Market Value1,022,198,000
Total Holdings976
File Date2019-10-17
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
VCV / Invesco California Value Municipal Income Trust
PZT / Invesco Exchange-Traded Fund Trust II - Invesco New York AMT-Free Municipal Bond ETF
FBIN / Fortune Brands Innovations, Inc.
NBW / Neuberger Berman California Municipal Fund Inc
LBRDK / Liberty Broadband Corporation
VMO / Invesco Municipal Opportunity Trust
TWO / Two Harbors Investment Corp.
NYF / iShares Trust - iShares New York Muni Bond ETF
STWD / Starwood Property Trust, Inc.
SO / The Southern Company
GER / GE Capital Global Holdings, LLC - Preferred Security
PXD / Pioneer Natural Resources Company
CTAS / Cintas Corporation
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
SAIA / Saia, Inc.
APA / APA Corporation
ZNGA / Zynga Inc - Class A
TMO / Thermo Fisher Scientific Inc.
EL / The Estée Lauder Companies Inc.
AGNC / AGNC Investment Corp.
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
JD / JD.com, Inc. - Depositary Receipt (Common Stock)
LUMO / Lumos Pharma, Inc.
MHY2745C1021 / Golar LNG Partners LP
UCFC / United Community Financial Corp.
US232806AM17 / Cypress Semiconductor Corp. Bond
DIT / AMCON Distributing Company
PSXP / Phillips 66 Partners LP - Units
H03579101 / Auris Medical Holding Ltd
LEO / BNY Mellon Strategic Municipals, Inc.
MPV / Barings Participation Investors
GNCA / Genocea Biosciences Inc
US38147W1036 / Goldman Sachs MLP Income Opportunities Fund
US0325111070 / Anadarko Petroleum Corp.
SIM / Grupo Simec, S.A.B. de C.V. - Depositary Receipt (Common Stock)
US59560V1098 / Mid-Con Energy Partners, LP
DVY / iShares Trust - iShares Select Dividend ETF
AVGR / Avinger, Inc.
IOSP / Innospec Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
DEX / Delaware Enhanced Global Dividend & Income Fund
BCX / Blackrock Resources & Commodities Strategy Trust
CHMI / Cherry Hill Mortgage Investment Corporation
CREDIT SUISSE AG NASSAU / PREF (22542D332)
BFZ / BlackRock California Municipal Income Trust
986005106 / YogaWorks, Inc.
AUO / AU Optronics Corp.
QBAK / Qualstar Corporation
US42330PAH01 / Helix Energy Solutions Group, Inc. 4.25% Convertible Bond due 2022-05-01
US94973VBG14 / Anthem, Inc. Bond
SCI / Service Corporation International
CFO / Victory Portfolios II - VictoryShares US 500 Enhanced Volatility Wtd ETF
CBB / Cincinnati Bell, Inc.
US2168311072 / Cooper Tire & Rubber Co
AFHIF / Atlas Financial Holdings, Inc.
BGCP / BGC Partners Inc - Class A
FTV / Fortive Corporation
ORI / Old Republic International Corporation
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
US16411RAG48 / Cheniere Energy, Inc. Bond
FSBW / FS Bancorp, Inc.
BYFC / Broadway Financial Corporation
US92343XAA81 / Verint Systems, Inc. 1.5% Bond Due 6/1/2021
US40171VAA89 / Guidewire Software Inc Bond
SEIC / SEI Investments Company
TSLF / THL Credit Senior Loan Fund
INTG / The InterGroup Corporation
US88163VAE92 / Teva Pharmaceutical Fin Llc Bond
CEV / Eaton Vance California Municipal Income Trust
INBK / First Internet Bancorp
AKS / AK Steel Holding Corp.
PTMC / Pacer Funds Trust - Pacer Trendpilot US Mid Cap ETF
ACWX / iShares Trust - iShares MSCI ACWI ex U.S. ETF
CNS / Cohen & Steers, Inc.
SRET / Global X Funds - Global X SuperDividend REIT ETF
US46429B1355 / iShares International Preferred Stock ETF
US741503AS58 / The Priceline Group Inc. Bond
CELP / Cypress Environmental Partners L.P. - Unit
BSJL / Invesco Capital Management LLC - Invesco BulletShares 2021 High Yield Corporate Bond ETF
ATAX / America First Multifamily Investors LP - Unit
KBWY / Invesco Exchange-Traded Fund Trust II - Invesco KBW Premium Yield Equity REIT ETF
TEAF / Ecofin Sustainable and Social Impact Term Fund
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
JAGX / Jaguar Health, Inc.
FEI / First Trust MLP and Energy Income Fund
CGRN / Capstone Green Energy Corp.
HAIN / The Hain Celestial Group, Inc.
ZIXI / Zix Corp.
US0293261055 / American River Bankshares
SCOR / comScore, Inc.
US670008AD31 / NOVELLUS SYS INC Bond
CRZO / Carrizo Oil & Gas, Inc.
CETX / Cemtrex, Inc.
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
NSPR / InspireMD, Inc.
LKSD / LSC Communications, Inc.
NUVEEN HIGH INCOME / (67076E107)
PWS / Pacer Funds Trust - Pacer WealthShield ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
DEW / WisdomTree Trust - WisdomTree Global High Dividend Fund
NDP / Tortoise Energy Independence Fund, Inc.
US55608BAB18 / Macquarie Infrastructure Company LLC 2.0% Bond Due 10/1/2023
MYC / BlackRock MuniYield California Fund Inc
904784709 / Unilever N.V.
UNH / UnitedHealth Group Incorporated
NVG / Nuveen AMT-Free Municipal Credit Income Fund
SNP / China Petroleum & Chemical Corp - ADR
US73640QAB14 / PRA Group, Inc. - Convertible Bond 3%
ERII / Energy Recovery, Inc.
FMBI / First Midwest Bancorp, Inc.
DCA / Virtus Total Return Fund
PLCE / The Children's Place, Inc.
US90184LAD47 / Twitter, Inc. Bond
HE / Hawaiian Electric Industries, Inc.
SRV / NXG Cushing Midstream Energy Fund
US83088V1026 / Slack Technologies Inc
RTN / Raytheon Co.
VGR / Vector Group Ltd.
NOG / Northern Oil and Gas, Inc.
AGTC / Applied Genetic Technologies Corp
NTG / Tortoise Midstream Energy Fund, Inc.
US464337AJ35 / Ionis Pharmaceuticals, Inc. 1.00% Convertible Bond
UFI / Unifi, Inc.
NWLI / National Western Life Group, Inc.
AMZA / ETFis Series Trust I - InfraCap MLP ETF
PAR / PAR Technology Corporation
EFZ / ProShares Trust - ProShares Short MSCI EAFE
MT / ArcelorMittal S.A. - Depositary Receipt (Common Stock)
JACK / Jack in the Box Inc.
US16941M1099 / China Mobile Ltd.
NSL / Nuveen Senior Income Fund
YYY / Amplify ETF Trust - Amplify High Income ETF
ACER / Acer Therapeutics Inc
US126349AF63 / CSG Systems International, Inc. Bond 4.250% 3/1
EMCI / EMC Insurance Group, Inc.
VKQ / Invesco Municipal Trust
NEWR / New Relic Inc
US7813141097 / Ruhnn Holding Limited
EHI / Western Asset Global High Income Fund Inc.
ZSAN / Zosano Pharma Corp
US0917271076 / Bitauto Holdings Ltd.
KMF / Kayne Anderson NextGen Energy & Infrastructure Inc
LIFE / aTyr Pharma, Inc.
US87403A1079 / Tailored Brands, Inc.
STON / StoneMor Inc
TPVZ / TriplePoint Venture Growth BDC Corp.
XLNX / Xilinx, Inc.
US46138J6010 / Invesco BulletShares 2020 High Yield Corporate Bond ETF
RLJ.PRA / RLJ Lodging Trust - Preferred Stock
VGM / Invesco Trust for Investment Grade Municipals
WAL / Western Alliance Bancorporation
MCI / Barings Corporate Investors
US20605P1012 / Concho Resources, Inc.
WFT / Weatherford International plc
UTHR / United Therapeutics Corporation
OGI / Organigram Global Inc.
VCF / Delaware Investments Colorado Insured Municipal Income Fund Inc
DG / Dollar General Corporation
TNK / Teekay Tankers Ltd.
PIXY / ShiftPixy, Inc.
WIRE / Encore Wire Corporation
PPT / Putnam Premier Income Trust
PLM / Polymet Mining Corp
SRPT / Sarepta Therapeutics, Inc.
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
CHRW / C.H. Robinson Worldwide, Inc.
US67020YAK64 / Nuance Communications, Inc. 1.00% Bond Due 12/15/2035
US74348TAQ58 / Prospect Capital Corp. 4.75% Bond due 2020-04-15
SBIO / ALPS ETF Trust - ALPS Medical Breakthroughs ETF
IFF / International Flavors & Fragrances Inc.
US3798901068 / Glu Mobile Inc.
CLDX / Celldex Therapeutics, Inc.
LTHM / Livent Corporation
INSY / Insys Therapeutics Inc.
55608BAA3 / Macquarie Infrastructure Company LLC 2.875% Bond Due 7/15/2019
SLM / SLM Corporation
HL / Hecla Mining Company
MSA / MSA Safety Incorporated
HMG / HMG Courtland Properties Inc.
CALA / Calithera Biosciences, Inc.
AXR / AMREP Corporation
NAD / Nuveen Quality Municipal Income Fund
JPT / Nuveen Preferred and Income Fund
PML / PIMCO Municipal Income Fund II
BAND / Bandwidth Inc.
APTS / Preferred Apartment Communities Inc - Class A
MCA / BlackRock MuniYield California Quality Fund Inc
IQI / Invesco Quality Municipal Income Trust
OMC / Omnicom Group Inc.
TEAM / Atlassian Corporation
NVDA / NVIDIA Corporation
GOOG / Alphabet Inc.
F / Ford Motor Company
CLSD / Clearside Biomedical, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
CSCO / Cisco Systems, Inc.
CI / The Cigna Group
NEM / Newmont Corporation
DVAX / Dynavax Technologies Corporation
CAT / Caterpillar Inc.
FIVE / Five Below, Inc.
AMZN / Amazon.com, Inc.
IRM / Iron Mountain Incorporated
EIX / Edison International
PFE / Pfizer Inc.
GOLD / Barrick Mining Corporation
0R1Z / Oracle Corporation
NIO / NIO Inc. - Depositary Receipt (Common Stock)
ORLY / O'Reilly Automotive, Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
SBUXCL / Starbucks Corporation
JNJ / Johnson & Johnson
EW / Edwards Lifesciences Corporation
HPQ / HP Inc.
COST / Costco Wholesale Corporation
FDT / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Developed Markets ex-US AlphaDEX Fund
XOM / Exxon Mobil Corporation
APPS / Digital Turbine, Inc.
QQQ / Invesco QQQ Trust, Series 1
SYF / Synchrony Financial
IDXX / IDEXX Laboratories, Inc.
SSSS / SuRo Capital Corp.
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
LRGE / Legg Mason ETF Investment Trust - ClearBridge Large Cap Growth Select ETF
CSWC / Capital Southwest Corporation
NUO / Nucor Corporation
DIS / The Walt Disney Company
ALNA / Allena Pharmaceuticals Inc
CME / CME Group Inc.
FTNT / Fortinet, Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
NKE / NIKE, Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
QCOM / QUALCOMM Incorporated
V / Visa Inc.
KIM / Kimco Realty Corporation
HD / The Home Depot, Inc.
FCX / Freeport-McMoRan Inc.
TARA / Protara Therapeutics, Inc.
KR / The Kroger Co.
IBM / International Business Machines Corporation
JCI / Johnson Controls International plc
AMRK / A-Mark Precious Metals, Inc.
WFC / Wells Fargo & Company
KMI / Kinder Morgan, Inc.
VST / Vistra Corp.
IHI / iShares Trust - iShares U.S. Medical Devices ETF
UMH / UMH Properties, Inc.
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
PNC / The PNC Financial Services Group, Inc.
TROV / TrovaGene, Inc.
GD / General Dynamics Corporation
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
SPGI / S&P Global Inc.
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
AES / The AES Corporation
SCHW / The Charles Schwab Corporation
WM / Waste Management, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
IP / International Paper Company
PBHC / Pathfinder Bancorp, Inc.
PRTK / Paratek Pharmaceuticals Inc.
ROST / Ross Stores, Inc.
DD / DuPont de Nemours, Inc.
XLRE / The Select Sector SPDR Trust - The Real Estate Select Sector SPDR Fund
TJX / The TJX Companies, Inc.
AMT / American Tower Corporation
FI / Fiserv, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
DGX / Quest Diagnostics Incorporated
VRTX / Vertex Pharmaceuticals Incorporated
BDX / Becton, Dickinson and Company
ZTR / Virtus Global Dividend & Income Fund Inc.
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
NOW / ServiceNow, Inc.
CSGP / CoStar Group, Inc.
SPYD / SPDR Series Trust - SPDR Portfolio S&P 500 High Dividend ETF
INDA / iShares Trust - iShares MSCI India ETF
CNC / Centene Corporation
SPY / SPDR S&P 500 ETF
SRRA / Sierra Oncology Inc
ABT / Abbott Laboratories
STX / Seagate Technology Holdings plc
BMY / Bristol-Myers Squibb Company
MDLZ / Mondelez International, Inc.
NAC / Nuveen California Quality Municipal Income Fund
WDC / Western Digital Corporation
LNG / Cheniere Energy, Inc.
EQIX / Equinix, Inc.
HEI / HEICO Corporation
NILE / BitNile Holdings Inc.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
NBRV / Nabriva Therapeutics Plc
UTG / Reaves Utility Income Fund
EAGG / iShares Trust - iShares ESG Aware U.S. Aggregate Bond ETF
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
FIS / Fidelity National Information Services, Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
PEG / Public Service Enterprise Group Incorporated
BOTZ / Global X Funds - Global X Robotics & Artificial Intelligence ETF
MET / MetLife, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
CODI / Compass Diversified
CVEO / Civeo Corporation
VGT / Vanguard World Fund - Vanguard Information Technology ETF
SPLK / Splunk Inc.
HUM / Humana Inc.
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
RIV / RiverNorth Opportunities Fund, Inc.
GWW / W.W. Grainger, Inc.
PAYX / Paychex, Inc.
PLYM / Plymouth Industrial REIT, Inc.
MKQ / Mitek Systems, Inc.
PMT / PennyMac Mortgage Investment Trust
AB / AllianceBernstein Holding L.P. - Limited Partnership
PFD / Flaherty & Crumrine Preferred Income Fund Inc.
GSLC / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
HPS / John Hancock Preferred Income Fund III
DEO / Diageo plc - Depositary Receipt (Common Stock)
EPR / EPR Properties
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
CIBR / First Trust Exchange-Traded Fund II - First Trust NASDAQ Cybersecurity ETF
HQH / Abrdn Healthcare Investors
FE7 / FirstEnergy Corp.
WIX / Wix.com Ltd.
AOD / Abrdn Total Dynamic Dividend Fund
ATO / Atmos Energy Corporation
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
FUN / Six Flags Entertainment Corporation
ETR / Entergy Corporation
IBB / iShares Trust - iShares Biotechnology ETF
ZTS / Zoetis Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
NSC / Norfolk Southern Corporation
CIK / Credit Suisse Asset Management Income Fund, Inc.
TTSH / Tile Shop Holdings, Inc.
CCD / Calamos Dynamic Convertible and Income Fund
EXC / Exelon Corporation
NTRS / Northern Trust Corporation
NMZ / Nuveen Municipal High Income Opportunity Fund
ED / Consolidated Edison, Inc.
GDV / The Gabelli Dividend & Income Trust
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
FSK / FS KKR Capital Corp.
VFH / Vanguard World Fund - Vanguard Financials ETF
/ Cohen & Steers MLP Income and Energy Opportunity Fund, Inc.
DBL / DoubleLine Opportunistic Credit Fund
AMRN / Amarin Corporation plc - Depositary Receipt (Common Stock)
INO / Inovio Pharmaceuticals, Inc.
PODD / Insulet Corporation
BCML / BayCom Corp
ACI09N1H7 / Fiat Chrysler Automobiles N.V
RVT / Royce Small-Cap Trust, Inc.
VER / VEREIT Inc
GGG / Graco Inc.
CRON / Cronos Group Inc.
ACN / Accenture plc
FINS / Angel Oak Financial Strategies Income Term Trust
NEA / Nuveen AMT-Free Quality Municipal Income Fund
US6888233011 / Otelco, Inc.
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
AEY / ADDvantage Technologies Group, Inc.
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
PCQ / PIMCO California Municipal Income Fund
FOF / Cohen & Steers Closed-End Opportunity Fund, Inc.
PZC / PIMCO California Municipal Income Fund III
AGM / Federal Agricultural Mortgage Corporation
CHKP / Check Point Software Technologies Ltd.
MUC / BlackRock MuniHoldings California Quality Fund, Inc.
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
NYMX / Nymox Pharmaceutical Corp
BRO / Brown & Brown, Inc.
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
YELL / Yellow Corporation
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
IWF / iShares Trust - iShares Russell 1000 Growth ETF
DLR / Digital Realty Trust, Inc.
ETSY / Etsy, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
VVR / Invesco Senior Income Trust
PCK / PIMCO California Municipal Income Fund II
GAB / The Gabelli Equity Trust Inc.
AAL / American Airlines Group Inc.
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
NMCO / Nuveen Municipal Credit Opportunities Fund
DIV / Global X Funds - Global X SuperDividend U.S. ETF
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
NUV / Nuveen Municipal Value Fund, Inc.
MGF / MFS Government Markets Income Trust
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
BDJ / BlackRock Enhanced Equity Dividend Trust
TSLA / Tesla, Inc.
MELI / MercadoLibre, Inc.
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
SNPS / Synopsys, Inc.
IBIO / iBio, Inc.
CMF / iShares Trust - iShares California Muni Bond ETF
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
KPRX / Kiora Pharmaceuticals, Inc.
PAG / Penske Automotive Group, Inc.
PHD / Pioneer Floating Rate Fund, Inc.
AMD / Advanced Micro Devices, Inc.
GWP / GW Pharmaceuticals plc
MINI / Mobile Mini, Inc.
SYN / Synthetic Biologics Inc
VRSN / VeriSign, Inc.
ASG / Liberty All-Star Growth Fund, Inc.
19041P105 / CBS Corp.
BTO / John Hancock Financial Opportunities Fund
X / United States Steel Corporation
GNW / Genworth Financial, Inc.
AVGO / Broadcom Inc.
NVCN / Neovasc Inc
NIE / Virtus Equity & Convertible Income Fund
RITM / Rithm Capital Corp.
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
HTD / John Hancock Tax-Advantaged Dividend Income Fund
MVF / BlackRock MuniVest Fund, Inc.
EMR / Emerson Electric Co.
IFV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright International Focus 5 ETF
JEF / Jefferies Financial Group Inc.
ELV / Elevance Health, Inc.
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF
THW / Abrdn World Healthcare Fund
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
DHR / Danaher Corporation
WAB / Westinghouse Air Brake Technologies Corporation
NCA / Nuveen California Municipal Value Fund
MTRX / Matrix Service Company
STGW / Stagwell Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
DIAX / Nuveen Dow 30 Dynamic Overwrite Fund
ZBH / Zimmer Biomet Holdings, Inc.
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
KMX / CarMax, Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
ALL / The Allstate Corporation
UTF / Cohen & Steers Infrastructure Fund, Inc
EVM / Eaton Vance California Municipal Bond Fund
GLD / SPDR Gold Trust
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
US756577AD47 / Red Hat, Inc. Bond
AFB / AllianceBernstein National Municipal Income Fund, Inc.
NOU / NiSource Inc.
KMPH / Zevra Therapeutics Inc
HPF / John Hancock Preferred Income Fund II
DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
LDSF / First Trust Exchange-Traded Fund VIII - First Trust Low Duration Strategic Focus ETF
GASS / StealthGas Inc.
ASX / ASE Technology Holding Co., Ltd. - Depositary Receipt (Common Stock)
SPLP / Steel Partners Holdings L.P. - Limited Partnership
NDAQ / Nasdaq, Inc.
ICPT / Intercept Pharmaceuticals Inc
IHF / iShares Trust - iShares U.S. Healthcare Providers ETF
AMPE / Ampio Pharmaceuticals, Inc.
CXE / MFS High Income Municipal Trust
LVS / Las Vegas Sands Corp.
SPGI / S&P Global Inc.
CSWI / CSW Industrials, Inc.
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
KDNY / Chinook Therapeutics Inc
TEL / TE Connectivity plc
PEGA / Pegasystems Inc.
GPMT / Granite Point Mortgage Trust Inc.
GRUB / Just Eat Takeaway.com N.V. - ADR (New)
HFC / HollyFrontier Corp
NICK / Nicholas Financial, Inc.
M / Macy's, Inc.
CPB / The Campbell's Company
VTR / Ventas, Inc.
US04010LAT08 / Ares Capital Corp Bond
BGRN / iShares Trust - iShares USD Green Bond ETF
018490100 / Allergan plc
PRLB / Proto Labs, Inc.
FFTY / Innovator ETFs Trust - Innovator IBD 50 ETF
CWBC / Community West Bancshares
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
BCE / BCE Inc.
AMED / Amedisys, Inc.
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
UAN / CVR Partners, LP - Limited Partnership
OKTA / Okta, Inc.
FAST / Fastenal Company
LTRX / Lantronix, Inc.
PDX / PIMCO Dynamic Income Strategy Fund
NVIV / InVivo Therapeutics Holdings Corp.
LRMR / Larimar Therapeutics, Inc.
NWL / Newell Brands Inc.
STI / Solidion Technology, Inc.
LSXMK / Liberty Media Corp. (New Liberty SiriusXM) Series C
FYC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund
US0153511094 / Alexion Pharmaceuticals, Inc.
FTXO / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Bank ETF
IGOV / iShares Trust - iShares International Treasury Bond ETF
US67077N1063 / Nuveen High Income November 2021 Target Term Fund
US5538291023 / MVC Capital, Inc.
BPR / Brookfield Property REIT Inc.
US235851AF96 / Danaher Corp. Bond
AG / First Majestic Silver Corp.
BGH / Barings Global Short Duration High Yield Fund
PSJ / Invesco Capital Management LLC - Invesco Dynamic Software ETF
AROC / Archrock, Inc.
/ THL Credit, Inc.
THRM / Gentherm Incorporated
AUY / Yamana Gold Inc.
DSWL / Deswell Industries, Inc.
03765K104 / Aphria Inc.
XNCVX / AllianzGI Convertible & Income
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
RVSB / Riverview Bancorp, Inc.
US33740K1016 / First Trust Senior Floating Rate 2022 Target Term Fund
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
DOO / WisdomTree Trust - WisdomTree International Dividend Ex-Financials Fund
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
ITE / SPDR Barclays Capital Intermediate Term Treasury ETF
ACV / Virtus Diversified Income & Convertible Fund
SIX / Six Flags Entertainment Corporation
XITK / SPDR Series Trust - SPDR FactSet Innovative Technology ETF
US45845PAA66 / Intercept Pharmaceuticals, Inc. Bond
0HBB / Aimmune Therapeutics Inc
US09061GAH48 / BioMarin Pharmaceutical, Inc. Bond
MSEX / Middlesex Water Company
PFPT / Proofpoint Inc
CBSH / Commerce Bancshares, Inc.
JWN / Nordstrom, Inc.
CBIO / Crescent Biopharma, Inc.
MLPA / Global X Funds - Global X MLP ETF
VTVT / vTv Therapeutics Inc.
/ VG Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redee
DBRG / DigitalBridge Group, Inc.
OXSQ / Oxford Square Capital Corp.
LAND / Gladstone Land Corporation
BEN / Franklin Resources, Inc.
GOOD / Gladstone Commercial Corporation
CORR / CorEnergy Infrastructure Trust, Inc.
ALLE / Allegion plc
US2692464017 / E*TRADE Financial, Inc.
FFWM / First Foundation Inc.
SSBI / Summit State Bank
WPG / Washington Prime Group Inc
VLRX / Valeritas, Inc.
NBEV / NewAge Inc
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
JRO / Nuveen Floating Rate Income Opportunity Fund
CMCT / Creative Media & Community Trust Corporation
PKBK / Parke Bancorp, Inc.
VRSK / Verisk Analytics, Inc.
AXP / American Express Company
ADMP / Adamis Pharmaceuticals Corp
UNAM / Unico American Corporation
C.WSA / Citigroup, Inc.
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
471109AM0 / Jarden Corporation Bond
NAZ / Nuveen Arizona Quality Municipal Income Fund
LLL / JX Luxventure Limited
CELG / Celgene Corp.
PMM / Putnam Managed Municipal Income Trust
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
EIGR / Eiger BioPharmaceuticals, Inc.
IVZ / Invesco Ltd.
MO / Altria Group, Inc.
FLR / Fluor Corporation
INSG / Inseego Corp.
TLGT / Teligent Inc
HSIC / Henry Schein, Inc.
BGS / B&G Foods, Inc.
GNRC / Generac Holdings Inc.
AWK / American Water Works Company, Inc.
STEW / SRH Total Return Fund, Inc.
ECA / EnCana Corp.
GPM / Guggenheim Enhanced Equity Income Fund
MFD / Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
ADI / Analog Devices, Inc.
PBJ / Invesco Exchange-Traded Fund Trust - Invesco Food & Beverage ETF
22228P203 / CounterPath Corp.
CLMT / Calumet, Inc.
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
NAVB / Navidea Biopharmaceuticals, Inc.
L / Loews Corporation
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
CLF / Cleveland-Cliffs Inc.
PMO / Putnam Municipal Opportunities Trust
KBWD / Invesco Exchange-Traded Fund Trust II - Invesco KBW High Dividend Yield Financial ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
TD / The Toronto-Dominion Bank
SUSB / iShares Trust - iShares ESG Aware 1-5 Year USD Corporate Bond ETF
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
TRT / Trio-Tech International
AKBA / Akebia Therapeutics, Inc.
SWN / Southwestern Energy Company
MUX / McEwen Inc.
FENC / Fennec Pharmaceuticals Inc.
HOG / Harley-Davidson, Inc.
INFO / Harbor ETF Trust - Harbor PanAgora Dynamic Large Cap Core ETF
DNP / DNP Select Income Fund Inc.
EXEL / Exelixis, Inc.
QNRX / Quoin Pharmaceuticals, Ltd. - Depositary Receipt (Common Stock)
FL / Foot Locker, Inc.
26433F207 / Duff & Phelps Select MLP and M Common Stock
PHK / PIMCO High Income Fund
GGN / GAMCO Global Gold, Natural Resources & Income Trust
ABB / ABB Ltd. - ADR
US25470MAD11 / Dish Network Corp Bond
EFOI / Energy Focus, Inc.
AQST / Aquestive Therapeutics, Inc.
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
LRCX / Lam Research Corporation
WPC / W. P. Carey Inc.
RDS.B / Shell Plc - ADR
BAX / Baxter International Inc.
MA / Mastercard Incorporated
KHC / The Kraft Heinz Company
JPM / JPMorgan Chase & Co.
C / Citigroup Inc.
ERIC / Telefonaktiebolaget LM Ericsson (publ) - Depositary Receipt (Common Stock)
FMC / FMC Corporation
EOG / EOG Resources, Inc.
ULTA / Ulta Beauty, Inc.
SITOQ / SITO Mobile Ltd
/ Hi-Crush Inc.
AAPL / Apple Inc.
TACO / Berto Acquisition Corp.
UNH / UnitedHealth Group Incorporated
RNR / RenaissanceRe Holdings Ltd.
RDY / Dr. Reddy's Laboratories Limited - Depositary Receipt (Common Stock)
CMCSA / Comcast Corporation
PYPL / PayPal Holdings, Inc.
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
HIE / Miller/Howard High Income Equity Fund
BA / The Boeing Company
SHOP / Shopify Inc.
MU / Micron Technology, Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
NVS / Novartis AG - Depositary Receipt (Common Stock)
KO / The Coca-Cola Company
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
WMB / The Williams Companies, Inc.
INTC / Intel Corporation
ARKK / ARK ETF Trust - ARK Innovation ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
MSFT / Microsoft Corporation
HCA / HCA Healthcare, Inc.
BIIB / Biogen Inc.
RTX / RTX Corporation
NFLX / Netflix, Inc.
KMB / Kimberly-Clark Corporation
ADSK / Autodesk, Inc.
SPG / Simon Property Group, Inc.
GOOGL / Alphabet Inc.
RIG / Transocean Ltd.
ACB / Aurora Cannabis Inc.
SMDV / ProShares Trust - ProShares Russell 2000 Dividend Growers ETF
ET / Energy Transfer LP - Limited Partnership
PEP / PepsiCo, Inc.
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
PFN / PIMCO Income Strategy Fund II
COF / Capital One Financial Corporation
CVX / Chevron Corporation
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
SYY / Sysco Corporation
TWLO / Twilio Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
MDT / Medtronic plc
GM / General Motors Company
MS / Morgan Stanley
SLB / Schlumberger Limited
FT / Franklin Universal Trust
WPM / Wheaton Precious Metals Corp.
VTV / Vanguard Index Funds - Vanguard Value ETF
CCL / Carnival Corporation & plc
GRMN / Garmin Ltd.
PSX / Phillips 66
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
TROW / T. Rowe Price Group, Inc.
AMGN / Amgen Inc.
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
WY / Weyerhaeuser Company
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
SBRA / Sabra Health Care REIT, Inc.
PPA / Invesco Exchange-Traded Fund Trust - Invesco Aerospace & Defense ETF
CL / Colgate-Palmolive Company
CTSH / Cognizant Technology Solutions Corporation
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
AVLR / Avalara Inc
OBSV / ObsEva SA.
RIBT / RiceBran Technologies
RGLS / Regulus Therapeutics Inc.
CCM / Concord Medical Services Holdings Limited - Depositary Receipt (Common Stock)
TYL / Tyler Technologies, Inc.
ALK / Alaska Air Group, Inc.
EDU / New Oriental Education & Technology Group Inc. - Depositary Receipt (Common Stock)
IWV / iShares Trust - iShares Russell 3000 ETF
WEN / The Wendy's Company
CHK / Chesapeake Energy Corporation
AZO / AutoZone, Inc.
VRP / Invesco Exchange-Traded Fund Trust II - Invesco Variable Rate Preferred ETF
PSEC / Prospect Capital Corporation
ATVI / Activision Blizzard Inc
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
NRIM / Northrim BanCorp, Inc.
MSB / Mesabi Trust
MPC / Marathon Petroleum Corporation
LYB / LyondellBasell Industries N.V.
PHX / PHX Minerals Inc.
MITT / AG Mortgage Investment Trust, Inc.
ILMN / Illumina, Inc.
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
GYLD / Arrow ETF Trust - Arrow Dow Jones Global Yield ETF
USB / U.S. Bancorp
MRO / Marathon Oil Corporation
NAII / Natural Alternatives International, Inc.
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
AEP / American Electric Power Company, Inc.
ALB / Albemarle Corporation
TRV / The Travelers Companies, Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
TIP / iShares Trust - iShares TIPS Bond ETF
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
DAL / Delta Air Lines, Inc.
1OKE / ONEOK, Inc.
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
SHV / iShares Trust - iShares Short Treasury Bond ETF
ROK / Rockwell Automation, Inc.
WLDN / Willdan Group, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
IYW / iShares Trust - iShares U.S. Technology ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
CHW / Calamos Global Dynamic Income Fund
ARCC / Ares Capital Corporation
GILD / Gilead Sciences, Inc.
BRK.B / Berkshire Hathaway Inc.
WDAY / Workday, Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
HIG / The Hartford Insurance Group, Inc.
0HF3 / Cencora, Inc.
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
BK / The Bank of New York Mellon Corporation
LXRX / Lexicon Pharmaceuticals, Inc.
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
HAL / Halliburton Company
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
VRNA / Verona Pharma plc - Depositary Receipt (Common Stock)
GJR / Strats Trust For Procter & Gambel Security - Preferred Security
GGT / The Gabelli Multimedia Trust Inc.
LLY / Eli Lilly and Company
FLC / Flaherty & Crumrine Total Return Fund Inc.
SGC / Superior Group of Companies, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
ZS / Zscaler, Inc.
TXN / Texas Instruments Incorporated
D / Dominion Energy, Inc.
OMER / Omeros Corporation
BAC.PRL / Bank of America Corporation - Preferred Stock
PPIH / Perma-Pipe International Holdings, Inc.
RMM / Rivernorth Managed Duration Municipal Income Fund Inc.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
0HO8 / Blackstone Inc.
WYNN / Wynn Resorts, Limited
DECK / Deckers Outdoor Corporation
FXI / iShares Trust - iShares China Large-Cap ETF
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
CP / Canadian Pacific Kansas City Limited
NEE / NextEra Energy, Inc.
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
CMI / Cummins Inc.
AIG / American International Group, Inc.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
USA / Liberty All-Star Equity Fund
UPS / United Parcel Service, Inc.
STZ / Constellation Brands, Inc.
CMG / Chipotle Mexican Grill, Inc.
XFLT / XAI Octagon Floating Rate & Alternative Income Trust
PFLT / PennantPark Floating Rate Capital Ltd.
O / Realty Income Corporation
PNW / Pinnacle West Capital Corporation
CSX / CSX Corporation
OHI / Omega Healthcare Investors, Inc.
EA / Electronic Arts Inc.
ETN / Eaton Corporation plc
RY N / Royal Bank of Canada
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
BTZ / BlackRock Credit Allocation Income Trust
VKI / Invesco Advantage Municipal Income Trust II
FTXP / Foothills Exploration, Inc.
RACE / Ferrari N.V.
VUG / Vanguard Index Funds - Vanguard Growth ETF
BAC / Bank of America Corporation
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
LHX / L3Harris Technologies, Inc.
BIZD / VanEck ETF Trust - VanEck BDC Income ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
PTLC / Pacer Funds Trust - Pacer Trendpilot US Large Cap ETF
ECL / Ecolab Inc.
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
PM / Philip Morris International Inc.
OXLC / Oxford Lane Capital Corp.
QQQX / Nuveen Nasdaq 100 Dynamic Overwrite Fund
MBB / iShares Trust - iShares MBS ETF
CTVA / Corteva, Inc.
PBI / Pitney Bowes Inc.
MAR / Marriott International, Inc.
DCI / Donaldson Company, Inc.
CDW / CDW Corporation
NJR / New Jersey Resources Corporation
AON / Aon plc
ARDX / Ardelyx, Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
LIN / Linde plc
YUM / Yum! Brands, Inc.
MTB / M&T Bank Corporation
PSLV / Sprott Physical Silver Trust
NDSN / Nordson Corporation
ADP / Automatic Data Processing, Inc.
DXCM / DexCom, Inc.
VGIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Treasury ETF
DUK / Duke Energy Corporation
UBER / Uber Technologies, Inc.
ANET / Arista Networks Inc
HTGC / Hercules Capital, Inc.
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
GS / The Goldman Sachs Group, Inc.
OXY / Occidental Petroleum Corporation
COP / ConocoPhillips
SRE / Sempra
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
FCNC.A / First Citizens BancShares, Inc.
WMT / Walmart Inc.
WFC.PRL / Wells Fargo & Company - Preferred Stock
CSQ / Calamos Strategic Total Return Fund
MCD / McDonald's Corporation
DSL / DoubleLine Income Solutions Fund
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
WIW / Western Asset Inflation-Linked Opportunities & Income Fund
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
EARN / Ellington Credit Company
JPI / Nuveen Preferred Securities & Income Opportunities Fund
WELL / Welltower Inc.
CEF / Sprott Physical Gold and Silver Trust
FAX / Abrdn Asia-Pacific Income Fund Inc
NLY / Annaly Capital Management, Inc.
SDIV / Global X Funds - Global X SuperDividend ETF
SHEL / Shell plc - Depositary Receipt (Common Stock)
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
AFL / Aflac Incorporated
XAR / SPDR Series Trust - SPDR S&P Aerospace & Defense ETF
REGL / ProShares Trust - ProShares S&P Midcap 400 Dividend Aristocrats ETF
WEC / WEC Energy Group, Inc.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
ANSS / ANSYS, Inc.
GAIN / Gladstone Investment Corporation
THQ / Abrdn Healthcare Opportunities Fund
JPC / Nuveen Preferred & Income Opportunities Fund
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
MUA / BlackRock MuniAssets Fund, Inc.
DGICA / Donegal Group Inc.
RGA / Reinsurance Group of America, Incorporated
BLUE / bluebird bio, Inc.
TDY / Teledyne Technologies Incorporated
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
SPOT / Spotify Technology S.A.
MNR / Mach Natural Resources LP
MRK / Merck & Co., Inc.
AAP / Advance Auto Parts, Inc.
PAAS / Pan American Silver Corp.
BG / Bunge Global SA
DOW / Dow Inc.
TWTR / Twitter Inc
PLX / Protalix BioTherapeutics, Inc.
COGT / Cogent Biosciences, Inc.
NVCR / NovoCure Limited
ADBE / Adobe Inc.
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
BTT / Blackrock Municipal 2030 Target Term Trust
FTFT / Future FinTech Group Inc.
ATNM / Actinium Pharmaceuticals, Inc.
EDV / Vanguard World Fund - Vanguard Extended Duration Treasury ETF
TCON / TRACON Pharmaceuticals, Inc.
MRKR / Marker Therapeutics, Inc.
DAR / Darling Ingredients Inc.
KALA / KALA BIO, Inc.
CYCC / Cyclacel Pharmaceuticals, Inc.
SEEL / Seelos Therapeutics, Inc.
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
LNC / Lincoln National Corporation
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
JPS / Nuveen Preferred & Income Securities Fund
GALT / Galectin Therapeutics Inc.
ALGN / Align Technology, Inc.
FITB / Fifth Third Bancorp
BKR / Baker Hughes Company
YLDE / Legg Mason ETF Investment Trust - Franklin ClearBridge Enhanced Income ETF
ZM / Zoom Communications Inc.
EVA / Enviva Inc.
TRTN / Triton International Limited
NXDT / NexPoint Diversified Real Estate Trust
ROBO / Exchange Traded Concepts Trust - ROBO Global Robotics and Automation Index ETF
COO / The Cooper Companies, Inc.
NYCB / Flagstar Financial, Inc.
DVN / Devon Energy Corporation
ALC / Alcon Inc.
LEG / Leggett & Platt, Incorporated
US0549371070 / BB&T Corp.
IGD / Voya Global Equity Dividend and Premium Opportunity Fund
VMW / Vmware Inc. - Class A
ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund
IPAY / Amplify ETF Trust - Amplify Digital Payments ETF
TRAK / ReposiTrak, Inc.
CGC / Canopy Growth Corporation
CB / Chubb Limited
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
LMT / Lockheed Martin Corporation
ADM / Archer-Daniels-Midland Company
PFG / Principal Financial Group, Inc.
HACK / Amplify ETF Trust - Amplify Cybersecurity ETF
HASI / HA Sustainable Infrastructure Capital, Inc.
QEPC / Q.E.P. Co., Inc.
LUMN / Lumen Technologies, Inc.
SVC / Service Properties Trust
VKTX / Viking Therapeutics, Inc.
DGRO / iShares Trust - iShares Core Dividend Growth ETF
TGT / Target Corporation
GE / General Electric Company
PAYC / Paycom Software, Inc.
COLM / Columbia Sportswear Company
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
EBGEF / Enbridge Inc. - Preferred Stock
GLO / Clough Global Opportunities Fund
MMM / 3M Company
PPG / PPG Industries, Inc.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
TPL / Texas Pacific Land Corporation
VZ / Verizon Communications Inc.
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
CSM / ProShares Trust - ProShares Large Cap Core Plus
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
LUV / Southwest Airlines Co.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
HIO / Western Asset High Income Opportunity Fund Inc.
FLOT / iShares Trust - iShares Floating Rate Bond ETF
NMFC / New Mountain Finance Corporation
DPG / Duff & Phelps Utility and Infrastructure Fund Inc.
VVV / Valvoline Inc.
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
EVV / Eaton Vance Limited Duration Income Fund
VLO / Valero Energy Corporation
HIX / Western Asset High Income Fund II Inc.
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
PDBC / Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
CFA / Victory Portfolios II - VictoryShares US 500 Volatility Wtd ETF
DFS / Discover Financial Services
IAU / iShares Gold Trust
K / Kellanova
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
NCV / Virtus Convertible & Income Fund
MJ / Amplify ETF Trust - Amplify Alternative Harvest ETF
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
5QV / City Office REIT, Inc.
EXPD / Expeditors International of Washington, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
EEI / Ecology and Environment, Inc.
DHI / D.R. Horton, Inc.
GIS / General Mills, Inc.
PPL / PPL Corporation
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
SIRI / Sirius XM Holdings Inc.
DE / Deere & Company
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
WBA / Walgreens Boots Alliance, Inc.
JFR / Nuveen Floating Rate Income Fund
ECC / Eagle Point Credit Company Inc.
ES / Eversource Energy
J / Jacobs Solutions Inc.
VIRC / Virco Mfg. Corporation
AKAM / Akamai Technologies, Inc.
APD / Air Products and Chemicals, Inc.
SYK / Stryker Corporation
ICE / Intercontinental Exchange, Inc.
MAIN / Main Street Capital Corporation
CCI / Crown Castle Inc.
HPI / John Hancock Preferred Income Fund
CLX / The Clorox Company
OGE / OGE Energy Corp.
HON / Honeywell International Inc.
VEEV / Veeva Systems Inc.
UBS / UBS Group AG
DRI / Darden Restaurants, Inc.
LTC / LTC Properties, Inc.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
AMAT / Applied Materials, Inc.
CIM / Chimera Investment Corporation
LTPZ / PIMCO ETF Trust - PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund
RA / Brookfield Real Assets Income Fund Inc.
HSY / The Hershey Company
BSL / Blackstone Senior Floating Rate 2027 Term Fund
INTU / Intuit Inc.
NOC / Northrop Grumman Corporation
FPL / First Trust New Opportunities MLP & Energy Fund
QYLD / Global X Funds - Global X NASDAQ 100 Covered Call ETF
UNP / Union Pacific Corporation
REM / iShares Trust - iShares Mortgage Real Estate ETF
ISRG / Intuitive Surgical, Inc.
FDX / FedEx Corporation
EXR / Extra Space Storage Inc.
SLV / iShares Silver Trust
PII / Polaris Inc.
ZBRA / Zebra Technologies Corporation
RCL / Royal Caribbean Cruises Ltd.
0H7D / Deutsche Bank Aktiengesellschaft
EWBC / East West Bancorp, Inc.
CVS / CVS Health Corporation
IWM / iShares Trust - iShares Russell 2000 ETF
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
NZF / Nuveen Municipal Credit Income Fund
TPX / Somnigroup International Inc.
ARI / Apollo Commercial Real Estate Finance, Inc.
TNDM / Tandem Diabetes Care, Inc.
ITW / Illinois Tool Works Inc.
IR / Ingersoll Rand Inc.
DELL / Dell Technologies Inc.
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
META / Meta Platforms, Inc.
CRM / Salesforce, Inc.
SPTM / SPDR Series Trust - SPDR Portfolio S&P 1500 Composite Stock Market ETF
MMT / MFS Multimarket Income Trust
TTWO / Take-Two Interactive Software, Inc.
MNTX / Manitex International, Inc.
LULU / lululemon athletica inc.
LOW / Lowe's Companies, Inc.
XYZ / Block, Inc.
T / AT&T Inc.
ROKU / Roku, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
PANW / Palo Alto Networks, Inc.
BKNG / Booking Holdings Inc.
ABBV / AbbVie Inc.
ASML / ASML Holding N.V. - Depositary Receipt (Common Stock)
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
NRN / Xcel Energy Inc.