MNSN Holdings Inc.
US ˙ OTCPK

Pendahuluan

Halaman ini memberikan analisis komprehensif tentang sejarah perdagangan orang dalam yang diketahui dari Jeffrey Nacey Maggioncalda. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Adalah ilegal bagi orang dalam untuk melakukan perdagangan di perusahaan mereka berdasarkan informasi spesifik yang tidak dipublikasikan. Ini tidak berarti bahwa mereka dilarang melakukan perdagangan apa pun di perusahaan mereka sendiri. Namun, mereka harus melaporkan semua perdagangan kepada SEC melalui Formulir 4. Terlepas dari pembatasan ini, penelitian akademis menunjukkan bahwa orang dalam - secara umum - cenderung mengungguli pasar di perusahaan mereka sendiri.

Rata-rata Profitabilitas Perdagangan

Profitabilitas perdagangan rata-rata adalah pengembalian rata-rata dari semua pembelian pasar terbuka yang dilakukan oleh orang dalam dalam tiga tahun terakhir. Untuk menghitung ini, kami memeriksa setiap pembelian pasar terbuka yang tidak direncanakan yang dilakukan oleh orang dalam, tidak termasuk semua perdagangan yang ditandai sebagai bagian dari rencana perdagangan 10b5-1. Kami kemudian menghitung kinerja rata-rata dari perdagangan tersebut selama 3, 6, dan 12 bulan, dengan merata-ratakan setiap durasi tersebut untuk menghasilkan metrik kinerja akhir untuk setiap perdagangan. Terakhir, kami merata-ratakan semua metrik kinerja untuk menghitung metrik kinerja untuk orang dalam. Daftar ini hanya mencakup orang dalam yang telah melakukan setidaknya tiga perdagangan dalam dua tahun terakhir.

Jika profitabilitas perdagangan orang dalam ini adalah "N/A", maka orang dalam tersebut belum melakukan pembelian di pasar terbuka dalam tiga tahun terakhir, atau perdagangan yang mereka lakukan terlalu baru untuk menghitung metrik kinerja yang andal.

Frekuensi Pembaruan: Setiap Hari

Lihat daftar pedagang dalam perusahaan yang paling menguntungkan.

Perusahaan dengan Posisi Orang Dalam yang Dilaporkan

Pengajuan SEC menunjukkan bahwa Jeffrey Nacey Maggioncalda telah melaporkan kepemilikan atau perdagangan di perusahaan-perusahaan berikut:

Keamanan Judul Kepemilikan Terakhir yang Dilaporkan
US:COUR / Coursera, Inc. President & CEO, Director 1,838,642
US:SIVBQ / SVB Financial Group Director 0
US:FNGN / Financial Engines, Inc. CEO, Director 76,525
Cara Membaca Grafik

Grafik berikut menunjukkan kinerja saham sekuritas setelah setiap perdagangan pasar terbuka yang tidak direncanakan yang dilakukan oleh Jeffrey Nacey Maggioncalda. Perdagangan yang tidak direncanakan adalah perdagangan yang tidak dilakukan sebagai bagian dari rencana perdagangan 10b5-1. Kinerja saham digambarkan sebagai perubahan persentase kumulatif dalam harga saham. Misalnya, jika perdagangan orang dalam dilakukan pada 1 Januari 2019, grafik akan menunjukkan perubahan persentase harian sekuritas hingga saat ini. Jika harga saham naik dari $10 menjadi $15 selama periode ini, perubahan persentase kumulatif dalam harga saham akan menjadi 50%. Perubahan harga dari $10 menjadi $20 akan menjadi 100%, dan perubahan harga dari $10 menjadi $5 akan menjadi -50%.

Pada akhirnya, kita mencoba menentukan seberapa erat korelasi perdagangan orang dalam dengan pengembalian berlebih (positif atau negatif) pada harga saham untuk melihat apakah orang dalam tersebut mengatur waktu perdagangannya untuk mendapatkan keuntungan dari informasi orang dalam. Pertimbangkan situasi di mana orang dalam melakukan hal ini. Dalam situasi ini, kita akan mengharapkan (a) pengembalian positif setelah pembelian, atau (b) pengembalian negatif setelah penjualan. Dalam kasus (a), grafik PEMBELIAN akan menunjukkan serangkaian kurva yang miring ke atas, menunjukkan pengembalian positif setelah setiap transaksi pembelian. Dalam kasus (b), grafik PENJUALAN akan menunjukkan serangkaian kurva yang miring ke bawah, menunjukkan pengembalian negatif setelah setiap transaksi penjualan.

Namun, ini saja tidak cukup untuk menarik kesimpulan. Jika, misalnya, harga saham perusahaan berada dalam tren kenaikan non-siklikal selama bertahun-tahun, maka kita akan mengharapkan semua plot pasca-pembelian memiliki kemiringan ke atas. Demikian pula, penurunan non-siklikal selama bertahun-tahun akan menghasilkan plot pasca-perdagangan dengan kemiringan ke bawah. Tak satu pun dari grafik ini akan menunjukkan aktivitas perdagangan orang dalam.

Indikator terkuat adalah situasi di mana harga saham sangat siklikal, dan terdapat sinyal positif pada grafik PEMBELIAN dan plot negatif pada grafik PENJUALAN. Situasi ini akan sangat menunjukkan adanya orang dalam yang mengatur waktu perdagangan untuk keuntungan finansial mereka.

Pembelian Orang Dalam MNSH / MNSN Holdings Inc. - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di MNSH / MNSN Holdings Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Maksimal
Harga di
Maksimal
Maksimal
Keuntungan ($)
Maksimum Pengembalian (%)
Tidak ada transaksi pasar terbuka tak terduga yang diketahui untuk kombinasi orang dalam dan sekuritas ini.

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

MNSH / MNSN Holdings Inc. Insider Trades
Penjualan Orang Dalam MNSH / MNSN Holdings Inc. - Analisis Kerugian Jangka Pendek

Pada bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan internal pasar terbuka yang tidak direncanakan yang dilakukan di MNSH / MNSN Holdings Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Menit
Harga di
Menit
Kerugian Maksimal
Dihindari ($)
Kerugian Maksimal
Dihindari (%)
2021-02-12 SIVB Maggioncalda Jeffrey Nacey 700 502.5214 700 502.5214 351,765 45 469.39 -23,191 -6.59
2021-02-12 SIVB Maggioncalda Jeffrey Nacey 1,299 503.6609 1,299 503.6609 654,256
2021-02-12 SIVB Maggioncalda Jeffrey Nacey 869 504.3681 869 504.3681 438,296
2021-02-12 SIVB Maggioncalda Jeffrey Nacey 1,032 505.4920 1,032 505.4920 521,668
2021-02-12 SIVB Maggioncalda Jeffrey Nacey 100 506.1196 100 506.1196 50,612

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

MNSH / MNSN Holdings Inc. Insider Trades
Sejarah Perdagangan Orang Dalam

Tabel ini menunjukkan daftar lengkap transaksi orang dalam yang dilakukan oleh Jeffrey Nacey Maggioncalda sebagaimana diungkapkan kepada Komisi Bursa Efek (Securities Exchange Commission/SEC).

Tanggal File Tanggal Transaksi Formulir Ticker Keamanan Kode 10b5-1 Saham Sisa Saham Persen
Ubah
Bagikan
Harga
Tran
Nilai
Sisa
Nilai
2024-11-19 2024-11-15 4 COUR Coursera, Inc.
Common Stock
F - Taxes -97,030 1,838,642 -5.01 6.93 -672,418 12,741,789
2024-11-12 2024-11-07 4 SIVBQ SVB FINANCIAL GROUP
Common Stock
D - Sale to Issuer -4,259 0 -100.00
2024-08-19 2024-08-15 4 COUR Coursera, Inc.
Common Stock
F - Taxes -97,030 1,935,672 -4.77 8.38 -813,111 16,220,931
2024-05-17 2024-05-15 4 COUR Coursera, Inc.
Common Stock
F - Taxes -97,030 2,032,702 -4.56 8.96 -869,389 18,213,010
2024-05-06 2024-05-02 4 COUR Coursera, Inc.
Common Stock
S - Sale X -50,000 2,127,496 -2.30 9.60 -480,010 20,424,387
2024-04-22 2024-04-18 4 COUR Coursera, Inc.
Common Stock
S - Sale X -50,000 2,177,496 -2.24 11.91 -595,505 25,934,195
2024-04-15 2024-04-11 4 COUR Coursera, Inc.
Common Stock
S - Sale X -50,000 2,227,496 -2.20 13.14 -656,760 29,258,605
2024-04-01 2024-03-28 4 COUR Coursera, Inc.
Common Stock
S - Sale X -50,000 2,277,496 -2.15 14.06 -703,205 32,030,931
2024-03-18 2024-03-14 4 COUR Coursera, Inc.
Common Stock
S - Sale X -50,000 2,327,496 -2.10 14.45 -722,555 33,634,877
2024-03-04 2024-02-29 4 COUR Coursera, Inc.
Common Stock
S - Sale X -50,000 2,377,496 -2.06 15.94 -797,180 37,905,845
2024-02-20 2024-02-15 4 COUR Coursera, Inc.
Common Stock
F - Taxes -97,029 2,427,496 -3.84 17.04 -1,653,374 41,364,532
2024-02-20 2024-02-15 4 COUR Coursera, Inc.
Common Stock
S - Sale X -50,000 2,524,525 -1.94 16.85 -842,330 42,529,663
2024-02-20 2024-02-15 4 COUR Coursera, Inc.
Common Stock
M - Exercise 22,595 2,574,525 0.89 2.56 57,843 6,590,784
2024-02-05 2024-02-02 4 COUR Coursera, Inc.
Common Stock
S - Sale X -25,000 2,551,930 -0.97 20.14 -503,542 51,400,208
2024-02-05 2024-02-02 4 COUR Coursera, Inc.
Common Stock
M - Exercise 25,000 2,576,930 0.98 2.56 64,000 6,596,941
2024-02-05 2024-02-01 4 COUR Coursera, Inc.
Common Stock
S - Sale X -50,000 2,551,930 -1.92 19.20 -959,935 48,993,738
2024-02-05 2024-02-01 4 COUR Coursera, Inc.
Common Stock
M - Exercise 50,000 2,601,930 1.96 2.56 128,000 6,660,941
2024-01-31 2024-01-29 4 COUR Coursera, Inc.
Common Stock
S - Sale X -50,000 2,551,930 -1.92 20.06 -1,002,895 51,186,357
2024-01-31 2024-01-29 4 COUR Coursera, Inc.
Common Stock
M - Exercise 50,000 2,601,930 1.96 2.56 128,000 6,660,941
2024-01-22 2024-01-18 4 COUR Coursera, Inc.
Common Stock
S - Sale X -50,000 2,551,930 -1.92 19.43 -971,390 49,578,386
2024-01-22 2024-01-18 4 COUR Coursera, Inc.
Common Stock
M - Exercise 50,000 2,601,930 1.96 2.56 128,000 6,660,941
2024-01-08 2024-01-04 4 COUR Coursera, Inc.
Common Stock
S - Sale X -50,000 2,551,930 -1.92 19.09 -954,320 48,707,157
2024-01-08 2024-01-04 4 COUR Coursera, Inc.
Common Stock
M - Exercise 50,000 2,601,930 1.96 2.56 128,000 6,660,941
2023-12-26 2023-12-26 4 COUR Coursera, Inc.
Common Stock
S - Sale X -11,048 2,551,930 -0.43 20.01 -221,025 51,053,656
2023-12-26 2023-12-26 4 COUR Coursera, Inc.
Common Stock
M - Exercise 11,048 2,562,978 0.43 2.56 28,283 6,561,224
2023-12-26 2023-12-22 4 COUR Coursera, Inc.
Common Stock
S - Sale X -13,952 2,551,930 -0.54 20.03 -279,456 51,114,648
2023-12-26 2023-12-22 4 COUR Coursera, Inc.
Common Stock
M - Exercise 13,952 2,565,882 0.55 2.56 35,717 6,568,658
2023-12-26 2023-12-21 4 COUR Coursera, Inc.
Common Stock
S - Sale X -50,000 2,551,930 -1.92 19.80 -989,975 50,526,938
2023-12-26 2023-12-21 4 COUR Coursera, Inc.
Common Stock
M - Exercise 50,000 2,601,930 1.96 2.56 128,000 6,660,941
2023-12-11 2023-12-07 4 COUR Coursera, Inc.
Common Stock
S - Sale X -75,000 2,551,930 -2.86 20.59 -1,544,505 52,552,915
2023-12-11 2023-12-07 4 COUR Coursera, Inc.
Common Stock
M - Exercise 75,000 2,626,930 2.94 2.56 192,000 6,724,941
2023-12-06 2023-12-04 4 COUR Coursera, Inc.
Common Stock
S - Sale X -155,197 2,551,930 -5.73 20.21 -3,136,252 51,569,912
2023-12-06 2023-12-04 4 COUR Coursera, Inc.
Common Stock
M - Exercise 155,197 2,707,127 6.08 2.56 397,304 6,930,245
2023-12-01 2023-12-01 4 COUR Coursera, Inc.
Common Stock
S - Sale X -123,422 2,551,930 -4.61 20.15 -2,487,237 51,427,259
2023-12-01 2023-12-01 4 COUR Coursera, Inc.
Common Stock
M - Exercise 123,422 2,675,352 4.84 2.56 315,960 6,848,901
2023-12-01 2023-11-30 4 COUR Coursera, Inc.
Common Stock
S - Sale X -4,200 2,551,930 -0.16 20.01 -84,035 51,059,781
2023-12-01 2023-11-30 4 COUR Coursera, Inc.
Common Stock
M - Exercise 4,200 2,556,130 0.16 2.56 10,752 6,543,693
2023-12-01 2023-11-29 4 COUR Coursera, Inc.
Common Stock
S - Sale X -33,682 2,551,930 -1.30 20.06 -675,523 51,181,253
2023-12-01 2023-11-29 4 COUR Coursera, Inc.
Common Stock
M - Exercise 33,682 2,585,612 1.32 2.56 86,226 6,619,167
2023-11-28 2023-11-28 4 COUR Coursera, Inc.
Common Stock
S - Sale X -8,499 2,551,930 -0.33 20.00 -169,992 51,042,173
2023-11-28 2023-11-28 4 COUR Coursera, Inc.
Common Stock
M - Exercise 8,499 2,560,429 0.33 2.56 21,757 6,554,698
2023-11-28 2023-11-24 4 COUR Coursera, Inc.
Common Stock
S - Sale X -50,000 2,551,930 -1.92 19.60 -979,865 50,010,938
2023-11-28 2023-11-24 4 COUR Coursera, Inc.
Common Stock
M - Exercise 50,000 2,601,930 1.96 2.56 128,000 6,660,941
2023-11-17 2023-11-15 4 COUR Coursera, Inc.
Common Stock
F - Taxes -94,924 2,551,930 -3.59 19.61 -1,861,460 50,043,347
2023-11-17 2023-11-15 4 COUR Coursera, Inc.
Common Stock
S - Sale X -10,001 2,646,854 -0.38 20.00 -200,026 52,938,668
2023-11-17 2023-11-15 4 COUR Coursera, Inc.
Common Stock
M - Exercise 10,001 2,656,855 0.38 2.56 25,603 6,801,549
2023-11-13 2023-11-09 4 COUR Coursera, Inc.
Common Stock
S - Sale X -50,000 2,646,854 -1.85 18.65 -932,305 49,353,504
2023-11-13 2023-11-09 4 COUR Coursera, Inc.
Common Stock
M - Exercise 50,000 2,696,854 1.89 2.56 128,000 6,903,946
2023-10-30 2023-10-26 4 COUR Coursera, Inc.
Common Stock
S - Sale X -50,000 2,646,854 -1.85 17.09 -854,445 45,231,823
2023-10-30 2023-10-26 4 COUR Coursera, Inc.
Common Stock
M - Exercise 50,000 2,696,854 1.89 2.56 128,000 6,903,946
2023-10-16 2023-10-12 4 COUR Coursera, Inc.
Common Stock
S - Sale X -100 2,646,854 0.00 19.55 -1,955 51,745,996
2023-10-16 2023-10-12 4 COUR Coursera, Inc.
Common Stock
S - Sale X -49,900 2,646,954 -1.85 18.91 -943,689 50,058,135
2023-10-16 2023-10-12 4 COUR Coursera, Inc.
Common Stock
M - Exercise 50,000 2,696,854 1.89 2.56 128,000 6,903,946
2023-10-02 2023-09-28 4 COUR Coursera, Inc.
Common Stock
S - Sale X -50,000 2,646,854 -1.85 18.35 -917,610 48,575,594
2023-10-02 2023-09-28 4 COUR Coursera, Inc.
Common Stock
M - Exercise 50,000 2,696,854 1.89 2.56 128,000 6,903,946
2023-09-18 2023-09-14 4 COUR Coursera, Inc.
Common Stock
S - Sale X -50,000 2,646,854 -1.85 18.19 -909,420 48,142,039
2023-09-18 2023-09-14 4 COUR Coursera, Inc.
Common Stock
M - Exercise 50,000 2,696,854 1.89 2.56 128,000 6,903,946
2023-09-05 2023-08-31 4 COUR Coursera, Inc.
Common Stock
S - Sale X -50,000 2,646,854 -1.85 17.41 -870,355 46,074,052
2023-09-05 2023-08-31 4 COUR Coursera, Inc.
Common Stock
M - Exercise 50,000 2,696,854 1.89 2.56 128,000 6,903,946
2023-08-21 2023-08-17 4 COUR Coursera, Inc.
Common Stock
S - Sale X -50,000 2,646,854 -1.85 15.54 -777,145 41,139,787
2023-08-21 2023-08-17 4 COUR Coursera, Inc.
Common Stock
M - Exercise 50,000 2,696,854 1.89 2.56 128,000 6,903,946
2023-08-17 2023-08-15 4 COUR Coursera, Inc.
Common Stock
F - Taxes -94,924 2,646,854 -3.46 15.61 -1,481,764 41,317,391
2023-08-07 2023-08-03 4 COUR Coursera, Inc.
Common Stock
S - Sale X -50,000 2,741,778 -1.79 15.93 -796,685 43,686,668
2023-08-07 2023-08-03 4 COUR Coursera, Inc.
Common Stock
M - Exercise 50,000 2,791,778 1.82 2.56 128,000 7,146,952
2023-07-24 2023-07-20 4 COUR Coursera, Inc.
Common Stock
S - Sale X -50,000 2,741,778 -1.79 13.47 -673,665 36,940,798
2023-07-24 2023-07-20 4 COUR Coursera, Inc.
Common Stock
M - Exercise 50,000 2,791,778 1.82 2.56 128,000 7,146,952
2023-07-10 2023-07-06 4 COUR Coursera, Inc.
Common Stock
S - Sale X -50,000 2,741,778 -1.79 12.31 -615,555 33,754,303
2023-07-10 2023-07-06 4 COUR Coursera, Inc.
Common Stock
M - Exercise 50,000 2,791,778 1.82 2.56 128,000 7,146,952
2023-06-26 2023-06-22 4 COUR Coursera, Inc.
Common Stock
S - Sale X -50,000 2,741,778 -1.79 12.98 -648,845 35,579,779
2023-06-26 2023-06-22 4 COUR Coursera, Inc.
Common Stock
M - Exercise 50,000 2,791,778 1.82 2.56 128,000 7,146,952
2023-06-12 2023-06-08 4 COUR Coursera, Inc.
Common Stock
S - Sale X -50,000 2,741,778 -1.79 12.85 -642,420 35,227,460
2023-06-12 2023-06-08 4 COUR Coursera, Inc.
Common Stock
M - Exercise 50,000 2,791,778 1.82 2.56 128,000 7,146,952
2023-05-30 2023-05-25 4 COUR Coursera, Inc.
Common Stock
S - Sale -50,000 2,741,778 -1.79 12.54 -626,845 34,373,397
2023-05-30 2023-05-25 4 COUR Coursera, Inc.
Common Stock
M - Exercise 50,000 2,791,778 1.82 2.56 128,000 7,146,952
2023-05-17 2023-05-15 4 COUR Coursera, Inc.
Common Stock
F - Taxes -94,924 2,741,778 -3.35 12.07 -1,145,733 33,093,260
2023-05-15 2023-05-11 4 COUR Coursera, Inc.
Common Stock
S - Sale -50,000 2,836,702 -1.73 11.26 -563,200 31,952,611
2023-05-15 2023-05-11 4 COUR Coursera, Inc.
Common Stock
M - Exercise 50,000 2,886,702 1.76 2.56 128,000 7,389,957
2023-05-01 2023-04-27 4 COUR Coursera, Inc.
Common Stock
S - Sale -50,000 2,834,897 -1.73 10.46 -523,155 29,661,811
2023-05-01 2023-04-27 4 COUR Coursera, Inc.
Common Stock
M - Exercise 50,000 2,884,897 1.76 2.56 128,000 7,385,336
2023-04-17 2023-04-13 4 COUR Coursera, Inc.
Common Stock
S - Sale -50,000 2,834,897 -1.73 11.28 -563,760 31,964,031
2023-04-17 2023-04-13 4 COUR Coursera, Inc.
Common Stock
M - Exercise 50,000 2,884,897 1.76 2.56 128,000 7,385,336
2023-04-03 2023-03-30 4 COUR Coursera, Inc.
Common Stock
S - Sale X -50,000 2,834,897 -1.73 10.79 -539,555 30,591,657
2023-04-03 2023-03-30 4 COUR Coursera, Inc.
Common Stock
M - Exercise 50,000 2,884,897 1.76 2.56 128,000 7,385,336
2023-03-22 2023-03-20 4 COUR Coursera, Inc.
Common Stock
S - Sale X -50,000 2,834,897 -1.73 10.98 -549,035 31,129,153
2023-03-22 2023-03-20 4 COUR Coursera, Inc.
Common Stock
M - Exercise 50,000 2,884,897 1.76 2.56 128,000 7,385,336
2023-02-17 2023-02-15 4 COUR Coursera, Inc.
Common Stock
F - Taxes -92,756 2,834,897 -3.17 15.65 -1,451,631 44,366,138
2022-11-17 2022-11-15 4 COUR Coursera, Inc.
Common Stock
F - Taxes -92,588 2,927,653 -3.07 14.01 -1,297,158 41,016,419
2022-10-04 2022-09-30 4 COUR Coursera, Inc.
Common Stock
A - Award 2,654,868 3,020,241 726.62
2022-08-17 2022-08-15 4 COUR Coursera, Inc.
Common Stock
F - Taxes -10,319 365,373 -2.75 13.95 -143,950 5,096,953
2022-05-17 2022-05-15 4 COUR Coursera, Inc.
Common Stock
F - Taxes -34,193 375,692 -8.34 15.39 -526,230 5,781,900
2022-05-04 2022-05-02 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit
A - Award 310 310
2022-04-25 2022-04-21 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit
M - Exercise -284 0 -100.00
2022-04-25 2022-04-21 4 SIVB SVB FINANCIAL GROUP
Common Stock
M - Exercise 284 4,259 7.14
2021-12-02 2021-11-30 4 COUR Coursera, Inc.
Stock Option (right to buy)
A - Award 150,740 150,740
2021-12-02 2021-11-30 4 COUR Coursera, Inc.
Common Stock
A - Award 75,370 409,127 22.58
2021-11-12 2021-11-10 4 COUR Coursera, Inc.
Stock Option (right to buy)
M - Exercise -50,000 3,705,875 -1.33
2021-11-12 2021-11-10 4 COUR Coursera, Inc.
Common Stock
S - Sale X -50,000 333,757 -13.03 34.45 -1,722,500 11,497,929
2021-11-12 2021-11-10 4 COUR Coursera, Inc.
Common Stock
M - Exercise 50,000 383,757 14.98 2.56 128,000 982,418
2021-10-18 2021-10-15 4 COUR Coursera, Inc.
Stock Option (right to buy)
M - Exercise -36,151 3,755,875 -0.95
2021-10-18 2021-10-15 4 COUR Coursera, Inc.
Common Stock
S - Sale X -36,151 333,000 -9.79 33.08 -1,195,951 11,016,339
2021-10-18 2021-10-15 4 COUR Coursera, Inc.
Common Stock
M - Exercise 36,151 369,151 10.86 2.56 92,547 945,027
2021-10-18 2021-10-14 4 COUR Coursera, Inc.
Stock Option (right to buy)
M - Exercise -13,849 3,792,026 -0.36
2021-10-18 2021-10-14 4 COUR Coursera, Inc.
Common Stock
S - Sale X -13,849 333,000 -3.99 33.01 -457,099 10,990,965
2021-10-18 2021-10-14 4 COUR Coursera, Inc.
Common Stock
M - Exercise 13,849 346,849 4.16 2.56 35,453 887,933
2021-09-14 2021-09-10 4 COUR Coursera, Inc.
Stock Option (right to buy)
M - Exercise -50,000 3,805,875 -1.30
2021-09-14 2021-09-10 4 COUR Coursera, Inc.
Common Stock
S - Sale X -50,000 333,000 -13.05 37.68 -1,883,980 12,547,307
2021-09-14 2021-09-10 4 COUR Coursera, Inc.
Common Stock
M - Exercise 50,000 383,000 15.02 2.56 128,000 980,480
2021-08-12 2021-08-10 4 COUR Coursera, Inc.
Stock Option (right to buy)
M - Exercise -50,000 3,855,875 -1.28
2021-08-12 2021-08-10 4 COUR Coursera, Inc.
Common Stock
S - Sale X -700 333,000 -0.21 39.95 -27,965 13,303,350
2021-08-12 2021-08-10 4 COUR Coursera, Inc.
Common Stock
S - Sale X -1,300 333,700 -0.39 39.07 -50,792 13,037,959
2021-08-12 2021-08-10 4 COUR Coursera, Inc.
Common Stock
S - Sale X -12,671 335,000 -3.64 38.07 -482,348 12,752,478
2021-08-12 2021-08-10 4 COUR Coursera, Inc.
Common Stock
S - Sale X -35,329 347,671 -9.22 37.17 -1,313,122 12,922,375
2021-08-12 2021-08-10 4 COUR Coursera, Inc.
Common Stock
M - Exercise 50,000 383,000 15.02 2.56 128,000 980,480
2021-07-12 2021-07-12 4 COUR Coursera, Inc.
Stock Option (right to buy)
M - Exercise -49,463 3,905,875 -1.25
2021-07-12 2021-07-12 4 COUR Coursera, Inc.
Common Stock
S - Sale X -4,623 333,000 -1.37 39.59 -183,026 13,183,570
2021-07-12 2021-07-12 4 COUR Coursera, Inc.
Common Stock
S - Sale X -44,840 337,623 -11.72 39.09 -1,752,769 13,197,480
2021-07-12 2021-07-12 4 COUR Coursera, Inc.
Common Stock
M - Exercise 49,463 382,463 14.85 2.56 126,625 979,105
2021-07-12 2021-07-09 4 COUR Coursera, Inc.
Stock Option (right to buy)
M - Exercise -40,171 3,955,338 -1.01
2021-07-12 2021-07-09 4 COUR Coursera, Inc.
Common Stock
S - Sale X -40,171 333,000 -10.76 40.03 -1,608,097 13,330,423
2021-07-12 2021-07-09 4 COUR Coursera, Inc.
Common Stock
M - Exercise 40,171 373,171 12.06 2.56 102,838 955,318
2021-07-07 2021-07-07 4 COUR Coursera, Inc.
Stock Option (right to buy)
M - Exercise -59,088 3,995,509 -1.46
2021-07-07 2021-07-07 4 COUR Coursera, Inc.
Common Stock
S - Sale X -59,088 333,000 -15.07 40.12 -2,370,528 13,359,494
2021-07-07 2021-07-07 4 COUR Coursera, Inc.
Common Stock
M - Exercise 59,088 392,088 17.74 2.56 151,265 1,003,745
2021-07-07 2021-07-06 4 COUR Coursera, Inc.
Stock Option (right to buy)
M - Exercise -64,600 4,054,597 -1.57
2021-07-07 2021-07-06 4 COUR Coursera, Inc.
Common Stock
S - Sale X -1,200 333,000 -0.36 41.05 -49,264 13,670,716
2021-07-07 2021-07-06 4 COUR Coursera, Inc.
Common Stock
S - Sale X -63,400 334,200 -15.95 40.59 -2,573,590 13,566,147
2021-07-07 2021-07-06 4 COUR Coursera, Inc.
Common Stock
M - Exercise 64,600 397,600 19.40 2.56 165,376 1,017,856
2021-07-07 2021-07-02 4 COUR Coursera, Inc.
Stock Option (right to buy)
M - Exercise -6,833 4,119,197 -0.17
2021-07-07 2021-07-02 4 COUR Coursera, Inc.
Common Stock
S - Sale X -6,833 333,000 -2.01 40.06 -273,755 13,341,179
2021-07-07 2021-07-02 4 COUR Coursera, Inc.
Common Stock
M - Exercise 6,833 339,833 2.05 2.56 17,492 869,972
2021-07-01 2021-07-01 4 COUR Coursera, Inc.
Stock Option (right to buy)
M - Exercise -2,562 4,126,030 -0.06
2021-07-01 2021-07-01 4 COUR Coursera, Inc.
Common Stock
S - Sale X -2,562 333,000 -0.76 40.04 -102,588 13,334,019
2021-07-01 2021-07-01 4 COUR Coursera, Inc.
Common Stock
M - Exercise 2,562 335,562 0.77 2.56 6,559 859,039
2021-07-01 2021-06-30 4 COUR Coursera, Inc.
Stock Option (right to buy)
M - Exercise -11,811 4,128,592 -0.29
2021-07-01 2021-06-30 4 COUR Coursera, Inc.
Common Stock
S - Sale X -2,711 333,000 -0.81 41.07 -111,338 13,675,910
2021-07-01 2021-06-30 4 COUR Coursera, Inc.
Common Stock
S - Sale X -9,100 335,711 -2.64 40.57 -369,171 13,619,191
2021-07-01 2021-06-30 4 COUR Coursera, Inc.
Common Stock
M - Exercise 11,811 344,811 3.55 2.56 30,236 882,716
2021-07-01 2021-06-29 4 COUR Coursera, Inc.
Stock Option (right to buy)
M - Exercise -15,472 4,140,403 -0.37
2021-07-01 2021-06-29 4 COUR Coursera, Inc.
Common Stock
S - Sale X -15,472 333,000 -4.44 41.02 -634,658 13,659,593
2021-07-01 2021-06-29 4 COUR Coursera, Inc.
Common Stock
M - Exercise 15,472 348,472 4.65 2.56 39,608 892,088
2021-05-05 2021-05-03 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit
A - Award 284 284
2021-04-26 2021-04-22 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit
M - Exercise -722 0 -100.00
2021-04-26 2021-04-22 4 SIVB SVB FINANCIAL GROUP
Common Stock
M - Exercise 722 3,975 22.19
2021-03-30 3 COUR Coursera, Inc.
Common Stock
333,000
2021-03-30 3 COUR Coursera, Inc.
Common Stock
10,000
2021-03-30 3 COUR Coursera, Inc.
Common Stock
10,000
2021-03-30 3 COUR Coursera, Inc.
Common Stock
10,000
2021-03-30 3 COUR Coursera, Inc.
Common Stock
10,000
2021-03-30 3 COUR Coursera, Inc.
Common Stock
10,000
2021-03-30 3 COUR Coursera, Inc.
Common Stock
10,000
2021-03-30 3 COUR Coursera, Inc.
Common Stock
10,000
2021-03-30 3 COUR Coursera, Inc.
Common Stock
10,000
2021-02-17 2021-02-12 4 SIVB SVB FINANCIAL GROUP
Common Stock
S - Sale -100 3,253 -2.98 506.12 -50,612 1,646,407
2021-02-17 2021-02-12 4 SIVB SVB FINANCIAL GROUP
Common Stock
S - Sale -1,032 3,353 -23.53 505.49 -521,668 1,694,915
2021-02-17 2021-02-12 4 SIVB SVB FINANCIAL GROUP
Common Stock
S - Sale -869 4,385 -16.54 504.37 -438,296 2,211,654
2021-02-17 2021-02-12 4 SIVB SVB FINANCIAL GROUP
Common Stock
S - Sale -1,299 5,254 -19.82 503.66 -654,256 2,646,234
2021-02-17 2021-02-12 4 SIVB SVB FINANCIAL GROUP
Common Stock
S - Sale -700 6,553 -9.65 502.52 -351,765 3,293,023
2020-05-05 2020-05-01 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit
A - Award 722 722
2020-04-27 2020-04-23 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit
M - Exercise -514 0 -100.00
2020-04-27 2020-04-23 4 SIVB SVB FINANCIAL GROUP
Common Stock
M - Exercise 514 7,253 7.63
2019-05-03 2019-05-01 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit
A - Award 514 514
2019-04-29 2019-04-25 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit
M - Exercise -492 0 -100.00
2019-04-29 2019-04-25 4 SIVB SVB FINANCIAL GROUP
Common Stock
M - Exercise 492 6,739 7.88
2018-05-03 2018-05-01 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit
A - Award 492 492
2018-04-30 2018-04-26 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit
M - Exercise -561 0 -100.00
2018-04-30 2018-04-26 4 SIVB SVB FINANCIAL GROUP
Common Stock
M - Exercise 561 6,247 9.87
2017-05-04 2017-05-02 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit
A - Award 561 561
2017-05-01 2017-04-27 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit
M - Exercise -985 0 -100.00
2017-05-01 2017-04-27 4 SIVB SVB FINANCIAL GROUP
Common Stock
M - Exercise 985 5,686 20.95
2016-05-20 2016-05-18 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit
A - Award 985 985
2016-04-22 2016-04-21 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit
M - Exercise -737 0 -100.00
2016-04-22 2016-04-21 4 SIVB SVB FINANCIAL GROUP
Common Stock
M - Exercise 737 4,701 18.59
2015-05-22 2015-05-20 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit
A - Award 737 737
2015-04-27 2015-04-23 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit
M - Exercise -940 0 -100.00
2015-04-27 2015-04-23 4 SIVB SVB FINANCIAL GROUP
Common Stock
M - Exercise 940 3,964 31.08
2014-12-30 2014-12-30 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 76,525 -16.39
2014-12-30 2014-12-30 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 202,403 -6.90 37.08 -556,167 7,504,658
2014-12-30 2014-12-30 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 217,403 7.41 21.39 320,850 4,650,250
2014-12-18 2014-12-16 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 91,525 -14.08
2014-12-18 2014-12-16 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 202,403 -6.90 33.78 -506,684 6,836,951
2014-12-18 2014-12-16 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 217,403 7.41 21.39 320,850 4,650,250
2014-12-18 2013-11-21 4/A FNGN Financial Engines, Inc.
Common Stock
S - Sale X -3,501 233,631 -1.48 66.51 -232,835 15,537,676
2014-12-18 2013-11-21 4/A FNGN Financial Engines, Inc.
Common Stock
M - Exercise 1,455 237,132 0.62 7.50 10,912 1,778,490
2014-12-03 2014-12-02 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 106,525 -12.34
2014-12-03 2014-12-02 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 204,449 -6.84 32.49 -487,322 6,642,160
2014-12-03 2014-12-02 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 219,449 7.34 21.39 320,850 4,694,014
2014-11-19 2014-11-18 4 FNGN Financial Engines, Inc.
Restricted Stock Units
M - Exercise -6,773 6,773 -50.00
2014-11-19 2014-11-18 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -12,515 121,525 -9.34
2014-11-19 2014-11-18 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -2,485 0 -100.00
2014-11-19 2014-11-18 4 FNGN Financial Engines, Inc.
Common Stock
F - Taxes -3,535 204,449 -1.70 32.29 -114,145 6,601,658
2014-11-19 2014-11-18 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 6,773 207,984 3.37
2014-11-19 2014-11-18 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 201,211 -6.94 32.19 -482,883 6,477,425
2014-11-19 2014-11-18 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 12,515 216,211 6.14
2014-11-19 2014-11-18 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 2,485 203,696 1.24
2014-11-17 2014-11-16 4 FNGN Financial Engines, Inc.
Restricted Stock Units
M - Exercise -3,732 7,466 -33.33
2014-11-17 2014-11-16 4 FNGN Financial Engines, Inc.
Common Stock
F - Taxes -1,948 201,211 -0.96 32.91 -64,109 6,621,854
2014-11-17 2014-11-16 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 3,732 203,159 1.87
2014-11-12 2014-11-10 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 2,485 -85.79
2014-11-12 2014-11-10 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 199,427 -7.00 30.98 -464,631 6,177,331
2014-11-12 2014-11-10 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 214,427 7.52 7.99 119,850 1,713,272
2014-10-22 2014-10-21 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 17,485 -46.18
2014-10-22 2014-10-21 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 199,427 -7.00 35.64 -534,615 7,107,778
2014-10-22 2014-10-21 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 214,427 7.52 7.99 119,850 1,713,272
2014-10-08 2014-10-07 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 32,485 -31.59
2014-10-08 2014-10-07 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 199,427 -7.00 31.83 -477,411 6,347,243
2014-10-08 2014-10-07 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 214,427 7.52 7.99 119,850 1,713,272
2014-09-24 2014-09-23 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 47,485 -24.01
2014-09-24 2014-09-23 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 199,427 -7.00 34.51 -517,708 6,883,004
2014-09-24 2014-09-23 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 214,427 7.52 7.99 119,850 1,713,272
2014-09-10 2014-09-09 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 62,485 -19.36
2014-09-10 2014-09-09 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 199,427 -7.00 35.90 -538,530 7,159,828
2014-09-10 2014-09-09 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 214,427 7.52 7.99 119,850 1,713,272
2014-08-27 2014-08-26 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 77,485 -16.22
2014-08-27 2014-08-26 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 199,427 -7.00 36.64 -549,549 7,306,327
2014-08-27 2014-08-26 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 214,427 7.52 7.99 119,850 1,713,272
2014-08-13 2014-08-12 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 92,485 -13.96
2014-08-13 2014-08-12 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 199,427 -7.00 35.51 -532,648 7,081,633
2014-08-13 2014-08-12 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 214,427 7.52 7.99 119,850 1,713,272
2014-08-05 2014-08-04 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 107,485 -12.25
2014-08-05 2014-08-04 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 199,427 -7.00 37.26 -558,938 7,431,149
2014-08-05 2014-08-04 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 214,427 7.52 7.99 119,850 1,713,272
2014-07-16 2014-07-15 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 122,485 -10.91
2014-07-16 2014-07-15 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 199,427 -7.00 37.02 -555,268 7,382,369
2014-07-16 2014-07-15 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 214,427 7.52 7.99 119,850 1,713,272
2014-07-02 2014-07-01 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 137,485 -9.84
2014-07-02 2014-07-01 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 199,427 -7.00 43.28 -649,144 8,630,463
2014-07-02 2014-07-01 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 214,427 7.52 7.99 119,850 1,713,272
2014-06-18 2014-06-17 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 152,485 -8.96
2014-06-18 2014-06-17 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 199,427 -7.00 47.99 -719,844 9,570,422
2014-06-18 2014-06-17 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 214,427 7.52 7.99 119,850 1,713,272
2014-06-04 2014-06-03 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 167,485 -8.22
2014-06-04 2014-06-03 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -3,277 199,427 -1.62 41.03 -134,446 8,181,951
2014-06-04 2014-06-03 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -11,723 202,704 -5.47 40.25 -471,896 8,159,627
2014-06-04 2014-06-03 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 214,427 7.52 7.99 119,850 1,713,272
2014-05-23 2014-05-21 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit
A - Award 940 940
2014-05-21 2014-05-20 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 182,485 -7.60
2014-05-21 2014-05-20 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 205,677 -6.80 39.07 -586,020 8,035,389
2014-05-21 2014-05-20 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 220,677 7.29 7.99 119,850 1,763,209
2014-05-21 2014-05-16 4 FNGN Financial Engines, Inc.
Common Stock
G - Gift -6,250 199,427 -3.04
2014-05-09 2014-05-08 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 197,485 -7.06
2014-05-09 2014-05-08 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -100 205,677 -0.05 41.67 -4,167 8,570,561
2014-05-09 2014-05-08 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -13,356 205,777 -6.09 41.10 -548,886 8,456,735
2014-05-09 2014-05-08 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -1,544 219,133 -0.70 40.14 -61,983 8,796,941
2014-05-09 2014-05-08 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 220,677 7.29 7.99 119,850 1,763,209
2014-04-28 2014-04-24 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit
M - Exercise -1,349 0 -100.00
2014-04-28 2014-04-24 4 SIVB SVB FINANCIAL GROUP
Common Stock
M - Exercise 1,349 3,024 80.54
2014-04-23 2014-04-22 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 212,485 -6.59
2014-04-23 2014-04-22 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X 200 205,677 0.10 48.78 9,756 10,032,924
2014-04-23 2014-04-22 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -14,800 205,877 -6.71 48.22 -713,612 9,926,771
2014-04-23 2014-04-22 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 220,677 7.29 7.99 119,850 1,763,209
2014-04-09 2014-04-08 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 227,485 -6.19
2014-04-09 2014-04-08 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -200 205,677 -0.10 47.37 -9,474 9,742,919
2014-04-09 2014-04-08 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -9,786 205,877 -4.54 46.85 -458,471 9,645,276
2014-04-09 2014-04-08 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -5,014 215,663 -2.27 45.74 -229,340 9,864,404
2014-04-09 2014-04-08 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 220,677 7.29 7.99 119,850 1,763,209
2014-03-26 2014-03-25 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 242,485 -5.83
2014-03-26 2014-03-25 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X 2,900 205,677 1.43 53.72 155,790 11,049,092
2014-03-26 2014-03-25 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -12,100 208,577 -5.48 52.82 -639,099 11,016,641
2014-03-26 2014-03-25 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 220,677 7.29 7.99 119,850 1,763,209
2014-03-12 2014-03-11 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 257,485 -5.50
2014-03-12 2014-03-11 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -400 205,677 -0.19 58.67 -23,469 12,067,584
2014-03-12 2014-03-11 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 400 206,077 0.19 7.99 3,196 1,646,555
2014-03-12 2014-03-11 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -14,600 205,677 -6.63 58.08 -847,987 11,945,988
2014-03-12 2014-03-11 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 14,600 220,277 7.10 7.99 116,654 1,760,013
2014-02-27 2014-02-26 4 FNGN Financial Engines, Inc.
Restricted Stock Units
A - Award 15,416 15,416
2014-02-27 2014-02-26 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
A - Award 41,768 41,768
2014-02-26 2014-02-25 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 272,485 -5.22
2014-02-26 2014-02-25 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 205,677 -6.80 55.91 -838,612 11,498,887
2014-02-26 2014-02-25 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 220,677 7.29 7.99 119,850 1,763,209
2014-02-12 2014-02-11 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 287,485 -4.96
2014-02-12 2014-02-11 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -9,174 205,677 -4.27 61.13 -560,833 12,573,631
2014-02-12 2014-02-11 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 9,174 214,851 4.46 7.99 73,300 1,716,659
2014-02-12 2014-02-11 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -5,826 205,677 -2.75 60.23 -350,892 12,387,638
2014-02-12 2014-02-11 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 5,826 211,503 2.83 7.99 46,550 1,689,909
2014-01-29 2014-01-28 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -800 10,000 -7.41 60.50 -48,396 604,954
2014-01-29 2014-01-28 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -4,200 10,800 -28.00 59.99 -251,942 647,850
2014-01-29 2014-01-28 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -600 10,000 -5.66 60.51 -36,305 605,083
2014-01-29 2014-01-28 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -4,400 10,600 -29.33 60.02 -264,097 636,234
2014-01-29 2014-01-28 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -399 10,000 -3.84 60.52 -24,146 605,175
2014-01-29 2014-01-28 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -4,601 10,399 -30.67 60.05 -276,274 624,424
2014-01-15 2014-01-14 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -2,200 15,000 -12.79 64.77 -142,485 971,486
2014-01-15 2014-01-14 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -2,800 17,200 -14.00 63.93 -179,017 1,099,673
2014-01-15 2014-01-14 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -2,800 15,000 -15.73 64.69 -181,132 970,350
2014-01-15 2014-01-14 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -2,200 17,800 -11.00 63.75 -140,253 1,134,775
2014-01-15 2014-01-14 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -2,298 15,000 -13.28 64.74 -148,772 971,098
2014-01-15 2014-01-14 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -2,702 17,298 -13.51 63.89 -172,620 1,105,098
2013-12-20 2013-12-19 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -2,602 205,677 -1.25 68.21 -177,484 14,029,331
2013-12-20 2013-12-19 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -12,398 208,279 -5.62 67.38 -835,350 14,033,381
2013-12-06 2013-12-05 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -2,278 220,677 -1.02 68.78 -156,677 15,177,789
2013-12-06 2013-12-05 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -12,722 222,955 -5.40 68.23 -868,059 15,212,866
2013-11-22 2013-11-21 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -12,954 0 -100.00
2013-11-22 2013-11-21 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -3,501 235,677 -1.46 66.51 -232,835 15,673,746
2013-11-22 2013-11-21 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 3,501 239,178 1.49 7.50 26,258 1,793,835
2013-11-22 2013-11-21 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -9,799 235,677 -3.99 65.77 -644,455 15,499,864
2013-11-22 2013-11-21 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 9,799 245,476 4.16 7.50 73,492 1,841,070
2013-11-22 2013-11-21 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -1,300 235,677 -0.55 64.57 -83,941 15,217,664
2013-11-22 2013-11-21 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 1,300 236,977 0.55 7.50 9,750 1,777,328
2013-11-22 2013-11-21 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -400 235,677 -0.17 62.96 -25,183 14,837,635
2013-11-22 2013-11-21 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 400 236,077 0.17 7.50 3,000 1,770,578
2013-11-19 2013-11-18 4 FNGN Financial Engines, Inc.
Restricted Stock Units
M - Exercise -6,772 13,546 -33.33
2013-11-19 2013-11-18 4 FNGN Financial Engines, Inc.
Common Stock
F - Taxes -3,534 235,677 -1.48 60.07 -212,287 14,157,117
2013-11-19 2013-11-18 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 6,772 239,211 2.91
2013-11-19 2013-11-16 4 FNGN Financial Engines, Inc.
Restricted Stock Units
M - Exercise -3,732 11,198 -25.00
2013-11-19 2013-11-16 4 FNGN Financial Engines, Inc.
Common Stock
F - Taxes -1,948 232,439 -0.83 59.75 -116,393 13,888,230
2013-11-19 2013-11-16 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 3,732 234,387 1.62
2013-11-08 2013-11-07 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 12,954 -53.66
2013-11-08 2013-11-07 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -100 230,655 -0.04 61.09 -6,109 14,090,714
2013-11-08 2013-11-07 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 100 230,755 0.04 7.50 750 1,730,662
2013-11-08 2013-11-07 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -2,100 230,655 -0.90 60.39 -126,823 13,929,648
2013-11-08 2013-11-07 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 2,100 232,755 0.91 7.50 15,750 1,745,662
2013-11-08 2013-11-07 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -1,799 230,655 -0.77 59.09 -106,311 13,630,488
2013-11-08 2013-11-07 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 1,799 232,454 0.78 7.50 13,492 1,743,405
2013-11-08 2013-11-07 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -6,036 230,655 -2.55 58.18 -351,192 13,420,177
2013-11-08 2013-11-07 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 6,036 236,691 2.62 7.50 45,270 1,775,182
2013-11-08 2013-11-07 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -4,965 230,655 -2.11 57.12 -283,592 13,174,598
2013-11-08 2013-11-07 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 4,965 235,620 2.15 7.50 37,238 1,767,150
2013-10-30 2013-10-29 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -5,000 302,485 -1.63
2013-10-30 2013-10-29 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 5,000 230,655 2.22 7.99 39,950 1,842,933
2013-10-25 2013-10-24 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 27,954 -34.92
2013-10-25 2013-10-24 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -1,907 225,655 -0.84 57.84 -110,292 13,050,779
2013-10-25 2013-10-24 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 1,907 227,562 0.85 7.50 14,302 1,706,715
2013-10-25 2013-10-24 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -13,093 225,655 -5.48 57.08 -747,414 12,881,516
2013-10-25 2013-10-24 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 13,093 238,748 5.80 7.50 98,198 1,790,610
2013-10-16 2013-10-15 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -5,000 307,485 -1.60
2013-10-16 2013-10-15 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 5,000 225,655 2.27 7.99 39,950 1,802,983
2013-10-11 2013-10-10 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 42,954 -25.88
2013-10-11 2013-10-10 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 220,655 -6.37 52.86 -792,928 11,664,243
2013-10-11 2013-10-10 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 235,655 6.80 7.50 112,500 1,767,412
2013-10-02 2013-10-01 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -5,000 312,485 -1.57
2013-10-02 2013-10-01 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 5,000 220,655 2.32 7.99 39,950 1,763,033
2013-09-27 2013-09-26 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 57,954 -20.56
2013-09-27 2013-09-26 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -300 215,655 -0.14 61.90 -18,569 13,348,333
2013-09-27 2013-09-26 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 300 215,955 0.14 7.50 2,250 1,619,662
2013-09-27 2013-09-26 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -14,700 215,655 -6.38 61.07 -897,797 13,171,043
2013-09-27 2013-09-26 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 14,700 230,355 6.82 7.50 110,250 1,727,662
2013-09-18 2013-09-16 4 FNGN Financial Engines, Inc.
Common Stock
G - Gift -5,000 215,655 -2.27
2013-09-13 2013-09-12 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 72,954 -17.05
2013-09-13 2013-09-12 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 220,655 -6.37 58.45 -876,804 12,898,079
2013-09-13 2013-09-12 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 235,655 6.80 7.50 112,500 1,767,412
2013-09-03 2013-08-29 4/A FNGN Financial Engines, Inc.
Common Stock
S - Sale X -7,387 220,655 -3.24 53.61 -396,027 11,829,601
2013-08-30 2013-08-29 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 87,954 -14.57
2013-08-30 2013-08-29 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -7,613 220,655 -3.34 53.90 -410,373 11,894,253
2013-08-30 2013-08-29 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 7,613 228,268 3.45 7.50 57,098 1,712,010
2013-08-30 2013-08-29 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -7,387 220,655 -3.24 52.29 -386,294 11,538,866
2013-08-30 2013-08-29 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 7,387 228,042 3.35 7.50 55,402 1,710,315
2013-08-16 2013-08-15 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 102,954 -12.72
2013-08-16 2013-08-15 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale -15,000 220,655 -6.37 52.29 -784,406 11,538,866
2013-08-16 2013-08-15 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise X 15,000 235,655 6.80 7.99 119,850 1,882,883
2013-08-02 2013-08-01 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -5,000 317,485 -1.55
2013-08-02 2013-08-01 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 117,954 -11.28
2013-08-02 2013-08-01 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 5,000 220,655 2.32 7.99 39,950 1,763,033
2013-08-02 2013-08-01 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 215,655 -6.50 48.69 -730,276 10,499,185
2013-08-02 2013-08-01 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 230,655 6.96 7.50 112,500 1,729,912
2013-07-19 2013-07-18 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -5,000 322,485 -1.53
2013-07-19 2013-07-18 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 132,954 -10.14
2013-07-19 2013-07-18 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 5,000 215,655 2.37 7.99 39,950 1,723,083
2013-07-19 2013-07-18 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 210,655 -6.65 47.74 -716,148 10,057,344
2013-07-19 2013-07-18 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 225,655 7.12 7.50 112,500 1,692,412
2013-07-08 2013-07-05 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -5,000 327,485 -1.50
2013-07-08 2013-07-05 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 147,954 -9.21
2013-07-08 2013-07-05 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 5,000 210,655 2.43 7.99 39,950 1,683,133
2013-07-08 2013-07-05 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 205,655 -6.80 48.27 -723,984 9,926,062
2013-07-08 2013-07-05 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 220,655 7.29 7.50 112,500 1,654,912
2013-06-21 2013-06-20 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -5,000 332,485 -1.48
2013-06-21 2013-06-20 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 162,954 -8.43
2013-06-21 2013-06-20 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 5,000 205,655 2.49 7.99 39,950 1,643,183
2013-06-21 2013-06-20 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 200,655 -6.96 45.81 -687,114 9,191,524
2013-06-21 2013-06-20 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 215,655 7.48 7.50 112,500 1,617,412
2013-06-07 2013-06-06 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -10,000 177,954 -5.32
2013-06-07 2013-06-06 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 187,954 -7.39
2013-06-07 2013-06-06 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 10,000 200,655 5.25 7.50 75,000 1,504,912
2013-06-07 2013-06-06 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 190,655 -7.29 42.40 -636,042 8,084,306
2013-06-07 2013-06-06 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 205,655 7.87 7.50 112,500 1,542,412
2013-06-07 2013-06-05 4 FNGN Financial Engines, Inc.
Common Stock
G - Gift -5,400 190,655 -2.75
2013-05-24 2013-05-22 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit
A - Award 1,349 1,349
2013-05-24 2012-05-23 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -10,000 202,954 -4.70
2013-05-24 2012-05-23 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 217,954 -6.44
2013-05-24 2012-05-23 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 10,000 196,055 5.37 7.50 75,000 1,470,412
2013-05-24 2012-05-23 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 186,055 -7.46 42.65 -639,818 7,936,083
2013-05-24 2012-05-23 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 201,055 8.06 7.50 112,500 1,507,912
2013-05-13 2013-05-09 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -10,000 227,954 -4.20
2013-05-13 2013-05-09 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 237,954 -5.93
2013-05-13 2013-05-09 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 10,000 186,055 5.68 7.50 75,000 1,395,412
2013-05-13 2013-05-09 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 176,055 -7.85 39.62 -594,318 6,975,510
2013-05-13 2013-05-09 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 191,055 8.52 7.50 112,500 1,432,912
2013-04-29 2013-04-25 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit
M - Exercise -1,675 0 -100.00
2013-04-29 2013-04-25 4 SIVB SVB FINANCIAL GROUP
Common Stock
M - Exercise 1,675 1,675
2013-04-26 2013-04-25 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -11,000 252,954 -4.17
2013-04-26 2013-04-25 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 263,954 -5.38
2013-04-26 2013-04-25 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 11,000 176,055 6.66 7.50 82,500 1,320,412
2013-04-26 2013-04-25 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 165,055 -8.33 35.54 -533,094 5,865,989
2013-04-26 2013-04-25 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 180,055 9.09 7.50 112,500 1,350,412
2013-04-12 2013-04-11 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 278,954 -5.10
2013-04-12 2013-04-11 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 165,055 -8.33 35.05 -525,682 5,784,435
2013-04-12 2013-04-11 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 180,055 9.09 7.50 112,500 1,350,412
2013-04-01 2013-03-28 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -9,500 293,954 -3.13
2013-04-01 2013-03-28 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 303,454 -4.71
2013-04-01 2013-03-28 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 9,500 165,055 6.11 7.50 71,250 1,237,912
2013-04-01 2013-03-28 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 155,555 -8.79 36.26 -543,846 5,639,864
2013-04-01 2013-03-28 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 170,555 9.64 7.50 112,500 1,279,162
2013-03-15 2013-03-14 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -10,000 318,454 -3.04
2013-03-15 2013-03-14 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 328,454 -4.37
2013-03-15 2013-03-14 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 10,000 155,555 6.87 7.50 75,000 1,166,662
2013-03-15 2013-03-14 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 145,555 -9.34 33.85 -507,813 4,927,648
2013-03-15 2013-03-14 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 160,555 10.31 7.50 112,500 1,204,162
2013-03-01 2013-02-28 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -10,700 343,454 -3.02
2013-03-01 2013-02-28 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 354,154 -4.06
2013-03-01 2013-02-28 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 10,700 145,555 7.93 7.50 80,250 1,091,662
2013-03-01 2013-02-28 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 134,855 -10.01 32.60 -488,943 4,395,761
2013-03-01 2013-02-28 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 149,855 11.12 7.50 112,500 1,123,912
2013-02-15 2013-02-14 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -6,368 2,347 -73.07
2013-02-15 2013-02-14 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -4,319 0 -100.00
2013-02-15 2013-02-14 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -12,864 369,154 -3.37
2013-02-15 2013-02-14 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -13,236 0 -100.00
2013-02-15 2013-02-14 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 4,319 134,855 3.31 7.50 32,392 1,011,412
2013-02-15 2013-02-14 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 6,368 130,536 5.13 7.99 50,880 1,042,983
2013-02-15 2013-02-14 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 11,100 124,168 9.82 7.50 83,250 931,260
2013-02-15 2013-02-14 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -1,764 113,068 -1.54 33.78 -59,592 3,819,686
2013-02-15 2013-02-14 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 1,764 114,832 1.56 7.50 13,230 861,240
2013-02-15 2013-02-14 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -13,236 13,068 -50.32 33.78 -447,141 441,466
2013-02-15 2013-02-14 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 13,236 126,304 11.71 6.51 86,166 822,239
2013-02-04 2013-01-31 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -9,014 4,319 -67.61
2013-02-04 2013-01-31 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -1,280 0 -100.00
2013-02-04 2013-01-31 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -23,529 0 -100.00
2013-02-04 2013-01-31 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -18,008 0 -100.00
2013-02-04 2013-01-31 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 13,236 -53.12
2013-02-04 2013-01-31 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 9,014 113,068 8.66 7.50 67,605 848,010
2013-02-04 2013-01-31 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 1,280 104,054 1.25 6.51 8,333 677,392
2013-02-04 2013-01-31 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 23,529 102,774 29.69 4.25 99,998 436,790
2013-02-04 2013-01-31 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 18,008 79,245 29.41 3.00 54,024 237,735
2013-02-04 2013-01-31 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 61,237 -19.68 33.29 -499,390 2,038,745
2013-02-04 2013-01-31 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 76,237 24.49 6.51 97,650 496,303
2013-01-18 2013-01-17 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 28,236 -34.69
2013-01-18 2013-01-17 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 61,237 -19.68 29.85 -447,770 1,828,004
2013-01-18 2013-01-17 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 76,237 24.49 6.51 97,650 496,303
2012-12-07 2012-12-05 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -4,649 382,018 -1.20
2012-12-07 2012-12-05 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -10,351 43,236 -19.32
2012-12-07 2012-12-05 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -4,649 61,237 -7.06 25.95 -120,631 1,588,965
2012-12-07 2012-12-05 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 4,649 65,886 7.59 7.50 34,868 494,145
2012-12-07 2012-12-05 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -10,351 61,237 -14.46 25.95 -268,586 1,588,965
2012-12-07 2012-12-05 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 10,351 71,588 16.90 6.51 67,385 466,038
2012-11-20 2012-11-18 4 FNGN Financial Engines, Inc.
Restricted Stock Units
M - Exercise -6,772 20,318 -25.00
2012-11-20 2012-11-18 4 FNGN Financial Engines, Inc.
Common Stock
F - Taxes -2,824 61,237 -4.41 26.22 -74,045 1,605,634
2012-11-20 2012-11-18 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 6,772 64,061 11.82
2012-11-20 2012-11-16 4 FNGN Financial Engines, Inc.
Restricted Stock Units
A - Award 14,930 14,930
2012-11-20 2012-11-16 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
A - Award 86,720 86,720
2012-11-15 2012-11-14 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 53,587 -21.87
2012-11-15 2012-11-14 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 57,289 -20.75 25.33 -379,972 1,451,216
2012-11-15 2012-11-14 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 72,289 26.18 6.51 97,650 470,601
2012-10-29 2012-10-26 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -3,800 8,715 -30.36
2012-10-29 2012-10-26 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 3,800 57,289 7.10 7.99 30,362 457,739
2012-10-04 2012-10-03 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 68,587 -17.95
2012-10-04 2012-10-03 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 53,489 -21.90 23.96 -359,362 1,281,463
2012-10-04 2012-10-03 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 63,489 30.93 6.51 97,650 413,313
2012-09-11 2012-09-11 4 FNGN Financial Engines, Inc.
Common Stock
G - Gift -1,500 53,489 -2.73
2012-09-06 2012-09-05 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 83,587 -15.21
2012-09-06 2012-09-05 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 54,989 -21.43 21.21 -318,195 1,166,482
2012-09-06 2012-09-05 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 69,989 27.28 6.51 97,650 455,628
2012-08-08 2012-08-08 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 98,587 -13.21
2012-08-08 2012-08-08 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 54,989 -21.43 21.98 -329,700 1,208,658
2012-08-08 2012-08-08 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 69,989 27.28 6.51 97,650 455,628
2012-08-06 2012-08-03 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -14,080 1,280 -91.67
2012-08-06 2012-08-03 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 14,080 54,989 34.42 6.51 91,661 357,978
2012-07-06 2012-07-05 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 113,587 -11.67
2012-07-06 2012-07-05 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 40,909 -26.83 21.21 -318,128 867,619
2012-07-06 2012-07-05 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 55,909 36.67 6.51 97,650 363,968
2012-06-07 2012-06-06 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 128,587 -10.45
2012-06-07 2012-06-06 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 40,909 -26.83 21.53 -322,920 880,689
2012-06-07 2012-06-06 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 55,909 36.67 6.51 97,650 363,968
2012-05-24 2012-05-23 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Units
A - Award 1,675 1,675
2012-05-17 2012-05-16 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 143,587 -9.46
2012-05-17 2012-05-16 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 40,909 -26.83 20.77 -311,607 849,835
2012-05-17 2012-05-16 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 55,909 36.67 6.51 97,650 363,968
2012-04-05 2012-04-04 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -1,053 158,587 -0.66
2012-04-05 2012-04-04 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -13,947 0 -100.00
2012-04-05 2012-04-04 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -1,053 40,909 -2.51 21.56 -22,704 882,059
2012-04-05 2012-04-04 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 1,053 41,962 2.57 6.51 6,855 273,173
2012-04-05 2012-04-04 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -13,947 40,909 -25.42 21.56 -300,718 882,059
2012-04-05 2012-04-04 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 13,947 54,856 34.09 4.25 59,275 233,138
2012-03-16 2012-03-14 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -2,476 0 -100.00
2012-03-16 2012-03-14 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -2,476 40,909 -5.71 21.78 -53,918 890,838
2012-03-16 2012-03-14 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 2,476 43,385 6.05 3.00 7,428 130,155
2012-03-09 2012-03-08 4 FNGN Financial Engines, Inc.
Common Stock
G - Gift -12,000 40,909 -22.68
2012-03-08 2012-03-07 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -12,524 13,947 -47.31
2012-03-08 2012-03-07 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -12,524 52,909 -19.14 21.00 -263,015 1,111,137
2012-03-08 2012-03-07 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 12,524 65,433 23.67 4.25 53,227 278,090
2012-02-16 2012-02-15 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -3,000 2,476 -54.78
2012-02-16 2012-02-15 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -3,000 52,909 -5.37 23.95 -71,843 1,267,054
2012-02-16 2012-02-15 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 3,000 55,909 5.67 3.00 9,000 167,727
2012-01-19 2012-01-18 4 FNGN Financial Engines, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -15,000 5,476 -73.26
2012-01-19 2012-01-18 4 FNGN Financial Engines, Inc.
Common Stock
S - Sale X -15,000 52,909 -22.09 22.82 -342,273 1,207,288
2012-01-19 2012-01-18 4 FNGN Financial Engines, Inc.
Common Stock
M - Exercise 15,000 67,909 28.35 3.00 45,000 203,727
2010-03-15 3 FNGN Financial Engines, Inc.
Common Stock
23,008
2010-03-15 3 FNGN Financial Engines, Inc.
Common Stock
5,600
2010-03-15 3 FNGN Financial Engines, Inc.
Common Stock
36,222
2010-03-15 3 FNGN Financial Engines, Inc.
Common Stock
36,222
2010-03-15 3 FNGN Financial Engines, Inc.
Common Stock
36,222
2010-03-15 3 FNGN Financial Engines, Inc.
Common Stock
131,542
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)