Market Value344,678,000
Total Holdings308
File Date2014-02-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
XOM / Exxon Mobil Corporation
MCHP / Microchip Technology Incorporated
PRGO / Perrigo Company plc
DOV / Dover Corporation
EPAC / Enerpac Tool Group Corp.
CAT / Caterpillar Inc.
STI / Solidion Technology, Inc.
CDNS / Cadence Design Systems, Inc.
TJX / The TJX Companies, Inc.
RJF / Raymond James Financial, Inc.
T / AT&T Inc.
BA / The Boeing Company
Market Vectors Russia ETF / ETF (57060U506)
IDV / iShares Trust - iShares International Select Dividend ETF
KFRC / Kforce Inc.
NFBK / Northfield Bancorp, Inc. (Staten Island, NY)
HXL / Hexcel Corporation
MBFI / MB Financial, Inc.
EWY / iShares, Inc. - iShares MSCI South Korea ETF
APL.PRE / Atlas Pipeline Partners L.P.
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
PNC / The PNC Financial Services Group, Inc.
DOO / WisdomTree Trust - WisdomTree International Dividend Ex-Financials Fund
ANDX / Tesoro Logistics LP
SLMAP / SLM Corp., 6.97% Cumulative Redeemable Preferred Stock, Series A
TWC / Spectrum Management Holding Company LLC
BHI / Baker Hughes Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
KMP /
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
MTW / The Manitowoc Company, Inc.
EZA / iShares, Inc. - iShares MSCI South Africa ETF
EVA / Enviva Inc.
MJN / Mead Johnson Nutrition Co.
FISV / Fiserv, Inc.
WES / Western Midstream Partners, LP - Limited Partnership
CYN / Cyngn Inc.
MWE / MarkWest Energy Partners, LP
OCR /
FXI / iShares Trust - iShares China Large-Cap ETF
C.PRN / Citigroup Capital XIII - Preferred Security
IVV / iShares Trust - iShares Core S&P 500 ETF
465685105 / ITC Holdings Corp.
CSQ / Calamos Strategic Total Return Fund
ADP / Automatic Data Processing, Inc.
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
AND / Global X FTSE Andean 40 ETF
AMGN / Amgen Inc.
APAM / Artisan Partners Asset Management Inc.
ECYT / Endocyte, Inc.
FEN / First Trust Energy Income and Growth Fund
SRCE / 1st Source Corporation
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
CHW / Calamos Global Dynamic Income Fund
INDY / iShares Trust - iShares India 50 ETF
JMF / Nuveen Energy MLP Total Return Fund
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
48126EAA5 / Jpmorgan Chase & Co. 2.0% 08/15/17
US5538291023 / MVC Capital, Inc.
SPY / SPDR S&P 500 ETF
US87233Q1085 / TC Pipelines, LP
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
EPI / WisdomTree Trust - WisdomTree India Earnings Fund
CBI / Chicago Bridge & Iron Co., N.V.
TOO / Teekay Offshore Partners L.P.
FMY / First Trust Mortgage Income Fund
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
PAA / Plains All American Pipeline, L.P. - Limited Partnership
MDAS / MedAssets, Inc.
MTG / MGIC Investment Corporation
DCP / DCP Midstream LP - Unit
ROK / Rockwell Automation, Inc.
DVY / iShares Trust - iShares Select Dividend ETF
SBDKP / Stanley Black & Decker Inc - 4.75% PRF PERPETUAL USD 100
WAG /
US0325111070 / Anadarko Petroleum Corp.
VLCSX / Vanguard Large-Cap Index Fund
Y / Alleghany Corp.
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
AHGP / Alliance Holdings GP, L.P
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
EnerVest Diversified Income Trust / ETF (292963204)
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
ACMP /
ACN / Accenture plc
WFC.PRO / Wells Fargo & Co., 5.125% Dep Shares Non-Cumul Perp Preferred Stock Series O
ABE / Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.
EIDO / iShares Trust - iShares MSCI Indonesia ETF
WSM / Williams-Sonoma, Inc.
GLJ / iShares Trust
EPB /
ARW / Arrow Electronics, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
UNP / Union Pacific Corporation
Market Vectors Pharmaceutical ETF / ETF (71712A206)
AER / AerCap Holdings N.V.
WTRG / Essential Utilities, Inc.
Arrow Dow Jones Global Yield ETF / ETF (66537H105)
Apollo Global Management LLC Cl A / Cl A (037612306)
ASB-B / Associated Banc-Corp. 8.0% Series B Preferred
ASB / Associated Banc-Corp
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
ADI / Analog Devices, Inc.
ENDTF / Canoe EIT Income Fund
CHK.PRD / Chesapeake Energy Corp., 4.50% Cumulative Convertible Preferred Stock
C.WS.B / Citigroup Inc.
Coca Cola Enterprises Com / (191219104)
Crestwood Midstream Partners LP / ULP (45671U106)
ENLC / EnLink Midstream, LLC
Deutsche Bank Capital Funding Trust X 7.35% / PREF (25154D102)
DSL / DoubleLine Income Solutions Fund
D / Dominion Energy, Inc.
EEQ / Enbridge Energy Management LLC.
SXL / Sunoco Logistics Partners L.P.
EOG / EOG Resources, Inc.
ESRX / Express Scripts Holding Co.
HAS / Hasbro, Inc.
HHC / Howard Hughes Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
EWW / iShares, Inc. - iShares MSCI Mexico ETF
KAR / OPENLANE, Inc.
LO /
Market Vectors Agribusiness ETF / ETF (57060U605)
MER.PRP / Merrill Lynch Capital Trust III
61166W101 / Monsanto Co.
MINI / Mobile Mini, Inc.
NHI / National Health Investors, Inc.
US6707004007 / Nuveen Preferred Securities Fund
XPDIX / PIMCO Dynamic Income Fund
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
POT / Potash Corp. of Saskatchewan, Inc.
PIO / Invesco Exchange-Traded Fund Trust II - Invesco Global Water ETF
PEY / Invesco Exchange-Traded Fund Trust - Invesco High Yield Equity Dividend Achievers ETF
Powershares QQQ Unit Trust Ser 1 / Units (73935A104)
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
74005P104 / Praxair, Inc.
PCP / Precision Castparts Corporation
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
SDRL / Seadrill Limited
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
SNH / Senior Housing Properties Trust
SPDR Dow Jones Industrial Average ETF / ETF (252787106)
SPDR S&P Russia ETF / ETF (78463X558)
847560109 / Spectra Energy Corp.
SPH / Suburban Propane Partners, L.P. - Limited Partnership
Tiptree Financial Inc. (fka Care Inv Tr) / Cl A (141657106)
Tortoise Energy Capital Corp Com / (89147U100)
TUP / Tupperware Brands Corporation
MCD / McDonald's Corporation
CEQP / Crestwood Equity Partners LP - Unit
TYG / Tortoise Energy Infrastructure Corporation
RPM / RPM International Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
30064K105 / Exacttarget, Inc.
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
WBBW / Westbury Bancorp, Inc.
US0549371070 / BB&T Corp.
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
JTD / Nuveen Tax-Advantaged Dividend Growth Fund
VUG / Vanguard Index Funds - Vanguard Growth ETF
IWM / iShares Trust - iShares Russell 2000 ETF
MDY / SPDR S&P MidCap 400 ETF Trust
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
KMI / Kinder Morgan, Inc.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
MMP / Magellan Midstream Partners L.P.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
BGY / BlackRock Enhanced International Dividend Trust
ILCV / iShares Trust - iShares Morningstar Value ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
CHY / Calamos Convertible and High Income Fund
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
IWB / iShares Trust - iShares Russell 1000 ETF
PB / Prosperity Bancshares, Inc.
FMO / Fiduciary/Claymore Energy Infrastructure Fund
WPC / W. P. Carey Inc.
GDV / The Gabelli Dividend & Income Trust
MIC / Macquarie Infrastructure Holdings LLC - Units
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
WYNN / Wynn Resorts, Limited
CPA / Copa Holdings, S.A.
RTX / RTX Corporation
DHR / Danaher Corporation
GS / The Goldman Sachs Group, Inc.
ABC / Amerisource Bergen Corp.
SIVB / SVB Financial Group
KSU / Kansas City Southern
/ Pier 1 Imports, Inc.
AVY / Avery Dennison Corporation
KMI / Kinder Morgan, Inc.
BMRC / Bank of Marin Bancorp
CUT / Invesco Exchange-Traded Fund Trust II - Invesco MSCI Global Timber ETF
GAB / The Gabelli Equity Trust Inc.
WEC / WEC Energy Group, Inc.
STGW / Stagwell Inc.
KO / The Coca-Cola Company
C.WSA / Citigroup, Inc.
WM / Waste Management, Inc.
EXAS / Exact Sciences Corporation
ITW / Illinois Tool Works Inc.
MTB / M&T Bank Corporation
F / Ford Motor Company
UNH / UnitedHealth Group Incorporated
CFC.PRA / Countrywide Capital IV
CVX / Chevron Corporation
CBSH / Commerce Bancshares, Inc.
LVS / Las Vegas Sands Corp.
DUK / Duke Energy Corporation
MMC / Marsh & McLennan Companies, Inc.
KMB / Kimberly-Clark Corporation
LOW / Lowe's Companies, Inc.
NTRS / Northern Trust Corporation
AFG / American Financial Group, Inc.
OPI / Office Properties Income Trust
GNOG / Golden Nugget Online Gaming Inc - Class A
CNI / Canadian National Railway Company
SCHW / The Charles Schwab Corporation
KSS / Kohl's Corporation
YUM / Yum! Brands, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
USB / U.S. Bancorp
PEP / PepsiCo, Inc.
AET / Aetna, Inc.
HON / Honeywell International Inc.
EBAY / eBay Inc.
57772K101 / Maxim Integrated Products Inc.
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
WABC / Westamerica Bancorporation
DGRW / WisdomTree Trust - WisdomTree U.S. Quality Dividend Growth Fund
PSX / Phillips 66
WEBS / Direxion Shares ETF Trust - Direxion Daily Dow Jones Internet Bear 3X Shares
EMR / Emerson Electric Co.
US1182301010 / Buckeye Partners, L.P.
JCE / Nuveen Core Equity Alpha Fund
ABT / Abbott Laboratories
TXN / Texas Instruments Incorporated
GOOGL / Alphabet Inc.
SLB / Schlumberger Limited
CVS / CVS Health Corporation
TROW / T. Rowe Price Group, Inc.
PM / Philip Morris International Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
VZ / Verizon Communications Inc.
CELG / Celgene Corp.
CSCO / Cisco Systems, Inc.
MRK / Merck & Co., Inc.
IBM / International Business Machines Corporation
BAX / Baxter International Inc.
VTR / Ventas, Inc.
WMT / Walmart Inc.
VFC / V.F. Corporation
JPM / JPMorgan Chase & Co.
GILD / Gilead Sciences, Inc.
DE / Deere & Company
CAH / Cardinal Health, Inc.
V / Visa Inc.
QCOM / QUALCOMM Incorporated
JCI / Johnson Controls International plc
WFT / Weatherford International plc
MMM / 3M Company
LYB / LyondellBasell Industries N.V.
BRK.A / Berkshire Hathaway Inc.
BAMH / Brookfield Finance Inc - 4.625% NT REDEEM 16/10/2080 USD 25
SBUX / Starbucks Corporation
META / Meta Platforms, Inc.
FAST / Fastenal Company
MET / MetLife, Inc.
BMY / Bristol-Myers Squibb Company
UPS / United Parcel Service, Inc.
HD / The Home Depot, Inc.
CFR / Cullen/Frost Bankers, Inc.
NEE / NextEra Energy, Inc.
MO / Altria Group, Inc.
APA / APA Corporation
PFE / Pfizer Inc.
TPR / Tapestry, Inc.
JNJ / Johnson & Johnson
AYI / Acuity Inc.
AAPL / Apple Inc.
MAS / Masco Corporation
GLW / Corning Incorporated
WSBF / Waterstone Financial, Inc.
CMI / Cummins Inc.
PRU / Prudential Financial, Inc.
BMO / Bank of Montreal
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
ABBV / AbbVie Inc.
INTC / Intel Corporation
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
EPD / Enterprise Products Partners L.P. - Limited Partnership
LMT / Lockheed Martin Corporation
BRK.B / Berkshire Hathaway Inc.
MGEE / MGE Energy, Inc.
GIS / General Mills, Inc.
TPZ / Tortoise Essential Energy Fund
STT / State Street Corporation
SON / Sonoco Products Company
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
TRV / The Travelers Companies, Inc.
FIS / Fidelity National Information Services, Inc.
CMCSA / Comcast Corporation
MPC / Marathon Petroleum Corporation
WFC / Wells Fargo & Company
PG / The Procter & Gamble Company
DIS / The Walt Disney Company
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
AXP / American Express Company
COP / ConocoPhillips
EVG / Eaton Vance Short Duration Diversified Income Fund
OXY / Occidental Petroleum Corporation
KHC / The Kraft Heinz Company
CLMT / Calumet, Inc.
GE / General Electric Company
GEL / Genesis Energy, L.P. - Limited Partnership
MSFT / Microsoft Corporation