	DONDERO JAMES D	5,100	12.5600	5,100	12.5600	64,056
2015-07-01	NXRT	DONDERO JAMES D	22,799	13.5292	22,799	13.5292	308,452
2015-04-24	NXRT	DONDERO JAMES D	142,750	13.9778	142,750	13.9778	1,995,331
2015-04-23	NXRT	DONDERO JAMES D	144,000	13.9047	144,000	13.9047	2,002,277
2015-04-21	NXRT	DONDERO JAMES D	213,700	13.9906	213,700	13.9906	2,989,791
2015-04-17	NXRT	DONDERO JAMES D	114,500	14.0019	114,500	14.0019	1,603,218
2015-04-13	NXRT	DONDERO JAMES D	39,755	13.8455	39,755	13.8455	550,428
2015-04-06	NXRT	DONDERO JAMES D	143,044	14.4589	143,044	14.4589	2,068,259
2015-04-02	NXRT	DONDERO JAMES D	35,951	13.6026	35,951	13.6026	489,027
2015-04-01	NXRT	DONDERO JAMES D	13,928	13.8489	13,928	13.8489	192,887