Market Value545,961,000
Total Holdings122
File Date2014-08-15
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
HYLD / Exchange Listed Funds Trust - High Yield ETF
AMRI / Albany Molecular Research, Inc.
US0153511094 / Alexion Pharmaceuticals, Inc.
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
002144110 / Altera Corporation Call
002144110 / Altera Corporation Put
002144110 / Altera Corporation
US35904G1076 / Altisource Residential Corp
AMRN / Amarin Corporation plc - Depositary Receipt (Common Stock)
MTGE / American Capital Mortgage Investment Corp.
VGIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Treasury ETF
INVE / Identiv, Inc.
SPG / Simon Property Group, Inc.
ARDM / Aradigm Corp.
ARCX / Investment Managers Series Trust II - Tradr 2x Long ACHR Daily ETF
VRTX / Vertex Pharmaceuticals Incorporated Call
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
VXX / iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX / iPath Series B S&P 500 VIX Short-Term Futures ETN Put
VXX / iPath Series B S&P 500 VIX Short-Term Futures ETN Call
BUI / BlackRock Utilities, Infrastructure & Power Opportunities Trust
US09254T1007 / Blackrock Muniyield Investment Qlty Fund
CDZI / Cadiz Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
CTXS / Citrix Systems, Inc. Put
CTXS / Citrix Systems, Inc. Call
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
US22542D3329 / VelocityShares Daily 2X VIX Short Term ETN S&P 500 VIX STF Index due 12/4/2030
XIV / VelocityShares Daily Inverse VIX Short Term ETN S&P 500 VIX STF Index 12/4/2030
OLO / Olo Inc.
DGII / Digi International Inc.
TYD / Direxion Shares ETF Trust - Direxion Daily 7-10 Year Treasury Bull 3X Shares
DIS / The Walt Disney Company
EIV / Eaton Vance Municipal Bond Fund II
EIM / Eaton Vance Municipal Bond Fund
EGFHF / ICPEI Holdings Inc
ECYT / Endocyte, Inc. Put
EXF / EXFO Inc
FTI / TechnipFMC plc Call
FEYE / FireEye Inc Call
QQEW / First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Equal Weighted Index Fund
FNK / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Value AlphaDEX Fund
FSD / First Trust High Income Long/Short Fund
GCI / Gannett Co., Inc. Call
US3665541039 / Garrison Capital Inc.
LRCX / Lam Research Corporation Put
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
SIRI / Sirius XM Holdings Inc.
TXN / Texas Instruments Incorporated Put
MNKD / MannKind Corporation Call
TLH / iShares Trust - iShares 10-20 Year Treasury Bond ETF
GM / General Motors Company Call
ITMN /
ITMN / Call
VKQ / Invesco Municipal Trust
VMO / Invesco Municipal Opportunity Trust
VKI / Invesco Advantage Municipal Income Trust II
IRDM / Iridium Communications Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
IYJ / iShares Trust - iShares U.S. Industrials ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
SHV / iShares Trust - iShares Short Treasury Bond ETF
IHI / iShares Trust - iShares U.S. Medical Devices ETF
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
HDV / iShares Trust - iShares Core High Dividend ETF
JIVE / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan International Value ETF Call
JIVE / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan International Value ETF
PPG / PPG Industries, Inc.
LTRX / Lantronix, Inc.
LXK / Lexmark International, Inc. Put
LXK / Lexmark International, Inc. Call
MTOR / Meritor Inc Put
MTOR / Meritor Inc
NL / NL Industries, Inc.
PRU / Prudential Financial, Inc.
NPI / Nuveen Premium Income Municipal Fund, Inc.
XNPMX / Nuveen Premium Income Municipal
NXR / Nuveen Select Tax-Free Income Portfolio 3
NXZ / Nuveen Dividend Advantage Municipal Fund 2
NZF / Nuveen Municipal Credit Income Fund
NVG / Nuveen AMT-Free Municipal Credit Income Fund
NUVEEN DIVERSIFIED COMMODTY / COM UT BEN INT (67074P104)
670984103 / Nuveen Municipal Opportunity Fund, Inc.
OSIS / OSI Systems, Inc.
OCN / Ocwen Financial Corporation Put
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
OREX / Orexigen Therapeutics, Inc.
PRKR / ParkerVision, Inc. Put
PIMCO ETF TR / 3-7YR US TREAS (72201R601)
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
PLUG / Plug Power Inc. Call
PBW / Invesco Exchange-Traded Fund Trust - Invesco WilderHill Clean Energy ETF
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
SPHQ / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Quality ETF
PFM / Invesco Exchange-Traded Fund Trust - Invesco Dividend Achievers ETF
PLW / Invesco Capital Management LLC - Invesco 1-30 Laddered Treasury ETF
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
UBT / ProShares Trust - ProShares Ultra 20+ Year Treasury
UST / ProShares Trust - ProShares Ultra 7-10 Year Treasury
PST / ProShares Trust - ProShares UltraShort 7-10 Year Treasury
PROSHARES TR II / ULT VIX SHRT TRM (74347W346)
PROSHARES TR II / ULT VIX SHRT TRM Call (74347W346)
SVXY / ProShares Trust II - ProShares Short VIX Short-Term Futures ETF
SVXY / ProShares Trust II - ProShares Short VIX Short-Term Futures ETF Call
XISDX / Prudential Short Duration High
IWF / iShares Trust - iShares Russell 1000 Growth ETF
CMCSA / Comcast Corporation
BLK / BlackRock, Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF Call
AMAT / Applied Materials, Inc. Put
VALE / Vale S.A. - Depositary Receipt (Common Stock)
RMGN / RMG Networks Holding Corp.
RVP / Retractable Technologies, Inc.
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
RGI / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Industrials ETF
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
SNDK / Sandisk Corporation Call
SNDK / Sandisk Corporation Put
SC / Santander Consumer USA Holdings Inc
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
SCHR / Schwab Strategic Trust - Schwab Intermediate-Term U.S. Treasury ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
SBGI / Sinclair, Inc. Call
US85207U1051 / Sprint Corporation Put
STAA / STAAR Surgical Company Call
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock) Put
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
US88165N2045 / Tetraphase Pharmaceuticals, Inc.
TWX / Warner Media LLC
NTG / Tortoise Midstream Energy Fund, Inc.
TWO / Two Harbors Investment Corp.
91531F103 / General Electric Capital Corp. 6.10#% Public Income Bonds PINES due 2032-11-15
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VBLTX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Long-Term Bond Index Fund
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
VCLT / Vanguard Scottsdale Funds - Vanguard Long-Term Corporate Bond ETF
VSBIX / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury Index Fund Institutional Shares
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
VEEV / Veeva Systems Inc. Put
VEEV / Veeva Systems Inc. Call
VMGMX / Vanguard Index Funds - Vanguard Mid-Cap Growth Index Fund Admiral
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
QTRHF / Quarterhill Inc.
XWEL / XWELL, Inc.
XWEL / XWELL, Inc. Call
/ Windstream Holdings, Inc
XLNX / Xilinx, Inc. Call
XLNX / Xilinx, Inc. Put
BPR / Brookfield Property REIT Inc.
NAT / Nordic American Tankers Limited Call
ASPS / Altisource Portfolio Solutions S.A.
ASC / Ardmore Shipping Corporation
DHT / DHT Holdings, Inc.
SLB / Schlumberger Limited
CBOE / Cboe Global Markets, Inc.
BIIB / Biogen Inc.
MNKD / MannKind Corporation Put
JPM / JPMorgan Chase & Co.
SPY / SPDR S&P 500 ETF
INTC / Intel Corporation Call
DVN / Devon Energy Corporation Call
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF Put
BRK.B / Berkshire Hathaway Inc.
GM / General Motors Company
CTLP / Cantaloupe, Inc.
TXN / Texas Instruments Incorporated Call
AMZN / Amazon.com, Inc.
SPY / SPDR S&P 500 ETF Put
EWZ / iShares, Inc. - iShares MSCI Brazil ETF Put
AAPL / Apple Inc. Call
SPY / SPDR S&P 500 ETF Call
WFC / Wells Fargo & Company
WMT / Walmart Inc.
GOOGL / Alphabet Inc.
AAPL / Apple Inc.
GOOGL / Alphabet Inc. Put
EWZ / iShares, Inc. - iShares MSCI Brazil ETF Call
ICE / Intercontinental Exchange, Inc. Call
GOOGL / Alphabet Inc. Call
AAPL / Apple Inc. Put
NKE / NIKE, Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
PANW / Palo Alto Networks, Inc. Put