Market Value197,778,000
Total Holdings125
File Date2021-11-15
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
DCUE / Dominion Energy Inc - Units - 2019 Series A
ENBBF / Enbridge Inc - FR PRF PERPETUAL USD 25 - Ser J
SYK / Stryker Corporation
PNC / The PNC Financial Services Group, Inc.
CSCO / Cisco Systems, Inc.
BRO / Brown & Brown, Inc.
PFE / Pfizer Inc.
FINS / Angel Oak Financial Strategies Income Term Trust
BCSF / Bain Capital Specialty Finance, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
PSX / Phillips 66
MRNA / Moderna, Inc.
HSY / The Hershey Company
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
MSFT / Microsoft Corporation
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
ZBH / Zimmer Biomet Holdings, Inc.
C / Citigroup Inc.
NYMT / New York Mortgage Trust, Inc.
VTN / Invesco Trust for Investment Grade New York Municipals
MRK / Merck & Co., Inc.
FATE / Fate Therapeutics, Inc.
SFIX / Stitch Fix, Inc.
LHX / L3Harris Technologies, Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
CMCSA / Comcast Corporation
MBB / iShares Trust - iShares MBS ETF
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
IWM / iShares Trust - iShares Russell 2000 ETF
VPV / Invesco Pennsylvania Value Municipal Income Trust
ROM / ProShares Trust - ProShares Ultra Technology
RTX / RTX Corporation
EFA / iShares Trust - iShares MSCI EAFE ETF
KO / The Coca-Cola Company
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
NKE / NIKE, Inc.
NDM / Northern Dynasty Minerals Ltd.
AVGO / Broadcom Inc.
CRWD / CrowdStrike Holdings, Inc.
TGT / Target Corporation
LMT / Lockheed Martin Corporation
DFS / Discover Financial Services
SLB / Schlumberger Limited
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
LOW / Lowe's Companies, Inc.
NQP / Nuveen Pennsylvania Quality Municipal Income Fund
VFC / V.F. Corporation
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
UPS / United Parcel Service, Inc.
BDX / Becton, Dickinson and Company
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
SO / The Southern Company
FULT / Fulton Financial Corporation
CFIN / Citizens Financial Corporation
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
MTB / M&T Bank Corporation
BF.B / Brown-Forman Corporation
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
UL / Unilever PLC - Depositary Receipt (Common Stock)
SIL / Global X Funds - Global X Silver Miners ETF
AXP / American Express Company
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
USB / U.S. Bancorp
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
OLLI / Ollie's Bargain Outlet Holdings, Inc.
EDIT / Editas Medicine, Inc.
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
CSL / Carlisle Companies Incorporated
ADP / Automatic Data Processing, Inc.
WMT / Walmart Inc.
RC / Ready Capital Corporation
QQQJ / Invesco Exchange-Traded Fund Trust II - Invesco NASDAQ Next Gen 100 ETF
ADI / Analog Devices, Inc.
FDX / FedEx Corporation
KMI / Kinder Morgan, Inc.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
PNI / PIMCO New York Municipal Income Fund II
GCI / Gannett Co., Inc.
IQI / Invesco Quality Municipal Income Trust
SPY / SPDR S&P 500 ETF
LADR / Ladder Capital Corp
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
FSK / FS KKR Capital Corp.
PNNT / PennantPark Investment Corporation
PFF / iShares Trust - iShares Preferred and Income Securities ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
HEGD / Listed Funds Trust - Swan Hedged Equity US Large Cap ETF
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
NEA / Nuveen AMT-Free Quality Municipal Income Fund
BNY / BlackRock New York Municipal Income Trust
MYN / BlackRock MuniYield New York Quality Fund, Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
XFLT / XAI Octagon Floating Rate & Alternative Income Trust
NVG / Nuveen AMT-Free Municipal Credit Income Fund
AMZN / Amazon.com, Inc.
GD / General Dynamics Corporation
HD / The Home Depot, Inc.
SHW / The Sherwin-Williams Company
PPG / PPG Industries, Inc.
EWL / iShares, Inc. - iShares MSCI Switzerland ETF
JETS / ETF Series Solutions - U.S. Global Jets ETF
BMY / Bristol-Myers Squibb Company
GSK / GSK plc - Depositary Receipt (Common Stock)
K / Kellanova
EMR / Emerson Electric Co.
NEE.PRN / NextEra Energy Capital Holdings, Inc. - Corporate Bond/Note
IBM / International Business Machines Corporation
VZ / Verizon Communications Inc.
EWG / iShares, Inc. - iShares MSCI Germany ETF
AAPL / Apple Inc.
BAC.PRB / Bank of America Corporation - Preferred Stock
VRTX / Vertex Pharmaceuticals Incorporated
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
GS.PRJ / Goldman Sachs Group, 5.50% Dep Shares Fixd/Float Non-Cumul Preferred Stock Ser J
ITW / Illinois Tool Works Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
PPL / PPL Corporation
PAYX / Paychex, Inc.
MDLZ / Mondelez International, Inc.
DIS / The Walt Disney Company
SYY / Sysco Corporation
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
PM / Philip Morris International Inc.
CRSP / CRISPR Therapeutics AG
HES / Hess Corporation
UBER / Uber Technologies, Inc.
TER / Teradyne, Inc.
ACN / Accenture plc
KMB / Kimberly-Clark Corporation
GLQ / Clough Global Equity Fund
QQQC / Global X Funds
GLD / SPDR Gold Trust
UNP / Union Pacific Corporation
LLY / Eli Lilly and Company
COP / ConocoPhillips
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
ORCL / Oracle Corporation
CAT / Caterpillar Inc.
NVTA / Invitae Corporation
MCD / McDonald's Corporation
UNH / UnitedHealth Group Incorporated
PGR / The Progressive Corporation
MDT / Medtronic plc
SBUX / Starbucks Corporation
AFL / Aflac Incorporated
GIS / General Mills, Inc.
T / AT&T Inc.
AMUB / ETRACS Alerian MLP Index ETN - Corporate Bond/Note
CLX / The Clorox Company
AMAT / Applied Materials, Inc.
ANTM / Anthem Inc
AMGN / Amgen Inc.
C.WSA / Citigroup, Inc.
NEM / Newmont Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
VMC / Vulcan Materials Company
CMI / Cummins Inc.
REGN / Regeneron Pharmaceuticals, Inc.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
NSC / Norfolk Southern Corporation
EW / Edwards Lifesciences Corporation
ODFL / Old Dominion Freight Line, Inc.
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
LITE / Lumentum Holdings Inc.
GM / General Motors Company
TXN / Texas Instruments Incorporated
FANG / Diamondback Energy, Inc.
PYPL / PayPal Holdings, Inc.
CVX / Chevron Corporation
LRCX / Lam Research Corporation
NVDA / NVIDIA Corporation
TT / Trane Technologies plc
IGD / Voya Global Equity Dividend and Premium Opportunity Fund
PNF / PIMCO New York Municipal Income Fund
GAFFX / Growth Fund Of America - Growth Fund of America - Class F-3
HON / Honeywell International Inc.
QCOM / QUALCOMM Incorporated
PEP / PepsiCo, Inc.
PG / The Procter & Gamble Company
ABT / Abbott Laboratories
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
AMD / Advanced Micro Devices, Inc.
EARN / Ellington Credit Company
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
MS / Morgan Stanley
BA / The Boeing Company
HTGC / Hercules Capital, Inc.
GFF / Griffon Corporation
CSTL / Castle Biosciences, Inc.
LGO / Largo Inc.
DTEC / ALPS ETF Trust - ALPS Disruptive Technologies ETF
CHW / Calamos Global Dynamic Income Fund
MRCC / Monroe Capital Corporation
GLV / Clough Global Dividend and Income Fund
STWD / Starwood Property Trust, Inc.
TSLX / Sixth Street Specialty Lending, Inc.
NAN / Nuveen New York Quality Municipal Income Fund
MO / Altria Group, Inc.
META / Meta Platforms, Inc.
JNJ / Johnson & Johnson
CL / Colgate-Palmolive Company
XOM / Exxon Mobil Corporation
V / Visa Inc.
ABBV / AbbVie Inc.
INTC / Intel Corporation
PARA / Paramount Global
GOOGL / Alphabet Inc.
FINS / Angel Oak Financial Strategies Income Term Trust
ET / Energy Transfer LP - Limited Partnership
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
OXLC / Oxford Lane Capital Corp.
PFFA / ETFis Series Trust I - Virtus InfraCap U.S. Preferred Stock ETF
AINV / Apollo Investment Corporation
VRT / Vertiv Holdings Co
KREF / KKR Real Estate Finance Trust Inc.
MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
NCV / Virtus Convertible & Income Fund
ACRE / Ares Commercial Real Estate Corporation
NZF / Nuveen Municipal Credit Income Fund
PMT / PennyMac Mortgage Investment Trust
CRM / Salesforce, Inc.
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
BIZD / VanEck ETF Trust - VanEck BDC Income ETF
JPC / Nuveen Preferred & Income Opportunities Fund
GOOG / Alphabet Inc.
PCT / PureCycle Technologies, Inc.
RITM / Rithm Capital Corp.
EPRT / Essential Properties Realty Trust, Inc.
MPLX / MPLX LP - Limited Partnership
PML / PIMCO Municipal Income Fund II
BGB / Blackstone Strategic Credit 2027 Term Fund
QQQ / Invesco QQQ Trust, Series 1
SLRC / SLR Investment Corp.
STZ / Constellation Brands, Inc.
EFC / Ellington Financial Inc.
BRMK / Broadmark Realty Capital Inc
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
SNSR / Global X Funds - Global X Internet of Things ETF
MORT / VanEck ETF Trust - VanEck Mortgage REIT Income ETF
BRK.B / Berkshire Hathaway Inc.
GPMT / Granite Point Mortgage Trust Inc.
CMU / MFS High Yield Municipal Trust
TPVG / TriplePoint Venture Growth BDC Corp.
MVF / BlackRock MuniVest Fund, Inc.
OCSL / Oaktree Specialty Lending Corporation
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
GSBD / Goldman Sachs BDC, Inc.
ARI / Apollo Commercial Real Estate Finance, Inc.
ANET / Arista Networks Inc
APD / Air Products and Chemicals, Inc.
BXMT / Blackstone Mortgage Trust, Inc.
ARCC / Ares Capital Corporation
GBDC / Golub Capital BDC, Inc.
REM / iShares Trust - iShares Mortgage Real Estate ETF